0001145549-12-003697.txt : 20120530 0001145549-12-003697.hdr.sgml : 20120530 20120405164950 ACCESSION NUMBER: 0001145549-12-003697 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120405 DATE AS OF CHANGE: 20120405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 12746231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004509 Schwab Retirement Advantage Money Fund C000012386 Schwab Retirement Advantage Money Fund SWIXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-03-31 0000857156 S000004509 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Prime 32 44 791685227.98 157416.22 3006968.27 788835675.93 0.0023 1.0001 2012-03-31 1.0001 2012-03-31 C000012386 1.00 788835675.93 1.00 -11693133.28 37737658.19 49430791.47 0.0001 1.0001 2012-03-31 1.0001 2012-03-31 Abbott Laboratories Abbott Laboratories 0.100000% 00282CDJ8 Other Commercial Paper N First Tier Security N/A N/A 2012-04-18 2012-04-18 N N N 3000000.00 2999866.67 0.0038 N 2999910.00 2999910.00 Alpine Securitization Corp Alpine Securitization Corp 0.180000% 02086LDD5 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-13 2012-04-13 N N Y Credit / Liquidity Credit Suisse AG N/A N/A 6000000.00 5999670.00 0.0076 N 5999580.00 5999580.00 Amsterdam Funding Corp Amsterdam Funding Corp 0.250000% 03221LDT4 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-27 2012-04-27 N N Y Letter of Credit Royal Bank of Scotland Plc N/A N/A 4000000.00 3999305.55 0.0051 N 3999275.20 3999275.20 Australia & New Zealand Banking Group Ltd Australia & New Zealand Banking Group Ltd 0.250000% 05252WBS1 Certificate of Deposit N First Tier Security N/A N/A 2012-05-07 2012-05-07 N N N 6000000.00 6000000.00 0.0076 N 6000840.00 6000840.00 Australia & New Zealand Banking Group Ltd Australia & New Zealand Banking Group Ltd 0.180000% 052992005 0000859994 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 17000000.00 17000000.00 0.0216 Security is a time deposit. N 17000170.00 17000170.00 Australia & New Zealand Banking Group Ltd Australia & New Zealand Banking Group Ltd 0.600000% 971JFK004 0000859994 Certificate of Deposit N First Tier Security N/A N/A 2012-05-30 2012-05-30 N N N 1000000.00 1000000.00 0.0013 N 1000810.00 1000810.00 Bank of America, NA Bank of America, NA 0.350000% 06052WLT8 Other Note N First Tier Security N/A N/A 2012-04-09 2012-04-09 N N N 3000000.00 3000000.00 0.0038 N 3000090.00 3000090.00 Bank of Montreal Bank of Montreal 0.150000% 06366VBD7 Certificate of Deposit N First Tier Security N/A N/A 2012-04-20 2012-04-20 N N N 5000000.00 5000000.00 0.0063 N 4999750.00 4999750.00 Bank of Montreal Bank of Montreal 0.140000% 06366W4Z4 Certificate of Deposit N First Tier Security N/A N/A 2012-04-12 2012-04-12 N N N 3000000.00 3000000.00 0.0038 N 2999970.00 2999970.00 Bank of Montreal Bank of Montreal 0.150000% 06366W6M1 Certificate of Deposit N First Tier Security N/A N/A 2012-04-11 2012-04-11 N N N 5000000.00 5000000.00 0.0063 N 4999950.00 4999950.00 Bank of Nova Scotia Bank of Nova Scotia 0.170000% 06417ED26 Certificate of Deposit N First Tier Security N/A N/A 2012-06-07 2012-06-07 N N N 4000000.00 4000000.00 0.0051 N 3999840.00 3999840.00 Bank of Nova Scotia Bank of Nova Scotia 0.110000% 06417ED59 Certificate of Deposit N First Tier Security N/A N/A 2012-04-05 2012-04-05 N N N 3000000.00 3000000.00 0.0038 N 2999970.00 2999970.00 Bank of Nova Scotia Bank of Nova Scotia 0.500000% 06417EPL1 Certificate of Deposit N First Tier Security N/A N/A 2012-05-15 2012-05-15 N N N 2000000.00 2000000.00 0.0025 N 2000860.00 2000860.00 Bank of Nova Scotia Bank of Nova Scotia 0.210000% 06417EVU4 Certificate of Deposit N First Tier Security N/A N/A 2012-04-05 2012-04-05 N N N 8000000.00 8000000.00 0.0101 N 8000080.00 8000080.00 Bank of Nova Scotia Bank of Nova Scotia 0.180000% 06417EWZ2 Certificate of Deposit N First Tier Security N/A N/A 2012-04-17 2012-04-17 N N N 6000000.00 6000000.00 0.0076 N 6000120.00 6000120.00 Bank of the West Bank of the West 0.320000% 0642G0XK2 Certificate of Deposit N First Tier Security N/A N/A 2012-04-23 2012-04-23 N N N 2000000.00 2000000.00 0.0025 N 2000240.00 2000240.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.170000% 06538ELV7 Certificate of Deposit N First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 3000000.00 3000000.00 0.0038 N 3000000.00 3000000.00 Barclays Bank Plc Barclays Bank Plc 0.160000% 06740M6D0 Certificate of Deposit N First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 2000000.00 2000000.00 0.0025 N 2000000.00 2000000.00 Barclays Bank Plc Barclays Bank Plc 0.150000% 06740M6R9 Certificate of Deposit N First Tier Security N/A N/A 2012-04-16 2012-04-16 N N N 3000000.00 3000000.00 0.0038 N 3000000.00 3000000.00 Barclays Capital, Inc Barclays Capital, Inc 0.150000% 992JYM004_0.1500_M120402_2MN1 0000851376 Government Agency Repurchase Agreement Y Federal Farm Credit Bank 2014-04-21 0.256000 Government Agency Debt 5114000.00 5112158.96 Freddie Mac 2029-12-17 0.00 Government Agency Debt 76000.00 37846.48 First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 5000000.00 5000000.00 0.0063 N 5000000.00 5000000.00 BHP Billiton Finance (USA) Ltd BHP Billiton Finance (USA) Ltd 0.150000% 0554M2DQ7 Other Commercial Paper N First Tier Security N/A N/A 2012-04-24 2012-04-24 N Y BHP Billiton Ltd N/A N/A N 1000000.00 999908.33 0.0013 N 999830.00 999830.00 BHP Billiton Finance (USA) Ltd BHP Billiton Finance (USA) Ltd 0.170000% 0554M2E94 Other Commercial Paper N First Tier Security N/A N/A 2012-05-09 2012-05-09 N Y BHP Billiton Ltd N/A N/A N 3000000.00 2999475.83 0.0038 N 2999070.00 2999070.00 BNP Paribas Securities Corp BNP Paribas Securities Corp 0.160000% 987WVU007_0.1600_M120402_2MN1 0001197610 Government Agency Repurchase Agreement Y United States Treasury Department 2015-03-15 0.375000 Treasury Debt 15351700.00 15300008.57 First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 15000000.00 15000000.00 0.0190 N 15000000.00 15000000.00 Branch Banking & Trust Co Branch Banking & Trust Co 0.330000% 10513DJM3 Certificate of Deposit N First Tier Security N/A N/A 2012-06-22 2012-06-22 N N N 3000000.00 3000000.00 0.0038 N 3001050.00 3001050.00 CAFCO, LLC CAFCO, LLC 0.290000% 12476EE39 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-03 2012-05-03 N N Y Letter of Credit Citibank NA N/A N/A 2000000.00 1999500.56 0.0025 N 1999740.00 1999740.00 CAFCO, LLC CAFCO, LLC 0.510000% 12476EGJ2 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-07-18 2012-07-18 N N Y Letter of Credit Citibank NA N/A N/A 1000000.00 998484.17 0.0013 N 999440.00 999440.00 CAFCO, LLC CAFCO, LLC 0.510000% 12476EGP8 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-07-23 2012-07-23 N N Y Letter of Credit Citibank NA N/A N/A 3000000.00 2995240.00 0.0038 N 2998200.00 2998200.00 Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce 0.322800% 13606X4J4 Certificate of Deposit N First Tier Security N/A N/A 2012-04-10 2012-07-09 N N N 1000000.00 1000000.00 0.0013 N 1000080.00 1000080.00 Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce 0.680000% 13606YAV8 Certificate of Deposit N First Tier Security N/A N/A 2012-09-27 2012-09-27 N N N 9000000.00 9000000.00 0.0114 N 9018540.00 9018540.00 Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce 0.220000% 13606YBG0 Certificate of Deposit N First Tier Security N/A N/A 2012-05-04 2012-05-04 N N N 1000000.00 1000000.00 0.0013 N 1000090.00 1000090.00 Cancara Asset Securitisation, LLC Cancara Asset Securitisation, LLC 0.220000% 13738JD23 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-02 2012-04-02 N N Y Letter of Credit Lloyds TSB Bank Plc N/A N/A 8000000.00 8000000.00 0.0101 N 7999840.00 7999840.00 Chariot Funding, LLC Chariot Funding, LLC 0.230000% 15963TFE4 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-06-14 2012-06-14 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 4000000.00 3998134.45 0.0051 N 3998680.00 3998680.00 Chariot Funding, LLC Chariot Funding, LLC 0.230000% 15963TFJ3 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-06-18 2012-06-18 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 7000000.00 6996556.39 0.0089 N 6997550.00 6997550.00 Chase Bank USA, NA Chase Bank USA, NA 0.180000% 16144RQN6 Certificate of Deposit N First Tier Security N/A N/A 2012-04-23 2012-04-23 N N N 4000000.00 4000000.00 0.0051 N 4000200.00 4000200.00 Chase Bank USA, NA Chase Bank USA, NA 0.180000% 16144RQP1 Certificate of Deposit N First Tier Security N/A N/A 2012-04-24 2012-04-24 N N N 11000000.00 11000000.00 0.0139 N 11000550.00 11000550.00 Chase Bank USA, NA Chase Bank USA, NA 0.180000% 16144RQR7 Certificate of Deposit N First Tier Security N/A N/A 2012-04-26 2012-04-26 N N N 1000000.00 1000000.00 0.0013 N 1000050.00 1000050.00 Ciesco, LLC Ciesco, LLC 0.500000% 17178BH65 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-08-06 2012-08-06 N N Y Letter of Credit Citibank NA N/A N/A 3000000.00 2994750.00 0.0038 N 2997900.00 2997900.00 Citibank, NA Citibank, NA 0.520000% 1730D2R20 Certificate of Deposit N First Tier Security N/A N/A 2012-05-29 2012-05-29 N N N 8000000.00 8000000.00 0.0101 N 8004640.00 8004640.00 Citibank, NA Citibank, NA 0.520000% 1730D2R53 Certificate of Deposit N First Tier Security N/A N/A 2012-05-30 2012-05-30 N N N 2000000.00 2000000.00 0.0025 N 2001180.00 2001180.00 Citibank, NA Citibank, NA 0.600000% 1730D2S94 Certificate of Deposit N First Tier Security N/A N/A 2012-06-20 2012-06-20 N N N 1000000.00 1000000.00 0.0013 N 1000890.00 1000890.00 Citibank, NA Citibank, NA 0.150000% 172991002_M120405 0000036684 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2012-04-05 2012-04-05 N N N 13000000.00 13000000.00 0.0165 Security is a time deposit. N 13000000.00 13000000.00 Commonwealth Bank of Australia Commonwealth Bank of Australia 0.513100% 20272ABA3 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-05-18 2012-05-18 N N N 13000000.00 13000000.00 0.0165 N 12998908.00 12998908.00 Commonwealth Bank of Australia Commonwealth Bank of Australia 0.600000% 20272DFF2 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-06-15 2012-06-15 N N N 5000000.00 4993833.33 0.0063 N 4998300.00 4998300.00 Commonwealth Bank of Australia Commonwealth Bank of Australia 0.630000% 20272DFF2 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-06-15 2012-06-15 N N N 1000000.00 998705.00 0.0013 N 999660.00 999660.00 CRC Funding, LLC CRC Funding, LLC 0.280000% 12622UDW3 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-30 2012-04-30 N N Y Letter of Credit Citibank NA N/A N/A 1000000.00 999782.22 0.0013 N 999780.00 999780.00 CRC Funding, LLC CRC Funding, LLC 0.580000% 12622UEH5 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-17 2012-05-17 N N Y Letter of Credit Citibank NA N/A N/A 1000000.00 999275.00 0.0013 N 999590.00 999590.00 CRC Funding, LLC CRC Funding, LLC 0.510000% 12622UGA8 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-07-10 2012-07-10 N N Y Letter of Credit Citibank NA N/A N/A 1000000.00 998597.50 0.0013 N 998570.00 998570.00 CRC Funding, LLC CRC Funding, LLC 0.500000% 12622UGQ3 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-07-24 2012-07-24 N N Y Letter of Credit Citibank NA N/A N/A 4000000.00 3993722.22 0.0051 N 3992840.00 3992840.00 Credit Suisse AG Credit Suisse AG 0.170000% 22550DMX4 Certificate of Deposit N First Tier Security N/A N/A 2012-05-01 2012-05-01 N N N 5000000.00 5000000.00 0.0063 N 5000000.00 5000000.00 Credit Suisse AG Credit Suisse AG 0.170000% 22550DMY2 Certificate of Deposit N First Tier Security N/A N/A 2012-05-01 2012-05-01 N N N 3000000.00 3000000.00 0.0038 N 3000000.00 3000000.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.110000% 22799D001_0.1100_M120402_2MN1 0001230485 Government Agency Repurchase Agreement Y Freddie Mac 2024-09-15 4.500000 Government Agency Debt 19517301.00 13148992.49 Freddie Mac 2052-08-15 5.340000 Government Agency Debt 15490000.00 17385125.44 First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 29934616.00 29934616.00 0.0379 N 29934616.00 29934616.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.150000% 992JYD004_0.1500_M120404_2MN1 0001230485 Government Agency Repurchase Agreement Y Fannie Mae 2036-06-25 0.811800 Government Agency Debt 17485000.00 4080590.24 First Tier Security N/A N/A 2012-04-04 2012-04-04 N N N 4000000.00 4000000.00 0.0051 N 3999960.00 3999960.00 Crown Point Capital Company, LLC Crown Point Capital Company, LLC 0.420000% 2284K0DD4 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-13 2012-04-13 N N Y Credit / Liquidity Barclays Bank Plc N/A N/A Credit / Liquidity Canadian Imperial Bank of Commerce N/A N/A Credit / Liquidity Fannie Mae N/A N/A Credit / Liquidity Freddie Mac N/A N/A Credit / Liquidity JPMorgan Chase Bank NA N/A N/A 1000000.00 999871.67 0.0013 N 999930.00 999930.00 Crown Point Capital Company, LLC Crown Point Capital Company, LLC 0.420000% 2284K0DL6 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-20 2012-04-20 N N Y Credit / Liquidity Barclays Bank Plc N/A N/A Credit / Liquidity Canadian Imperial Bank of Commerce N/A N/A Credit / Liquidity Fannie Mae N/A N/A Credit / Liquidity Freddie Mac N/A N/A Credit / Liquidity JPMorgan Chase Bank NA N/A N/A 1000000.00 999790.00 0.0013 N 999880.00 999880.00 Danaher Corp Danaher Corp 0.150000% 23585LD96 Other Commercial Paper N First Tier Security N/A N/A 2012-04-09 2012-04-09 N N N 1085000.00 1084968.35 0.0014 N 1084945.75 1084945.75 Danaher Corp Danaher Corp 0.150000% 23585LDC9 Other Commercial Paper N First Tier Security N/A N/A 2012-04-12 2012-04-12 N N N 2000000.00 1999916.67 0.0025 N 1999860.00 1999860.00 Deutsche Bank AG Deutsche Bank AG 0.250000% 25154UVJ0 Certificate of Deposit N First Tier Security N/A N/A 2012-04-12 2012-04-12 N N N 5000000.00 5000000.00 0.0063 N 5000000.00 5000000.00 Deutsche Bank AG Deutsche Bank AG 0.250000% 25154UVK7 Certificate of Deposit N First Tier Security N/A N/A 2012-04-17 2012-04-17 N N N 5000000.00 5000000.00 0.0063 N 5000050.00 5000050.00 Deutsche Bank AG Deutsche Bank AG 0.250000% 25154UVN1 Certificate of Deposit N First Tier Security N/A N/A 2012-04-18 2012-04-18 N N N 5000000.00 5000000.00 0.0063 N 5000050.00 5000050.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.150000% 21599B009_0.1500_M120402_2MN1 0001074042 Government Agency Repurchase Agreement Y Fannie Mae 2042-03-25 3.500000 Government Agency Debt 1724376.00 1691730.88 GNMA 2042-01-20 0.591700 Government Agency Debt 29730091.00 29508269.93 First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 30000000.00 30000000.00 0.0380 N 30000000.00 30000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.200000% 99ETSZ007_0.2000_M120406_2MN1 0001074042 Government Agency Repurchase Agreement Y Fannie Mae 2041-05-01 4.500000 Government Agency Debt 2822.00 2520.25 Fannie Mae 2042-02-01 2.806000 Government Agency Debt 4178.00 4319.63 Fannie Mae 2042-03-25 3.500000 Government Agency Debt 8702.00 8537.26 GNMA 2037-10-16 2.250000 Government Agency Debt 4549727.00 4168666.54 First Tier Security N/A N/A 2012-04-06 2012-04-06 Y Deutsche Bank Securities Inc N/A N/A N N 4000000.00 4000000.00 0.0051 N 4000000.00 4000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.220000% 99ETSZ007_0.2200_M120406_2MN1 0001074042 Government Agency Repurchase Agreement Y Freddie Mac 2042-03-01 4.000000 Government Agency Debt 4895532.00 5200000.91 First Tier Security N/A N/A 2012-04-06 2012-04-06 Y Deutsche Bank Securities Inc N/A N/A N N 5000000.00 5000000.00 0.0063 N 5000000.00 5000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.230000% 99ETSZ007_0.2300_M120402_2MN1 0001074042 Government Agency Repurchase Agreement Y Freddie Mac 2042-03-01 4.000000 Government Agency Debt 6853744.00 7280000.42 First Tier Security N/A N/A 2012-04-02 2012-04-02 Y Deutsche Bank Securities Inc N/A N/A N N 7000000.00 7000000.00 0.0089 N 7000000.00 7000000.00 DNB Bank ASA DNB Bank ASA 0.140000% 23330LAW6 Certificate of Deposit N First Tier Security N/A N/A 2012-04-03 2012-04-03 N N N 5000000.00 5000000.00 0.0063 N 4999950.00 4999950.00 DNB Bank ASA DNB Bank ASA 0.160000% 23330LCD6 Certificate of Deposit N First Tier Security N/A N/A 2012-05-02 2012-05-02 N N N 3000000.00 3000000.00 0.0038 N 2999490.00 2999490.00 Fairway Finance Co, LLC Fairway Finance Co, LLC 0.140000% 30601VDK4 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-19 2012-04-19 N N Y Credit / Liquidity BANK OF MONTREAL N/A N/A 1040000.00 1039931.25 0.0013 N 1039896.00 1039896.00 Fairway Finance Co, LLC Fairway Finance Co, LLC 0.150000% 30601VDP3 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-23 2012-04-23 N N Y Credit / Liquidity BANK OF MONTREAL N/A N/A 1000000.00 999912.50 0.0013 N 999870.00 999870.00 Fairway Finance Co, LLC Fairway Finance Co, LLC 0.160000% 30601VEE7 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-14 2012-05-14 N N Y Credit / Liquidity BANK OF MONTREAL N/A N/A 4000000.00 3999253.33 0.0051 N 3998840.00 3998840.00 Fannie Mae Fannie Mae 0.085000% 313588VB8 Government Agency Debt N First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 7000000.00 7000000.00 0.0089 N 7000000.00 7000000.00 Federal Home Loan Bank Federal Home Loan Bank 0.090000% 313384WK1 Government Agency Debt N First Tier Security N/A N/A 2012-05-04 2012-05-04 N N N 4000000.00 3999680.00 0.0051 N 3999928.00 3999928.00 Federal Home Loan Bank Federal Home Loan Bank 0.070000% 313384XL8 Government Agency Debt N First Tier Security N/A N/A 2012-05-29 2012-05-29 N N N 7000000.00 6999224.17 0.0089 N 6999776.00 6999776.00 Federal Home Loan Bank Federal Home Loan Bank 0.100000% 313384XM6 Government Agency Debt N First Tier Security N/A N/A 2012-05-30 2012-05-30 N N N 6000000.00 5999033.34 0.0076 N 5999808.00 5999808.00 Federal Home Loan Bank Federal Home Loan Bank 0.110000% 313384XU8 Government Agency Debt N First Tier Security N/A N/A 2012-06-06 2012-06-06 N N N 6000000.00 5998808.33 0.0076 N 5999568.00 5999568.00 Federal Home Loan Bank Federal Home Loan Bank 0.095000% 313384XW4 Government Agency Debt N First Tier Security N/A N/A 2012-06-08 2012-06-08 N N N 10000000.00 9998231.94 0.0127 N 9999260.00 9999260.00 Federal Home Loan Bank Federal Home Loan Bank 0.105000% 313384YD5 Government Agency Debt N First Tier Security N/A N/A 2012-06-15 2012-06-15 N N N 3000000.00 2999352.50 0.0038 N 2999754.00 2999754.00 Freddie Mac Freddie Mac 0.100000% 313396XP3 Government Agency Debt N First Tier Security N/A N/A 2012-06-01 2012-06-01 N N N 10000000.00 9998333.33 0.0127 N 9999330.00 9999330.00 Freddie Mac Freddie Mac 0.090000% 313396XT5 Government Agency Debt N First Tier Security N/A N/A 2012-06-05 2012-06-05 N N N 5000000.00 4999200.00 0.0063 N 4999645.00 4999645.00 Freddie Mac Freddie Mac 0.481500% 3133F3AA1 Government Agency Debt N First Tier Security N/A N/A 2012-04-10 2013-02-08 N N N 15000000.00 15000000.00 0.0190 N 15022995.00 15022995.00 Gemini Securitization Corp, LLC Gemini Securitization Corp, LLC 0.230000% 3686M0E38 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-03 2012-05-03 N N Y Credit / Liquidity Deutsche Bank AG N/A N/A 8000000.00 7998415.55 0.0101 N 7998164.00 7998164.00 General Electric Capital Corp General Electric Capital Corp 0.200000% 36959HEH6 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-05-17 2012-05-17 N N N 5000000.00 4998750.00 0.0063 N 4999200.00 4999200.00 General Electric Capital Corp General Electric Capital Corp 0.280000% 36959HFU6 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-06-28 2012-06-28 N N N 13000000.00 12991203.33 0.0165 N 12994800.00 12994800.00 General Electric Capital Corp General Electric Capital Corp 0.300000% 36959HHA8 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-08-10 2012-08-10 N N N 1000000.00 998916.67 0.0013 N 998980.00 998980.00 General Electric Co General Electric Co 0.150000% 36960LFK6 Other Commercial Paper N First Tier Security N/A N/A 2012-06-19 2012-06-19 N N N 4000000.00 3998700.00 0.0051 N 3998600.00 3998600.00 General Electric Co General Electric Co 0.150000% 36960LFT7 Other Commercial Paper N First Tier Security N/A N/A 2012-06-27 2012-06-27 N N N 5000000.00 4998208.33 0.0063 N 4998000.00 4998000.00 Goldman Sachs & Co Goldman Sachs & Co 0.200000% 992JYE002_0.2000_M120402_2MN1 0000769993 Government Agency Repurchase Agreement Y Fannie Mae 2036-08-01 6.500000 Government Agency Debt 14627334.00 5816423.27 Freddie Mac 2042-03-01 3.500000 Government Agency Debt 4588191.00 4683576.94 First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 10000000.00 10000000.00 0.0127 N 10000000.00 10000000.00 Goldman Sachs & Co Goldman Sachs & Co 0.200000% 992JYE002_0.2000_M120403_2MN1 0000769993 Government Agency Repurchase Agreement Y Fannie Mae 2036-08-01 6.500000 Government Agency Debt 21124599.00 8400000.24 First Tier Security N/A N/A 2012-04-03 2012-04-03 N N N 8000000.00 8000000.00 0.0101 N 8000000.00 8000000.00 Goldman Sachs & Co Goldman Sachs & Co 0.200000% 992JYE002_0.2000_M120404_2MN1 0000769993 Government Agency Repurchase Agreement Y Freddie Mac 2042-03-01 3.500000 Government Agency Debt 12343388.00 12600000.18 First Tier Security N/A N/A 2012-04-04 2012-04-04 N N N 12000000.00 12000000.00 0.0152 N 12000000.00 12000000.00 Govco, LLC Govco, LLC 0.500000% 38362VDS9 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-26 2012-04-26 N N Y Credit / Liquidity Citibank NA N/A N/A 1000000.00 999666.67 0.0013 N 999830.00 999830.00 Govco, LLC Govco, LLC 0.300000% 38362VEB5 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-11 2012-05-11 N N Y Credit / Liquidity Citibank NA N/A N/A 4000000.00 3998700.00 0.0051 N 3998840.00 3998840.00 Govco, LLC Govco, LLC 0.600000% 38362VFE8 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-06-14 2012-06-14 N N Y Credit / Liquidity Citibank NA N/A N/A 1000000.00 998783.33 0.0013 N 999370.00 999370.00 HSBC USA, Inc HSBC USA, Inc 0.240000% 40427RE80 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-05-08 2012-05-08 N N N 2000000.00 1999520.00 0.0025 N 1999560.00 1999560.00 Illinois Regional Transportation Auth GO CP Sub Working Cash Notes 0.170000% 75914UAS9 Other Commercial Paper N First Tier Security N/A N/A 2012-06-04 2012-06-04 N Y JPMorgan Chase Bank NA N/A N/A N 1000000.00 1000000.00 0.0013 N 1000000.00 1000000.00 JP Morgan Chase & Co JP Morgan Chase & Co 0.180000% 4662J0DR0 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-04-25 2012-04-25 N N N 4000000.00 3999540.00 0.0051 N 3999600.00 3999600.00 JPMorgan Chase Bank, NA JPMorgan Chase Bank, NA 0.361800% 48125LAA0 Other Note N First Tier Security N/A N/A 2012-04-23 2013-04-19 N N N 10000000.00 10000000.00 0.0127 N 10008130.00 10008130.00 Jupiter Securitization Corp Jupiter Securitization Corp 0.190000% 4820P2E92 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-09 2012-05-09 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 5000000.00 4999023.61 0.0063 N 4998650.00 4998650.00 Jupiter Securitization Corp Jupiter Securitization Corp 0.190000% 4820P2EA9 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-10 2012-05-10 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 6000000.00 5998796.67 0.0076 N 5998320.00 5998320.00 Jupiter Securitization Corp Jupiter Securitization Corp 0.190000% 4820P2EG6 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-16 2012-05-16 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 2000000.00 1999535.56 0.0025 N 1999340.00 1999340.00 Jupiter Securitization Corp Jupiter Securitization Corp 0.190000% 4820P2F42 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-06-04 2012-06-04 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 2000000.00 1999335.00 0.0025 N 1999000.00 1999000.00 Manhattan Asset Funding Capital Co, LLC Manhattan Asset Funding Capital Co, LLC 0.210000% 56274LDD3 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-13 2012-04-13 N N Y Credit / Liquidity Sumitomo Mitsui Banking Corp N/A N/A 1000000.00 999935.83 0.0013 N 999930.00 999930.00 Manhattan Asset Funding Capital Co, LLC Manhattan Asset Funding Capital Co, LLC 0.230000% 56274LDH4 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-17 2012-04-17 N N Y Credit / Liquidity Sumitomo Mitsui Banking Corp N/A N/A 1000000.00 999904.17 0.0013 N 999900.00 999900.00 Market Street Funding Corp Market Street Funding Corp 0.250000% 5705X4EA8 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-10 2012-05-10 N N Y Credit / Liquidity PNC Bank NA N/A N/A 1000000.00 999736.11 0.0013 N 999830.00 999830.00 Market Street Funding Corp Market Street Funding Corp 0.200000% 5705X4F74 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-06-07 2012-06-07 N N Y Credit / Liquidity PNC Bank NA N/A N/A 3000000.00 2998900.00 0.0038 N 2999100.00 2999100.00 Market Street Funding Corp Market Street Funding Corp 0.230000% 5705X4F74 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-06-07 2012-06-07 N N Y Credit / Liquidity PNC Bank NA N/A N/A 2000000.00 1999156.67 0.0025 N 1999400.00 1999400.00 Market Street Funding Corp Market Street Funding Corp 0.210000% 5705X4FM1 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-06-21 2012-06-21 N N Y Credit / Liquidity PNC Bank NA N/A N/A 1000000.00 999533.34 0.0013 N 999620.00 999620.00 Market Street Funding Corp Market Street Funding Corp 0.210000% 5705X4FN9 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-06-22 2012-06-22 N N Y Credit / Liquidity PNC Bank NA N/A N/A 1000000.00 999527.50 0.0013 N 999610.00 999610.00 Mitsubishi UFJ Trust & Banking Corp Mitsubishi UFJ Trust & Banking Corp 0.170000% 60681P4G6 Certificate of Deposit N First Tier Security N/A N/A 2012-04-09 2012-04-09 N N N 4000000.00 4000000.00 0.0051 N 3999960.00 3999960.00 Mizuho Corporate Bank Ltd Mizuho Corporate Bank Ltd 0.180000% 60687GSH2 Certificate of Deposit N First Tier Security N/A N/A 2012-04-13 2012-04-13 N N N 1000000.00 1000000.00 0.0013 N 999990.00 999990.00 Mizuho Corporate Bank Ltd Mizuho Corporate Bank Ltd 0.140000% 60687GTK4 Certificate of Deposit N First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 5000000.00 5000000.00 0.0063 N 4999950.00 4999950.00 National Australia Bank Ltd National Australia Bank Ltd 0.500000% 973NEE008 0000833029 Certificate of Deposit N First Tier Security N/A N/A 2012-04-05 2012-04-05 N N N 7000000.00 7000000.00 0.0089 N 7000490.00 7000490.00 New York City IDA Industrial RB (Allway Tools) Series 1997 0.740000% 649705LL2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-04-06 2012-04-06 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 95000.00 95000.00 0.0001 N 95000.00 95000.00 Nordea North America, Inc Nordea North America, Inc 0.145000% 6555P0DG1 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-04-16 2012-04-16 N Y Nordea Bank AB N/A N/A N 11000000.00 10999379.72 0.0139 N 10999120.00 10999120.00 Old Line Funding, LLC Old Line Funding, LLC 0.210000% 67983TD94 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-09 2012-04-09 N N Y Standby Purchase Agreement Royal Bank of Canada N/A N/A 5000000.00 4999795.83 0.0063 N 4999950.00 4999950.00 Old Line Funding, LLC Old Line Funding, LLC 0.190000% 67983TER3 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-25 2012-05-25 N N Y Standby Purchase Agreement Royal Bank of Canada N/A N/A 6000000.00 5998321.67 0.0076 N 5998980.00 5998980.00 Palm Springs, CA COP (Downtown Parking) Series 2002A 0.360000% 696656HS9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-04-06 2012-04-06 Y California State Teachers Retirement Systems N/A N/A Y California State Teachers Retirement Systems N/A N/A N 7605000.00 7605000.00 0.0096 N 7605000.00 7605000.00 Philip Morris International, Inc. Philip Morris International, Inc. 0.160000% 71838LDR0 Other Commercial Paper N First Tier Security N/A N/A 2012-04-25 2012-04-25 N N N 1000000.00 999897.78 0.0013 N 999830.00 999830.00 PNC Bank NA PNC Bank NA 0.240000% 69349JFE8 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-06-14 2012-06-14 N N N 3000000.00 2998540.00 0.0038 N 2998800.00 2998800.00 Rabobank Nederland Rabobank Nederland 0.330000% 74977JQW5 Certificate of Deposit N First Tier Security N/A N/A 2012-07-03 2012-07-03 N N N 6000000.00 6000000.00 0.0076 N 5998920.00 5998920.00 Rabobank USA Financial Corp Rabobank USA Financial Corp 0.350000% 74977KG29 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-07-02 2012-07-02 N Y Rabobank Nederland N/A N/A N 1000000.00 999115.28 0.0013 N 999080.00 999080.00 Reckitt Benckiser Treasury Services PLC Reckitt Benckiser Treasury Services PLC 0.150000% 7562E0DL7 Other Commercial Paper N First Tier Security N/A N/A 2012-04-20 2012-04-20 N Y Reckitt Benckiser Group Plc N/A N/A N 1000000.00 999925.00 0.0013 N 999870.00 999870.00 Reckitt Benckiser Treasury Services PLC Reckitt Benckiser Treasury Services PLC 0.360000% 7562E0JL1 Other Commercial Paper N First Tier Security N/A N/A 2012-09-20 2012-09-20 N Y Reckitt Benckiser Group Plc N/A N/A N 2000000.00 1996580.00 0.0025 N 1992960.00 1992960.00 Roche Holdings Inc. Roche Holdings Inc. 0.130000% 77119LDK2 Other Commercial Paper N First Tier Security N/A N/A 2012-04-19 2012-04-19 N Y Roche Holding LTD N/A N/A N 1000000.00 999938.61 0.0013 N 999930.00 999930.00 Royal Bank of Canada Royal Bank of Canada 0.120000% 985YRK002 0000352613 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 10000000.00 10000000.00 0.0127 Security is a time deposit. N 10000000.00 10000000.00 Sanofi Sanofi 0.140000% 8010M2DH2 Other Commercial Paper N First Tier Security N/A N/A 2012-04-17 2012-04-17 N N N 3025000.00 3024823.54 0.0038 N 3024879.00 3024879.00 Sheffield Receivables Corp Sheffield Receivables Corp 0.160000% 82124LDB5 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-11 2012-04-11 N N Y Letter of Credit Barclays Bank Plc N/A N/A 2000000.00 1999920.00 0.0025 N 1999880.00 1999880.00 Sheffield Receivables Corp Sheffield Receivables Corp 0.170000% 82124LDJ8 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-18 2012-04-18 N N Y Letter of Credit Barclays Bank Plc N/A N/A 4000000.00 3999697.78 0.0051 N 3999600.00 3999600.00 Sheffield Receivables Corp Sheffield Receivables Corp 0.220000% 82124LDW9 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-30 2012-04-30 N N Y Letter of Credit Barclays Bank Plc N/A N/A 5000000.00 4999144.45 0.0063 N 4999050.00 4999050.00 Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB 0.180000% 83051AJ69 Certificate of Deposit N First Tier Security N/A N/A 2012-04-05 2012-04-05 N N N 1000000.00 1000000.00 0.0013 N 999990.00 999990.00 State Street Bank & Trust Company, NA State Street Bank & Trust Company, NA 0.130000% 8574P05D6 Certificate of Deposit N First Tier Security N/A N/A 2012-04-13 2012-04-13 N N N 6000000.00 6000000.00 0.0076 N 6000000.00 6000000.00 State Street Corp State Street Corp 0.190000% 85747JFD4 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-06-13 2012-06-13 N N N 3000000.00 2998860.00 0.0038 N 2997480.00 2997480.00 Straight A Funding, LLC Straight A Funding, LLC 0.190000% 86257EFJ2 Government Agency Debt N First Tier Security N/A N/A 2012-04-03 2012-04-03 N N Y Credit / Liquidity Federal Financing Bank N/A N/A 5000000.00 4999973.61 0.0063 N 4999950.00 4999950.00 Straight A Funding, LLC Straight A Funding, LLC 0.190000% 86257EFY9 Government Agency Debt N First Tier Security N/A N/A 2012-04-18 2012-04-18 N N Y Credit / Liquidity Federal Financing Bank N/A N/A 7000000.00 6999408.89 0.0089 N 6999549.20 6999549.20 Straight A Funding, LLC Straight A Funding, LLC 0.180000% 86257FFG5 Government Agency Debt N First Tier Security N/A N/A 2012-05-30 2012-05-30 N N Y Credit / Liquidity Federal Financing Bank N/A N/A 3000000.00 2999130.00 0.0038 N 2999340.00 2999340.00 Straight A Funding, LLC Straight A Funding, LLC 0.190000% 86257GN82 Government Agency Debt N First Tier Security N/A N/A 2012-04-05 2012-04-05 N N Y Credit / Liquidity Federal Financing Bank N/A N/A 10000000.00 9999841.67 0.0127 N 9999900.00 9999900.00 Straight A Funding, LLC Straight A Funding, LLC 0.180000% 86257GR39 Government Agency Debt N First Tier Security N/A N/A 2012-05-09 2012-05-09 N N Y Credit / Liquidity Federal Financing Bank N/A N/A 11000000.00 10997965.00 0.0139 N 10998570.00 10998570.00 Straight A Funding, LLC Straight A Funding, LLC 0.180000% 86257GR62 Government Agency Debt N First Tier Security N/A N/A 2012-05-11 2012-05-11 N N Y Credit / Liquidity Federal Financing Bank N/A N/A 5000000.00 4999025.00 0.0063 N 4999300.00 4999300.00 Straight A Funding, LLC Straight A Funding, LLC 0.190000% 86257JJ40 Government Agency Debt N First Tier Security N/A N/A 2012-04-04 2012-04-04 N N Y Credit / Liquidity Federal Financing Bank N/A N/A 3000000.00 2999968.33 0.0038 N 2999970.00 2999970.00 Straight A Funding, LLC Straight A Funding, LLC 0.180000% 86257K2J2 Government Agency Debt N First Tier Security N/A N/A 2012-06-07 2012-06-07 N N Y Credit / Liquidity Federal Financing Bank N/A N/A 3000000.00 2999010.00 0.0038 N 2999190.00 2999190.00 Straight A Funding, LLC Straight A Funding, LLC 0.180000% 86257K2T0 Government Agency Debt N First Tier Security N/A N/A 2012-06-12 2012-06-12 N N Y Credit / Liquidity Federal Financing Bank N/A N/A 1022000.00 1021637.19 0.0013 N 1021693.40 1021693.40 Sumitomo Mitsui Trust Bank, Limited Sumitomo Mitsui Trust Bank, Limited 0.180000% 86562WXJ2 Certificate of Deposit N First Tier Security N/A N/A 2012-04-10 2012-04-10 N N N 3000000.00 3000000.00 0.0038 N 3000000.00 3000000.00 Sumitomo Mitsui Trust Bank, Limited Sumitomo Mitsui Trust Bank, Limited 0.130000% 86562WYA0 Certificate of Deposit N First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 4000000.00 4000000.00 0.0051 N 3999960.00 3999960.00 Sumitomo Mitsui Trust Bank, Limited Sumitomo Mitsui Trust Bank, Limited 0.130000% 86562WYC6 Certificate of Deposit N First Tier Security N/A N/A 2012-04-05 2012-04-05 N N N 4000000.00 4000000.00 0.0051 N 3999960.00 3999960.00 Svenska Handelsbanken AB Svenska Handelsbanken AB 0.150000% 86959B4X0 Certificate of Deposit N First Tier Security N/A N/A 2012-04-27 2012-04-27 N N N 5000000.00 5000000.00 0.0063 N 5000100.00 5000100.00 Svenska Handelsbanken AB Svenska Handelsbanken AB 0.150000% 86959B5C5 Certificate of Deposit N First Tier Security N/A N/A 2012-04-26 2012-04-26 N N N 2000000.00 2000000.00 0.0025 N 2000040.00 2000040.00 Texas TRAN Series 2011A 0.200000% 46633V5R6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-04-02 2012-04-02 Y JP Morgan Chase & Co N/A N/A N N 2000000.00 2000000.00 0.0025 N 2000000.00 2000000.00 Texas TRAN Series 2011A 0.200000% 46633V5T2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-04-02 2012-04-02 Y JP Morgan Chase & Co N/A N/A N N 2970000.00 2970000.00 0.0038 N 2970000.00 2970000.00 Texas TRAN Series 2011A 0.200000% 46633V6E4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-04-02 2012-04-02 Y JP Morgan Chase & Co N/A N/A N N 1980000.00 1980000.00 0.0025 N 1980000.00 1980000.00 Thunder Bay Funding, LLC Thunder Bay Funding, LLC 0.140000% 88602TDL4 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-20 2012-04-20 N N Y Standby Purchase Agreement Royal Bank of Canada N/A N/A 3000000.00 2999790.00 0.0038 N 2999640.00 2999640.00 Thunder Bay Funding, LLC Thunder Bay Funding, LLC 0.250000% 88602TF65 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-06-06 2012-06-06 N N Y Standby Purchase Agreement Royal Bank of Canada N/A N/A 5000000.00 4997743.06 0.0063 N 4997800.00 4997800.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.380000% 89112XCL7 Certificate of Deposit N First Tier Security N/A N/A 2012-05-01 2012-05-01 N N N 9000000.00 9000000.00 0.0114 N 9002070.00 9002070.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.210000% 89112XGB5 Certificate of Deposit N First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 1000000.00 1000000.00 0.0013 N 1000010.00 1000010.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.220000% 89112XJW6 Certificate of Deposit N First Tier Security N/A N/A 2012-05-08 2012-05-08 N N N 18000000.00 18000000.00 0.0228 N 18001980.00 18001980.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.130000% 89112XRL1 Certificate of Deposit N First Tier Security N/A N/A 2012-04-18 2012-04-18 N N N 6000000.00 6000000.00 0.0076 N 6000060.00 6000060.00 Toyota Motor Credit Corp Toyota Motor Credit Corp 0.500000% 89233GDW3 Other Commercial Paper N First Tier Security N/A N/A 2012-04-30 2012-04-30 N N Y Support Agreement Toyota Motor Corp N/A N/A 5000000.00 4998055.56 0.0063 N 4999600.00 4999600.00 Toyota Motor Credit Corp Toyota Motor Credit Corp 0.570000% 89233GEG7 Other Commercial Paper N First Tier Security N/A N/A 2012-05-16 2012-05-16 N N Y Support Agreement Toyota Motor Corp N/A N/A 2000000.00 1998606.67 0.0025 N 1999640.00 1999640.00 Toyota Motor Credit Corp Toyota Motor Credit Corp 0.450000% 89233GJ64 Other Commercial Paper N First Tier Security N/A N/A 2012-09-06 2012-09-06 N N Y Support Agreement Toyota Motor Corp N/A N/A 5000000.00 4990187.50 0.0063 N 4992600.00 4992600.00 UBS Securities LLC UBS Securities LLC 0.180000% 992JYH005_0.1800_M120403_2MN1 0001070766 Government Agency Repurchase Agreement Y Freddie Mac 2042-02-01 3.500000 Government Agency Debt 990756.00 1020000.49 First Tier Security N/A N/A 2012-04-03 2012-04-03 N N N 1000000.00 1000000.00 0.0013 N 1000000.00 1000000.00 UBS Securities LLC UBS Securities LLC 0.160000% 99EPPA003_0.1600_M120402_2MN1 0001070766 Government Agency Repurchase Agreement Y Freddie Mac 2042-02-01 3.500000 Government Agency Debt 5944534.00 6120000.87 First Tier Security N/A N/A 2012-04-02 2012-04-02 N N N 6000000.00 6000000.00 0.0076 N 6000000.00 6000000.00 Union Bank, NA Union Bank, NA 0.430000% 90527MD45 Certificate of Deposit N First Tier Security N/A N/A 2012-07-19 2012-07-19 N N N 3000000.00 3000000.00 0.0038 N 2999640.00 2999640.00 United States Treasury Department United States Treasury Department 0.070000% 9127955H0 Treasury Debt N First Tier Security N/A N/A 2012-04-12 2012-04-12 N N N 10000000.00 9999805.55 0.0127 N 9999920.00 9999920.00 United States Treasury Department United States Treasury Department 0.090000% 9127955J6 Treasury Debt N First Tier Security N/A N/A 2012-04-19 2012-04-19 N N N 3000000.00 2999872.50 0.0038 N 2999946.00 2999946.00 Univ of California CP Series B 0.170000% 91411SEF3 Other Commercial Paper N First Tier Security N/A N/A 2012-05-15 2012-05-15 N N N 2000000.00 1999593.89 0.0025 N 1999580.00 1999580.00 Univ of California General Revenue Bonds Series 2011 Y-1 0.324000% 91412GEZ4 Other Municipal Debt N First Tier Security N/A N/A 2012-04-02 2012-07-01 N N N 4000000.00 4000000.00 0.0051 N 4000200.00 4000200.00 Victory Receivables Corp Victory Receivables Corp 0.180000% 92646KDR0 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-04-25 2012-04-25 N N Y Credit / Liquidity Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A 3000000.00 2999655.00 0.0038 N 2999520.00 2999520.00 Westpac Banking Corp Westpac Banking Corp 0.334000% 96121TDE5 Certificate of Deposit N First Tier Security N/A N/A 2012-04-02 2012-05-01 N N N 5000000.00 5000000.00 0.0063 N 4999750.00 4999750.00 Westpac Banking Corp Westpac Banking Corp 0.333000% 96121TEU8 Certificate of Deposit N First Tier Security N/A N/A 2012-04-03 2012-07-03 N N N 3000000.00 3000000.00 0.0038 N 2999250.00 2999250.00 Westpac Banking Corp Westpac Banking Corp 0.540000% 9612C0H10 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-08-01 2012-08-01 N N N 2000000.00 1996370.00 0.0025 N 1997140.00 1997140.00 Whistlejacket Capital, LLC Whistlejacket Capital, LLC 96335WFX6 Other Note N No Longer an Eligible Security N/A N/A 2015-04-29 2015-04-29 N N N 24629.24 24629.24 0.0000 All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership. Y 20417.64 20417.64 Whistlejacket Capital, LLC Whistlejacket Capital, LLC 96432XKM4 Other Note N No Longer an Eligible Security N/A N/A 2015-04-29 2015-04-29 N N N 12300.72 12300.72 0.0000 All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership. Y 10197.29 10197.29