0001145549-12-003697.txt : 20120530
0001145549-12-003697.hdr.sgml : 20120530
20120405164950
ACCESSION NUMBER: 0001145549-12-003697
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120405
DATE AS OF CHANGE: 20120405
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 12746231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004509
Schwab Retirement Advantage Money Fund
C000012386
Schwab Retirement Advantage Money Fund
SWIXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-03-31
0000857156
S000004509
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Prime
32
44
791685227.98
157416.22
3006968.27
788835675.93
0.0023
1.0001
2012-03-31
1.0001
2012-03-31
C000012386
1.00
788835675.93
1.00
-11693133.28
37737658.19
49430791.47
0.0001
1.0001
2012-03-31
1.0001
2012-03-31
Abbott Laboratories
Abbott Laboratories 0.100000%
00282CDJ8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-18
2012-04-18
N
N
N
3000000.00
2999866.67
0.0038
N
2999910.00
2999910.00
Alpine Securitization Corp
Alpine Securitization Corp 0.180000%
02086LDD5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-13
2012-04-13
N
N
Y
Credit / Liquidity
Credit Suisse AG
N/A
N/A
6000000.00
5999670.00
0.0076
N
5999580.00
5999580.00
Amsterdam Funding Corp
Amsterdam Funding Corp 0.250000%
03221LDT4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-27
2012-04-27
N
N
Y
Letter of Credit
Royal Bank of Scotland Plc
N/A
N/A
4000000.00
3999305.55
0.0051
N
3999275.20
3999275.20
Australia & New Zealand Banking Group Ltd
Australia & New Zealand Banking Group Ltd 0.250000%
05252WBS1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
N
N
N
6000000.00
6000000.00
0.0076
N
6000840.00
6000840.00
Australia & New Zealand Banking Group Ltd
Australia & New Zealand Banking Group Ltd 0.180000%
052992005
0000859994
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
17000000.00
17000000.00
0.0216
Security is a time deposit.
N
17000170.00
17000170.00
Australia & New Zealand Banking Group Ltd
Australia & New Zealand Banking Group Ltd 0.600000%
971JFK004
0000859994
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-30
2012-05-30
N
N
N
1000000.00
1000000.00
0.0013
N
1000810.00
1000810.00
Bank of America, NA
Bank of America, NA 0.350000%
06052WLT8
Other Note
N
First Tier Security
N/A
N/A
2012-04-09
2012-04-09
N
N
N
3000000.00
3000000.00
0.0038
N
3000090.00
3000090.00
Bank of Montreal
Bank of Montreal 0.150000%
06366VBD7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-20
2012-04-20
N
N
N
5000000.00
5000000.00
0.0063
N
4999750.00
4999750.00
Bank of Montreal
Bank of Montreal 0.140000%
06366W4Z4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-12
2012-04-12
N
N
N
3000000.00
3000000.00
0.0038
N
2999970.00
2999970.00
Bank of Montreal
Bank of Montreal 0.150000%
06366W6M1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-11
2012-04-11
N
N
N
5000000.00
5000000.00
0.0063
N
4999950.00
4999950.00
Bank of Nova Scotia
Bank of Nova Scotia 0.170000%
06417ED26
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-06-07
2012-06-07
N
N
N
4000000.00
4000000.00
0.0051
N
3999840.00
3999840.00
Bank of Nova Scotia
Bank of Nova Scotia 0.110000%
06417ED59
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-05
2012-04-05
N
N
N
3000000.00
3000000.00
0.0038
N
2999970.00
2999970.00
Bank of Nova Scotia
Bank of Nova Scotia 0.500000%
06417EPL1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-15
2012-05-15
N
N
N
2000000.00
2000000.00
0.0025
N
2000860.00
2000860.00
Bank of Nova Scotia
Bank of Nova Scotia 0.210000%
06417EVU4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-05
2012-04-05
N
N
N
8000000.00
8000000.00
0.0101
N
8000080.00
8000080.00
Bank of Nova Scotia
Bank of Nova Scotia 0.180000%
06417EWZ2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-17
2012-04-17
N
N
N
6000000.00
6000000.00
0.0076
N
6000120.00
6000120.00
Bank of the West
Bank of the West 0.320000%
0642G0XK2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-23
2012-04-23
N
N
N
2000000.00
2000000.00
0.0025
N
2000240.00
2000240.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.170000%
06538ELV7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
3000000.00
3000000.00
0.0038
N
3000000.00
3000000.00
Barclays Bank Plc
Barclays Bank Plc 0.160000%
06740M6D0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
2000000.00
2000000.00
0.0025
N
2000000.00
2000000.00
Barclays Bank Plc
Barclays Bank Plc 0.150000%
06740M6R9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-16
2012-04-16
N
N
N
3000000.00
3000000.00
0.0038
N
3000000.00
3000000.00
Barclays Capital, Inc
Barclays Capital, Inc 0.150000%
992JYM004_0.1500_M120402_2MN1
0000851376
Government Agency Repurchase Agreement
Y
Federal Farm Credit Bank
2014-04-21
0.256000
Government Agency Debt
5114000.00
5112158.96
Freddie Mac
2029-12-17
0.00
Government Agency Debt
76000.00
37846.48
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
5000000.00
5000000.00
0.0063
N
5000000.00
5000000.00
BHP Billiton Finance (USA) Ltd
BHP Billiton Finance (USA) Ltd 0.150000%
0554M2DQ7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-24
2012-04-24
N
Y
BHP Billiton Ltd
N/A
N/A
N
1000000.00
999908.33
0.0013
N
999830.00
999830.00
BHP Billiton Finance (USA) Ltd
BHP Billiton Finance (USA) Ltd 0.170000%
0554M2E94
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-09
2012-05-09
N
Y
BHP Billiton Ltd
N/A
N/A
N
3000000.00
2999475.83
0.0038
N
2999070.00
2999070.00
BNP Paribas Securities Corp
BNP Paribas Securities Corp 0.160000%
987WVU007_0.1600_M120402_2MN1
0001197610
Government Agency Repurchase Agreement
Y
United States Treasury Department
2015-03-15
0.375000
Treasury Debt
15351700.00
15300008.57
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
15000000.00
15000000.00
0.0190
N
15000000.00
15000000.00
Branch Banking & Trust Co
Branch Banking & Trust Co 0.330000%
10513DJM3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-06-22
2012-06-22
N
N
N
3000000.00
3000000.00
0.0038
N
3001050.00
3001050.00
CAFCO, LLC
CAFCO, LLC 0.290000%
12476EE39
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-03
2012-05-03
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
2000000.00
1999500.56
0.0025
N
1999740.00
1999740.00
CAFCO, LLC
CAFCO, LLC 0.510000%
12476EGJ2
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-18
2012-07-18
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
1000000.00
998484.17
0.0013
N
999440.00
999440.00
CAFCO, LLC
CAFCO, LLC 0.510000%
12476EGP8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-23
2012-07-23
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
3000000.00
2995240.00
0.0038
N
2998200.00
2998200.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce 0.322800%
13606X4J4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-10
2012-07-09
N
N
N
1000000.00
1000000.00
0.0013
N
1000080.00
1000080.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce 0.680000%
13606YAV8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-09-27
2012-09-27
N
N
N
9000000.00
9000000.00
0.0114
N
9018540.00
9018540.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce 0.220000%
13606YBG0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-04
2012-05-04
N
N
N
1000000.00
1000000.00
0.0013
N
1000090.00
1000090.00
Cancara Asset Securitisation, LLC
Cancara Asset Securitisation, LLC 0.220000%
13738JD23
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
Y
Letter of Credit
Lloyds TSB Bank Plc
N/A
N/A
8000000.00
8000000.00
0.0101
N
7999840.00
7999840.00
Chariot Funding, LLC
Chariot Funding, LLC 0.230000%
15963TFE4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-14
2012-06-14
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
4000000.00
3998134.45
0.0051
N
3998680.00
3998680.00
Chariot Funding, LLC
Chariot Funding, LLC 0.230000%
15963TFJ3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-18
2012-06-18
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
7000000.00
6996556.39
0.0089
N
6997550.00
6997550.00
Chase Bank USA, NA
Chase Bank USA, NA 0.180000%
16144RQN6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-23
2012-04-23
N
N
N
4000000.00
4000000.00
0.0051
N
4000200.00
4000200.00
Chase Bank USA, NA
Chase Bank USA, NA 0.180000%
16144RQP1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-24
2012-04-24
N
N
N
11000000.00
11000000.00
0.0139
N
11000550.00
11000550.00
Chase Bank USA, NA
Chase Bank USA, NA 0.180000%
16144RQR7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-26
2012-04-26
N
N
N
1000000.00
1000000.00
0.0013
N
1000050.00
1000050.00
Ciesco, LLC
Ciesco, LLC 0.500000%
17178BH65
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-06
2012-08-06
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
3000000.00
2994750.00
0.0038
N
2997900.00
2997900.00
Citibank, NA
Citibank, NA 0.520000%
1730D2R20
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-29
2012-05-29
N
N
N
8000000.00
8000000.00
0.0101
N
8004640.00
8004640.00
Citibank, NA
Citibank, NA 0.520000%
1730D2R53
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-30
2012-05-30
N
N
N
2000000.00
2000000.00
0.0025
N
2001180.00
2001180.00
Citibank, NA
Citibank, NA 0.600000%
1730D2S94
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-06-20
2012-06-20
N
N
N
1000000.00
1000000.00
0.0013
N
1000890.00
1000890.00
Citibank, NA
Citibank, NA 0.150000%
172991002_M120405
0000036684
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2012-04-05
2012-04-05
N
N
N
13000000.00
13000000.00
0.0165
Security is a time deposit.
N
13000000.00
13000000.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.513100%
20272ABA3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-18
2012-05-18
N
N
N
13000000.00
13000000.00
0.0165
N
12998908.00
12998908.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.600000%
20272DFF2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-15
2012-06-15
N
N
N
5000000.00
4993833.33
0.0063
N
4998300.00
4998300.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.630000%
20272DFF2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-15
2012-06-15
N
N
N
1000000.00
998705.00
0.0013
N
999660.00
999660.00
CRC Funding, LLC
CRC Funding, LLC 0.280000%
12622UDW3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-30
2012-04-30
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
1000000.00
999782.22
0.0013
N
999780.00
999780.00
CRC Funding, LLC
CRC Funding, LLC 0.580000%
12622UEH5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-17
2012-05-17
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
1000000.00
999275.00
0.0013
N
999590.00
999590.00
CRC Funding, LLC
CRC Funding, LLC 0.510000%
12622UGA8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-10
2012-07-10
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
1000000.00
998597.50
0.0013
N
998570.00
998570.00
CRC Funding, LLC
CRC Funding, LLC 0.500000%
12622UGQ3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-24
2012-07-24
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
4000000.00
3993722.22
0.0051
N
3992840.00
3992840.00
Credit Suisse AG
Credit Suisse AG 0.170000%
22550DMX4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
5000000.00
5000000.00
0.0063
N
5000000.00
5000000.00
Credit Suisse AG
Credit Suisse AG 0.170000%
22550DMY2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
3000000.00
3000000.00
0.0038
N
3000000.00
3000000.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.110000%
22799D001_0.1100_M120402_2MN1
0001230485
Government Agency Repurchase Agreement
Y
Freddie Mac
2024-09-15
4.500000
Government Agency Debt
19517301.00
13148992.49
Freddie Mac
2052-08-15
5.340000
Government Agency Debt
15490000.00
17385125.44
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
29934616.00
29934616.00
0.0379
N
29934616.00
29934616.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.150000%
992JYD004_0.1500_M120404_2MN1
0001230485
Government Agency Repurchase Agreement
Y
Fannie Mae
2036-06-25
0.811800
Government Agency Debt
17485000.00
4080590.24
First Tier Security
N/A
N/A
2012-04-04
2012-04-04
N
N
N
4000000.00
4000000.00
0.0051
N
3999960.00
3999960.00
Crown Point Capital Company, LLC
Crown Point Capital Company, LLC 0.420000%
2284K0DD4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-13
2012-04-13
N
N
Y
Credit / Liquidity
Barclays Bank Plc
N/A
N/A
Credit / Liquidity
Canadian Imperial Bank of Commerce
N/A
N/A
Credit / Liquidity
Fannie Mae
N/A
N/A
Credit / Liquidity
Freddie Mac
N/A
N/A
Credit / Liquidity
JPMorgan Chase Bank NA
N/A
N/A
1000000.00
999871.67
0.0013
N
999930.00
999930.00
Crown Point Capital Company, LLC
Crown Point Capital Company, LLC 0.420000%
2284K0DL6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-20
2012-04-20
N
N
Y
Credit / Liquidity
Barclays Bank Plc
N/A
N/A
Credit / Liquidity
Canadian Imperial Bank of Commerce
N/A
N/A
Credit / Liquidity
Fannie Mae
N/A
N/A
Credit / Liquidity
Freddie Mac
N/A
N/A
Credit / Liquidity
JPMorgan Chase Bank NA
N/A
N/A
1000000.00
999790.00
0.0013
N
999880.00
999880.00
Danaher Corp
Danaher Corp 0.150000%
23585LD96
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-09
2012-04-09
N
N
N
1085000.00
1084968.35
0.0014
N
1084945.75
1084945.75
Danaher Corp
Danaher Corp 0.150000%
23585LDC9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-12
2012-04-12
N
N
N
2000000.00
1999916.67
0.0025
N
1999860.00
1999860.00
Deutsche Bank AG
Deutsche Bank AG 0.250000%
25154UVJ0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-12
2012-04-12
N
N
N
5000000.00
5000000.00
0.0063
N
5000000.00
5000000.00
Deutsche Bank AG
Deutsche Bank AG 0.250000%
25154UVK7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-17
2012-04-17
N
N
N
5000000.00
5000000.00
0.0063
N
5000050.00
5000050.00
Deutsche Bank AG
Deutsche Bank AG 0.250000%
25154UVN1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-18
2012-04-18
N
N
N
5000000.00
5000000.00
0.0063
N
5000050.00
5000050.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.150000%
21599B009_0.1500_M120402_2MN1
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2042-03-25
3.500000
Government Agency Debt
1724376.00
1691730.88
GNMA
2042-01-20
0.591700
Government Agency Debt
29730091.00
29508269.93
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
30000000.00
30000000.00
0.0380
N
30000000.00
30000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.200000%
99ETSZ007_0.2000_M120406_2MN1
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2041-05-01
4.500000
Government Agency Debt
2822.00
2520.25
Fannie Mae
2042-02-01
2.806000
Government Agency Debt
4178.00
4319.63
Fannie Mae
2042-03-25
3.500000
Government Agency Debt
8702.00
8537.26
GNMA
2037-10-16
2.250000
Government Agency Debt
4549727.00
4168666.54
First Tier Security
N/A
N/A
2012-04-06
2012-04-06
Y
Deutsche Bank Securities Inc
N/A
N/A
N
N
4000000.00
4000000.00
0.0051
N
4000000.00
4000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.220000%
99ETSZ007_0.2200_M120406_2MN1
0001074042
Government Agency Repurchase Agreement
Y
Freddie Mac
2042-03-01
4.000000
Government Agency Debt
4895532.00
5200000.91
First Tier Security
N/A
N/A
2012-04-06
2012-04-06
Y
Deutsche Bank Securities Inc
N/A
N/A
N
N
5000000.00
5000000.00
0.0063
N
5000000.00
5000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.230000%
99ETSZ007_0.2300_M120402_2MN1
0001074042
Government Agency Repurchase Agreement
Y
Freddie Mac
2042-03-01
4.000000
Government Agency Debt
6853744.00
7280000.42
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
Y
Deutsche Bank Securities Inc
N/A
N/A
N
N
7000000.00
7000000.00
0.0089
N
7000000.00
7000000.00
DNB Bank ASA
DNB Bank ASA 0.140000%
23330LAW6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-03
2012-04-03
N
N
N
5000000.00
5000000.00
0.0063
N
4999950.00
4999950.00
DNB Bank ASA
DNB Bank ASA 0.160000%
23330LCD6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-02
2012-05-02
N
N
N
3000000.00
3000000.00
0.0038
N
2999490.00
2999490.00
Fairway Finance Co, LLC
Fairway Finance Co, LLC 0.140000%
30601VDK4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-19
2012-04-19
N
N
Y
Credit / Liquidity
BANK OF MONTREAL
N/A
N/A
1040000.00
1039931.25
0.0013
N
1039896.00
1039896.00
Fairway Finance Co, LLC
Fairway Finance Co, LLC 0.150000%
30601VDP3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-23
2012-04-23
N
N
Y
Credit / Liquidity
BANK OF MONTREAL
N/A
N/A
1000000.00
999912.50
0.0013
N
999870.00
999870.00
Fairway Finance Co, LLC
Fairway Finance Co, LLC 0.160000%
30601VEE7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-14
2012-05-14
N
N
Y
Credit / Liquidity
BANK OF MONTREAL
N/A
N/A
4000000.00
3999253.33
0.0051
N
3998840.00
3998840.00
Fannie Mae
Fannie Mae 0.085000%
313588VB8
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
7000000.00
7000000.00
0.0089
N
7000000.00
7000000.00
Federal Home Loan Bank
Federal Home Loan Bank 0.090000%
313384WK1
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-05-04
2012-05-04
N
N
N
4000000.00
3999680.00
0.0051
N
3999928.00
3999928.00
Federal Home Loan Bank
Federal Home Loan Bank 0.070000%
313384XL8
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-05-29
2012-05-29
N
N
N
7000000.00
6999224.17
0.0089
N
6999776.00
6999776.00
Federal Home Loan Bank
Federal Home Loan Bank 0.100000%
313384XM6
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-05-30
2012-05-30
N
N
N
6000000.00
5999033.34
0.0076
N
5999808.00
5999808.00
Federal Home Loan Bank
Federal Home Loan Bank 0.110000%
313384XU8
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-06-06
2012-06-06
N
N
N
6000000.00
5998808.33
0.0076
N
5999568.00
5999568.00
Federal Home Loan Bank
Federal Home Loan Bank 0.095000%
313384XW4
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-06-08
2012-06-08
N
N
N
10000000.00
9998231.94
0.0127
N
9999260.00
9999260.00
Federal Home Loan Bank
Federal Home Loan Bank 0.105000%
313384YD5
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-06-15
2012-06-15
N
N
N
3000000.00
2999352.50
0.0038
N
2999754.00
2999754.00
Freddie Mac
Freddie Mac 0.100000%
313396XP3
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-06-01
2012-06-01
N
N
N
10000000.00
9998333.33
0.0127
N
9999330.00
9999330.00
Freddie Mac
Freddie Mac 0.090000%
313396XT5
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-06-05
2012-06-05
N
N
N
5000000.00
4999200.00
0.0063
N
4999645.00
4999645.00
Freddie Mac
Freddie Mac 0.481500%
3133F3AA1
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-04-10
2013-02-08
N
N
N
15000000.00
15000000.00
0.0190
N
15022995.00
15022995.00
Gemini Securitization Corp, LLC
Gemini Securitization Corp, LLC 0.230000%
3686M0E38
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-03
2012-05-03
N
N
Y
Credit / Liquidity
Deutsche Bank AG
N/A
N/A
8000000.00
7998415.55
0.0101
N
7998164.00
7998164.00
General Electric Capital Corp
General Electric Capital Corp 0.200000%
36959HEH6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-17
2012-05-17
N
N
N
5000000.00
4998750.00
0.0063
N
4999200.00
4999200.00
General Electric Capital Corp
General Electric Capital Corp 0.280000%
36959HFU6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-28
2012-06-28
N
N
N
13000000.00
12991203.33
0.0165
N
12994800.00
12994800.00
General Electric Capital Corp
General Electric Capital Corp 0.300000%
36959HHA8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-10
2012-08-10
N
N
N
1000000.00
998916.67
0.0013
N
998980.00
998980.00
General Electric Co
General Electric Co 0.150000%
36960LFK6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-19
2012-06-19
N
N
N
4000000.00
3998700.00
0.0051
N
3998600.00
3998600.00
General Electric Co
General Electric Co 0.150000%
36960LFT7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-27
2012-06-27
N
N
N
5000000.00
4998208.33
0.0063
N
4998000.00
4998000.00
Goldman Sachs & Co
Goldman Sachs & Co 0.200000%
992JYE002_0.2000_M120402_2MN1
0000769993
Government Agency Repurchase Agreement
Y
Fannie Mae
2036-08-01
6.500000
Government Agency Debt
14627334.00
5816423.27
Freddie Mac
2042-03-01
3.500000
Government Agency Debt
4588191.00
4683576.94
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
10000000.00
10000000.00
0.0127
N
10000000.00
10000000.00
Goldman Sachs & Co
Goldman Sachs & Co 0.200000%
992JYE002_0.2000_M120403_2MN1
0000769993
Government Agency Repurchase Agreement
Y
Fannie Mae
2036-08-01
6.500000
Government Agency Debt
21124599.00
8400000.24
First Tier Security
N/A
N/A
2012-04-03
2012-04-03
N
N
N
8000000.00
8000000.00
0.0101
N
8000000.00
8000000.00
Goldman Sachs & Co
Goldman Sachs & Co 0.200000%
992JYE002_0.2000_M120404_2MN1
0000769993
Government Agency Repurchase Agreement
Y
Freddie Mac
2042-03-01
3.500000
Government Agency Debt
12343388.00
12600000.18
First Tier Security
N/A
N/A
2012-04-04
2012-04-04
N
N
N
12000000.00
12000000.00
0.0152
N
12000000.00
12000000.00
Govco, LLC
Govco, LLC 0.500000%
38362VDS9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-26
2012-04-26
N
N
Y
Credit / Liquidity
Citibank NA
N/A
N/A
1000000.00
999666.67
0.0013
N
999830.00
999830.00
Govco, LLC
Govco, LLC 0.300000%
38362VEB5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-11
2012-05-11
N
N
Y
Credit / Liquidity
Citibank NA
N/A
N/A
4000000.00
3998700.00
0.0051
N
3998840.00
3998840.00
Govco, LLC
Govco, LLC 0.600000%
38362VFE8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-14
2012-06-14
N
N
Y
Credit / Liquidity
Citibank NA
N/A
N/A
1000000.00
998783.33
0.0013
N
999370.00
999370.00
HSBC USA, Inc
HSBC USA, Inc 0.240000%
40427RE80
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-08
2012-05-08
N
N
N
2000000.00
1999520.00
0.0025
N
1999560.00
1999560.00
Illinois Regional Transportation Auth
GO CP Sub Working Cash Notes 0.170000%
75914UAS9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-04
2012-06-04
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0013
N
1000000.00
1000000.00
JP Morgan Chase & Co
JP Morgan Chase & Co 0.180000%
4662J0DR0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-25
2012-04-25
N
N
N
4000000.00
3999540.00
0.0051
N
3999600.00
3999600.00
JPMorgan Chase Bank, NA
JPMorgan Chase Bank, NA 0.361800%
48125LAA0
Other Note
N
First Tier Security
N/A
N/A
2012-04-23
2013-04-19
N
N
N
10000000.00
10000000.00
0.0127
N
10008130.00
10008130.00
Jupiter Securitization Corp
Jupiter Securitization Corp 0.190000%
4820P2E92
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-09
2012-05-09
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
5000000.00
4999023.61
0.0063
N
4998650.00
4998650.00
Jupiter Securitization Corp
Jupiter Securitization Corp 0.190000%
4820P2EA9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-10
2012-05-10
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
6000000.00
5998796.67
0.0076
N
5998320.00
5998320.00
Jupiter Securitization Corp
Jupiter Securitization Corp 0.190000%
4820P2EG6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-16
2012-05-16
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
2000000.00
1999535.56
0.0025
N
1999340.00
1999340.00
Jupiter Securitization Corp
Jupiter Securitization Corp 0.190000%
4820P2F42
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-04
2012-06-04
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
2000000.00
1999335.00
0.0025
N
1999000.00
1999000.00
Manhattan Asset Funding Capital Co, LLC
Manhattan Asset Funding Capital Co, LLC 0.210000%
56274LDD3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-13
2012-04-13
N
N
Y
Credit / Liquidity
Sumitomo Mitsui Banking Corp
N/A
N/A
1000000.00
999935.83
0.0013
N
999930.00
999930.00
Manhattan Asset Funding Capital Co, LLC
Manhattan Asset Funding Capital Co, LLC 0.230000%
56274LDH4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-17
2012-04-17
N
N
Y
Credit / Liquidity
Sumitomo Mitsui Banking Corp
N/A
N/A
1000000.00
999904.17
0.0013
N
999900.00
999900.00
Market Street Funding Corp
Market Street Funding Corp 0.250000%
5705X4EA8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-10
2012-05-10
N
N
Y
Credit / Liquidity
PNC Bank NA
N/A
N/A
1000000.00
999736.11
0.0013
N
999830.00
999830.00
Market Street Funding Corp
Market Street Funding Corp 0.200000%
5705X4F74
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-07
2012-06-07
N
N
Y
Credit / Liquidity
PNC Bank NA
N/A
N/A
3000000.00
2998900.00
0.0038
N
2999100.00
2999100.00
Market Street Funding Corp
Market Street Funding Corp 0.230000%
5705X4F74
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-07
2012-06-07
N
N
Y
Credit / Liquidity
PNC Bank NA
N/A
N/A
2000000.00
1999156.67
0.0025
N
1999400.00
1999400.00
Market Street Funding Corp
Market Street Funding Corp 0.210000%
5705X4FM1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-21
2012-06-21
N
N
Y
Credit / Liquidity
PNC Bank NA
N/A
N/A
1000000.00
999533.34
0.0013
N
999620.00
999620.00
Market Street Funding Corp
Market Street Funding Corp 0.210000%
5705X4FN9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-22
2012-06-22
N
N
Y
Credit / Liquidity
PNC Bank NA
N/A
N/A
1000000.00
999527.50
0.0013
N
999610.00
999610.00
Mitsubishi UFJ Trust & Banking Corp
Mitsubishi UFJ Trust & Banking Corp 0.170000%
60681P4G6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-09
2012-04-09
N
N
N
4000000.00
4000000.00
0.0051
N
3999960.00
3999960.00
Mizuho Corporate Bank Ltd
Mizuho Corporate Bank Ltd 0.180000%
60687GSH2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-13
2012-04-13
N
N
N
1000000.00
1000000.00
0.0013
N
999990.00
999990.00
Mizuho Corporate Bank Ltd
Mizuho Corporate Bank Ltd 0.140000%
60687GTK4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
5000000.00
5000000.00
0.0063
N
4999950.00
4999950.00
National Australia Bank Ltd
National Australia Bank Ltd 0.500000%
973NEE008
0000833029
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-05
2012-04-05
N
N
N
7000000.00
7000000.00
0.0089
N
7000490.00
7000490.00
New York City IDA
Industrial RB (Allway Tools) Series 1997 0.740000%
649705LL2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-04-06
2012-04-06
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
95000.00
95000.00
0.0001
N
95000.00
95000.00
Nordea North America, Inc
Nordea North America, Inc 0.145000%
6555P0DG1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-16
2012-04-16
N
Y
Nordea Bank AB
N/A
N/A
N
11000000.00
10999379.72
0.0139
N
10999120.00
10999120.00
Old Line Funding, LLC
Old Line Funding, LLC 0.210000%
67983TD94
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-09
2012-04-09
N
N
Y
Standby Purchase Agreement
Royal Bank of Canada
N/A
N/A
5000000.00
4999795.83
0.0063
N
4999950.00
4999950.00
Old Line Funding, LLC
Old Line Funding, LLC 0.190000%
67983TER3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-25
2012-05-25
N
N
Y
Standby Purchase Agreement
Royal Bank of Canada
N/A
N/A
6000000.00
5998321.67
0.0076
N
5998980.00
5998980.00
Palm Springs, CA
COP (Downtown Parking) Series 2002A 0.360000%
696656HS9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-04-06
2012-04-06
Y
California State Teachers Retirement Systems
N/A
N/A
Y
California State Teachers Retirement Systems
N/A
N/A
N
7605000.00
7605000.00
0.0096
N
7605000.00
7605000.00
Philip Morris International, Inc.
Philip Morris International, Inc. 0.160000%
71838LDR0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-25
2012-04-25
N
N
N
1000000.00
999897.78
0.0013
N
999830.00
999830.00
PNC Bank NA
PNC Bank NA 0.240000%
69349JFE8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-14
2012-06-14
N
N
N
3000000.00
2998540.00
0.0038
N
2998800.00
2998800.00
Rabobank Nederland
Rabobank Nederland 0.330000%
74977JQW5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-03
2012-07-03
N
N
N
6000000.00
6000000.00
0.0076
N
5998920.00
5998920.00
Rabobank USA Financial Corp
Rabobank USA Financial Corp 0.350000%
74977KG29
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
N
Y
Rabobank Nederland
N/A
N/A
N
1000000.00
999115.28
0.0013
N
999080.00
999080.00
Reckitt Benckiser Treasury Services PLC
Reckitt Benckiser Treasury Services PLC 0.150000%
7562E0DL7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-20
2012-04-20
N
Y
Reckitt Benckiser Group Plc
N/A
N/A
N
1000000.00
999925.00
0.0013
N
999870.00
999870.00
Reckitt Benckiser Treasury Services PLC
Reckitt Benckiser Treasury Services PLC 0.360000%
7562E0JL1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-09-20
2012-09-20
N
Y
Reckitt Benckiser Group Plc
N/A
N/A
N
2000000.00
1996580.00
0.0025
N
1992960.00
1992960.00
Roche Holdings Inc.
Roche Holdings Inc. 0.130000%
77119LDK2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-19
2012-04-19
N
Y
Roche Holding LTD
N/A
N/A
N
1000000.00
999938.61
0.0013
N
999930.00
999930.00
Royal Bank of Canada
Royal Bank of Canada 0.120000%
985YRK002
0000352613
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
10000000.00
10000000.00
0.0127
Security is a time deposit.
N
10000000.00
10000000.00
Sanofi
Sanofi 0.140000%
8010M2DH2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-17
2012-04-17
N
N
N
3025000.00
3024823.54
0.0038
N
3024879.00
3024879.00
Sheffield Receivables Corp
Sheffield Receivables Corp 0.160000%
82124LDB5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-11
2012-04-11
N
N
Y
Letter of Credit
Barclays Bank Plc
N/A
N/A
2000000.00
1999920.00
0.0025
N
1999880.00
1999880.00
Sheffield Receivables Corp
Sheffield Receivables Corp 0.170000%
82124LDJ8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-18
2012-04-18
N
N
Y
Letter of Credit
Barclays Bank Plc
N/A
N/A
4000000.00
3999697.78
0.0051
N
3999600.00
3999600.00
Sheffield Receivables Corp
Sheffield Receivables Corp 0.220000%
82124LDW9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-30
2012-04-30
N
N
Y
Letter of Credit
Barclays Bank Plc
N/A
N/A
5000000.00
4999144.45
0.0063
N
4999050.00
4999050.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.180000%
83051AJ69
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-05
2012-04-05
N
N
N
1000000.00
1000000.00
0.0013
N
999990.00
999990.00
State Street Bank & Trust Company, NA
State Street Bank & Trust Company, NA 0.130000%
8574P05D6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-13
2012-04-13
N
N
N
6000000.00
6000000.00
0.0076
N
6000000.00
6000000.00
State Street Corp
State Street Corp 0.190000%
85747JFD4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-13
2012-06-13
N
N
N
3000000.00
2998860.00
0.0038
N
2997480.00
2997480.00
Straight A Funding, LLC
Straight A Funding, LLC 0.190000%
86257EFJ2
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-04-03
2012-04-03
N
N
Y
Credit / Liquidity
Federal Financing Bank
N/A
N/A
5000000.00
4999973.61
0.0063
N
4999950.00
4999950.00
Straight A Funding, LLC
Straight A Funding, LLC 0.190000%
86257EFY9
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-04-18
2012-04-18
N
N
Y
Credit / Liquidity
Federal Financing Bank
N/A
N/A
7000000.00
6999408.89
0.0089
N
6999549.20
6999549.20
Straight A Funding, LLC
Straight A Funding, LLC 0.180000%
86257FFG5
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-05-30
2012-05-30
N
N
Y
Credit / Liquidity
Federal Financing Bank
N/A
N/A
3000000.00
2999130.00
0.0038
N
2999340.00
2999340.00
Straight A Funding, LLC
Straight A Funding, LLC 0.190000%
86257GN82
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-04-05
2012-04-05
N
N
Y
Credit / Liquidity
Federal Financing Bank
N/A
N/A
10000000.00
9999841.67
0.0127
N
9999900.00
9999900.00
Straight A Funding, LLC
Straight A Funding, LLC 0.180000%
86257GR39
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-05-09
2012-05-09
N
N
Y
Credit / Liquidity
Federal Financing Bank
N/A
N/A
11000000.00
10997965.00
0.0139
N
10998570.00
10998570.00
Straight A Funding, LLC
Straight A Funding, LLC 0.180000%
86257GR62
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-05-11
2012-05-11
N
N
Y
Credit / Liquidity
Federal Financing Bank
N/A
N/A
5000000.00
4999025.00
0.0063
N
4999300.00
4999300.00
Straight A Funding, LLC
Straight A Funding, LLC 0.190000%
86257JJ40
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-04-04
2012-04-04
N
N
Y
Credit / Liquidity
Federal Financing Bank
N/A
N/A
3000000.00
2999968.33
0.0038
N
2999970.00
2999970.00
Straight A Funding, LLC
Straight A Funding, LLC 0.180000%
86257K2J2
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-06-07
2012-06-07
N
N
Y
Credit / Liquidity
Federal Financing Bank
N/A
N/A
3000000.00
2999010.00
0.0038
N
2999190.00
2999190.00
Straight A Funding, LLC
Straight A Funding, LLC 0.180000%
86257K2T0
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-06-12
2012-06-12
N
N
Y
Credit / Liquidity
Federal Financing Bank
N/A
N/A
1022000.00
1021637.19
0.0013
N
1021693.40
1021693.40
Sumitomo Mitsui Trust Bank, Limited
Sumitomo Mitsui Trust Bank, Limited 0.180000%
86562WXJ2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-10
2012-04-10
N
N
N
3000000.00
3000000.00
0.0038
N
3000000.00
3000000.00
Sumitomo Mitsui Trust Bank, Limited
Sumitomo Mitsui Trust Bank, Limited 0.130000%
86562WYA0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
4000000.00
4000000.00
0.0051
N
3999960.00
3999960.00
Sumitomo Mitsui Trust Bank, Limited
Sumitomo Mitsui Trust Bank, Limited 0.130000%
86562WYC6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-05
2012-04-05
N
N
N
4000000.00
4000000.00
0.0051
N
3999960.00
3999960.00
Svenska Handelsbanken AB
Svenska Handelsbanken AB 0.150000%
86959B4X0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-27
2012-04-27
N
N
N
5000000.00
5000000.00
0.0063
N
5000100.00
5000100.00
Svenska Handelsbanken AB
Svenska Handelsbanken AB 0.150000%
86959B5C5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-26
2012-04-26
N
N
N
2000000.00
2000000.00
0.0025
N
2000040.00
2000040.00
Texas
TRAN Series 2011A 0.200000%
46633V5R6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
Y
JP Morgan Chase & Co
N/A
N/A
N
N
2000000.00
2000000.00
0.0025
N
2000000.00
2000000.00
Texas
TRAN Series 2011A 0.200000%
46633V5T2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
Y
JP Morgan Chase & Co
N/A
N/A
N
N
2970000.00
2970000.00
0.0038
N
2970000.00
2970000.00
Texas
TRAN Series 2011A 0.200000%
46633V6E4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
Y
JP Morgan Chase & Co
N/A
N/A
N
N
1980000.00
1980000.00
0.0025
N
1980000.00
1980000.00
Thunder Bay Funding, LLC
Thunder Bay Funding, LLC 0.140000%
88602TDL4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-20
2012-04-20
N
N
Y
Standby Purchase Agreement
Royal Bank of Canada
N/A
N/A
3000000.00
2999790.00
0.0038
N
2999640.00
2999640.00
Thunder Bay Funding, LLC
Thunder Bay Funding, LLC 0.250000%
88602TF65
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-06
2012-06-06
N
N
Y
Standby Purchase Agreement
Royal Bank of Canada
N/A
N/A
5000000.00
4997743.06
0.0063
N
4997800.00
4997800.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.380000%
89112XCL7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
9000000.00
9000000.00
0.0114
N
9002070.00
9002070.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.210000%
89112XGB5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
1000000.00
1000000.00
0.0013
N
1000010.00
1000010.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.220000%
89112XJW6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-08
2012-05-08
N
N
N
18000000.00
18000000.00
0.0228
N
18001980.00
18001980.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.130000%
89112XRL1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-18
2012-04-18
N
N
N
6000000.00
6000000.00
0.0076
N
6000060.00
6000060.00
Toyota Motor Credit Corp
Toyota Motor Credit Corp 0.500000%
89233GDW3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-30
2012-04-30
N
N
Y
Support Agreement
Toyota Motor Corp
N/A
N/A
5000000.00
4998055.56
0.0063
N
4999600.00
4999600.00
Toyota Motor Credit Corp
Toyota Motor Credit Corp 0.570000%
89233GEG7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-16
2012-05-16
N
N
Y
Support Agreement
Toyota Motor Corp
N/A
N/A
2000000.00
1998606.67
0.0025
N
1999640.00
1999640.00
Toyota Motor Credit Corp
Toyota Motor Credit Corp 0.450000%
89233GJ64
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-09-06
2012-09-06
N
N
Y
Support Agreement
Toyota Motor Corp
N/A
N/A
5000000.00
4990187.50
0.0063
N
4992600.00
4992600.00
UBS Securities LLC
UBS Securities LLC 0.180000%
992JYH005_0.1800_M120403_2MN1
0001070766
Government Agency Repurchase Agreement
Y
Freddie Mac
2042-02-01
3.500000
Government Agency Debt
990756.00
1020000.49
First Tier Security
N/A
N/A
2012-04-03
2012-04-03
N
N
N
1000000.00
1000000.00
0.0013
N
1000000.00
1000000.00
UBS Securities LLC
UBS Securities LLC 0.160000%
99EPPA003_0.1600_M120402_2MN1
0001070766
Government Agency Repurchase Agreement
Y
Freddie Mac
2042-02-01
3.500000
Government Agency Debt
5944534.00
6120000.87
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
N
6000000.00
6000000.00
0.0076
N
6000000.00
6000000.00
Union Bank, NA
Union Bank, NA 0.430000%
90527MD45
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-19
2012-07-19
N
N
N
3000000.00
3000000.00
0.0038
N
2999640.00
2999640.00
United States Treasury Department
United States Treasury Department 0.070000%
9127955H0
Treasury Debt
N
First Tier Security
N/A
N/A
2012-04-12
2012-04-12
N
N
N
10000000.00
9999805.55
0.0127
N
9999920.00
9999920.00
United States Treasury Department
United States Treasury Department 0.090000%
9127955J6
Treasury Debt
N
First Tier Security
N/A
N/A
2012-04-19
2012-04-19
N
N
N
3000000.00
2999872.50
0.0038
N
2999946.00
2999946.00
Univ of California
CP Series B 0.170000%
91411SEF3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-15
2012-05-15
N
N
N
2000000.00
1999593.89
0.0025
N
1999580.00
1999580.00
Univ of California
General Revenue Bonds Series 2011 Y-1 0.324000%
91412GEZ4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-04-02
2012-07-01
N
N
N
4000000.00
4000000.00
0.0051
N
4000200.00
4000200.00
Victory Receivables Corp
Victory Receivables Corp 0.180000%
92646KDR0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-25
2012-04-25
N
N
Y
Credit / Liquidity
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
3000000.00
2999655.00
0.0038
N
2999520.00
2999520.00
Westpac Banking Corp
Westpac Banking Corp 0.334000%
96121TDE5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-02
2012-05-01
N
N
N
5000000.00
5000000.00
0.0063
N
4999750.00
4999750.00
Westpac Banking Corp
Westpac Banking Corp 0.333000%
96121TEU8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-04-03
2012-07-03
N
N
N
3000000.00
3000000.00
0.0038
N
2999250.00
2999250.00
Westpac Banking Corp
Westpac Banking Corp 0.540000%
9612C0H10
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
2000000.00
1996370.00
0.0025
N
1997140.00
1997140.00
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC
96335WFX6
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
24629.24
24629.24
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
20417.64
20417.64
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC
96432XKM4
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
12300.72
12300.72
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
10197.29
10197.29