0001145549-12-002672.txt : 20120430 0001145549-12-002672.hdr.sgml : 20120430 20120307141250 ACCESSION NUMBER: 0001145549-12-002672 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120229 FILED AS OF DATE: 20120307 DATE AS OF CHANGE: 20120307 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 12673688 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000019114 Schwab California AMT Tax-Free Money Fund C000052863 Value Advantage Shares SNKXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-02-29 0000857156 S000019114 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 28 37 174835774.44 1605099.91 989775.77 175451098.58 0.0021 1.0003 2012-02-29 1.0003 2012-02-29 C000052863 25000.00 175451098.58 1.00 -2226208.69 954814.16 3181022.85 0.0001 1.0003 2012-02-29 1.0003 2012-02-29 ABAG Finance Auth RB (899 Charleston) Series 2007 0.160000% 00037CLW8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 230000.00 230000.00 0.0013 N 230000.00 230000.00 Alameda Cnty IDA RB (Dale Hardware) Series 2010 0.190000% 01110RAA3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 2665000.00 2665000.00 0.0152 N 2665000.00 2665000.00 Alameda Corridor Transportation Auth Sr Lien RB Series 1999A 0.220000% 25154RAJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 1083000.00 1083000.00 0.0062 N 1083000.00 1083000.00 Anaheim Public Financing Auth Electric System Second Lien RB Series 2004 0.260000% 03255MPM3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Morgan Stanley Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 2700000.00 2700000.00 0.0154 N 2700000.00 2700000.00 Bay Area Toll Auth Toll Bridge RB Series 2006F 3.750000% 072024CK6 Other Municipal Debt N Unrated Security N/A N/A 2012-04-01 2012-04-01 N N N 1200000.00 1203460.47 0.0069 N 1203096.00 1203096.00 Bay Area Toll Auth Toll Bridge RB Series 2006F 5.000000% 072024CL4 Other Municipal Debt N Unrated Security N/A N/A 2012-04-01 2012-04-01 N N N 600000.00 602360.69 0.0034 N 602094.00 602094.00 Bay Area Toll Auth Toll Bridge RB Series 2009F1 0.260000% 74703YMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Bank of America NA N/A N/A N N 1305000.00 1305000.00 0.0074 N 1305000.00 1305000.00 Bay Area Toll Auth Toll Bridge Sub RB Series 2010S2 0.160000% 94985NXC0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2000000.00 2000000.00 0.0114 N 2000000.00 2000000.00 California GO Bonds Series 2003B3 0.130000% 13063BCN0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y California Public Employees' Retirement System N/A N/A California State Teachers Retirement Systems N/A N/A JPMorgan Chase Bank NA N/A N/A Y California Public Employees' Retirement System N/A N/A California State Teachers Retirement Systems N/A N/A JPMorgan Chase Bank NA N/A N/A N 5000000.00 5000000.00 0.0285 N 5000000.00 5000000.00 California RAN 2011-2012 Series B1 0.230000% 76252PAC3 Other Municipal Debt N First Tier Security N/A N/A 2012-06-28 2012-06-28 N Y Barclays Bank Plc N/A N/A N 1000000.00 1000000.00 0.0057 N 1000000.00 1000000.00 California Dept of Water Resources Power Supply RB Series 2002A 5.250000% 13066YDN6 Other Municipal Debt N Unrated Security N/A N/A 2012-05-01 2012-05-01 N N N 1250000.00 1260382.67 0.0072 N 1259875.00 1259875.00 California Educational Facilities Auth RB (Univ of Southern California) Series 2009A 0.220000% 05248RDV0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Bank of America NA N/A N/A N Y Obligor Univ of Southern California N/A N/A 2220000.00 2220000.00 0.0127 N 2220000.00 2220000.00 California Educational Facilities Auth RB (Univ of San Diego) Series 1999 & Refunding RB (Loyola Marymount Univ) Series 2001A 0.220000% 25154RPU9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 340000.00 340000.00 0.0019 N 340000.00 340000.00 California Health Facilities Financing Auth RB (Sutter Health) Series 2011B 0.160000% 13033LMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Citibank NA N/A N/A N Y Obligor Sutter Health N/A N/A 2100000.00 2100000.00 0.0120 N 2100000.00 2100000.00 California Health Facilities Financing Auth RB (St. Joseph Health) Series 2011B 0.130000% 13033LPC5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 2500000.00 2500000.00 0.0142 N 2500000.00 2500000.00 California Infrastructure & Economic Development Bank RB (Asian-American Drug Abuse Program) Series 2008 0.220000% 13033WP80 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 3330000.00 3330000.00 0.0190 N 3330000.00 3330000.00 California Infrastructure & Economic Development Bank RB (Casa Loma College) Series 2009 0.260000% 13033WX57 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 1960000.00 1960000.00 0.0112 N 1960000.00 1960000.00 California Infrastructure & Economic Development Bank Refunding RB (J. Paul Getty Trust) Series 2007A3 2.250000% 13033WX99 Other Municipal Debt N First Tier Security N/A N/A 2012-04-02 2012-04-02 N N Y Obligor J. Paul Getty Trust N/A N/A 475000.00 475760.72 0.0027 N 475712.50 475712.50 California Municipal Finance Auth Recovery Zone Facility RB (Chevron) Series 2010A 0.120000% 13048TGT4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y ChevronTexaco Corp N/A N/A N Y Obligor ChevronTexaco Corp N/A N/A 995000.00 995000.00 0.0057 N 995000.00 995000.00 California Municipal Finance Auth Recovery Zone Bonds (Chevron USA) Series 2010C 0.140000% 13048TGV9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y ChevronTexaco Corp N/A N/A N Y Obligor ChevronTexaco Corp N/A N/A 1500000.00 1500000.00 0.0085 N 1500000.00 1500000.00 California Pollution Control Financing Auth Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.170000% 130536PP4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2335000.00 2335000.00 0.0133 N 2335000.00 2335000.00 California School Cash Reserve Program Auth Bonds 2011-2012 Series E 2.000000% 130583DN4 Other Municipal Debt N First Tier Security N/A N/A 2012-06-01 2012-06-01 N N Y Obligor California School Cash Reserve Program Auth N/A N/A Obligor Cupertino Union School District N/A N/A Obligor San Mateo Cnty Community College District N/A N/A 1000000.00 1004126.31 0.0057 N 1004100.00 1004100.00 California School Cash Reserve Program Auth Sr Bonds 2011-2012 Series B 2.000000% 130583DZ7 Other Municipal Debt N First Tier Security N/A N/A 2012-06-01 2012-06-01 N N N 2000000.00 2007595.48 0.0114 N 2008200.00 2008200.00 California State Univ CP Series A 0.170000% 13078JSK5 Other Commercial Paper N First Tier Security N/A N/A 2012-03-01 2012-03-01 N Y JPMorgan Chase Bank NA N/A N/A State Street Bank & Trust Company NA N/A N/A N 2000000.00 2000000.00 0.0114 N 2000000.00 2000000.00 California Statewide Communities Development Auth Refunding RB (Los Angeles Cnty Museum of Art) Series 2008A 0.090000% 1307953Q8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2505000.00 2505000.00 0.0143 N 2505000.00 2505000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009C1 0.130000% 130795C70 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Kaiser Permanente N/A N/A N Y Obligor Kaiser Permanente N/A N/A 2500000.00 2500000.00 0.0142 N 2500000.00 2500000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2002C 3.850000% 130911LB4 Other Municipal Debt N Unrated Security N/A N/A 2012-06-01 2012-06-01 N N Y Obligor Kaiser Permanente N/A N/A 2130000.00 2147803.24 0.0122 N 2148232.80 2148232.80 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2003B 0.130000% 130911RX0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Kaiser Permanente N/A N/A N Y Obligor Kaiser Permanente N/A N/A 4200000.00 4200000.00 0.0239 N 4200000.00 4200000.00 Chaffey Community College District GO Bonds Series 2005B 0.290000% 05248PG66 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Bank of America NA N/A N/A N N 6600000.00 6600000.00 0.0376 N 6600000.00 6600000.00 Coast Community College District GO Bonds Series 2006B 0.220000% 25154LM84 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Deutsche Bank AG N/A N/A N N 1225000.00 1225000.00 0.0070 N 1225000.00 1225000.00 Dry Creek/Grant Jt Union SDs GO Bonds Series 2008 0.250000% 25154L8F4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 191000.00 191000.00 0.0011 N 191000.00 191000.00 East Bay Municipal Utility District Water System Sub Refunding RB Series 2009A2 0.190000% 271014UG5 Other Municipal Debt N First Tier Security N/A N/A 2012-03-01 2012-03-01 N N N 2955000.00 2955000.00 0.0168 N 2955000.00 2955000.00 East Bay Municipal Utility District Water System Sub Refunding RB Series 2010A 0.160000% 271014UK6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Citibank NA N/A N/A N N 240000.00 240000.00 0.0014 N 240000.00 240000.00 East Bay Municipal Utility District Water System Refunding RB Series 2009A1 0.160000% 271014UQ3 Other Municipal Debt N First Tier Security N/A N/A 2012-03-01 2012-12-03 N N N 1000000.00 1000000.00 0.0057 N 1000020.00 1000020.00 East Bay Municipal Utility District Water System Refunding RB Series 2009A2 0.150000% 271014UT7 Other Municipal Debt N First Tier Security N/A N/A 2012-03-01 2013-03-01 N N N 1000000.00 1000000.00 0.0057 N 1000000.00 1000000.00 East Bay Municipal Utility District Water System Extendible CP 0.240000% 27102EED7 Other Commercial Paper N First Tier Security N/A N/A 2012-05-15 2012-11-12 N N N 1000000.00 1000000.00 0.0057 N 1000040.00 1000040.00 Foothill-DeAnza Community College District GO Bonds Series C 0.150000% 07330CFH7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Branch Banking & Trust Co N/A N/A N N 585000.00 585000.00 0.0033 N 585000.00 585000.00 Foothill-DeAnza Community College District GO Bonds Series B 0.220000% 25154L2M5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Deutsche Bank AG N/A N/A N N 355000.00 355000.00 0.0020 N 355000.00 355000.00 Foothill-DeAnza Community College District GO Bonds Series A 0.220000% 25154L5Z3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Deutsche Bank AG N/A N/A N N 242000.00 242000.00 0.0014 N 242000.00 242000.00 Fresno USD GO Bonds Series 2010B 2.000000% 358232H58 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 2000000.00 2012647.30 0.0115 N 2014660.00 2014660.00 Grossmont UHSD GO Bonds Series 2006 0.260000% 25154RQK0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Deutsche Bank AG N/A N/A N N 150000.00 150000.00 0.0009 N 150000.00 150000.00 Kern Cnty TRAN 2011-2012 3.000000% 492248AV1 Other Municipal Debt N First Tier Security N/A N/A 2012-06-29 2012-06-29 N N N 1800000.00 1815998.64 0.0104 N 1816380.00 1816380.00 Kings Cnty Housing Auth M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.130000% 495795AF3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2300000.00 2300000.00 0.0131 N 2300000.00 2300000.00 Los Angeles TRAN 2011 2.500000% 544351GY9 Other Municipal Debt N First Tier Security N/A N/A 2012-04-30 2012-04-30 N N N 150000.00 150478.12 0.0009 N 150586.50 150586.50 Los Angeles Wastewater System Refunding RB Series 2003A 0.160000% 5446525B2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Citibank NA N/A N/A N Y Obligor Los Angeles Wastewater System N/A N/A 1000000.00 1000000.00 0.0057 N 1000000.00 1000000.00 Los Angeles Cnty TRAN 2011-2012 Series C 2.500000% 544657HK8 Other Municipal Debt N First Tier Security N/A N/A 2012-06-29 2012-06-29 N N N 2750000.00 2769108.42 0.0158 N 2770872.50 2770872.50 Los Angeles Cnty Capital Asset Leasing Corp Lease Revenue CP Notes Series C 0.120000% 54467CBR6 Other Commercial Paper N First Tier Security N/A N/A 2012-04-04 2012-04-04 N Y Wells Fargo Bank NA N/A N/A N 2000000.00 2000000.00 0.0114 N 1999920.00 1999920.00 Los Angeles Cnty Metropolitan Transportation Auth Sr Sales Tax Refunding RB Series 2009A2 0.100000% 544712L83 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y Mizuho Corporate Bank Ltd N/A N/A N Y Obligor Los Angeles Cnty Metropolitan Transportation Auth-Prop C N/A N/A 1500000.00 1500000.00 0.0085 N 1500000.00 1500000.00 Los Angeles Cnty Metropolitan Transportation Auth Second Sr Sales Tax Refunding RB Series 2009C1 0.100000% 544712S37 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 330000.00 330000.00 0.0019 N 330000.00 330000.00 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.200000% 74926YSP7 Other Municipal Debt N First Tier Security N/A N/A 2012-03-01 2012-04-02 N Y Royal Bank of Canada N/A N/A Y Tender Option Royal Bank of Canada N/A N/A 2000000.00 2000000.00 0.0114 N 2000000.00 2000000.00 Los Angeles Community College District GO Bonds Series 2007A 0.190000% 54438CNM0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Citibank NA N/A N/A N N 3000000.00 3000000.00 0.0171 N 3000000.00 3000000.00 Los Angeles Dept of Airports Airport Sr RB Series 2010A 0.220000% 74703YBS8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Bank of America NA N/A N/A N N 2160000.00 2160000.00 0.0123 N 2160000.00 2160000.00 Los Angeles Dept of Water & Power Power System RB Series 2007A1 0.180000% 46633VUF4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank NA N/A N/A N N 6000000.00 6000000.00 0.0342 N 6000000.00 6000000.00 Los Angeles Dept of Water & Power Power System RB Series 2001B5 0.120000% 544495DK7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Royal Bank of Canada N/A N/A N N 2000000.00 2000000.00 0.0114 N 2000000.00 2000000.00 Los Angeles Dept of Water & Power Power System RB Series 2011A 2.000000% 544495WF7 Other Municipal Debt N Unrated Security N/A N/A 2012-07-01 2012-07-01 N N N 500000.00 502693.57 0.0029 N 502915.00 502915.00 Los Angeles Harbor Dept RB Series 2009A 3.250000% 544552TB8 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 500000.00 506268.32 0.0029 N 506035.00 506035.00 Los Angeles Municipal Improvement Corp Lease Revenue CP Series A1 0.100000% 54459PZF7 Other Commercial Paper N First Tier Security N/A N/A 2012-03-21 2012-03-21 N Y Wells Fargo Bank NA N/A N/A N 1000000.00 1000000.00 0.0057 N 999980.00 999980.00 Los Angeles Municipal Improvement Corp Lease Revenue CP Series A1 0.140000% 54485UPP3 Other Commercial Paper N First Tier Security N/A N/A 2012-03-05 2012-03-05 N Y JPMorgan Chase Bank NA N/A N/A N 5400000.00 5400000.00 0.0308 N 5400054.00 5400054.00 Los Angeles USD GO Bonds Series 2009D&2009I 0.190000% 544646US9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Citibank NA N/A N/A N N 400000.00 400000.00 0.0023 N 400000.00 400000.00 Newport-Mesa USD GO Bonds Series 2007 0.220000% 25154C4F8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Deutsche Bank AG N/A N/A N N 5240000.00 5240000.00 0.0299 N 5240000.00 5240000.00 Oakland TRAN 2011-2012 2.000000% 672240RG5 Other Municipal Debt N First Tier Security N/A N/A 2012-03-30 2012-03-30 N N N 250000.00 250347.67 0.0014 N 250380.00 250380.00 Oakland-Alameda Cnty Coliseum Auth Refunding Lease RB (Oakland Coliseum) Series 2000C1 0.120000% 672211AH2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Bank of New York Mellon N/A N/A California State Teachers Retirement Systems N/A N/A Y Bank of New York Mellon N/A N/A California State Teachers Retirement Systems N/A N/A N 100000.00 100000.00 0.0006 N 100000.00 100000.00 Orange Cnty Sanitation District Refunding COP Series 2000B 0.120000% 684285BS7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y Lloyds TSB Bank Plc N/A N/A N N 1900000.00 1900000.00 0.0108 N 1900000.00 1900000.00 Oxnard Financing Auth Water RB Series 2006 0.350000% 27884FHS2 Other Municipal Debt N First Tier Security N/A N/A 2012-05-03 2012-05-03 N Y US Bank NA N/A N/A Y Tender Option US Bank NA N/A N/A 1000000.00 1000000.00 0.0057 N 1000000.00 1000000.00 Peralta Community College District GO Bonds Series 2009C 0.160000% 94985NPW5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 2000000.00 2000000.00 0.0114 N 2000000.00 2000000.00 Riverside Cnty Transportation Commission Limited Sales Tax RB Series 2009B 0.160000% 769125DR3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank NA N/A N/A N N 3315000.00 3315000.00 0.0189 N 3315000.00 3315000.00 Sacramento Cnty Sanitation District Financing Auth Refunding RB Series 2007B 0.540000% 74703YA75 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Bank of America NA N/A N/A N Y Obligor Sacramento Regional Cnty Sanitation District N/A N/A 530000.00 530000.00 0.0030 N 530000.00 530000.00 Sacramento Municipal Utility District Electric RB Series 2003R 5.000000% 786005GR3 Other Municipal Debt N Unrated Security N/A N/A 2012-08-15 2012-08-15 N N N 1000000.00 1021149.52 0.0058 N 1020900.00 1020900.00 Sacramento Transportation Auth Limited Sales Tax RB Series 2009A 0.080000% 786074AM6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo Bank NA N/A N/A N N 3900000.00 3900000.00 0.0222 N 3900000.00 3900000.00 San Bernardino Cnty Transportation Auth Limited Sales Tax Revenue Notes Series 2009A 4.000000% 796846DN0 Other Municipal Debt N First Tier Security N/A N/A 2012-05-01 2012-05-01 N N N 1805000.00 1815711.57 0.0103 N 1815577.30 1815577.30 San Diego Cnty COP (San Diego Jewish Academy) Series 2003 0.170000% 797260LE4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 945000.00 945000.00 0.0054 N 945000.00 945000.00 San Diego Cnty Regional Transportation Commission Limited Sales Tax RB Series 2008B 0.140000% 797400FG8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank NA N/A N/A N N 1690000.00 1690000.00 0.0096 N 1690000.00 1690000.00 San Diego Cnty Regional Transportation Commission Limited Sales Tax RB Series 2008D 0.140000% 797400FJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y California State Teachers Retirement Systems N/A N/A State Street Bank & Trust Company NA N/A N/A N N 2000000.00 2000000.00 0.0114 N 2000000.00 2000000.00 San Diego Cnty Water Auth Water Revenue Refunding COP Series 2005A 5.000000% 797415HQ2 Other Municipal Debt N Unrated Security N/A N/A 2012-05-01 2012-05-01 N N N 500000.00 503727.95 0.0029 N 503580.00 503580.00 San Diego Cnty Water Auth Water Revenue COP Series 2008A 0.160000% 797415KF2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank NA N/A N/A N N 1000000.00 1000000.00 0.0057 N 1000000.00 1000000.00 San Diego Community College District GO Bonds Series 2011 0.260000% 25155DAQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Deutsche Bank AG N/A N/A N N 3500000.00 3500000.00 0.0199 N 3500000.00 3500000.00 San Diego Community College District GO Bonds Series 2009 0.190000% 797272HA2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Citibank NA N/A N/A N N 3125000.00 3125000.00 0.0178 N 3125000.00 3125000.00 San Diego Community College District GO Bonds Series 2011 0.160000% 94985N4B4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo Bank NA N/A N/A N N 2000000.00 2000000.00 0.0114 N 2000000.00 2000000.00 San Francisco GO Improvement Bonds Series 2009A 0.270000% 94985NHF1 Other Municipal Debt N First Tier Security N/A N/A 2012-10-18 2012-10-18 N N Y Tender Option Wells Fargo & Co N/A N/A 530000.00 530000.00 0.0030 N 530000.00 530000.00 San Francisco Airport Commission Refunding RB Second Series 37C 0.120000% 79766DBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1300000.00 1300000.00 0.0074 N 1300000.00 1300000.00 San Francisco Bay Area Rapid Transit District Sales Tax Refunding RB Series 2006A 5.000000% 797669RH3 Other Municipal Debt N Unrated Security N/A N/A 2012-07-01 2012-07-01 N N N 1220000.00 1239107.40 0.0071 N 1238849.00 1238849.00 San Joaquin Cnty Transportation Auth Sales Tax Revenue CP 0.130000% 79811UAU0 Other Commercial Paper N First Tier Security N/A N/A 2012-03-13 2012-03-13 N Y JPMorgan Chase Bank NA N/A N/A N 2000000.00 2000000.00 0.0114 N 1999980.00 1999980.00 San Mateo Cnty Community College District GO Bonds Series 2005B&2006A 0.140000% 799038ER1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 380000.00 380000.00 0.0022 N 380000.00 380000.00 San Pablo Redevelopment Agency Sub Tax Allocation Bonds Series 2006 0.140000% 799146DJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1380000.00 1380000.00 0.0079 N 1380000.00 1380000.00 Sonoma-Marina Area Rail Transit District Sales Tax RB Series 2011A 1.000000% 835588AA2 Other Municipal Debt N First Tier Security N/A N/A 2013-01-10 2013-01-10 N N Y Escrow Escrow N/A N/A 1000000.00 1000695.39 0.0057 N 1000640.00 1000640.00 Southern California Metropolitan Water District Water RB Series 2003B1 0.160000% 5926637C6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Citibank NA N/A N/A N N 880000.00 880000.00 0.0050 N 880000.00 880000.00 Southern California Metropolitan Water District Water RB Series 2000B4 0.110000% 592663XJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo Bank NA N/A N/A N N 700000.00 700000.00 0.0040 N 700000.00 700000.00 Southern California Metropolitan Water District Water Refunding RB Series 2009A1 0.160000% 59266TAD3 Other Municipal Debt N First Tier Security N/A N/A 2012-03-01 2012-10-08 N N N 2000000.00 2000000.00 0.0114 N 2000000.00 2000000.00 Southern California Metropolitan Water District Water Refunding RB Series 2009A2 0.160000% 59266TCX7 Other Municipal Debt N First Tier Security N/A N/A 2012-03-01 2012-07-09 N N N 2160000.00 2160000.00 0.0123 N 2159373.60 2159373.60 Southern California Public Power Auth RB (Windy Point/Windy Flats) Series 2010-1 3.000000% 84247PCL3 Other Municipal Debt N Unrated Security N/A N/A 2012-07-01 2012-07-01 N N Y Obligor Los Angeles Dept of Water & Power N/A N/A 300000.00 302442.84 0.0017 N 302685.00 302685.00 Sunnyvale Refunding COP Series 2009A 0.160000% 867546CD3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2595000.00 2595000.00 0.0148 N 2595000.00 2595000.00 Torrance TRAN 2011-2012 3.000000% 891347ER3 Other Municipal Debt N First Tier Security N/A N/A 2012-07-12 2012-07-12 N N N 2000000.00 2019414.36 0.0115 N 2020720.00 2020720.00 Univ of California Limited Project RB Series 2005B 0.130000% 74926YUM1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Royal Bank of Canada N/A N/A N N 1000000.00 1000000.00 0.0057 N 1000000.00 1000000.00 Univ of California Medical Center Pooled RB Series 2007B2 0.120000% 913366BB5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y Wells Fargo Bank NA N/A N/A N Y Obligor Univ of CA Medical Centers N/A N/A 635000.00 635000.00 0.0036 N 635000.00 635000.00 Univ of California General RB Series 2009-O 5.000000% 91412F4U8 Other Municipal Debt N Unrated Security N/A N/A 2012-05-15 2012-05-15 N N N 750000.00 756999.89 0.0043 N 757050.00 757050.00 Univ of California General RB Series 2003A 5.000000% 91412FGX9 Other Municipal Debt N Unrated Security N/A N/A 2012-05-15 2012-05-15 N N N 1000000.00 1009493.90 0.0058 N 1009400.00 1009400.00 Univ of California General RB Series 2007J 0.230000% 91412FW78 Other Municipal Debt N First Tier Security N/A N/A 2012-07-12 2012-07-12 N N Y Tender Option Wells Fargo & Co N/A N/A 3665000.00 3665000.00 0.0209 N 3665000.00 3665000.00 Upland USD GO Bonds Series A 0.220000% 25154L7V0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 257000.00 257000.00 0.0015 N 257000.00 257000.00 Various California Community Colleges & SD GO Bonds Series 2005 0.250000% 25154LGQ1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 380000.00 380000.00 0.0022 N 380000.00 380000.00 West Hills Community College District COP (2008 Refunding) 0.150000% 95330RAC5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 3250000.00 3250000.00 0.0185 N 3250000.00 3250000.00 William S. Hart UHSD GO Bonds Series A 0.250000% 94985NKJ9 Other Municipal Debt N First Tier Security N/A N/A 2012-05-09 2012-05-09 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 4000000.00 4000000.00 0.0228 N 4000000.00 4000000.00