0001145549-12-002672.txt : 20120430
0001145549-12-002672.hdr.sgml : 20120430
20120307141250
ACCESSION NUMBER: 0001145549-12-002672
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120229
FILED AS OF DATE: 20120307
DATE AS OF CHANGE: 20120307
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 12673688
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000019114
Schwab California AMT Tax-Free Money Fund
C000052863
Value Advantage Shares
SNKXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-02-29
0000857156
S000019114
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
28
37
174835774.44
1605099.91
989775.77
175451098.58
0.0021
1.0003
2012-02-29
1.0003
2012-02-29
C000052863
25000.00
175451098.58
1.00
-2226208.69
954814.16
3181022.85
0.0001
1.0003
2012-02-29
1.0003
2012-02-29
ABAG Finance Auth
RB (899 Charleston) Series 2007 0.160000%
00037CLW8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
230000.00
230000.00
0.0013
N
230000.00
230000.00
Alameda Cnty IDA
RB (Dale Hardware) Series 2010 0.190000%
01110RAA3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
2665000.00
2665000.00
0.0152
N
2665000.00
2665000.00
Alameda Corridor Transportation Auth
Sr Lien RB Series 1999A 0.220000%
25154RAJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
1083000.00
1083000.00
0.0062
N
1083000.00
1083000.00
Anaheim Public Financing Auth
Electric System Second Lien RB Series 2004 0.260000%
03255MPM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Morgan Stanley Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
2700000.00
2700000.00
0.0154
N
2700000.00
2700000.00
Bay Area Toll Auth
Toll Bridge RB Series 2006F 3.750000%
072024CK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-04-01
2012-04-01
N
N
N
1200000.00
1203460.47
0.0069
N
1203096.00
1203096.00
Bay Area Toll Auth
Toll Bridge RB Series 2006F 5.000000%
072024CL4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-04-01
2012-04-01
N
N
N
600000.00
602360.69
0.0034
N
602094.00
602094.00
Bay Area Toll Auth
Toll Bridge RB Series 2009F1 0.260000%
74703YMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Bank of America NA
N/A
N/A
N
N
1305000.00
1305000.00
0.0074
N
1305000.00
1305000.00
Bay Area Toll Auth
Toll Bridge Sub RB Series 2010S2 0.160000%
94985NXC0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0114
N
2000000.00
2000000.00
California
GO Bonds Series 2003B3 0.130000%
13063BCN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
JPMorgan Chase Bank NA
N/A
N/A
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
JPMorgan Chase Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0285
N
5000000.00
5000000.00
California
RAN 2011-2012 Series B1 0.230000%
76252PAC3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-28
2012-06-28
N
Y
Barclays Bank Plc
N/A
N/A
N
1000000.00
1000000.00
0.0057
N
1000000.00
1000000.00
California Dept of Water Resources
Power Supply RB Series 2002A 5.250000%
13066YDN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
1250000.00
1260382.67
0.0072
N
1259875.00
1259875.00
California Educational Facilities Auth
RB (Univ of Southern California) Series 2009A 0.220000%
05248RDV0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Univ of Southern California
N/A
N/A
2220000.00
2220000.00
0.0127
N
2220000.00
2220000.00
California Educational Facilities Auth
RB (Univ of San Diego) Series 1999 & Refunding RB (Loyola Marymount Univ) Series 2001A 0.220000%
25154RPU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
340000.00
340000.00
0.0019
N
340000.00
340000.00
California Health Facilities Financing Auth
RB (Sutter Health) Series 2011B 0.160000%
13033LMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Sutter Health
N/A
N/A
2100000.00
2100000.00
0.0120
N
2100000.00
2100000.00
California Health Facilities Financing Auth
RB (St. Joseph Health) Series 2011B 0.130000%
13033LPC5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
2500000.00
2500000.00
0.0142
N
2500000.00
2500000.00
California Infrastructure & Economic Development Bank
RB (Asian-American Drug Abuse Program) Series 2008 0.220000%
13033WP80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
3330000.00
3330000.00
0.0190
N
3330000.00
3330000.00
California Infrastructure & Economic Development Bank
RB (Casa Loma College) Series 2009 0.260000%
13033WX57
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
1960000.00
1960000.00
0.0112
N
1960000.00
1960000.00
California Infrastructure & Economic Development Bank
Refunding RB (J. Paul Getty Trust) Series 2007A3 2.250000%
13033WX99
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
475000.00
475760.72
0.0027
N
475712.50
475712.50
California Municipal Finance Auth
Recovery Zone Facility RB (Chevron) Series 2010A 0.120000%
13048TGT4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
ChevronTexaco Corp
N/A
N/A
N
Y
Obligor
ChevronTexaco Corp
N/A
N/A
995000.00
995000.00
0.0057
N
995000.00
995000.00
California Municipal Finance Auth
Recovery Zone Bonds (Chevron USA) Series 2010C 0.140000%
13048TGV9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
ChevronTexaco Corp
N/A
N/A
N
Y
Obligor
ChevronTexaco Corp
N/A
N/A
1500000.00
1500000.00
0.0085
N
1500000.00
1500000.00
California Pollution Control Financing Auth
Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.170000%
130536PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2335000.00
2335000.00
0.0133
N
2335000.00
2335000.00
California School Cash Reserve Program Auth
Bonds 2011-2012 Series E 2.000000%
130583DN4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-01
2012-06-01
N
N
Y
Obligor
California School Cash Reserve Program Auth
N/A
N/A
Obligor
Cupertino Union School District
N/A
N/A
Obligor
San Mateo Cnty Community College District
N/A
N/A
1000000.00
1004126.31
0.0057
N
1004100.00
1004100.00
California School Cash Reserve Program Auth
Sr Bonds 2011-2012 Series B 2.000000%
130583DZ7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-01
2012-06-01
N
N
N
2000000.00
2007595.48
0.0114
N
2008200.00
2008200.00
California State Univ
CP Series A 0.170000%
13078JSK5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
N
Y
JPMorgan Chase Bank NA
N/A
N/A
State Street Bank & Trust Company NA
N/A
N/A
N
2000000.00
2000000.00
0.0114
N
2000000.00
2000000.00
California Statewide Communities Development Auth
Refunding RB (Los Angeles Cnty Museum of Art) Series 2008A 0.090000%
1307953Q8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2505000.00
2505000.00
0.0143
N
2505000.00
2505000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009C1 0.130000%
130795C70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2500000.00
2500000.00
0.0142
N
2500000.00
2500000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2002C 3.850000%
130911LB4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-01
2012-06-01
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2130000.00
2147803.24
0.0122
N
2148232.80
2148232.80
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2003B 0.130000%
130911RX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
4200000.00
4200000.00
0.0239
N
4200000.00
4200000.00
Chaffey Community College District
GO Bonds Series 2005B 0.290000%
05248PG66
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Bank of America NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0376
N
6600000.00
6600000.00
Coast Community College District
GO Bonds Series 2006B 0.220000%
25154LM84
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Deutsche Bank AG
N/A
N/A
N
N
1225000.00
1225000.00
0.0070
N
1225000.00
1225000.00
Dry Creek/Grant Jt Union SDs
GO Bonds Series 2008 0.250000%
25154L8F4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
191000.00
191000.00
0.0011
N
191000.00
191000.00
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2009A2 0.190000%
271014UG5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
N
N
N
2955000.00
2955000.00
0.0168
N
2955000.00
2955000.00
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2010A 0.160000%
271014UK6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Citibank NA
N/A
N/A
N
N
240000.00
240000.00
0.0014
N
240000.00
240000.00
East Bay Municipal Utility District
Water System Refunding RB Series 2009A1 0.160000%
271014UQ3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-01
2012-12-03
N
N
N
1000000.00
1000000.00
0.0057
N
1000020.00
1000020.00
East Bay Municipal Utility District
Water System Refunding RB Series 2009A2 0.150000%
271014UT7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-01
2013-03-01
N
N
N
1000000.00
1000000.00
0.0057
N
1000000.00
1000000.00
East Bay Municipal Utility District
Water System Extendible CP 0.240000%
27102EED7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-15
2012-11-12
N
N
N
1000000.00
1000000.00
0.0057
N
1000040.00
1000040.00
Foothill-DeAnza Community College District
GO Bonds Series C 0.150000%
07330CFH7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
585000.00
585000.00
0.0033
N
585000.00
585000.00
Foothill-DeAnza Community College District
GO Bonds Series B 0.220000%
25154L2M5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Deutsche Bank AG
N/A
N/A
N
N
355000.00
355000.00
0.0020
N
355000.00
355000.00
Foothill-DeAnza Community College District
GO Bonds Series A 0.220000%
25154L5Z3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Deutsche Bank AG
N/A
N/A
N
N
242000.00
242000.00
0.0014
N
242000.00
242000.00
Fresno USD
GO Bonds Series 2010B 2.000000%
358232H58
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
2000000.00
2012647.30
0.0115
N
2014660.00
2014660.00
Grossmont UHSD
GO Bonds Series 2006 0.260000%
25154RQK0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Deutsche Bank AG
N/A
N/A
N
N
150000.00
150000.00
0.0009
N
150000.00
150000.00
Kern Cnty
TRAN 2011-2012 3.000000%
492248AV1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-29
2012-06-29
N
N
N
1800000.00
1815998.64
0.0104
N
1816380.00
1816380.00
Kings Cnty Housing Auth
M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.130000%
495795AF3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0131
N
2300000.00
2300000.00
Los Angeles
TRAN 2011 2.500000%
544351GY9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-04-30
2012-04-30
N
N
N
150000.00
150478.12
0.0009
N
150586.50
150586.50
Los Angeles
Wastewater System Refunding RB Series 2003A 0.160000%
5446525B2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Los Angeles Wastewater System
N/A
N/A
1000000.00
1000000.00
0.0057
N
1000000.00
1000000.00
Los Angeles Cnty
TRAN 2011-2012 Series C 2.500000%
544657HK8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-29
2012-06-29
N
N
N
2750000.00
2769108.42
0.0158
N
2770872.50
2770872.50
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series C 0.120000%
54467CBR6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-04-04
2012-04-04
N
Y
Wells Fargo Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0114
N
1999920.00
1999920.00
Los Angeles Cnty Metropolitan Transportation Auth
Sr Sales Tax Refunding RB Series 2009A2 0.100000%
544712L83
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
Y
Obligor
Los Angeles Cnty Metropolitan Transportation Auth-Prop C
N/A
N/A
1500000.00
1500000.00
0.0085
N
1500000.00
1500000.00
Los Angeles Cnty Metropolitan Transportation Auth
Second Sr Sales Tax Refunding RB Series 2009C1 0.100000%
544712S37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
330000.00
330000.00
0.0019
N
330000.00
330000.00
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.200000%
74926YSP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-01
2012-04-02
N
Y
Royal Bank of Canada
N/A
N/A
Y
Tender Option
Royal Bank of Canada
N/A
N/A
2000000.00
2000000.00
0.0114
N
2000000.00
2000000.00
Los Angeles Community College District
GO Bonds Series 2007A 0.190000%
54438CNM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Citibank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0171
N
3000000.00
3000000.00
Los Angeles Dept of Airports
Airport Sr RB Series 2010A 0.220000%
74703YBS8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Bank of America NA
N/A
N/A
N
N
2160000.00
2160000.00
0.0123
N
2160000.00
2160000.00
Los Angeles Dept of Water & Power
Power System RB Series 2007A1 0.180000%
46633VUF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0342
N
6000000.00
6000000.00
Los Angeles Dept of Water & Power
Power System RB Series 2001B5 0.120000%
544495DK7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Royal Bank of Canada
N/A
N/A
N
N
2000000.00
2000000.00
0.0114
N
2000000.00
2000000.00
Los Angeles Dept of Water & Power
Power System RB Series 2011A 2.000000%
544495WF7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
N
500000.00
502693.57
0.0029
N
502915.00
502915.00
Los Angeles Harbor Dept
RB Series 2009A 3.250000%
544552TB8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
500000.00
506268.32
0.0029
N
506035.00
506035.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A1 0.100000%
54459PZF7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-03-21
2012-03-21
N
Y
Wells Fargo Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0057
N
999980.00
999980.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A1 0.140000%
54485UPP3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-03-05
2012-03-05
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
5400000.00
5400000.00
0.0308
N
5400054.00
5400054.00
Los Angeles USD
GO Bonds Series 2009D&2009I 0.190000%
544646US9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Citibank NA
N/A
N/A
N
N
400000.00
400000.00
0.0023
N
400000.00
400000.00
Newport-Mesa USD
GO Bonds Series 2007 0.220000%
25154C4F8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Deutsche Bank AG
N/A
N/A
N
N
5240000.00
5240000.00
0.0299
N
5240000.00
5240000.00
Oakland
TRAN 2011-2012 2.000000%
672240RG5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-30
2012-03-30
N
N
N
250000.00
250347.67
0.0014
N
250380.00
250380.00
Oakland-Alameda Cnty Coliseum Auth
Refunding Lease RB (Oakland Coliseum) Series 2000C1 0.120000%
672211AH2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Bank of New York Mellon
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
N
100000.00
100000.00
0.0006
N
100000.00
100000.00
Orange Cnty Sanitation District
Refunding COP Series 2000B 0.120000%
684285BS7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
Lloyds TSB Bank Plc
N/A
N/A
N
N
1900000.00
1900000.00
0.0108
N
1900000.00
1900000.00
Oxnard Financing Auth
Water RB Series 2006 0.350000%
27884FHS2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-03
2012-05-03
N
Y
US Bank NA
N/A
N/A
Y
Tender Option
US Bank NA
N/A
N/A
1000000.00
1000000.00
0.0057
N
1000000.00
1000000.00
Peralta Community College District
GO Bonds Series 2009C 0.160000%
94985NPW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
2000000.00
2000000.00
0.0114
N
2000000.00
2000000.00
Riverside Cnty Transportation Commission
Limited Sales Tax RB Series 2009B 0.160000%
769125DR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3315000.00
3315000.00
0.0189
N
3315000.00
3315000.00
Sacramento Cnty Sanitation District Financing Auth
Refunding RB Series 2007B 0.540000%
74703YA75
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Sacramento Regional Cnty Sanitation District
N/A
N/A
530000.00
530000.00
0.0030
N
530000.00
530000.00
Sacramento Municipal Utility District
Electric RB Series 2003R 5.000000%
786005GR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-15
2012-08-15
N
N
N
1000000.00
1021149.52
0.0058
N
1020900.00
1020900.00
Sacramento Transportation Auth
Limited Sales Tax RB Series 2009A 0.080000%
786074AM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
3900000.00
3900000.00
0.0222
N
3900000.00
3900000.00
San Bernardino Cnty Transportation Auth
Limited Sales Tax Revenue Notes Series 2009A 4.000000%
796846DN0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
1805000.00
1815711.57
0.0103
N
1815577.30
1815577.30
San Diego Cnty
COP (San Diego Jewish Academy) Series 2003 0.170000%
797260LE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
945000.00
945000.00
0.0054
N
945000.00
945000.00
San Diego Cnty Regional Transportation Commission
Limited Sales Tax RB Series 2008B 0.140000%
797400FG8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1690000.00
1690000.00
0.0096
N
1690000.00
1690000.00
San Diego Cnty Regional Transportation Commission
Limited Sales Tax RB Series 2008D 0.140000%
797400FJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
California State Teachers Retirement Systems
N/A
N/A
State Street Bank & Trust Company NA
N/A
N/A
N
N
2000000.00
2000000.00
0.0114
N
2000000.00
2000000.00
San Diego Cnty Water Auth
Water Revenue Refunding COP Series 2005A 5.000000%
797415HQ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
500000.00
503727.95
0.0029
N
503580.00
503580.00
San Diego Cnty Water Auth
Water Revenue COP Series 2008A 0.160000%
797415KF2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0057
N
1000000.00
1000000.00
San Diego Community College District
GO Bonds Series 2011 0.260000%
25155DAQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Deutsche Bank AG
N/A
N/A
N
N
3500000.00
3500000.00
0.0199
N
3500000.00
3500000.00
San Diego Community College District
GO Bonds Series 2009 0.190000%
797272HA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Citibank NA
N/A
N/A
N
N
3125000.00
3125000.00
0.0178
N
3125000.00
3125000.00
San Diego Community College District
GO Bonds Series 2011 0.160000%
94985N4B4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
2000000.00
2000000.00
0.0114
N
2000000.00
2000000.00
San Francisco
GO Improvement Bonds Series 2009A 0.270000%
94985NHF1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-18
2012-10-18
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
530000.00
530000.00
0.0030
N
530000.00
530000.00
San Francisco Airport Commission
Refunding RB Second Series 37C 0.120000%
79766DBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1300000.00
1300000.00
0.0074
N
1300000.00
1300000.00
San Francisco Bay Area Rapid Transit District
Sales Tax Refunding RB Series 2006A 5.000000%
797669RH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
N
1220000.00
1239107.40
0.0071
N
1238849.00
1238849.00
San Joaquin Cnty Transportation Auth
Sales Tax Revenue CP 0.130000%
79811UAU0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-03-13
2012-03-13
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0114
N
1999980.00
1999980.00
San Mateo Cnty Community College District
GO Bonds Series 2005B&2006A 0.140000%
799038ER1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
380000.00
380000.00
0.0022
N
380000.00
380000.00
San Pablo Redevelopment Agency
Sub Tax Allocation Bonds Series 2006 0.140000%
799146DJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1380000.00
1380000.00
0.0079
N
1380000.00
1380000.00
Sonoma-Marina Area Rail Transit District
Sales Tax RB Series 2011A 1.000000%
835588AA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-10
2013-01-10
N
N
Y
Escrow
Escrow
N/A
N/A
1000000.00
1000695.39
0.0057
N
1000640.00
1000640.00
Southern California Metropolitan Water District
Water RB Series 2003B1 0.160000%
5926637C6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Citibank NA
N/A
N/A
N
N
880000.00
880000.00
0.0050
N
880000.00
880000.00
Southern California Metropolitan Water District
Water RB Series 2000B4 0.110000%
592663XJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
700000.00
700000.00
0.0040
N
700000.00
700000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A1 0.160000%
59266TAD3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-01
2012-10-08
N
N
N
2000000.00
2000000.00
0.0114
N
2000000.00
2000000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A2 0.160000%
59266TCX7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-01
2012-07-09
N
N
N
2160000.00
2160000.00
0.0123
N
2159373.60
2159373.60
Southern California Public Power Auth
RB (Windy Point/Windy Flats) Series 2010-1 3.000000%
84247PCL3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
Y
Obligor
Los Angeles Dept of Water & Power
N/A
N/A
300000.00
302442.84
0.0017
N
302685.00
302685.00
Sunnyvale
Refunding COP Series 2009A 0.160000%
867546CD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2595000.00
2595000.00
0.0148
N
2595000.00
2595000.00
Torrance
TRAN 2011-2012 3.000000%
891347ER3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-12
2012-07-12
N
N
N
2000000.00
2019414.36
0.0115
N
2020720.00
2020720.00
Univ of California
Limited Project RB Series 2005B 0.130000%
74926YUM1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Royal Bank of Canada
N/A
N/A
N
N
1000000.00
1000000.00
0.0057
N
1000000.00
1000000.00
Univ of California
Medical Center Pooled RB Series 2007B2 0.120000%
913366BB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
Wells Fargo Bank NA
N/A
N/A
N
Y
Obligor
Univ of CA Medical Centers
N/A
N/A
635000.00
635000.00
0.0036
N
635000.00
635000.00
Univ of California
General RB Series 2009-O 5.000000%
91412F4U8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-15
2012-05-15
N
N
N
750000.00
756999.89
0.0043
N
757050.00
757050.00
Univ of California
General RB Series 2003A 5.000000%
91412FGX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-15
2012-05-15
N
N
N
1000000.00
1009493.90
0.0058
N
1009400.00
1009400.00
Univ of California
General RB Series 2007J 0.230000%
91412FW78
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-12
2012-07-12
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
3665000.00
3665000.00
0.0209
N
3665000.00
3665000.00
Upland USD
GO Bonds Series A 0.220000%
25154L7V0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
257000.00
257000.00
0.0015
N
257000.00
257000.00
Various California Community Colleges & SD
GO Bonds Series 2005 0.250000%
25154LGQ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
380000.00
380000.00
0.0022
N
380000.00
380000.00
West Hills Community College District
COP (2008 Refunding) 0.150000%
95330RAC5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
3250000.00
3250000.00
0.0185
N
3250000.00
3250000.00
William S. Hart UHSD
GO Bonds Series A 0.250000%
94985NKJ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-09
2012-05-09
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
4000000.00
4000000.00
0.0228
N
4000000.00
4000000.00