0001145549-12-000662.txt : 20120229 0001145549-12-000662.hdr.sgml : 20120229 20120109114120 ACCESSION NUMBER: 0001145549-12-000662 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120109 DATE AS OF CHANGE: 20120109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 12516588 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York AMT Tax-Free Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2011-12-31 0000857156 S000004513 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 35 41 2005139204.38 19005811.20 1711465.26 2022433550.32 0.0018 1.0007 2011-12-31 1.0007 2011-12-31 C000012394 1.00 1623697073.01 1.00 56020773.09 365595999.80 309575226.71 0.0001 1.0007 2011-12-31 1.0007 2011-12-31 C000012395 25000.00 398736477.31 1.00 -6477724.89 3077679.59 9555404.48 0.0001 1.0007 2011-12-31 1.0007 2011-12-31 Albany Cnty BAN 2011 1.250000% 0121224Q7 Other Municipal Debt N First Tier Security N/A N/A 2012-09-21 2012-09-21 N N N 7886369.00 7930518.84 0.0039 N 7933056.30 7933056.30 Amherst BAN 2011 1.250000% 031303T42 Other Municipal Debt N Unrated Security N/A N/A 2012-07-19 2012-07-19 N N N 10290000.00 10337023.89 0.0051 N 10344125.40 10344125.40 Amherst IDA Civic Facility RB (Daemen College) Series 2006B 0.150000% 031362EJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3690000.00 3690000.00 0.0018 N 3690000.00 3690000.00 Amityville UFSD TAN 2011-2012 1.250000% 031645GJ7 Other Municipal Debt N Unrated Security N/A N/A 2012-06-28 2012-06-28 N N N 12750000.00 12807276.54 0.0063 N 12808777.50 12808777.50 Chautauqua Cny IDA Civic Facility RB (Jamestown Center City Development Corp) Series 2000A 0.140000% 162544AU4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 11010000.00 11010000.00 0.0054 N 11010000.00 11010000.00 Colonie Local Development Corp RB (Shaker Point at Carondelet) Series 2011 0.100000% 196220AA5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 10000000.00 10000000.00 0.0049 N 10000000.00 10000000.00 East Rochester Housing Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.110000% 274722DX2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 13965000.00 13965000.00 0.0069 N 13965000.00 13965000.00 Hempstead IDA Civic Facility RB (Hebrew Academy of the Five Towns & Rockaway Civic Facility) Series 2006 0.270000% 424674CY3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 9370000.00 9370000.00 0.0046 N 9370000.00 9370000.00 Ithaca BAN Series 2011A 1.250000% 465650RF8 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N N 10311625.00 10318693.41 0.0051 N 10319255.60 10319255.60 Lancaster IDA Civic Facility RB (2000 GreenField Manor) 0.170000% 514502AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 9735000.00 9735000.00 0.0048 N 9735000.00 9735000.00 Long Island Power Auth Electric System General RB Series 2004A 0.110000% 542690U83 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 22275000.00 22275000.00 0.0110 N 22275000.00 22275000.00 Madison Cnty IDA Civic Facility RB (Colgate Univ) Series 2005A 0.100000% 46632PBD4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 11845000.00 11845000.00 0.0059 N 11845000.00 11845000.00 Maine-Endwell CSD BAN 2011 1.250000% 560415DE8 Other Municipal Debt N Unrated Security N/A N/A 2012-06-28 2012-06-28 N N N 9600000.00 9629860.72 0.0048 N 9632448.00 9632448.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2006A 0.090000% 06740GQQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Barclays Bank Plc N/A N/A N N 7855000.00 7855000.00 0.0039 N 7855000.00 7855000.00 Metropolitan Transportation Auth Transportation RB Series 2003A 0.110000% 269899BN9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 10195000.00 10195000.00 0.0050 N 10195000.00 10195000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2008A1 0.080000% 59259NH97 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Morgan Stanley Bank NA N/A N/A Y Morgan Stanley Bank NA N/A N/A N 20875000.00 20875000.00 0.0103 N 20875000.00 20875000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2008B1 0.070000% 59259NWB5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 3585000.00 3585000.00 0.0018 N 3585000.00 3585000.00 Metropolitan Transportation Auth Transportation RB Series 2005B 0.100000% 59259R6Y5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 4995000.00 4995000.00 0.0025 N 4995000.00 4995000.00 Metropolitan Transportation Auth Transportation RB Series 2007A 0.110000% 59259RZ80 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 31000000.00 31000000.00 0.0153 N 31000000.00 31000000.00 Metropolitan Transportation Auth Transportation RB Series 2008B1 2.000000% 59259YKB4 Other Municipal Debt N Unrated Security N/A N/A 2012-11-15 2012-11-15 N N N 7040000.00 7134739.17 0.0035 N 7137363.20 7137363.20 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.180000% 59260MCZ3 Other Commercial Paper N First Tier Security N/A N/A 2012-03-15 2012-03-15 N Y Barclays Bank Plc N/A N/A N 19300000.00 19300000.00 0.0095 N 19300000.00 19300000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.170000% 59260MDA7 Other Commercial Paper N First Tier Security N/A N/A 2012-02-09 2012-02-09 N Y Barclays Bank Plc N/A N/A N 48000000.00 48000000.00 0.0237 N 48000000.00 48000000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.160000% 59260MDR0 Other Commercial Paper N First Tier Security N/A N/A 2012-02-17 2012-02-17 N Y Barclays Bank Plc N/A N/A N 24700000.00 24700000.00 0.0122 N 24700000.00 24700000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2A 0.150000% 59260NBU3 Other Commercial Paper N First Tier Security N/A N/A 2012-02-01 2012-02-01 N Y TD Bank NA N/A N/A N 11000000.00 11000000.00 0.0054 N 11000440.00 11000440.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2A 0.140000% 59260NBX7 Other Commercial Paper N First Tier Security N/A N/A 2012-02-03 2012-02-03 N Y TD Bank NA N/A N/A N 7250000.00 7250000.00 0.0036 N 7250000.00 7250000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2D 0.120000% 59260QCG6 Other Commercial Paper N First Tier Security N/A N/A 2012-02-09 2012-02-09 N Y Citibank NA N/A N/A N 13000000.00 13000000.00 0.0064 N 12997920.00 12997920.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.160000% 59260UCU6 Other Commercial Paper N First Tier Security N/A N/A 2012-01-10 2012-01-10 N Y Royal Bank of Canada N/A N/A N 28500000.00 28500000.00 0.0141 N 28500000.00 28500000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2006A 0.180000% 74703UAW8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of America NA N/A N/A N N 2740000.00 2740000.00 0.0014 N 2740000.00 2740000.00 Monroe Cnty IDA Civic Facility RB Series 2004 0.200000% 610752CU9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 1660000.00 1660000.00 0.0008 N 1660000.00 1660000.00 Monroe Cnty IDA RB (Univ of Rochester) Series 2011A&B 0.110000% 94985N5G2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 7515000.00 7515000.00 0.0037 N 7515000.00 7515000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008D1 0.140000% 631663MM0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of America NA N/A N/A N N 61000000.00 61000000.00 0.0302 N 61000000.00 61000000.00 Nassau Cnty Local Economic Assistance Corp RB Series 2011A 0.090000% 63166LAA9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5000000.00 5000000.00 0.0025 N 5000000.00 5000000.00 Nassau Health Care Corp Bonds Series 2009C2 0.160000% 63167NAW6 Other Municipal Debt N First Tier Security N/A N/A 2012-01-07 2012-01-07 N Y Wells Fargo Bank NA N/A N/A N 2500000.00 2500000.00 0.0012 N 2500000.00 2500000.00 New York City GO Bonds Fiscal 2008 Series E 0.110000% 18886PM51 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y State Street Bank & Trust Company NA N/A N/A N N 18695000.00 18695000.00 0.0092 N 18695000.00 18695000.00 New York City GO Bonds Fiscal 2005 Series J 0.100000% 46632PJP9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 7015000.00 7015000.00 0.0035 N 7015000.00 7015000.00 New York City GO Bonds Fiscal 2005 Series G 0.100000% 46632PMQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 7555000.00 7555000.00 0.0037 N 7555000.00 7555000.00 New York City GO Bonds Fiscal 2004 Series J 0.100000% 46632PMS9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 7670000.00 7670000.00 0.0038 N 7670000.00 7670000.00 New York City GO Bonds Fiscal 2009 Series I1 0.100000% 46633VBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 14740000.00 14740000.00 0.0073 N 14740000.00 14740000.00 New York City GO Bonds Fiscal 1995 Series B7 0.110000% 649659HP7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y JPMorgan Chase Bank NA N/A N/A N N 1900000.00 1900000.00 0.0009 N 1900000.00 1900000.00 New York City GO Bonds Fiscal 1995 Series F6 0.090000% 649659HR3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 50000.00 50000.00 0.0000 N 50000.00 50000.00 New York City GO Bonds Fiscal 1994 Series A6 0.200000% 649660NX1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Landesbank Hessen-Thuringen Girozentrale (German Govt. GTD) N/A N/A Y Landesbank Hessen-Thuringen Girozentrale (German Govt. GTD) N/A N/A N 3300000.00 3300000.00 0.0016 N 3300000.00 3300000.00 New York City GO Bonds Fiscal 1995 Series B5 0.070000% 649660RN9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y JPMorgan Chase Bank NA N/A N/A N N 8600000.00 8600000.00 0.0043 N 8600000.00 8600000.00 New York City GO Bonds Fiscal 2003 Series C 5.500000% 64966BE82 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 100000.00 102982.00 0.0001 N 103000.00 103000.00 New York City GO Bonds Fiscal 2004 Series H1 0.020000% 64966CG54 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 6140000.00 6140000.00 0.0030 N 6140000.00 6140000.00 New York City GO Bonds Fiscal 2004 Series H2 0.060000% 64966CG62 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 2560000.00 2560000.00 0.0013 N 2560000.00 2560000.00 New York City GO Bonds Fiscal 2005 Series H 5.000000% 64966DYA1 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 500000.00 513174.95 0.0003 N 513570.00 513570.00 New York City GO Bonds Fiscal 2007 Series C1 4.250000% 64966F7H1 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N N 500000.00 500000.00 0.0002 N 500000.00 500000.00 New York City GO Bonds Fiscal 2006 Series I5 0.040000% 64966FA95 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y California Public Employees' Retirement System N/A N/A Y California Public Employees' Retirement System N/A N/A N 8000000.00 8000000.00 0.0040 N 8000000.00 8000000.00 New York City GO Bonds Fiscal 2006 Series I6 0.040000% 64966FB29 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y California State Teachers Retirement Systems N/A N/A Y California State Teachers Retirement Systems N/A N/A N 660000.00 660000.00 0.0003 N 660000.00 660000.00 New York City GO Bonds Fiscal 2006 Series G 5.000000% 64966FSF2 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 585000.00 600893.70 0.0003 N 600876.90 600876.90 New York City GO Bonds Fiscal 2007 Series A 5.000000% 64966FT61 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 100000.00 102553.03 0.0001 N 102714.00 102714.00 New York City GO Bonds Fiscal 2008 Series J10 0.050000% 64966G2L5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 12000000.00 12000000.00 0.0059 N 12000000.00 12000000.00 New York City GO Bonds Fiscal 2008 Series L6 0.020000% 64966G4R0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y Wells Fargo Bank NA N/A N/A N N 4235000.00 4235000.00 0.0021 N 4235000.00 4235000.00 New York City GO Bonds Fiscal 2008 Series L1 0.100000% 64966G6D9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 6660000.00 6660000.00 0.0033 N 6660000.00 6660000.00 New York City GO Bonds Fiscal 2008 Series A1 5.000000% 64966GLD2 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 400000.00 410581.05 0.0002 N 410856.00 410856.00 New York City GO Bonds Fiscal 2008 Series I1 4.750000% 64966GQ54 Other Municipal Debt N Unrated Security N/A N/A 2012-02-01 2012-02-01 N N N 250000.00 250853.13 0.0001 N 250825.00 250825.00 New York City GO Bonds Fiscal 2008 Series I1 3.500000% 64966GQ62 Other Municipal Debt N Unrated Security N/A N/A 2012-02-01 2012-02-01 N N N 200000.00 200460.77 0.0001 N 200480.00 200480.00 New York City GO Bonds Fiscal 2008 Series E 5.000000% 64966GYV8 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 150000.00 154001.01 0.0001 N 154071.00 154071.00 New York City GO Bonds Fiscal 2003 Series C3A 0.070000% 64966H7V6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of Nova Scotia N/A N/A N N 18780000.00 18780000.00 0.0093 N 18780000.00 18780000.00 New York City GO Bonds Fiscal 2003 Series C3B 0.080000% 64966H7X2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Lloyds TSB Bank Plc N/A N/A N N 27000000.00 27000000.00 0.0134 N 27000000.00 27000000.00 New York City GO Bonds Fiscal 2003 Series C4 0.070000% 64966H7Z7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 36500000.00 36500000.00 0.0180 N 36500000.00 36500000.00 New York City GO Bonds Fiscal 2011 Series B 4.000000% 64966HD56 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 450000.00 459342.08 0.0002 N 459643.50 459643.50 New York City GO Bonds Fiscal 2005 Series O 0.100000% 64966HDM9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N N 7000000.00 7000000.00 0.0035 N 7000000.00 7000000.00 New York City GO Bonds Fiscal 1995 Series F2 4.000000% 64966HEP1 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N N 150000.00 150628.87 0.0001 N 150636.00 150636.00 New York City GO Bonds Fiscal 2009 Series I1 2.500000% 64966HHL7 Other Municipal Debt N Unrated Security N/A N/A 2012-04-01 2012-04-01 N N N 200000.00 200964.79 0.0001 N 201092.00 201092.00 New York City GO Bonds Fiscal 2005 Series M 5.000000% 64966HR69 Other Municipal Debt N Unrated Security N/A N/A 2012-04-01 2012-04-01 N N N 110000.00 111267.41 0.0001 N 111257.30 111257.30 New York City GO Bonds Fiscal 2006 Series F4B 0.060000% 64966HW48 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2300000.00 2300000.00 0.0011 N 2300000.00 2300000.00 New York City GO Bonds Fiscal 2012 Series D3 0.020000% 64966JQR0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 5800000.00 5800000.00 0.0029 N 5800000.00 5800000.00 New York City Housing Development Corp M/F Housing RB Series 2009C1 0.100000% 46632P8M8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 6000000.00 6000000.00 0.0030 N 6000000.00 6000000.00 New York City Housing Development Corp M/F Housing RB Series 2010B 0.120000% 64970M7W7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N N 31275000.00 31275000.00 0.0155 N 31275000.00 31275000.00 New York City IDA Liberty RB (FC Hanson Office Assoc) Series 2004 0.090000% 64971PCJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Lloyds TSB Bank Plc N/A N/A Y Lloyds TSB Bank Plc N/A N/A N 3415000.00 3415000.00 0.0017 N 3415000.00 3415000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.090000% 27884FEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 9935000.00 9935000.00 0.0049 N 9935000.00 9935000.00 New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2009 Series GG1 0.070000% 46632P6H1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y JPMorgan Chase Bank NA N/A N/A N N 1820000.00 1820000.00 0.0009 N 1820000.00 1820000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.100000% 46632PNF6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 3475000.00 3475000.00 0.0017 N 3475000.00 3475000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series AA1 0.050000% 64970K7Z4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y California State Teachers Retirement Systems N/A N/A State Street Bank & Trust Company NA N/A N/A N N 5625000.00 5625000.00 0.0028 N 5625000.00 5625000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Series D 5.000000% 64970KWS2 Other Municipal Debt N Unrated Security N/A N/A 2012-06-15 2012-06-15 N N N 100000.00 102098.72 0.0001 N 102099.00 102099.00 New York City Municipal Water Finance Auth CP Series 6 0.280000% 64971TWH6 Other Commercial Paper N First Tier Security N/A N/A 2012-01-20 2012-01-20 N N N 26000000.00 26000000.00 0.0129 N 26001040.00 26001040.00 New York City Municipal Water Finance Auth Extendible CP Notes Series 7 0.170000% 64971VND0 Other Commercial Paper N First Tier Security N/A N/A 2012-02-28 2012-09-10 N N N 22000000.00 22000000.00 0.0109 N 22000000.00 22000000.00 New York City Municipal Water Finance Auth Extendible CP Notes Series 8 0.190000% 64972AEE3 Other Commercial Paper N First Tier Security N/A N/A 2012-01-19 2012-07-23 N N N 25000000.00 25000000.00 0.0124 N 25000000.00 25000000.00 New York City Municipal Water Finance Auth Extendible CP Notes Series 8 0.170000% 64972AEJ2 Other Commercial Paper N First Tier Security N/A N/A 2012-01-20 2012-09-04 N N N 3500000.00 3500000.00 0.0017 N 3500000.00 3500000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series A1 0.020000% 64972F4V5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y Mizuho Corporate Bank Ltd N/A N/A N N 10315000.00 10315000.00 0.0051 N 10315000.00 10315000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series A2 0.020000% 64972F4W3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y Mizuho Corporate Bank Ltd N/A N/A N N 16015000.00 16015000.00 0.0079 N 16015000.00 16015000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.100000% 64972FBS4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 22920000.00 22920000.00 0.0113 N 22920000.00 22920000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.170000% 64972FCV6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Morgan Stanley Bank NA N/A N/A N N 5800000.00 5800000.00 0.0029 N 5800000.00 5800000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Series F1A 0.040000% 64972FG26 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Wells Fargo Bank NA N/A N/A N N 15790000.00 15790000.00 0.0078 N 15790000.00 15790000.00 New York City Municipal Water Finance Auth Water and Sewer RB Fiscal 2007 Series CC2 0.050000% 64972FHJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y Bank of Nova Scotia N/A N/A N N 525000.00 525000.00 0.0003 N 525000.00 525000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Series E 0.100000% 64972FSK3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 4995000.00 4995000.00 0.0025 N 4995000.00 4995000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.100000% 64972FUV6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 5420000.00 5420000.00 0.0027 N 5420000.00 5420000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series DD 0.100000% 64972FYV2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N N 5205000.00 5205000.00 0.0026 N 5205000.00 5205000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series D 0.160000% 74703YDH0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of America NA N/A N/A N N 13000000.00 13000000.00 0.0064 N 13000000.00 13000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.160000% 74703YT91 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of America NA N/A N/A N N 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.160000% 74703YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of America NA N/A N/A N N 12750000.00 12750000.00 0.0063 N 12750000.00 12750000.00 New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2010 Series A1 0.100000% 46633VDB2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 11000000.00 11000000.00 0.0054 N 11000000.00 11000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.100000% 46633VQ36 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0019 N 3750000.00 3750000.00 New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 1999 Series A1 0.080000% 649716GY7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 New York City Transitional Finance Auth Future Tax Secured Refunding Bonds Fiscal 2003 Series B 5.250000% 64971KAW6 Other Municipal Debt N Unrated Security N/A N/A 2012-02-01 2012-02-01 N N N 125000.00 125495.58 0.0001 N 125461.25 125461.25 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 2C 0.060000% 64971KFD3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Lloyds TSB Bank Plc N/A N/A N N 7000000.00 7000000.00 0.0035 N 7000000.00 7000000.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 2D 0.080000% 64971KFE1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Lloyds TSB Bank Plc N/A N/A N N 2500000.00 2500000.00 0.0012 N 2500000.00 2500000.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 3H 0.050000% 64971KGH3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y Royal Bank of Canada N/A N/A N N 8065000.00 8065000.00 0.0040 N 8065000.00 8065000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series B3 2.000000% 64971M5U2 Other Municipal Debt N Unrated Security N/A N/A 2012-11-01 2012-11-01 N N N 500000.00 506219.69 0.0003 N 507180.00 507180.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.170000% 64971MNB4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Morgan Stanley Bank NA N/A N/A N N 6000000.00 6000000.00 0.0030 N 6000000.00 6000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007A1 5.000000% 64971QES8 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 880000.00 903688.36 0.0004 N 904041.60 904041.60 New York City Transitional Finance Auth Future Tax Secured Refunding Sr Bonds Fiscal 2003 Series A2 0.060000% 64971QPN7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-02 2012-01-03 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 9000000.00 9000000.00 0.0045 N 9000000.00 9000000.00 New York City Transitional Finance Auth Future Tax Secured Refunding Sr Bonds Fiscal 2003 Series A4 0.040000% 64971QPQ0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y TD Bank NA N/A N/A N N 8645000.00 8645000.00 0.0043 N 8645000.00 8645000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S2 0.110000% 64972HDV1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 2500000.00 2500000.00 0.0012 N 2500000.00 2500000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S2 0.110000% 64972HFU1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 7090000.00 7090000.00 0.0035 N 7090000.00 7090000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.110000% 94985NG88 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Wells Fargo Bank NA N/A N/A N N 2800000.00 2800000.00 0.0014 N 2800000.00 2800000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 0.400000% 94985NHA2 Other Municipal Debt N First Tier Security N/A N/A 2012-02-23 2012-02-23 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 16435000.00 16435000.00 0.0081 N 16435000.00 16435000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S5 0.120000% 94985NKM2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 18080000.00 18080000.00 0.0089 N 18080000.00 18080000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2004A 0.110000% 46632P7T4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor American Museum of Natural History N/A N/A 3745000.00 3745000.00 0.0019 N 3745000.00 3745000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2008B3 0.040000% 649717NV3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Wells Fargo Bank NA N/A N/A N Y Obligor American Museum of Natural History N/A N/A 1375000.00 1375000.00 0.0007 N 1375000.00 1375000.00 New York City Trust for Cultural Resources Refunding RB (Lincoln Center for the Performing Arts) Series 2008A1 0.080000% 649717NW1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-03 2012-01-03 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 7840000.00 7840000.00 0.0039 N 7840000.00 7840000.00 New York City Trust for Cultural Resources RB (Lincoln Center for the Performing Arts) Series 2008B1 0.070000% 649717PP4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 4950000.00 4950000.00 0.0024 N 4950000.00 4950000.00 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.100000% 46636YEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 4200000.00 4200000.00 0.0021 N 4200000.00 4200000.00 New York State GO Bonds Series 2009A 4.000000% 6497877A0 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N N 100000.00 100372.55 0.0000 N 100429.00 100429.00 New York State GO Refunding Bonds Series 2005C 4.000000% 649787N79 Other Municipal Debt N Unrated Security N/A N/A 2012-04-15 2012-04-15 N N N 700000.00 707110.33 0.0003 N 707224.00 707224.00 New York State GO Refunding Bonds Series 2009C 3.000000% 649791AD2 Other Municipal Debt N Unrated Security N/A N/A 2012-02-01 2012-02-01 N N N 100000.00 100159.82 0.0000 N 100203.00 100203.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.100000% 46632PND1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5130000.00 5130000.00 0.0025 N 5130000.00 5130000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.100000% 46633VJU4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York Univ N/A N/A 3195000.00 3195000.00 0.0016 N 3195000.00 3195000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 0.100000% 46633VR76 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.100000% 46633VSG5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 6800000.00 6800000.00 0.0034 N 6800000.00 6800000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2009A 0.100000% 46633VZD4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 2500000.00 2500000.00 0.0012 N 2500000.00 2500000.00 New York State Dormitory Auth CP Notes (Cornell Univ) 0.160000% 64983LQV5 Other Commercial Paper N First Tier Security N/A N/A 2012-03-07 2012-03-07 N N Y Obligor Cornell University N/A N/A 7655000.00 7655000.00 0.0038 N 7655000.00 7655000.00 New York State Dormitory Auth CP Notes (Cornell Univ) 0.170000% 64983LQX1 Other Commercial Paper N First Tier Security N/A N/A 2012-05-09 2012-05-09 N N Y Obligor Cornell University N/A N/A 20000000.00 20000000.00 0.0099 N 20000000.00 20000000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2009A1 5.000000% 64983M6J2 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State N/A N/A 825000.00 829551.96 0.0004 N 829290.00 829290.00 New York State Dormitory Auth Refunding RB (Consolidated Service Contract) Series 2009A 3.000000% 64983M7T9 Other Municipal Debt N Unrated Security N/A N/A 2012-07-01 2012-07-01 N N Y Obligor New York State N/A N/A 500000.00 506071.41 0.0003 N 506640.00 506640.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2008A 4.000000% 64983MF94 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State N/A N/A 200000.00 200816.40 0.0001 N 200818.00 200818.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006D 0.100000% 64983PKL4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 22500000.00 22500000.00 0.0111 N 22500000.00 22500000.00 New York State Dormitory Auth Hospital RB (NY & Presbyterian Hospital) Series 2007 0.110000% 64983PSV4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 9900000.00 9900000.00 0.0049 N 9900000.00 9900000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.170000% 64983PYK1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Morgan Stanley Bank NA N/A N/A N Y Obligor New York Univ N/A N/A 7085000.00 7085000.00 0.0035 N 7085000.00 7085000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.100000% 64983PZC8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N Y Obligor New York Univ N/A N/A 9900000.00 9900000.00 0.0049 N 9900000.00 9900000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005D1 5.000000% 64983REC7 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State N/A N/A 505000.00 507874.35 0.0003 N 507626.00 507626.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005C1 5.000000% 64983SFL4 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State N/A N/A 350000.00 351852.00 0.0002 N 351690.50 351690.50 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004D 0.060000% 64983TZS5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 2725000.00 2725000.00 0.0013 N 2725000.00 2725000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 1996B 6.000000% 64983WK21 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State N/A N/A 175000.00 176213.76 0.0001 N 176085.00 176085.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 1996B 6.000000% 64983WYK6 Other Municipal Debt N Unrated Security N/A N/A 2012-08-15 2012-08-15 N N Y Obligor New York State N/A N/A 200000.00 206612.07 0.0001 N 206790.00 206790.00 New York State Dormitory Auth State Personal Income Tax RB Series 2003A 5.500000% 649901B53 Other Municipal Debt N First Tier Security N/A N/A 2012-03-15 2012-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 201951.85 0.0001 N 202056.00 202056.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007C 5.000000% 649902MR1 Other Municipal Debt N Unrated Security N/A N/A 2012-03-15 2012-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 300000.00 302783.54 0.0001 N 302784.00 302784.00 New York State Dormitory Auth State Personal Income Tax RB Series 2009A 5.000000% 649902VQ3 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 875000.00 879984.72 0.0004 N 879681.25 879681.25 New York State Dormitory Auth State Personal Income Tax Refunding RB Series 2009B 3.000000% 649902WN9 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 150384.75 0.0001 N 150469.50 150469.50 New York State Dormitory Auth RB (St John's Univ) Series 2008A 0.080000% 6499033Q2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2710000.00 2710000.00 0.0013 N 2710000.00 2710000.00 New York State Dormitory Auth RB (Highland Community Development Corp) Series 1994B 0.060000% 649903Q61 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 8700000.00 8700000.00 0.0043 N 8700000.00 8700000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2010A 4.000000% 64990HBH2 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State N/A N/A 360000.00 361579.19 0.0002 N 361472.40 361472.40 New York State Dormitory Auth RB (Cornell Univ) Series 2009A 0.160000% 74703UAY4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of America NA N/A N/A N Y Obligor Cornell University N/A N/A 5025000.00 5025000.00 0.0025 N 5025000.00 5025000.00 New York State Dormitory Auth RB (Cornell Univ) Series 2006A 0.200000% 74703YMF4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of America NA N/A N/A N Y Obligor Cornell University N/A N/A 9865000.00 9865000.00 0.0049 N 9865000.00 9865000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 0.200000% 74703YXU9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0025 N 5000000.00 5000000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.260000% 94985NTL5 Other Municipal Debt N First Tier Security N/A N/A 2012-03-29 2012-03-29 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 12570000.00 12570000.00 0.0062 N 12570000.00 12570000.00 New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2005A3 0.070000% 64984EDH5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Mizuho Corporate Bank Ltd N/A N/A Y Mizuho Corporate Bank Ltd N/A N/A N 11520000.00 11520000.00 0.0057 N 11520000.00 11520000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2002B 0.110000% 269899BL3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 16625000.00 16625000.00 0.0082 N 16625000.00 16625000.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2010C 0.100000% 46633VY78 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 6600000.00 6600000.00 0.0033 N 6600000.00 6600000.00 New York State HFA Housing RB (600 W 42nd St) Series 2009A 0.070000% 64986M4G7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 75040000.00 75040000.00 0.0371 N 75040000.00 75040000.00 New York State HFA Housing RB (North End Ave) Series 2004A 0.090000% 64986MJ55 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2300000.00 2300000.00 0.0011 N 2300000.00 2300000.00 New York State HFA Housing RB (100 Maiden Lane) Series 2004A 0.080000% 64986MM28 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 4500000.00 4500000.00 0.0022 N 4500000.00 4500000.00 New York State HFA Housing RB (College Arms Apts) Series 2008A 0.100000% 64986MX83 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 6995000.00 6995000.00 0.0035 N 6995000.00 6995000.00 New York State HFA Housing RB (Gotham West) Series 2011A1 0.060000% 64986UFJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 29000000.00 29000000.00 0.0143 N 29000000.00 29000000.00 New York State HFA Housing RB (Gotham West) Series 2011A2 0.040000% 64986UFK8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 21205000.00 21205000.00 0.0105 N 21205000.00 21205000.00 New York State HFA Housing RB (2180 Broadway) Series 2011A 0.060000% 64986UGT8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 56700000.00 56700000.00 0.0280 N 56700000.00 56700000.00 New York State Local Government Assistance Corp Sr Lien Refunding Bonds Series 2008B-AV 0.070000% 649876K40 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 3930000.00 3930000.00 0.0019 N 3930000.00 3930000.00 New York State Mortgage Agency Mortgage RB 47th Series 0.550000% 64988RDX7 Other Municipal Debt N Unrated Security N/A N/A 2012-04-01 2012-04-01 N N N 640000.00 640268.80 0.0003 N 640428.80 640428.80 New York State Power Auth CP Series 2 0.140000% 64985GXN4 Other Commercial Paper N First Tier Security N/A N/A 2012-02-09 2012-02-09 N N N 16585000.00 16585000.00 0.0082 N 16585000.00 16585000.00 New York State Power Auth RB Series 2007A 0.110000% 64989KHL3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N N 3210000.00 3210000.00 0.0016 N 3210000.00 3210000.00 New York State Power Auth CP Series 1 0.170000% 64989QVH3 Other Commercial Paper N First Tier Security N/A N/A 2012-01-10 2012-01-10 N N N 27584000.00 27584000.00 0.0136 N 27583724.16 27583724.16 New York State Power Auth CP Series 1 0.170000% 64989QVN0 Other Commercial Paper N First Tier Security N/A N/A 2012-01-13 2012-01-13 N N N 10000000.00 10000000.00 0.0049 N 9999600.00 9999600.00 New York State Power Auth CP Series 1 0.180000% 64989VRA2 Other Commercial Paper N First Tier Security N/A N/A 2012-03-16 2012-09-14 N N N 4000000.00 4000000.00 0.0020 N 4000000.00 4000000.00 New York State Thruway Auth General RB Series G 0.300000% 05248PW92 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of America NA N/A N/A Y Assured Guaranty Municipal Corp N/A N/A N 3950000.00 3950000.00 0.0020 N 3950000.00 3950000.00 New York State Thruway Auth General RB Series H 0.090000% 27884FYT1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 17495000.00 17495000.00 0.0087 N 17495000.00 17495000.00 New York State Thruway Auth State Personal Income Tax RB Series 2009A 4.000000% 650028QU0 Other Municipal Debt N Unrated Security N/A N/A 2012-03-15 2012-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100622.53 0.0000 N 100754.00 100754.00 New York State Thruway Auth State Personal Income Tax RB Series 2010A 5.000000% 650028SB0 Other Municipal Debt N Unrated Security N/A N/A 2012-03-15 2012-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1500000.00 1513376.00 0.0007 N 1514220.00 1514220.00 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2003B1 4.000000% 88880TFS0 Other Municipal Debt N Unrated Security N/A N/A 2012-06-01 2012-06-01 N N Y Obligor New York State N/A N/A 250000.00 253514.19 0.0001 N 253827.50 253827.50 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2008 4.000000% 88880TLN4 Other Municipal Debt N Unrated Security N/A N/A 2012-06-01 2012-06-01 N N Y Obligor New York State N/A N/A 1000000.00 1014561.08 0.0005 N 1015310.00 1015310.00 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2008B 5.000000% 88880TLS3 Other Municipal Debt N Unrated Security N/A N/A 2012-06-01 2012-06-01 N N Y Obligor New York State N/A N/A 3285000.00 3345493.88 0.0017 N 3348466.20 3348466.20 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2003A1C 0.120000% 88880TLW4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JP Morgan Chase & Co N/A N/A N Y Obligor New York State N/A N/A 4795000.00 4795000.00 0.0024 N 4795000.00 4795000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.100000% 46632PUA9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4995000.00 4995000.00 0.0025 N 4995000.00 4995000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2005A 5.000000% 6500344E8 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 2480000.00 2480000.00 0.0012 N 2480000.00 2480000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2005B 0.100000% 650035KL1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 9195000.00 9195000.00 0.0045 N 9195000.00 9195000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A3A 0.050000% 650035MG0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 10000000.00 10000000.00 0.0049 N 10000000.00 10000000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008D 5.000000% 650035NR5 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 3200000.00 3200000.00 0.0016 N 3200000.00 3200000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.100000% 650035RQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 2540000.00 2540000.00 0.0013 N 2540000.00 2540000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 0.100000% 650035RU4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4000000.00 4000000.00 0.0020 N 4000000.00 4000000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2010A1 3.000000% 650035TF5 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 2075000.00 2075000.00 0.0010 N 2075000.00 2075000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2010A2 4.000000% 650035UE6 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 350000.00 350000.00 0.0002 N 350000.00 350000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2010B 5.000000% 650035UN6 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 31940000.00 31940000.00 0.0158 N 31940000.00 31940000.00 North Tonawanda School District BAN 2011 1.250000% 662888JW7 Other Municipal Debt N Unrated Security N/A N/A 2012-09-20 2012-09-20 N N N 4964000.00 4994796.25 0.0025 N 4993982.56 4993982.56 Oceanside UFSD TAN 2011-2012 1.250000% 675498HP7 Other Municipal Debt N Unrated Security N/A N/A 2012-06-14 2012-06-14 N N N 20000000.00 20084427.35 0.0099 N 20089200.00 20089200.00 Plainedge UFSD TAN 2011 1.250000% 726180FU1 Other Municipal Debt N Unrated Security N/A N/A 2012-06-28 2012-06-28 N N N 13000000.00 13050619.81 0.0065 N 13050310.00 13050310.00 Plattsburgh City SD GO BAN 2011 1.500000% 728058ER5 Other Municipal Debt N First Tier Security N/A N/A 2012-06-29 2012-06-29 N N N 7064388.00 7098237.87 0.0035 N 7099074.15 7099074.15 Port Auth of New York & New Jersey Consolidated Bonds 166th Series 0.090000% 06740GNL6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Barclays Bank Plc N/A N/A N N 2150000.00 2150000.00 0.0011 N 2150000.00 2150000.00 Port Auth of New York & New Jersey Consolidated Bonds 140th Series 0.090000% 27884FBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 5215000.00 5215000.00 0.0026 N 5215000.00 5215000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.160000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Morgan Stanley Bank NA N/A N/A N N 13000000.00 13000000.00 0.0064 N 13000000.00 13000000.00 Port Auth of New York & New Jersey Consolidated Bonds 154th Series 5.000000% 73358T6H9 Other Municipal Debt N Unrated Security N/A N/A 2012-09-01 2012-09-01 N N N 115000.00 118374.99 0.0001 N 118567.30 118567.30 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.110000% 73358TE72 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N N 36350000.00 36350000.00 0.0180 N 36350000.00 36350000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.100000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 750000.00 750000.00 0.0004 N 750000.00 750000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.110000% 73358TX89 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N N 5540000.00 5540000.00 0.0027 N 5540000.00 5540000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.110000% 73358TY39 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N N 2690000.00 2690000.00 0.0013 N 2690000.00 2690000.00 Port Auth of New York & New Jersey Consolidated Bonds 160th Series 0.100000% 73358WAX2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N N 1875000.00 1875000.00 0.0009 N 1875000.00 1875000.00 Port Auth of New York & New Jersey CP Series B 0.170000% 73359BBG3 Other Commercial Paper N First Tier Security N/A N/A 2012-01-06 2012-01-06 N N N 2200000.00 2200000.00 0.0011 N 2200000.00 2200000.00 Port Auth of New York & New Jersey CP Series B 0.170000% 73359BBH1 Other Commercial Paper N First Tier Security N/A N/A 2012-03-07 2012-03-07 N N N 20265000.00 20265000.00 0.0100 N 20267431.80 20267431.80 Port Auth of New York & New Jersey CP Series B 0.200000% 73359BBL2 Other Commercial Paper N First Tier Security N/A N/A 2012-05-01 2012-05-01 N N N 8115000.00 8115000.00 0.0040 N 8115000.00 8115000.00 Puerto Rico Public Improvement Refunding Bonds Series 2003C5-2 0.050000% 74514LYU5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 16000000.00 16000000.00 0.0079 N 16000000.00 16000000.00 Puerto Rico Highway & Transportation Auth Transportation RB Series A 0.070000% 745190Y77 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 1950000.00 1950000.00 0.0010 N 1950000.00 1950000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.180000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Deutsche Bank AG N/A N/A N N 14365000.00 14365000.00 0.0071 N 14365000.00 14365000.00 Rensselaer Cnty GO BAN 2011 1.500000% 759897UB5 Other Municipal Debt N Unrated Security N/A N/A 2012-08-17 2012-08-17 N N N 10763000.00 10824584.41 0.0054 N 10825533.03 10825533.03 Rochester BAN Series 2011-II 1.000000% 771694GD2 Other Municipal Debt N First Tier Security N/A N/A 2012-08-16 2012-08-16 N N N 4390000.00 4404958.80 0.0022 N 4401062.80 4401062.80 Rockland County IDA RB (Assisted Living At Northern Riverview) Series 1999 0.200000% 773561AD7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 8865000.00 8865000.00 0.0044 N 8865000.00 8865000.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.110000% 794665BU2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 2415000.00 2415000.00 0.0012 N 2415000.00 2415000.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.110000% 794665DL0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A N N 6400000.00 6400000.00 0.0032 N 6400000.00 6400000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.150000% 806419AE7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 6645000.00 6645000.00 0.0033 N 6645000.00 6645000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.150000% 806419AF4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 4070000.00 4070000.00 0.0020 N 4070000.00 4070000.00 Seaford UFSD BAN 2011 2.000000% 811794GB6 Other Municipal Debt N Unrated Security N/A N/A 2012-07-13 2012-07-13 N N N 4000000.00 4030128.31 0.0020 N 4031280.00 4031280.00 Sullivan Cnty GO BAN Series 2011B 1.500000% 865270VC3 Other Municipal Debt N Unrated Security N/A N/A 2012-03-09 2012-03-09 N N N 7895000.00 7909049.74 0.0039 N 7909447.85 7909447.85 Syracuse IDA Civic Facility RB (Syracuse Univ) Series 2005A 0.070000% 871720CB2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 12190000.00 12190000.00 0.0060 N 12190000.00 12190000.00 Tarrytowns UFSD GO BAN 2011 1.500000% 876487JG5 Other Municipal Debt N Unrated Security N/A N/A 2012-02-17 2012-02-17 N N N 10600000.00 10612202.49 0.0052 N 10615476.00 10615476.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2008C 0.200000% 05248RAE1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Bank of America NA N/A N/A N N 1100000.00 1100000.00 0.0005 N 1100000.00 1100000.00 Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2002E 0.110000% 89602NDG6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Wells Fargo Bank NA N/A N/A N N 13720000.00 13720000.00 0.0068 N 13720000.00 13720000.00 Triborough Bridge & Tunnel Auth General Purpose RB Series 2001A 0.100000% 89602NSM7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Citibank NA N/A N/A N N 7400000.00 7400000.00 0.0037 N 7400000.00 7400000.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2009A1 4.000000% 89602NUQ5 Other Municipal Debt N First Tier Security N/A N/A 2012-11-15 2012-11-15 N N N 21000000.00 21654412.30 0.0107 N 21664020.00 21664020.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges and Tunnels) Series 2009A2 0.170000% 89602NUR3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y Morgan Stanley Bank NA N/A N/A N N 6500000.00 6500000.00 0.0032 N 6500000.00 6500000.00 Ulster Cnty BAN 2011 1.500000% 903766XT5 Other Municipal Debt N Unrated Security N/A N/A 2012-06-08 2012-06-08 N N N 7500000.00 7536307.37 0.0037 N 7538700.00 7538700.00 Ulster Cnty IDA Civic Facility RB (Kingston Regional Sr Living Corp) Series 2007C 0.240000% 903769CJ4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 6690000.00 6690000.00 0.0033 N 6690000.00 6690000.00 Vestal BAN 2011 1.500000% 925428QY3 Other Municipal Debt N Unrated Security N/A N/A 2012-05-18 2012-05-18 N N N 10316000.00 10346494.77 0.0051 N 10355613.44 10355613.44 Watertown SD BAN 2011 1.250000% 942116AJ3 Other Municipal Debt N Unrated Security N/A N/A 2012-07-26 2012-07-26 N N N 15975000.00 16039981.74 0.0079 N 16042254.75 16042254.75 Westchester Cnty IDA Civic Facility RB (Catharine Field Home) Series 2001 0.240000% 957368DV2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 6835000.00 6835000.00 0.0034 N 6835000.00 6835000.00 Westchester Cnty IDA Mortgage RB (Kendal on Hudson) Series 2007 0.240000% 957370AP4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-01-06 2012-01-06 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 28000000.00 28000000.00 0.0138 N 28000000.00 28000000.00 Westhill CSD GO BAN 2011 1.250000% 960361HN6 Other Municipal Debt N Unrated Security N/A N/A 2012-07-27 2012-07-27 N N N 21500000.00 21591155.29 0.0107 N 21590730.00 21590730.00