0001145549-12-000662.txt : 20120229
0001145549-12-000662.hdr.sgml : 20120229
20120109114120
ACCESSION NUMBER: 0001145549-12-000662
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120109
DATE AS OF CHANGE: 20120109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 12516588
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York AMT Tax-Free Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2011-12-31
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
35
41
2005139204.38
19005811.20
1711465.26
2022433550.32
0.0018
1.0007
2011-12-31
1.0007
2011-12-31
C000012394
1.00
1623697073.01
1.00
56020773.09
365595999.80
309575226.71
0.0001
1.0007
2011-12-31
1.0007
2011-12-31
C000012395
25000.00
398736477.31
1.00
-6477724.89
3077679.59
9555404.48
0.0001
1.0007
2011-12-31
1.0007
2011-12-31
Albany Cnty
BAN 2011 1.250000%
0121224Q7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-09-21
2012-09-21
N
N
N
7886369.00
7930518.84
0.0039
N
7933056.30
7933056.30
Amherst
BAN 2011 1.250000%
031303T42
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-19
2012-07-19
N
N
N
10290000.00
10337023.89
0.0051
N
10344125.40
10344125.40
Amherst IDA
Civic Facility RB (Daemen College) Series 2006B 0.150000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3690000.00
3690000.00
0.0018
N
3690000.00
3690000.00
Amityville UFSD
TAN 2011-2012 1.250000%
031645GJ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-28
2012-06-28
N
N
N
12750000.00
12807276.54
0.0063
N
12808777.50
12808777.50
Chautauqua Cny IDA
Civic Facility RB (Jamestown Center City Development Corp) Series 2000A 0.140000%
162544AU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
11010000.00
11010000.00
0.0054
N
11010000.00
11010000.00
Colonie Local Development Corp
RB (Shaker Point at Carondelet) Series 2011 0.100000%
196220AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
10000000.00
10000000.00
0.0049
N
10000000.00
10000000.00
East Rochester Housing Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.110000%
274722DX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
13965000.00
13965000.00
0.0069
N
13965000.00
13965000.00
Hempstead IDA
Civic Facility RB (Hebrew Academy of the Five Towns & Rockaway Civic Facility) Series 2006 0.270000%
424674CY3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
SOVEREIGN BANK
N/A
N/A
Y
Sovereign Bank
N/A
N/A
N
9370000.00
9370000.00
0.0046
N
9370000.00
9370000.00
Ithaca
BAN Series 2011A 1.250000%
465650RF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
N
10311625.00
10318693.41
0.0051
N
10319255.60
10319255.60
Lancaster IDA
Civic Facility RB (2000 GreenField Manor) 0.170000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
9735000.00
9735000.00
0.0048
N
9735000.00
9735000.00
Long Island Power Auth
Electric System General RB Series 2004A 0.110000%
542690U83
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
22275000.00
22275000.00
0.0110
N
22275000.00
22275000.00
Madison Cnty IDA
Civic Facility RB (Colgate Univ) Series 2005A 0.100000%
46632PBD4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
11845000.00
11845000.00
0.0059
N
11845000.00
11845000.00
Maine-Endwell CSD
BAN 2011 1.250000%
560415DE8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-28
2012-06-28
N
N
N
9600000.00
9629860.72
0.0048
N
9632448.00
9632448.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006A 0.090000%
06740GQQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Barclays Bank Plc
N/A
N/A
N
N
7855000.00
7855000.00
0.0039
N
7855000.00
7855000.00
Metropolitan Transportation Auth
Transportation RB Series 2003A 0.110000%
269899BN9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
10195000.00
10195000.00
0.0050
N
10195000.00
10195000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2008A1 0.080000%
59259NH97
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Morgan Stanley Bank NA
N/A
N/A
Y
Morgan Stanley Bank NA
N/A
N/A
N
20875000.00
20875000.00
0.0103
N
20875000.00
20875000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2008B1 0.070000%
59259NWB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of Nova Scotia
N/A
N/A
Y
Bank of Nova Scotia
N/A
N/A
N
3585000.00
3585000.00
0.0018
N
3585000.00
3585000.00
Metropolitan Transportation Auth
Transportation RB Series 2005B 0.100000%
59259R6Y5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
Metropolitan Transportation Auth
Transportation RB Series 2007A 0.110000%
59259RZ80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
31000000.00
31000000.00
0.0153
N
31000000.00
31000000.00
Metropolitan Transportation Auth
Transportation RB Series 2008B1 2.000000%
59259YKB4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
7040000.00
7134739.17
0.0035
N
7137363.20
7137363.20
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.180000%
59260MCZ3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-03-15
2012-03-15
N
Y
Barclays Bank Plc
N/A
N/A
N
19300000.00
19300000.00
0.0095
N
19300000.00
19300000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.170000%
59260MDA7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-02-09
2012-02-09
N
Y
Barclays Bank Plc
N/A
N/A
N
48000000.00
48000000.00
0.0237
N
48000000.00
48000000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.160000%
59260MDR0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-02-17
2012-02-17
N
Y
Barclays Bank Plc
N/A
N/A
N
24700000.00
24700000.00
0.0122
N
24700000.00
24700000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2A 0.150000%
59260NBU3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-02-01
2012-02-01
N
Y
TD Bank NA
N/A
N/A
N
11000000.00
11000000.00
0.0054
N
11000440.00
11000440.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2A 0.140000%
59260NBX7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-02-03
2012-02-03
N
Y
TD Bank NA
N/A
N/A
N
7250000.00
7250000.00
0.0036
N
7250000.00
7250000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2D 0.120000%
59260QCG6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-02-09
2012-02-09
N
Y
Citibank NA
N/A
N/A
N
13000000.00
13000000.00
0.0064
N
12997920.00
12997920.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2C 0.160000%
59260UCU6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-01-10
2012-01-10
N
Y
Royal Bank of Canada
N/A
N/A
N
28500000.00
28500000.00
0.0141
N
28500000.00
28500000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006A 0.180000%
74703UAW8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of America NA
N/A
N/A
N
N
2740000.00
2740000.00
0.0014
N
2740000.00
2740000.00
Monroe Cnty IDA
Civic Facility RB Series 2004 0.200000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
1660000.00
1660000.00
0.0008
N
1660000.00
1660000.00
Monroe Cnty IDA
RB (Univ of Rochester) Series 2011A&B 0.110000%
94985N5G2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
7515000.00
7515000.00
0.0037
N
7515000.00
7515000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008D1 0.140000%
631663MM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of America NA
N/A
N/A
N
N
61000000.00
61000000.00
0.0302
N
61000000.00
61000000.00
Nassau Cnty Local Economic Assistance Corp
RB Series 2011A 0.090000%
63166LAA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0025
N
5000000.00
5000000.00
Nassau Health Care Corp
Bonds Series 2009C2 0.160000%
63167NAW6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-01-07
2012-01-07
N
Y
Wells Fargo Bank NA
N/A
N/A
N
2500000.00
2500000.00
0.0012
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2008 Series E 0.110000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
18695000.00
18695000.00
0.0092
N
18695000.00
18695000.00
New York City
GO Bonds Fiscal 2005 Series J 0.100000%
46632PJP9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7015000.00
7015000.00
0.0035
N
7015000.00
7015000.00
New York City
GO Bonds Fiscal 2005 Series G 0.100000%
46632PMQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7555000.00
7555000.00
0.0037
N
7555000.00
7555000.00
New York City
GO Bonds Fiscal 2004 Series J 0.100000%
46632PMS9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7670000.00
7670000.00
0.0038
N
7670000.00
7670000.00
New York City
GO Bonds Fiscal 2009 Series I1 0.100000%
46633VBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
14740000.00
14740000.00
0.0073
N
14740000.00
14740000.00
New York City
GO Bonds Fiscal 1995 Series B7 0.110000%
649659HP7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1900000.00
1900000.00
0.0009
N
1900000.00
1900000.00
New York City
GO Bonds Fiscal 1995 Series F6 0.090000%
649659HR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
50000.00
50000.00
0.0000
N
50000.00
50000.00
New York City
GO Bonds Fiscal 1994 Series A6 0.200000%
649660NX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Landesbank Hessen-Thuringen Girozentrale (German Govt. GTD)
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale (German Govt. GTD)
N/A
N/A
N
3300000.00
3300000.00
0.0016
N
3300000.00
3300000.00
New York City
GO Bonds Fiscal 1995 Series B5 0.070000%
649660RN9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8600000.00
8600000.00
0.0043
N
8600000.00
8600000.00
New York City
GO Bonds Fiscal 2003 Series C 5.500000%
64966BE82
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
100000.00
102982.00
0.0001
N
103000.00
103000.00
New York City
GO Bonds Fiscal 2004 Series H1 0.020000%
64966CG54
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
6140000.00
6140000.00
0.0030
N
6140000.00
6140000.00
New York City
GO Bonds Fiscal 2004 Series H2 0.060000%
64966CG62
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
2560000.00
2560000.00
0.0013
N
2560000.00
2560000.00
New York City
GO Bonds Fiscal 2005 Series H 5.000000%
64966DYA1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
500000.00
513174.95
0.0003
N
513570.00
513570.00
New York City
GO Bonds Fiscal 2007 Series C1 4.250000%
64966F7H1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
N
500000.00
500000.00
0.0002
N
500000.00
500000.00
New York City
GO Bonds Fiscal 2006 Series I5 0.040000%
64966FA95
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
California Public Employees' Retirement System
N/A
N/A
Y
California Public Employees' Retirement System
N/A
N/A
N
8000000.00
8000000.00
0.0040
N
8000000.00
8000000.00
New York City
GO Bonds Fiscal 2006 Series I6 0.040000%
64966FB29
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
California State Teachers Retirement Systems
N/A
N/A
Y
California State Teachers Retirement Systems
N/A
N/A
N
660000.00
660000.00
0.0003
N
660000.00
660000.00
New York City
GO Bonds Fiscal 2006 Series G 5.000000%
64966FSF2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
585000.00
600893.70
0.0003
N
600876.90
600876.90
New York City
GO Bonds Fiscal 2007 Series A 5.000000%
64966FT61
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
100000.00
102553.03
0.0001
N
102714.00
102714.00
New York City
GO Bonds Fiscal 2008 Series J10 0.050000%
64966G2L5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
12000000.00
12000000.00
0.0059
N
12000000.00
12000000.00
New York City
GO Bonds Fiscal 2008 Series L6 0.020000%
64966G4R0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
Wells Fargo Bank NA
N/A
N/A
N
N
4235000.00
4235000.00
0.0021
N
4235000.00
4235000.00
New York City
GO Bonds Fiscal 2008 Series L1 0.100000%
64966G6D9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6660000.00
6660000.00
0.0033
N
6660000.00
6660000.00
New York City
GO Bonds Fiscal 2008 Series A1 5.000000%
64966GLD2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
400000.00
410581.05
0.0002
N
410856.00
410856.00
New York City
GO Bonds Fiscal 2008 Series I1 4.750000%
64966GQ54
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-01
2012-02-01
N
N
N
250000.00
250853.13
0.0001
N
250825.00
250825.00
New York City
GO Bonds Fiscal 2008 Series I1 3.500000%
64966GQ62
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-01
2012-02-01
N
N
N
200000.00
200460.77
0.0001
N
200480.00
200480.00
New York City
GO Bonds Fiscal 2008 Series E 5.000000%
64966GYV8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
150000.00
154001.01
0.0001
N
154071.00
154071.00
New York City
GO Bonds Fiscal 2003 Series C3A 0.070000%
64966H7V6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of Nova Scotia
N/A
N/A
N
N
18780000.00
18780000.00
0.0093
N
18780000.00
18780000.00
New York City
GO Bonds Fiscal 2003 Series C3B 0.080000%
64966H7X2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Lloyds TSB Bank Plc
N/A
N/A
N
N
27000000.00
27000000.00
0.0134
N
27000000.00
27000000.00
New York City
GO Bonds Fiscal 2003 Series C4 0.070000%
64966H7Z7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
36500000.00
36500000.00
0.0180
N
36500000.00
36500000.00
New York City
GO Bonds Fiscal 2011 Series B 4.000000%
64966HD56
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
450000.00
459342.08
0.0002
N
459643.50
459643.50
New York City
GO Bonds Fiscal 2005 Series O 0.100000%
64966HDM9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
N
7000000.00
7000000.00
0.0035
N
7000000.00
7000000.00
New York City
GO Bonds Fiscal 1995 Series F2 4.000000%
64966HEP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
N
150000.00
150628.87
0.0001
N
150636.00
150636.00
New York City
GO Bonds Fiscal 2009 Series I1 2.500000%
64966HHL7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-04-01
2012-04-01
N
N
N
200000.00
200964.79
0.0001
N
201092.00
201092.00
New York City
GO Bonds Fiscal 2005 Series M 5.000000%
64966HR69
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-04-01
2012-04-01
N
N
N
110000.00
111267.41
0.0001
N
111257.30
111257.30
New York City
GO Bonds Fiscal 2006 Series F4B 0.060000%
64966HW48
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2300000.00
2300000.00
0.0011
N
2300000.00
2300000.00
New York City
GO Bonds Fiscal 2012 Series D3 0.020000%
64966JQR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
5800000.00
5800000.00
0.0029
N
5800000.00
5800000.00
New York City Housing Development Corp
M/F Housing RB Series 2009C1 0.100000%
46632P8M8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0030
N
6000000.00
6000000.00
New York City Housing Development Corp
M/F Housing RB Series 2010B 0.120000%
64970M7W7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
N
31275000.00
31275000.00
0.0155
N
31275000.00
31275000.00
New York City IDA
Liberty RB (FC Hanson Office Assoc) Series 2004 0.090000%
64971PCJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Lloyds TSB Bank Plc
N/A
N/A
Y
Lloyds TSB Bank Plc
N/A
N/A
N
3415000.00
3415000.00
0.0017
N
3415000.00
3415000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.090000%
27884FEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
9935000.00
9935000.00
0.0049
N
9935000.00
9935000.00
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2009 Series GG1 0.070000%
46632P6H1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1820000.00
1820000.00
0.0009
N
1820000.00
1820000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.100000%
46632PNF6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3475000.00
3475000.00
0.0017
N
3475000.00
3475000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series AA1 0.050000%
64970K7Z4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
California State Teachers Retirement Systems
N/A
N/A
State Street Bank & Trust Company NA
N/A
N/A
N
N
5625000.00
5625000.00
0.0028
N
5625000.00
5625000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2003 Series D 5.000000%
64970KWS2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-15
2012-06-15
N
N
N
100000.00
102098.72
0.0001
N
102099.00
102099.00
New York City Municipal Water Finance Auth
CP Series 6 0.280000%
64971TWH6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-01-20
2012-01-20
N
N
N
26000000.00
26000000.00
0.0129
N
26001040.00
26001040.00
New York City Municipal Water Finance Auth
Extendible CP Notes Series 7 0.170000%
64971VND0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-02-28
2012-09-10
N
N
N
22000000.00
22000000.00
0.0109
N
22000000.00
22000000.00
New York City Municipal Water Finance Auth
Extendible CP Notes Series 8 0.190000%
64972AEE3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-01-19
2012-07-23
N
N
N
25000000.00
25000000.00
0.0124
N
25000000.00
25000000.00
New York City Municipal Water Finance Auth
Extendible CP Notes Series 8 0.170000%
64972AEJ2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-01-20
2012-09-04
N
N
N
3500000.00
3500000.00
0.0017
N
3500000.00
3500000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series A1 0.020000%
64972F4V5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
N
10315000.00
10315000.00
0.0051
N
10315000.00
10315000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series A2 0.020000%
64972F4W3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
N
16015000.00
16015000.00
0.0079
N
16015000.00
16015000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.100000%
64972FBS4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
22920000.00
22920000.00
0.0113
N
22920000.00
22920000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.170000%
64972FCV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
5800000.00
5800000.00
0.0029
N
5800000.00
5800000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2003 Series F1A 0.040000%
64972FG26
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Wells Fargo Bank NA
N/A
N/A
N
N
15790000.00
15790000.00
0.0078
N
15790000.00
15790000.00
New York City Municipal Water Finance Auth
Water and Sewer RB Fiscal 2007 Series CC2 0.050000%
64972FHJ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
Bank of Nova Scotia
N/A
N/A
N
N
525000.00
525000.00
0.0003
N
525000.00
525000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2003 Series E 0.100000%
64972FSK3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.100000%
64972FUV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
5420000.00
5420000.00
0.0027
N
5420000.00
5420000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series DD 0.100000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
N
5205000.00
5205000.00
0.0026
N
5205000.00
5205000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series D 0.160000%
74703YDH0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of America NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0064
N
13000000.00
13000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.160000%
74703YT91
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of America NA
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.160000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of America NA
N/A
N/A
N
N
12750000.00
12750000.00
0.0063
N
12750000.00
12750000.00
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2010 Series A1 0.100000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0054
N
11000000.00
11000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.100000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 1999 Series A1 0.080000%
649716GY7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Bonds Fiscal 2003 Series B 5.250000%
64971KAW6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-01
2012-02-01
N
N
N
125000.00
125495.58
0.0001
N
125461.25
125461.25
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 2C 0.060000%
64971KFD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Lloyds TSB Bank Plc
N/A
N/A
N
N
7000000.00
7000000.00
0.0035
N
7000000.00
7000000.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 2D 0.080000%
64971KFE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Lloyds TSB Bank Plc
N/A
N/A
N
N
2500000.00
2500000.00
0.0012
N
2500000.00
2500000.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3H 0.050000%
64971KGH3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
Royal Bank of Canada
N/A
N/A
N
N
8065000.00
8065000.00
0.0040
N
8065000.00
8065000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series B3 2.000000%
64971M5U2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
500000.00
506219.69
0.0003
N
507180.00
507180.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.170000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0030
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007A1 5.000000%
64971QES8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
880000.00
903688.36
0.0004
N
904041.60
904041.60
New York City Transitional Finance Auth
Future Tax Secured Refunding Sr Bonds Fiscal 2003 Series A2 0.060000%
64971QPN7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-02
2012-01-03
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
9000000.00
9000000.00
0.0045
N
9000000.00
9000000.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Sr Bonds Fiscal 2003 Series A4 0.040000%
64971QPQ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
TD Bank NA
N/A
N/A
N
N
8645000.00
8645000.00
0.0043
N
8645000.00
8645000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S2 0.110000%
64972HDV1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
2500000.00
2500000.00
0.0012
N
2500000.00
2500000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S2 0.110000%
64972HFU1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
7090000.00
7090000.00
0.0035
N
7090000.00
7090000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.110000%
94985NG88
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Wells Fargo Bank NA
N/A
N/A
N
N
2800000.00
2800000.00
0.0014
N
2800000.00
2800000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 0.400000%
94985NHA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-02-23
2012-02-23
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
16435000.00
16435000.00
0.0081
N
16435000.00
16435000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S5 0.120000%
94985NKM2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
18080000.00
18080000.00
0.0089
N
18080000.00
18080000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2004A 0.110000%
46632P7T4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
American Museum of Natural History
N/A
N/A
3745000.00
3745000.00
0.0019
N
3745000.00
3745000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2008B3 0.040000%
649717NV3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Wells Fargo Bank NA
N/A
N/A
N
Y
Obligor
American Museum of Natural History
N/A
N/A
1375000.00
1375000.00
0.0007
N
1375000.00
1375000.00
New York City Trust for Cultural Resources
Refunding RB (Lincoln Center for the Performing Arts) Series 2008A1 0.080000%
649717NW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-03
2012-01-03
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
7840000.00
7840000.00
0.0039
N
7840000.00
7840000.00
New York City Trust for Cultural Resources
RB (Lincoln Center for the Performing Arts) Series 2008B1 0.070000%
649717PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
4950000.00
4950000.00
0.0024
N
4950000.00
4950000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.100000%
46636YEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
4200000.00
4200000.00
0.0021
N
4200000.00
4200000.00
New York State
GO Bonds Series 2009A 4.000000%
6497877A0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
N
100000.00
100372.55
0.0000
N
100429.00
100429.00
New York State
GO Refunding Bonds Series 2005C 4.000000%
649787N79
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-04-15
2012-04-15
N
N
N
700000.00
707110.33
0.0003
N
707224.00
707224.00
New York State
GO Refunding Bonds Series 2009C 3.000000%
649791AD2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-01
2012-02-01
N
N
N
100000.00
100159.82
0.0000
N
100203.00
100203.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 0.100000%
46632PND1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5130000.00
5130000.00
0.0025
N
5130000.00
5130000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.100000%
46633VJU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
3195000.00
3195000.00
0.0016
N
3195000.00
3195000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 0.100000%
46633VR76
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 0.100000%
46633VSG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
6800000.00
6800000.00
0.0034
N
6800000.00
6800000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 0.100000%
46633VZD4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2500000.00
2500000.00
0.0012
N
2500000.00
2500000.00
New York State Dormitory Auth
CP Notes (Cornell Univ) 0.160000%
64983LQV5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
N
N
Y
Obligor
Cornell University
N/A
N/A
7655000.00
7655000.00
0.0038
N
7655000.00
7655000.00
New York State Dormitory Auth
CP Notes (Cornell Univ) 0.170000%
64983LQX1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-09
2012-05-09
N
N
Y
Obligor
Cornell University
N/A
N/A
20000000.00
20000000.00
0.0099
N
20000000.00
20000000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 5.000000%
64983M6J2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State
N/A
N/A
825000.00
829551.96
0.0004
N
829290.00
829290.00
New York State Dormitory Auth
Refunding RB (Consolidated Service Contract) Series 2009A 3.000000%
64983M7T9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
Y
Obligor
New York State
N/A
N/A
500000.00
506071.41
0.0003
N
506640.00
506640.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008A 4.000000%
64983MF94
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
200816.40
0.0001
N
200818.00
200818.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006D 0.100000%
64983PKL4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
22500000.00
22500000.00
0.0111
N
22500000.00
22500000.00
New York State Dormitory Auth
Hospital RB (NY & Presbyterian Hospital) Series 2007 0.110000%
64983PSV4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
9900000.00
9900000.00
0.0049
N
9900000.00
9900000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.170000%
64983PYK1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
7085000.00
7085000.00
0.0035
N
7085000.00
7085000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.100000%
64983PZC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
9900000.00
9900000.00
0.0049
N
9900000.00
9900000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005D1 5.000000%
64983REC7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State
N/A
N/A
505000.00
507874.35
0.0003
N
507626.00
507626.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005C1 5.000000%
64983SFL4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State
N/A
N/A
350000.00
351852.00
0.0002
N
351690.50
351690.50
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004D 0.060000%
64983TZS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
2725000.00
2725000.00
0.0013
N
2725000.00
2725000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 1996B 6.000000%
64983WK21
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State
N/A
N/A
175000.00
176213.76
0.0001
N
176085.00
176085.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 1996B 6.000000%
64983WYK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-15
2012-08-15
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
206612.07
0.0001
N
206790.00
206790.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2003A 5.500000%
649901B53
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-15
2012-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
201951.85
0.0001
N
202056.00
202056.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007C 5.000000%
649902MR1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-03-15
2012-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
300000.00
302783.54
0.0001
N
302784.00
302784.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 5.000000%
649902VQ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
875000.00
879984.72
0.0004
N
879681.25
879681.25
New York State Dormitory Auth
State Personal Income Tax Refunding RB Series 2009B 3.000000%
649902WN9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
150384.75
0.0001
N
150469.50
150469.50
New York State Dormitory Auth
RB (St John's Univ) Series 2008A 0.080000%
6499033Q2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2710000.00
2710000.00
0.0013
N
2710000.00
2710000.00
New York State Dormitory Auth
RB (Highland Community Development Corp) Series 1994B 0.060000%
649903Q61
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
8700000.00
8700000.00
0.0043
N
8700000.00
8700000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2010A 4.000000%
64990HBH2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State
N/A
N/A
360000.00
361579.19
0.0002
N
361472.40
361472.40
New York State Dormitory Auth
RB (Cornell Univ) Series 2009A 0.160000%
74703UAY4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
5025000.00
5025000.00
0.0025
N
5025000.00
5025000.00
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 0.200000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0049
N
9865000.00
9865000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 0.200000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0025
N
5000000.00
5000000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.260000%
94985NTL5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-29
2012-03-29
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
12570000.00
12570000.00
0.0062
N
12570000.00
12570000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A3 0.070000%
64984EDH5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Mizuho Corporate Bank Ltd
N/A
N/A
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
11520000.00
11520000.00
0.0057
N
11520000.00
11520000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2002B 0.110000%
269899BL3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
16625000.00
16625000.00
0.0082
N
16625000.00
16625000.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2010C 0.100000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0033
N
6600000.00
6600000.00
New York State HFA
Housing RB (600 W 42nd St) Series 2009A 0.070000%
64986M4G7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
75040000.00
75040000.00
0.0371
N
75040000.00
75040000.00
New York State HFA
Housing RB (North End Ave) Series 2004A 0.090000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0011
N
2300000.00
2300000.00
New York State HFA
Housing RB (100 Maiden Lane) Series 2004A 0.080000%
64986MM28
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
4500000.00
4500000.00
0.0022
N
4500000.00
4500000.00
New York State HFA
Housing RB (College Arms Apts) Series 2008A 0.100000%
64986MX83
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
6995000.00
6995000.00
0.0035
N
6995000.00
6995000.00
New York State HFA
Housing RB (Gotham West) Series 2011A1 0.060000%
64986UFJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
29000000.00
29000000.00
0.0143
N
29000000.00
29000000.00
New York State HFA
Housing RB (Gotham West) Series 2011A2 0.040000%
64986UFK8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
21205000.00
21205000.00
0.0105
N
21205000.00
21205000.00
New York State HFA
Housing RB (2180 Broadway) Series 2011A 0.060000%
64986UGT8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
56700000.00
56700000.00
0.0280
N
56700000.00
56700000.00
New York State Local Government Assistance Corp
Sr Lien Refunding Bonds Series 2008B-AV 0.070000%
649876K40
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3930000.00
3930000.00
0.0019
N
3930000.00
3930000.00
New York State Mortgage Agency
Mortgage RB 47th Series 0.550000%
64988RDX7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-04-01
2012-04-01
N
N
N
640000.00
640268.80
0.0003
N
640428.80
640428.80
New York State Power Auth
CP Series 2 0.140000%
64985GXN4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-02-09
2012-02-09
N
N
N
16585000.00
16585000.00
0.0082
N
16585000.00
16585000.00
New York State Power Auth
RB Series 2007A 0.110000%
64989KHL3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
N
3210000.00
3210000.00
0.0016
N
3210000.00
3210000.00
New York State Power Auth
CP Series 1 0.170000%
64989QVH3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-01-10
2012-01-10
N
N
N
27584000.00
27584000.00
0.0136
N
27583724.16
27583724.16
New York State Power Auth
CP Series 1 0.170000%
64989QVN0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-01-13
2012-01-13
N
N
N
10000000.00
10000000.00
0.0049
N
9999600.00
9999600.00
New York State Power Auth
CP Series 1 0.180000%
64989VRA2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-03-16
2012-09-14
N
N
N
4000000.00
4000000.00
0.0020
N
4000000.00
4000000.00
New York State Thruway Auth
General RB Series G 0.300000%
05248PW92
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of America NA
N/A
N/A
Y
Assured Guaranty Municipal Corp
N/A
N/A
N
3950000.00
3950000.00
0.0020
N
3950000.00
3950000.00
New York State Thruway Auth
General RB Series H 0.090000%
27884FYT1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
17495000.00
17495000.00
0.0087
N
17495000.00
17495000.00
New York State Thruway Auth
State Personal Income Tax RB Series 2009A 4.000000%
650028QU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-03-15
2012-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100622.53
0.0000
N
100754.00
100754.00
New York State Thruway Auth
State Personal Income Tax RB Series 2010A 5.000000%
650028SB0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-03-15
2012-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1500000.00
1513376.00
0.0007
N
1514220.00
1514220.00
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2003B1 4.000000%
88880TFS0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-01
2012-06-01
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
253514.19
0.0001
N
253827.50
253827.50
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2008 4.000000%
88880TLN4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-01
2012-06-01
N
N
Y
Obligor
New York State
N/A
N/A
1000000.00
1014561.08
0.0005
N
1015310.00
1015310.00
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2008B 5.000000%
88880TLS3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-01
2012-06-01
N
N
Y
Obligor
New York State
N/A
N/A
3285000.00
3345493.88
0.0017
N
3348466.20
3348466.20
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2003A1C 0.120000%
88880TLW4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JP Morgan Chase & Co
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
4795000.00
4795000.00
0.0024
N
4795000.00
4795000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.100000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2005A 5.000000%
6500344E8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
Y
Obligor
New York State
N/A
N/A
2480000.00
2480000.00
0.0012
N
2480000.00
2480000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2005B 0.100000%
650035KL1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9195000.00
9195000.00
0.0045
N
9195000.00
9195000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A3A 0.050000%
650035MG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
10000000.00
10000000.00
0.0049
N
10000000.00
10000000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008D 5.000000%
650035NR5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
Y
Obligor
New York State
N/A
N/A
3200000.00
3200000.00
0.0016
N
3200000.00
3200000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.100000%
650035RQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2540000.00
2540000.00
0.0013
N
2540000.00
2540000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 0.100000%
650035RU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4000000.00
4000000.00
0.0020
N
4000000.00
4000000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2010A1 3.000000%
650035TF5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
Y
Obligor
New York State
N/A
N/A
2075000.00
2075000.00
0.0010
N
2075000.00
2075000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2010A2 4.000000%
650035UE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
Y
Obligor
New York State
N/A
N/A
350000.00
350000.00
0.0002
N
350000.00
350000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2010B 5.000000%
650035UN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
Y
Obligor
New York State
N/A
N/A
31940000.00
31940000.00
0.0158
N
31940000.00
31940000.00
North Tonawanda School District
BAN 2011 1.250000%
662888JW7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-09-20
2012-09-20
N
N
N
4964000.00
4994796.25
0.0025
N
4993982.56
4993982.56
Oceanside UFSD
TAN 2011-2012 1.250000%
675498HP7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-14
2012-06-14
N
N
N
20000000.00
20084427.35
0.0099
N
20089200.00
20089200.00
Plainedge UFSD
TAN 2011 1.250000%
726180FU1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-28
2012-06-28
N
N
N
13000000.00
13050619.81
0.0065
N
13050310.00
13050310.00
Plattsburgh City SD
GO BAN 2011 1.500000%
728058ER5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-29
2012-06-29
N
N
N
7064388.00
7098237.87
0.0035
N
7099074.15
7099074.15
Port Auth of New York & New Jersey
Consolidated Bonds 166th Series 0.090000%
06740GNL6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Barclays Bank Plc
N/A
N/A
N
N
2150000.00
2150000.00
0.0011
N
2150000.00
2150000.00
Port Auth of New York & New Jersey
Consolidated Bonds 140th Series 0.090000%
27884FBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
5215000.00
5215000.00
0.0026
N
5215000.00
5215000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.160000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0064
N
13000000.00
13000000.00
Port Auth of New York & New Jersey
Consolidated Bonds 154th Series 5.000000%
73358T6H9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-09-01
2012-09-01
N
N
N
115000.00
118374.99
0.0001
N
118567.30
118567.30
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.110000%
73358TE72
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
N
36350000.00
36350000.00
0.0180
N
36350000.00
36350000.00
Port Auth of New York & New Jersey
Consolidated Bonds 144th Series 0.100000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.110000%
73358TX89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
N
5540000.00
5540000.00
0.0027
N
5540000.00
5540000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.110000%
73358TY39
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
N
2690000.00
2690000.00
0.0013
N
2690000.00
2690000.00
Port Auth of New York & New Jersey
Consolidated Bonds 160th Series 0.100000%
73358WAX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
N
1875000.00
1875000.00
0.0009
N
1875000.00
1875000.00
Port Auth of New York & New Jersey
CP Series B 0.170000%
73359BBG3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
N
N
N
2200000.00
2200000.00
0.0011
N
2200000.00
2200000.00
Port Auth of New York & New Jersey
CP Series B 0.170000%
73359BBH1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
N
N
N
20265000.00
20265000.00
0.0100
N
20267431.80
20267431.80
Port Auth of New York & New Jersey
CP Series B 0.200000%
73359BBL2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
8115000.00
8115000.00
0.0040
N
8115000.00
8115000.00
Puerto Rico
Public Improvement Refunding Bonds Series 2003C5-2 0.050000%
74514LYU5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
16000000.00
16000000.00
0.0079
N
16000000.00
16000000.00
Puerto Rico Highway & Transportation Auth
Transportation RB Series A 0.070000%
745190Y77
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of Nova Scotia
N/A
N/A
Y
Bank of Nova Scotia
N/A
N/A
N
1950000.00
1950000.00
0.0010
N
1950000.00
1950000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.180000%
25154LGB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Deutsche Bank AG
N/A
N/A
N
N
14365000.00
14365000.00
0.0071
N
14365000.00
14365000.00
Rensselaer Cnty
GO BAN 2011 1.500000%
759897UB5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-17
2012-08-17
N
N
N
10763000.00
10824584.41
0.0054
N
10825533.03
10825533.03
Rochester
BAN Series 2011-II 1.000000%
771694GD2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-08-16
2012-08-16
N
N
N
4390000.00
4404958.80
0.0022
N
4401062.80
4401062.80
Rockland County IDA
RB (Assisted Living At Northern Riverview) Series 1999 0.200000%
773561AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
8865000.00
8865000.00
0.0044
N
8865000.00
8865000.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.110000%
794665BU2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2415000.00
2415000.00
0.0012
N
2415000.00
2415000.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.110000%
794665DL0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6400000.00
6400000.00
0.0032
N
6400000.00
6400000.00
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.150000%
806419AE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
6645000.00
6645000.00
0.0033
N
6645000.00
6645000.00
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.150000%
806419AF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
4070000.00
4070000.00
0.0020
N
4070000.00
4070000.00
Seaford UFSD
BAN 2011 2.000000%
811794GB6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-13
2012-07-13
N
N
N
4000000.00
4030128.31
0.0020
N
4031280.00
4031280.00
Sullivan Cnty
GO BAN Series 2011B 1.500000%
865270VC3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-03-09
2012-03-09
N
N
N
7895000.00
7909049.74
0.0039
N
7909447.85
7909447.85
Syracuse IDA
Civic Facility RB (Syracuse Univ) Series 2005A 0.070000%
871720CB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
12190000.00
12190000.00
0.0060
N
12190000.00
12190000.00
Tarrytowns UFSD
GO BAN 2011 1.500000%
876487JG5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-17
2012-02-17
N
N
N
10600000.00
10612202.49
0.0052
N
10615476.00
10615476.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2008C 0.200000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Bank of America NA
N/A
N/A
N
N
1100000.00
1100000.00
0.0005
N
1100000.00
1100000.00
Triborough Bridge & Tunnel Auth
Sub Refunding RB Series 2002E 0.110000%
89602NDG6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Wells Fargo Bank NA
N/A
N/A
N
N
13720000.00
13720000.00
0.0068
N
13720000.00
13720000.00
Triborough Bridge & Tunnel Auth
General Purpose RB Series 2001A 0.100000%
89602NSM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Citibank NA
N/A
N/A
N
N
7400000.00
7400000.00
0.0037
N
7400000.00
7400000.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2009A1 4.000000%
89602NUQ5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
21000000.00
21654412.30
0.0107
N
21664020.00
21664020.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges and Tunnels) Series 2009A2 0.170000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6500000.00
6500000.00
0.0032
N
6500000.00
6500000.00
Ulster Cnty
BAN 2011 1.500000%
903766XT5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-08
2012-06-08
N
N
N
7500000.00
7536307.37
0.0037
N
7538700.00
7538700.00
Ulster Cnty IDA
Civic Facility RB (Kingston Regional Sr Living Corp) Series 2007C 0.240000%
903769CJ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
SOVEREIGN BANK
N/A
N/A
Y
Sovereign Bank
N/A
N/A
N
6690000.00
6690000.00
0.0033
N
6690000.00
6690000.00
Vestal
BAN 2011 1.500000%
925428QY3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-18
2012-05-18
N
N
N
10316000.00
10346494.77
0.0051
N
10355613.44
10355613.44
Watertown SD
BAN 2011 1.250000%
942116AJ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-26
2012-07-26
N
N
N
15975000.00
16039981.74
0.0079
N
16042254.75
16042254.75
Westchester Cnty IDA
Civic Facility RB (Catharine Field Home) Series 2001 0.240000%
957368DV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
SOVEREIGN BANK
N/A
N/A
Y
Sovereign Bank
N/A
N/A
N
6835000.00
6835000.00
0.0034
N
6835000.00
6835000.00
Westchester Cnty IDA
Mortgage RB (Kendal on Hudson) Series 2007 0.240000%
957370AP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-01-06
2012-01-06
Y
SOVEREIGN BANK
N/A
N/A
Y
Sovereign Bank
N/A
N/A
N
28000000.00
28000000.00
0.0138
N
28000000.00
28000000.00
Westhill CSD
GO BAN 2011 1.250000%
960361HN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-27
2012-07-27
N
N
N
21500000.00
21591155.29
0.0107
N
21590730.00
21590730.00