0001145549-11-012602.txt : 20120130 0001145549-11-012602.hdr.sgml : 20120130 20111207131348 ACCESSION NUMBER: 0001145549-11-012602 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111130 FILED AS OF DATE: 20111207 DATE AS OF CHANGE: 20111207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 111247900 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004502 Schwab Pennsylvania Municipal Money Fund C000012376 Sweep Shares SWEXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2011-11-30 0000857156 S000004502 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 25 25 469038543.93 12253057.69 12921843.44 468369758.18 0.0023 1.0005 2011-11-30 1.0005 2011-11-30 C000012376 1.00 468369758.18 1.00 -970019.44 91010378.09 91980397.53 0.0001 1.0005 2011-11-30 1.0005 2011-11-30 Adams Cnty IDA RB (Brethren Home Community) Series 2007 0.160000% 006116AL1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 6815000.00 6815000.00 0.0146 N 6815000.00 6815000.00 Allegheny Cnty Hospital Development Auth RB (UPMC Senior Communities) Series 2003 0.140000% 01728AA30 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 6600000.00 6600000.00 0.0141 N 6600000.00 6600000.00 Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2008B 5.000000% 01728AP67 Other Municipal Debt N Unrated Security N/A N/A 2012-06-15 2012-06-15 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A 850000.00 870836.89 0.0019 N 870825.00 870825.00 Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2010A 4.000000% 01728AW44 Other Municipal Debt N Unrated Security N/A N/A 2012-05-15 2012-05-15 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A 855000.00 868912.00 0.0019 N 868842.45 868842.45 Allegheny Cnty IDA RB (St. Joseph HS) Series 2009 0.400000% 017292XA6 Other Municipal Debt N First Tier Security N/A N/A 2012-12-01 2012-12-01 N Y PNC Bank NA N/A N/A N 6000000.00 6000000.00 0.0128 N 6000000.00 6000000.00 Beaver Cnty IDA Pollution Control Refunding RB (PA Electric Co) Series 2005B 0.090000% 074876HB2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-01 2011-12-01 Y UBS AG N/A N/A Y UBS AG N/A N/A N 6000000.00 6000000.00 0.0128 N 6000000.00 6000000.00 Berks Cnty IDA Student Housing RB (CHF-Kutztown Servicing UPenn) Series 2007A 0.500000% 084523AA7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 5425000.00 5425000.00 0.0116 N 5425000.00 5425000.00 Berks Cnty Municipal Auth RB (Phoebe-Devitt Homes) Series 2008A 0.310000% 084538FM4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 12110000.00 12110000.00 0.0259 N 12110000.00 12110000.00 BlackRock MuniYield Pennsylvania Quality Fund Variable Rate Demand Preferred Shares Series W7 0.280000% 09255G503 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 12500000.00 12500000.00 0.0267 N 12500000.00 12500000.00 Bucks Cnty IDA RB (Pennswood Village) Series 2007B 0.190000% 118612LB4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 8320000.00 8320000.00 0.0178 N 8320000.00 8320000.00 Butler Cnty IDA RB (Armco) Series 1996A 0.180000% 12359HAA2 Variable Rate Demand Note N Unrated Security N/A N/A 2011-12-07 2011-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 6650000.00 6650000.00 0.0142 N 6650000.00 6650000.00 Butler Cnty IDA RB (Butler Cnty Family YMCA) Series 2005 0.170000% 12359HAB0 Variable Rate Demand Note N Unrated Security N/A N/A 2011-12-07 2011-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 4180000.00 4180000.00 0.0089 N 4180000.00 4180000.00 Commonwealth Financing Auth RB Series 2006A 0.150000% 20281PBR2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Pennsylvania N/A N/A 9850000.00 9850000.00 0.0210 N 9850000.00 9850000.00 Cumberland Cnty Municipal Auth RB (Presbyterian Homes) Series 1993A 0.160000% 230614AA7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 2000000.00 2000000.00 0.0043 N 2000000.00 2000000.00 Delaware Cnty IDA Water Facilities RB (Aqua Pennsylvania) Series 2005A 0.190000% 246018FJ9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 315000.00 315000.00 0.0007 N 315000.00 315000.00 Delaware Cnty IDA Resource Recovery Refunding RB Series 1997G 0.090000% 246018FT7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y General Electric Capital Corp N/A N/A N Y Obligor General Electric Capital Corp N/A N/A 4910000.00 4910000.00 0.0105 N 4910000.00 4910000.00 Delaware River Port Auth Refunding RB Series 2008B 0.090000% 246352EX2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 475000.00 475000.00 0.0010 N 475000.00 475000.00 Emmaus General Auth Local Government RB (East Penn SD) Series 1989F19 0.120000% 291380JZ7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 500000.00 500000.00 0.0011 N 500000.00 500000.00 Emmaus General Auth Local Government RB (Saucon Valley SD) Series 1989G19 0.120000% 291380KB8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 1100000.00 1100000.00 0.0023 N 1100000.00 1100000.00 Geisinger Auth Health System RB (Geisinger Health) Series 2011A1 0.160000% 94985NZ53 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Wells Fargo Bank NA N/A N/A N Y Obligor Geisinger Health System N/A N/A 4795000.00 4795000.00 0.0102 N 4795000.00 4795000.00 Lancaster Cnty Hospital Auth RB (Landis Homes Retirement Community) Series 2002 0.190000% 514045WJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 4535000.00 4535000.00 0.0097 N 4535000.00 4535000.00 Lancaster Cnty Hospital Auth RB (Landis Homes Retirement Community) Series 2009 0.190000% 514045ZK2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 12255000.00 12255000.00 0.0262 N 12255000.00 12255000.00 Luzerne Cnty IDA Water Facility Refunding RB (Pennsylvania-American Water) Series 2004A 0.200000% 55072QAN9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 5000000.00 5000000.00 0.0107 N 5000000.00 5000000.00 Luzerne Cnty IDA Water Facility Refunding RB (Pennsylvania-American Water) Series 2009 0.400000% 94985NTE1 Other Municipal Debt N First Tier Security N/A N/A 2012-02-23 2012-02-23 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 5000000.00 5000000.00 0.0107 N 5000000.00 5000000.00 North Hampton Cnty RB (Binney & Smith) Series 1997A 0.270000% 663549KK8 Variable Rate Demand Note N Unrated Security N/A N/A 2011-12-07 2011-12-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 7500000.00 7500000.00 0.0160 N 7500000.00 7500000.00 Nuveen Pennsylvania Investment Quality Municipal Fund Variable Rate Demand Preferred Shares Series 1 0.280000% 670972504 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 11000000.00 11000000.00 0.0235 N 11000000.00 11000000.00 Nuveen Pennsylvania Premium Income Municipal Fund 2 Variable Rate Demand Preferred Shares Series 1 0.280000% 67061F309 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 10000000.00 10000000.00 0.0214 N 10000000.00 10000000.00 Owen J. Roberts SD GO Notes Series 2006 0.150000% 46632PR21 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 1375000.00 1375000.00 0.0029 N 1375000.00 1375000.00 Pennsylvania GO Bonds Second Series 2007A 0.130000% 07330CHC6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Branch Banking & Trust Co N/A N/A N N 6535000.00 6535000.00 0.0140 N 6535000.00 6535000.00 Pennsylvania GO Bonds Second Series 2005 5.250000% 7091413E3 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N N 300000.00 301240.31 0.0006 N 301101.00 301101.00 Pennsylvania GO Bonds First Series 2004 5.250000% 709141F75 Other Municipal Debt N Unrated Security N/A N/A 2012-02-01 2012-02-01 N N N 250000.00 252063.52 0.0005 N 251977.50 251977.50 Pennsylvania GO Bonds Third Series of 2004 5.000000% 709141Q57 Other Municipal Debt N Unrated Security N/A N/A 2012-09-01 2012-09-01 N N N 400000.00 413445.20 0.0009 N 414016.00 414016.00 Pennsylvania GO Bonds Fourth Series 2004 5.000000% 709141S89 Other Municipal Debt N Unrated Security N/A N/A 2012-07-01 2012-07-01 N N N 350000.00 359133.98 0.0008 N 359562.00 359562.00 Pennsylvania GO Bonds Second Series of 2002 5.500000% 709141WA9 Other Municipal Debt N Unrated Security N/A N/A 2012-05-01 2012-05-01 N N N 100000.00 102051.22 0.0002 N 102156.00 102156.00 Pennsylvania GO Bonds First Series 2003 5.000000% 709141ZE8 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N N 1400000.00 1405431.34 0.0030 N 1404844.00 1404844.00 Pennsylvania Economic Development Financing Auth RB (Lithographers Real Estate) Series 2008B1 0.180000% 708684TG0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 3600000.00 3600000.00 0.0077 N 3600000.00 3600000.00 Pennsylvania Economic Development Financing Auth RB (Amtrak) Series 2001B 0.170000% 708686AX8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 8690000.00 8690000.00 0.0186 N 8690000.00 8690000.00 Pennsylvania Economic Development Financing Auth Refunding RB (Aqua Pennsylvania) Series 2010A 0.210000% 94985NXT3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 7500000.00 7500000.00 0.0160 N 7500000.00 7500000.00 Pennsylvania Energy Development Auth RB (B&W Ebensburg) Series 1986 0.240000% 708704AB7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Landesbank Hessen-Thuringen Girozentrale (German Govt. GTD) N/A N/A Y Landesbank Hessen-Thuringen Girozentrale (German Govt. GTD) N/A N/A N 5455000.00 5455000.00 0.0116 N 5455000.00 5455000.00 Pennsylvania HFA S/F Mortgage RB Series 2007-100A 0.310000% 05248P2S3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Bank of America NA N/A N/A N N 3188000.00 3188000.00 0.0068 N 3188000.00 3188000.00 Pennsylvania HFA S/F Mortgage RB Series 2002-73A&74B 0.230000% 46632PTX1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 1005000.00 1005000.00 0.0021 N 1005000.00 1005000.00 Pennsylvania HFA S/F Mortgage RB Series 2002-74A 0.140000% 708793PR9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Barclays Bank Plc N/A N/A N N 17700000.00 17700000.00 0.0378 N 17700000.00 17700000.00 Pennsylvania HFA S/F Mortgage RB Series 2002-75A 0.140000% 708793PS7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Barclays Bank Plc N/A N/A N N 12090000.00 12090000.00 0.0258 N 12090000.00 12090000.00 Pennsylvania HFA S/F Mortgage RB Series 2007-99A 0.300000% 708796LV7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Morgan Stanley Bank NA N/A N/A N N 4680000.00 4680000.00 0.0100 N 4680000.00 4680000.00 Pennsylvania HFA S/F Mortgage RB Series 2008-102C 0.240000% 708796PJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Bank of America NA N/A N/A N N 11365000.00 11365000.00 0.0243 N 11365000.00 11365000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-99A, 2007-99A&100A 0.200000% 708796QT7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Citibank NA N/A N/A N N 2180000.00 2180000.00 0.0047 N 2180000.00 2180000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-93,94&95A, 2007-97&98A 0.300000% 708796RE9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Morgan Stanley Bank NA N/A N/A N N 1201538.00 1201538.00 0.0026 N 1201538.00 1201538.00 Pennsylvania HFA S/F Mortgage RB Series 2004-81C 0.130000% 708796YS0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Royal Bank of Canada N/A N/A N N 6695000.00 6695000.00 0.0143 N 6695000.00 6695000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-94B 0.120000% 708796ZL4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y PNC Bank NA N/A N/A N N 2700000.00 2700000.00 0.0058 N 2700000.00 2700000.00 Pennsylvania HFA S/F Mortgage RB Series 2009-105C 0.240000% 74703YBD1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Bank of America NA N/A N/A N N 2000000.00 2000000.00 0.0043 N 2000000.00 2000000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-96A 0.270000% 74703YU32 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Bank of America NA N/A N/A N N 9145000.00 9145000.00 0.0195 N 9145000.00 9145000.00 Pennsylvania Higher Educational Facilities Auth RB (Robert Morris College) Series 2000F2 0.600000% 70917NGP3 Other Municipal Debt N First Tier Security N/A N/A 2012-05-01 2012-05-01 N Y PNC Bank NA N/A N/A N 2400000.00 2400000.00 0.0051 N 2400000.00 2400000.00 Pennsylvania Higher Educational Facilities Auth RB (Drexel Univ) Second Series 2000 0.090000% 70917NHQ0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 8250000.00 8250000.00 0.0176 N 8250000.00 8250000.00 Pennsylvania Higher Educational Facilities Auth RB (Assoc of Indep Colleges & Univs of PA) Series 2001-I1 0.170000% 70917NLX0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 5500000.00 5500000.00 0.0117 N 5500000.00 5500000.00 Pennsylvania Higher Educational Facilities Auth RB (Thomas Jefferson Univ) Series 2008B 0.120000% 70917RNZ4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2590000.00 2590000.00 0.0055 N 2590000.00 2590000.00 Pennsylvania Higher Educational Facilities Auth RB (Bryn Mawr College) Series 2009 0.430000% 70917RTR6 Other Municipal Debt N First Tier Security N/A N/A 2012-02-02 2012-02-02 N N Y Obligor Bryn Mawr College PA N/A N/A 5000000.00 5000000.00 0.0107 N 5002200.00 5002200.00 Pennsylvania Higher Educational Facilities Auth RB (Univ of Pittsburgh Medical Center) Series 2010E 3.500000% 70917RXY6 Other Municipal Debt N Unrated Security N/A N/A 2012-05-15 2012-05-15 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A 1695000.00 1718041.47 0.0037 N 1718696.10 1718696.10 Pennsylvania Higher Educational Facilities Auth RB (Drexel Univ) Series 2005C 0.160000% 94985NV73 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 4020000.00 4020000.00 0.0086 N 4020000.00 4020000.00 Pennsylvania Infrastructure Investment Auth CP Revenue Notes Series 2010A 0.230000% 70883PBL2 Other Commercial Paper N First Tier Security N/A N/A 2012-02-06 2012-02-06 N Y Bank of America NA N/A N/A N 1200000.00 1200000.00 0.0026 N 1200180.00 1200180.00 Pennsylvania Infrastructure Investment Auth CP Revenue Notes Series 2010A 0.230000% 70883PBQ1 Other Commercial Paper N First Tier Security N/A N/A 2012-02-06 2012-02-06 N Y Bank of America NA N/A N/A N 10000000.00 10000000.00 0.0214 N 10001500.00 10001500.00 Pennsylvania State Turnpike Commission Turnpike RB Series 2004A 0.100000% 709223VX6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 2000000.00 2000000.00 0.0043 N 2000000.00 2000000.00 Pennsylvania State Turnpike Commission Turnpike RB Series 2011C1 0.140000% 74926YSL6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 6980000.00 6980000.00 0.0149 N 6980000.00 6980000.00 Pennsylvania State Turnpike Commission Sub Special RB Series 2011B 0.160000% 94985N7W5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 5210000.00 5210000.00 0.0111 N 5210000.00 5210000.00 Philadelphia Airport RB Series 2007A 0.270000% 25154LHB3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 11000000.00 11000000.00 0.0235 N 11000000.00 11000000.00 Philadelphia Airport Refunding RB Series 2007B 0.270000% 25154LKR4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 2845000.00 2845000.00 0.0061 N 2845000.00 2845000.00 Philadelphia GO Refunding Bonds Series 2009B 0.100000% 717813LJ6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 15285000.00 15285000.00 0.0326 N 15285000.00 15285000.00 Philadelphia Water & Wastewater RB Series 1997B 0.080000% 717893TL5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 7250000.00 7250000.00 0.0155 N 7250000.00 7250000.00 Philadelphia Water & Wastewater Refunding RB Series 2007B 0.230000% 94985NVX6 Other Municipal Debt N First Tier Security N/A N/A 2012-01-12 2012-01-12 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 13700000.00 13700000.00 0.0293 N 13700000.00 13700000.00 Philadelphia Gas Works RB 7th & 19th Series 0.180000% 25154CTH7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 7000000.00 7000000.00 0.0149 N 7000000.00 7000000.00 Philadelphia IDA Lease Refunding RB Series 2007B2 0.100000% 71781QEJ3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 9330000.00 9330000.00 0.0199 N 9330000.00 9330000.00 Philadelphia IDA Lease Refunding RB Series 2007B3 0.110000% 71781QEL8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 2000000.00 2000000.00 0.0043 N 2000000.00 2000000.00 Philadelphia Municipal Auth Lease RB Series 2009 0.160000% 94985NLW9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 6875000.00 6875000.00 0.0147 N 6875000.00 6875000.00 Philadelphia SD GO Refunding Bonds Series 2009C 0.090000% 717883HW5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 1595000.00 1595000.00 0.0034 N 1595000.00 1595000.00 Pittsburgh Water & Sewer Auth Sub Refunding RB Series 2008C1A 0.450000% 725304RH4 Other Municipal Debt N First Tier Security N/A N/A 2012-09-01 2012-09-01 N Y Federal Home Loan Bank N/A N/A N 2500000.00 2500000.00 0.0053 N 2499450.00 2499450.00 Pittsburgh Water & Sewer Auth Sub Refunding RB Series 2008C1B 0.450000% 725304RJ0 Other Municipal Debt N First Tier Security N/A N/A 2012-09-01 2012-09-01 N Y Federal Home Loan Bank N/A N/A N 5065000.00 5065000.00 0.0108 N 5063885.70 5063885.70 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.270000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Deutsche Bank AG N/A N/A N N 16535000.00 16535000.00 0.0353 N 16535000.00 16535000.00 Sayre Health Care Facilities Auth RB (Guthrie Health) Series 2002A 5.750000% 805777JJ9 Other Municipal Debt N Unrated Security N/A N/A 2011-12-01 2011-12-01 N N Y Escrow Escrow N/A N/A 2185000.00 2206850.00 0.0047 N 2206850.00 2206850.00 Univ of Pittsburgh Capital Project Bonds Series 2009B 0.140000% 46633VHU6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 4135000.00 4135000.00 0.0088 N 4135000.00 4135000.00 Univ of Pittsburgh Capital Project & Refunding Bonds Series 2005C 0.180000% 91480VAY5 Other Commercial Paper N First Tier Security N/A N/A 2012-01-05 2012-01-05 N N N 20000000.00 20000000.00 0.0427 N 20000600.00 20000600.00 Univ of Pittsburgh Capital Project & Refunding Bonds Series 2007B 0.170000% 91481AAK0 Other Commercial Paper N First Tier Security N/A N/A 2012-02-02 2012-02-02 N N N 4866000.00 4866000.00 0.0104 N 4866145.98 4866145.98 Washington Cnty Auth Refunding RB (Univ of Pennsylvania) Series 2004 0.120000% 938591BF0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y Univ of Pennsylvania N/A N/A N Y Obligor Univ of Pennsylvania N/A N/A 3490000.00 3490000.00 0.0075 N 3490000.00 3490000.00 Washington Cnty Hospital Auth Hospital RB (Washington Hospital) Series 2001B 0.470000% 938592GQ9 Other Municipal Debt N First Tier Security N/A N/A 2012-07-01 2012-07-01 N Y PNC Bank NA N/A N/A N 3500000.00 3500000.00 0.0075 N 3500000.00 3500000.00 Washington Cnty Hospital Auth Hospital RB (Monongahela Valley) Series 2011A 0.110000% 938592HM7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-12-07 2011-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 2540000.00 2540000.00 0.0054 N 2540000.00 2540000.00 Westmoreland Cnty IDA IDRB (White Consolidated Industries) Series 1982 0.440000% 961008GR4 Other Municipal Debt N Unrated Security N/A N/A 2011-12-01 2011-12-01 N Y Nordea Bank Finland Plc N/A N/A N 6940000.00 6940000.00 0.0148 N 6940000.00 6940000.00