0001145549-11-012602.txt : 20120130
0001145549-11-012602.hdr.sgml : 20120130
20111207131348
ACCESSION NUMBER: 0001145549-11-012602
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111130
FILED AS OF DATE: 20111207
DATE AS OF CHANGE: 20111207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 111247900
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004502
Schwab Pennsylvania Municipal Money Fund
C000012376
Sweep Shares
SWEXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2011-11-30
0000857156
S000004502
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
25
25
469038543.93
12253057.69
12921843.44
468369758.18
0.0023
1.0005
2011-11-30
1.0005
2011-11-30
C000012376
1.00
468369758.18
1.00
-970019.44
91010378.09
91980397.53
0.0001
1.0005
2011-11-30
1.0005
2011-11-30
Adams Cnty IDA
RB (Brethren Home Community) Series 2007 0.160000%
006116AL1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
6815000.00
6815000.00
0.0146
N
6815000.00
6815000.00
Allegheny Cnty Hospital Development Auth
RB (UPMC Senior Communities) Series 2003 0.140000%
01728AA30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
6600000.00
6600000.00
0.0141
N
6600000.00
6600000.00
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2008B 5.000000%
01728AP67
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-15
2012-06-15
N
N
Y
Obligor
Univ of Pittsburgh Medical Center
N/A
N/A
850000.00
870836.89
0.0019
N
870825.00
870825.00
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2010A 4.000000%
01728AW44
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-15
2012-05-15
N
N
Y
Obligor
Univ of Pittsburgh Medical Center
N/A
N/A
855000.00
868912.00
0.0019
N
868842.45
868842.45
Allegheny Cnty IDA
RB (St. Joseph HS) Series 2009 0.400000%
017292XA6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-12-01
2012-12-01
N
Y
PNC Bank NA
N/A
N/A
N
6000000.00
6000000.00
0.0128
N
6000000.00
6000000.00
Beaver Cnty IDA
Pollution Control Refunding RB (PA Electric Co) Series 2005B 0.090000%
074876HB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-01
2011-12-01
Y
UBS AG
N/A
N/A
Y
UBS AG
N/A
N/A
N
6000000.00
6000000.00
0.0128
N
6000000.00
6000000.00
Berks Cnty IDA
Student Housing RB (CHF-Kutztown Servicing UPenn) Series 2007A 0.500000%
084523AA7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
SOVEREIGN BANK
N/A
N/A
Y
Sovereign Bank
N/A
N/A
N
5425000.00
5425000.00
0.0116
N
5425000.00
5425000.00
Berks Cnty Municipal Auth
RB (Phoebe-Devitt Homes) Series 2008A 0.310000%
084538FM4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
SOVEREIGN BANK
N/A
N/A
Y
Sovereign Bank
N/A
N/A
N
12110000.00
12110000.00
0.0259
N
12110000.00
12110000.00
BlackRock MuniYield Pennsylvania Quality Fund
Variable Rate Demand Preferred Shares Series W7 0.280000%
09255G503
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
12500000.00
12500000.00
0.0267
N
12500000.00
12500000.00
Bucks Cnty IDA
RB (Pennswood Village) Series 2007B 0.190000%
118612LB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
8320000.00
8320000.00
0.0178
N
8320000.00
8320000.00
Butler Cnty IDA
RB (Armco) Series 1996A 0.180000%
12359HAA2
Variable Rate Demand Note
N
Unrated Security
N/A
N/A
2011-12-07
2011-12-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
6650000.00
6650000.00
0.0142
N
6650000.00
6650000.00
Butler Cnty IDA
RB (Butler Cnty Family YMCA) Series 2005 0.170000%
12359HAB0
Variable Rate Demand Note
N
Unrated Security
N/A
N/A
2011-12-07
2011-12-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
4180000.00
4180000.00
0.0089
N
4180000.00
4180000.00
Commonwealth Financing Auth
RB Series 2006A 0.150000%
20281PBR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Pennsylvania
N/A
N/A
9850000.00
9850000.00
0.0210
N
9850000.00
9850000.00
Cumberland Cnty Municipal Auth
RB (Presbyterian Homes) Series 1993A 0.160000%
230614AA7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
2000000.00
2000000.00
0.0043
N
2000000.00
2000000.00
Delaware Cnty IDA
Water Facilities RB (Aqua Pennsylvania) Series 2005A 0.190000%
246018FJ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
315000.00
315000.00
0.0007
N
315000.00
315000.00
Delaware Cnty IDA
Resource Recovery Refunding RB Series 1997G 0.090000%
246018FT7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
General Electric Capital Corp
N/A
N/A
N
Y
Obligor
General Electric Capital Corp
N/A
N/A
4910000.00
4910000.00
0.0105
N
4910000.00
4910000.00
Delaware River Port Auth
Refunding RB Series 2008B 0.090000%
246352EX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
475000.00
475000.00
0.0010
N
475000.00
475000.00
Emmaus General Auth
Local Government RB (East Penn SD) Series 1989F19 0.120000%
291380JZ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
500000.00
500000.00
0.0011
N
500000.00
500000.00
Emmaus General Auth
Local Government RB (Saucon Valley SD) Series 1989G19 0.120000%
291380KB8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
1100000.00
1100000.00
0.0023
N
1100000.00
1100000.00
Geisinger Auth
Health System RB (Geisinger Health) Series 2011A1 0.160000%
94985NZ53
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Wells Fargo Bank NA
N/A
N/A
N
Y
Obligor
Geisinger Health System
N/A
N/A
4795000.00
4795000.00
0.0102
N
4795000.00
4795000.00
Lancaster Cnty Hospital Auth
RB (Landis Homes Retirement Community) Series 2002 0.190000%
514045WJ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
4535000.00
4535000.00
0.0097
N
4535000.00
4535000.00
Lancaster Cnty Hospital Auth
RB (Landis Homes Retirement Community) Series 2009 0.190000%
514045ZK2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
12255000.00
12255000.00
0.0262
N
12255000.00
12255000.00
Luzerne Cnty IDA
Water Facility Refunding RB (Pennsylvania-American Water) Series 2004A 0.200000%
55072QAN9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
5000000.00
5000000.00
0.0107
N
5000000.00
5000000.00
Luzerne Cnty IDA
Water Facility Refunding RB (Pennsylvania-American Water) Series 2009 0.400000%
94985NTE1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-02-23
2012-02-23
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
5000000.00
5000000.00
0.0107
N
5000000.00
5000000.00
North Hampton Cnty
RB (Binney & Smith) Series 1997A 0.270000%
663549KK8
Variable Rate Demand Note
N
Unrated Security
N/A
N/A
2011-12-07
2011-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
7500000.00
7500000.00
0.0160
N
7500000.00
7500000.00
Nuveen Pennsylvania Investment Quality Municipal Fund
Variable Rate Demand Preferred Shares Series 1 0.280000%
670972504
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
11000000.00
11000000.00
0.0235
N
11000000.00
11000000.00
Nuveen Pennsylvania Premium Income Municipal Fund 2
Variable Rate Demand Preferred Shares Series 1 0.280000%
67061F309
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
10000000.00
10000000.00
0.0214
N
10000000.00
10000000.00
Owen J. Roberts SD
GO Notes Series 2006 0.150000%
46632PR21
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1375000.00
1375000.00
0.0029
N
1375000.00
1375000.00
Pennsylvania
GO Bonds Second Series 2007A 0.130000%
07330CHC6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
6535000.00
6535000.00
0.0140
N
6535000.00
6535000.00
Pennsylvania
GO Bonds Second Series 2005 5.250000%
7091413E3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
N
300000.00
301240.31
0.0006
N
301101.00
301101.00
Pennsylvania
GO Bonds First Series 2004 5.250000%
709141F75
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-01
2012-02-01
N
N
N
250000.00
252063.52
0.0005
N
251977.50
251977.50
Pennsylvania
GO Bonds Third Series of 2004 5.000000%
709141Q57
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-09-01
2012-09-01
N
N
N
400000.00
413445.20
0.0009
N
414016.00
414016.00
Pennsylvania
GO Bonds Fourth Series 2004 5.000000%
709141S89
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
N
350000.00
359133.98
0.0008
N
359562.00
359562.00
Pennsylvania
GO Bonds Second Series of 2002 5.500000%
709141WA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
100000.00
102051.22
0.0002
N
102156.00
102156.00
Pennsylvania
GO Bonds First Series 2003 5.000000%
709141ZE8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
N
1400000.00
1405431.34
0.0030
N
1404844.00
1404844.00
Pennsylvania Economic Development Financing Auth
RB (Lithographers Real Estate) Series 2008B1 0.180000%
708684TG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
3600000.00
3600000.00
0.0077
N
3600000.00
3600000.00
Pennsylvania Economic Development Financing Auth
RB (Amtrak) Series 2001B 0.170000%
708686AX8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
8690000.00
8690000.00
0.0186
N
8690000.00
8690000.00
Pennsylvania Economic Development Financing Auth
Refunding RB (Aqua Pennsylvania) Series 2010A 0.210000%
94985NXT3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
7500000.00
7500000.00
0.0160
N
7500000.00
7500000.00
Pennsylvania Energy Development Auth
RB (B&W Ebensburg) Series 1986 0.240000%
708704AB7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Landesbank Hessen-Thuringen Girozentrale (German Govt. GTD)
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale (German Govt. GTD)
N/A
N/A
N
5455000.00
5455000.00
0.0116
N
5455000.00
5455000.00
Pennsylvania HFA
S/F Mortgage RB Series 2007-100A 0.310000%
05248P2S3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Bank of America NA
N/A
N/A
N
N
3188000.00
3188000.00
0.0068
N
3188000.00
3188000.00
Pennsylvania HFA
S/F Mortgage RB Series 2002-73A&74B 0.230000%
46632PTX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1005000.00
1005000.00
0.0021
N
1005000.00
1005000.00
Pennsylvania HFA
S/F Mortgage RB Series 2002-74A 0.140000%
708793PR9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Barclays Bank Plc
N/A
N/A
N
N
17700000.00
17700000.00
0.0378
N
17700000.00
17700000.00
Pennsylvania HFA
S/F Mortgage RB Series 2002-75A 0.140000%
708793PS7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Barclays Bank Plc
N/A
N/A
N
N
12090000.00
12090000.00
0.0258
N
12090000.00
12090000.00
Pennsylvania HFA
S/F Mortgage RB Series 2007-99A 0.300000%
708796LV7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
4680000.00
4680000.00
0.0100
N
4680000.00
4680000.00
Pennsylvania HFA
S/F Mortgage RB Series 2008-102C 0.240000%
708796PJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Bank of America NA
N/A
N/A
N
N
11365000.00
11365000.00
0.0243
N
11365000.00
11365000.00
Pennsylvania HFA
S/F Mortgage RB Series 2006-99A, 2007-99A&100A 0.200000%
708796QT7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Citibank NA
N/A
N/A
N
N
2180000.00
2180000.00
0.0047
N
2180000.00
2180000.00
Pennsylvania HFA
S/F Mortgage RB Series 2006-93,94&95A, 2007-97&98A 0.300000%
708796RE9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
1201538.00
1201538.00
0.0026
N
1201538.00
1201538.00
Pennsylvania HFA
S/F Mortgage RB Series 2004-81C 0.130000%
708796YS0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Royal Bank of Canada
N/A
N/A
N
N
6695000.00
6695000.00
0.0143
N
6695000.00
6695000.00
Pennsylvania HFA
S/F Mortgage RB Series 2006-94B 0.120000%
708796ZL4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
PNC Bank NA
N/A
N/A
N
N
2700000.00
2700000.00
0.0058
N
2700000.00
2700000.00
Pennsylvania HFA
S/F Mortgage RB Series 2009-105C 0.240000%
74703YBD1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Bank of America NA
N/A
N/A
N
N
2000000.00
2000000.00
0.0043
N
2000000.00
2000000.00
Pennsylvania HFA
S/F Mortgage RB Series 2006-96A 0.270000%
74703YU32
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Bank of America NA
N/A
N/A
N
N
9145000.00
9145000.00
0.0195
N
9145000.00
9145000.00
Pennsylvania Higher Educational Facilities Auth
RB (Robert Morris College) Series 2000F2 0.600000%
70917NGP3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
Y
PNC Bank NA
N/A
N/A
N
2400000.00
2400000.00
0.0051
N
2400000.00
2400000.00
Pennsylvania Higher Educational Facilities Auth
RB (Drexel Univ) Second Series 2000 0.090000%
70917NHQ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
8250000.00
8250000.00
0.0176
N
8250000.00
8250000.00
Pennsylvania Higher Educational Facilities Auth
RB (Assoc of Indep Colleges & Univs of PA) Series 2001-I1 0.170000%
70917NLX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
5500000.00
5500000.00
0.0117
N
5500000.00
5500000.00
Pennsylvania Higher Educational Facilities Auth
RB (Thomas Jefferson Univ) Series 2008B 0.120000%
70917RNZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2590000.00
2590000.00
0.0055
N
2590000.00
2590000.00
Pennsylvania Higher Educational Facilities Auth
RB (Bryn Mawr College) Series 2009 0.430000%
70917RTR6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-02-02
2012-02-02
N
N
Y
Obligor
Bryn Mawr College PA
N/A
N/A
5000000.00
5000000.00
0.0107
N
5002200.00
5002200.00
Pennsylvania Higher Educational Facilities Auth
RB (Univ of Pittsburgh Medical Center) Series 2010E 3.500000%
70917RXY6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-15
2012-05-15
N
N
Y
Obligor
Univ of Pittsburgh Medical Center
N/A
N/A
1695000.00
1718041.47
0.0037
N
1718696.10
1718696.10
Pennsylvania Higher Educational Facilities Auth
RB (Drexel Univ) Series 2005C 0.160000%
94985NV73
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
4020000.00
4020000.00
0.0086
N
4020000.00
4020000.00
Pennsylvania Infrastructure Investment Auth
CP Revenue Notes Series 2010A 0.230000%
70883PBL2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-02-06
2012-02-06
N
Y
Bank of America NA
N/A
N/A
N
1200000.00
1200000.00
0.0026
N
1200180.00
1200180.00
Pennsylvania Infrastructure Investment Auth
CP Revenue Notes Series 2010A 0.230000%
70883PBQ1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-02-06
2012-02-06
N
Y
Bank of America NA
N/A
N/A
N
10000000.00
10000000.00
0.0214
N
10001500.00
10001500.00
Pennsylvania State Turnpike Commission
Turnpike RB Series 2004A 0.100000%
709223VX6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
2000000.00
2000000.00
0.0043
N
2000000.00
2000000.00
Pennsylvania State Turnpike Commission
Turnpike RB Series 2011C1 0.140000%
74926YSL6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
6980000.00
6980000.00
0.0149
N
6980000.00
6980000.00
Pennsylvania State Turnpike Commission
Sub Special RB Series 2011B 0.160000%
94985N7W5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
5210000.00
5210000.00
0.0111
N
5210000.00
5210000.00
Philadelphia
Airport RB Series 2007A 0.270000%
25154LHB3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
11000000.00
11000000.00
0.0235
N
11000000.00
11000000.00
Philadelphia
Airport Refunding RB Series 2007B 0.270000%
25154LKR4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
2845000.00
2845000.00
0.0061
N
2845000.00
2845000.00
Philadelphia
GO Refunding Bonds Series 2009B 0.100000%
717813LJ6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
15285000.00
15285000.00
0.0326
N
15285000.00
15285000.00
Philadelphia
Water & Wastewater RB Series 1997B 0.080000%
717893TL5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
7250000.00
7250000.00
0.0155
N
7250000.00
7250000.00
Philadelphia
Water & Wastewater Refunding RB Series 2007B 0.230000%
94985NVX6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-01-12
2012-01-12
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
13700000.00
13700000.00
0.0293
N
13700000.00
13700000.00
Philadelphia Gas Works
RB 7th & 19th Series 0.180000%
25154CTH7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
7000000.00
7000000.00
0.0149
N
7000000.00
7000000.00
Philadelphia IDA
Lease Refunding RB Series 2007B2 0.100000%
71781QEJ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
9330000.00
9330000.00
0.0199
N
9330000.00
9330000.00
Philadelphia IDA
Lease Refunding RB Series 2007B3 0.110000%
71781QEL8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0043
N
2000000.00
2000000.00
Philadelphia Municipal Auth
Lease RB Series 2009 0.160000%
94985NLW9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
6875000.00
6875000.00
0.0147
N
6875000.00
6875000.00
Philadelphia SD
GO Refunding Bonds Series 2009C 0.090000%
717883HW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
1595000.00
1595000.00
0.0034
N
1595000.00
1595000.00
Pittsburgh Water & Sewer Auth
Sub Refunding RB Series 2008C1A 0.450000%
725304RH4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-09-01
2012-09-01
N
Y
Federal Home Loan Bank
N/A
N/A
N
2500000.00
2500000.00
0.0053
N
2499450.00
2499450.00
Pittsburgh Water & Sewer Auth
Sub Refunding RB Series 2008C1B 0.450000%
725304RJ0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-09-01
2012-09-01
N
Y
Federal Home Loan Bank
N/A
N/A
N
5065000.00
5065000.00
0.0108
N
5063885.70
5063885.70
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.270000%
25154LGB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Deutsche Bank AG
N/A
N/A
N
N
16535000.00
16535000.00
0.0353
N
16535000.00
16535000.00
Sayre Health Care Facilities Auth
RB (Guthrie Health) Series 2002A 5.750000%
805777JJ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-12-01
2011-12-01
N
N
Y
Escrow
Escrow
N/A
N/A
2185000.00
2206850.00
0.0047
N
2206850.00
2206850.00
Univ of Pittsburgh
Capital Project Bonds Series 2009B 0.140000%
46633VHU6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4135000.00
4135000.00
0.0088
N
4135000.00
4135000.00
Univ of Pittsburgh
Capital Project & Refunding Bonds Series 2005C 0.180000%
91480VAY5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-01-05
2012-01-05
N
N
N
20000000.00
20000000.00
0.0427
N
20000600.00
20000600.00
Univ of Pittsburgh
Capital Project & Refunding Bonds Series 2007B 0.170000%
91481AAK0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-02-02
2012-02-02
N
N
N
4866000.00
4866000.00
0.0104
N
4866145.98
4866145.98
Washington Cnty Auth
Refunding RB (Univ of Pennsylvania) Series 2004 0.120000%
938591BF0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
Univ of Pennsylvania
N/A
N/A
N
Y
Obligor
Univ of Pennsylvania
N/A
N/A
3490000.00
3490000.00
0.0075
N
3490000.00
3490000.00
Washington Cnty Hospital Auth
Hospital RB (Washington Hospital) Series 2001B 0.470000%
938592GQ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-01
2012-07-01
N
Y
PNC Bank NA
N/A
N/A
N
3500000.00
3500000.00
0.0075
N
3500000.00
3500000.00
Washington Cnty Hospital Auth
Hospital RB (Monongahela Valley) Series 2011A 0.110000%
938592HM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
2540000.00
2540000.00
0.0054
N
2540000.00
2540000.00
Westmoreland Cnty IDA
IDRB (White Consolidated Industries) Series 1982 0.440000%
961008GR4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-12-01
2011-12-01
N
Y
Nordea Bank Finland Plc
N/A
N/A
N
6940000.00
6940000.00
0.0148
N
6940000.00
6940000.00