0001145549-11-011671.txt : 20111229 0001145549-11-011671.hdr.sgml : 20111229 20111107140812 ACCESSION NUMBER: 0001145549-11-011671 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111031 FILED AS OF DATE: 20111107 DATE AS OF CHANGE: 20111107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 111184008 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000019114 Schwab California AMT Tax-Free Money Fund C000052863 Value Advantage Shares SNKXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2011-10-31 0000857156 S000019114 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 40 56 183873235.37 318651.36 783652.66 183408234.07 0.0022 1.0006 2011-10-31 1.0006 2011-10-31 C000052863 25000.00 183408234.07 1.00 -1425984.46 763556.41 2189540.87 0.0001 1.0006 2011-10-31 1.0006 2011-10-31 ABAG Finance Auth RB (899 Charleston) Series 2007 0.260000% 00037CLW8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-01 2011-11-01 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 1350000.00 1350000.00 0.0074 N 1350000.00 1350000.00 Alameda Cnty IDA RB (Dale Hardware) Series 2010 0.170000% 01110RAA3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 2665000.00 2665000.00 0.0145 N 2665000.00 2665000.00 Alameda Cnty Jt Powers Auth Lease Revenue CP Notes Series A 0.200000% 01083PBE1 Other Commercial Paper N First Tier Security N/A N/A 2011-11-17 2011-11-17 N Y Union Bank NA N/A N/A N 1000000.00 1000000.00 0.0055 N 1000000.00 1000000.00 Alameda Corridor Transportation Auth Sr Lien RB Series 1999A 0.170000% 25154RAJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 1083000.00 1083000.00 0.0059 N 1083000.00 1083000.00 Anaheim Public Financing Auth Electric System RB Series 2007A 0.150000% 03255MMB0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 4030000.00 4030000.00 0.0220 N 4030000.00 4030000.00 Anaheim Public Financing Auth Electric System Second Lien RB Series 2004 0.150000% 03255MPM3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Morgan Stanley Bank N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 2700000.00 2700000.00 0.0147 N 2700000.00 2700000.00 Anaheim Public Financing Auth Sub Lease RB Series 1997C 0.170000% 25154RAA9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 417000.00 417000.00 0.0023 N 417000.00 417000.00 Bay Area Toll Auth Toll Bridge RB Series 2006F 3.750000% 072024CK6 Other Municipal Debt N Unrated Security N/A N/A 2012-04-01 2012-04-01 N N N 1200000.00 1216967.49 0.0066 N 1217040.00 1217040.00 Bay Area Toll Auth Toll Bridge RB Series 2006F 5.000000% 072024CL4 Other Municipal Debt N Unrated Security N/A N/A 2012-04-01 2012-04-01 N N N 600000.00 611574.98 0.0033 N 611598.00 611598.00 Bay Area Toll Auth Toll Bridge RB Series 2009F1 0.140000% 072024QW5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Citibank NA N/A N/A N N 500000.00 500000.00 0.0027 N 500000.00 500000.00 Bay Area Toll Auth Toll Bridge RB Series 2009F1 0.270000% 74703YMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Bank of America NA N/A N/A Merrill Lynch Capital Services N/A N/A N N 1305000.00 1305000.00 0.0071 N 1305000.00 1305000.00 Bay Area Toll Auth Toll Bridge Sub RB Series 2010S2 0.230000% 94985NXC0 Other Municipal Debt N First Tier Security N/A N/A 2012-01-25 2012-01-25 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 2000000.00 2000000.00 0.0109 N 2000000.00 2000000.00 California Dept of Water Resources Central Valley Water System RB Series AH 0.150000% 13066KK65 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Morgan Stanley Bank N/A N/A N N 985000.00 985000.00 0.0054 N 985000.00 985000.00 California Dept of Water Resources Power Supply RB Series 2002A 5.250000% 13066YDN6 Other Municipal Debt N Unrated Security N/A N/A 2012-05-01 2012-05-01 N N N 1000000.00 1024593.58 0.0056 N 1024640.00 1024640.00 California Educational Facilities Auth RB (Univ of Southern California) Series 2009A 0.200000% 05248RDV0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Bank of America NA N/A N/A N Y Obligor Univ of Southern California N/A N/A 2220000.00 2220000.00 0.0121 N 2220000.00 2220000.00 California Educational Facilities Auth RB (Charles Drew Univ of Medicine & Science) Series 2007 0.520000% 130178ME3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 1145000.00 1145000.00 0.0062 N 1145000.00 1145000.00 California Educational Facilities Auth RB (Univ of San Diego) Series 1999 & Refunding RB (Loyola Marymount Univ) Series 2001A 0.170000% 25154RPU9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 340000.00 340000.00 0.0019 N 340000.00 340000.00 California Health Facilities Financing Auth RB (Sutter Health) Series 2011B 0.140000% 13033LMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Citibank NA N/A N/A N Y Obligor Sutter Health N/A N/A 2100000.00 2100000.00 0.0114 N 2100000.00 2100000.00 California Infrastructure & Economic Development Bank RB (Asian-American Drug Abuse Program) Series 2008 0.220000% 13033WP80 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 3430000.00 3430000.00 0.0187 N 3430000.00 3430000.00 California Infrastructure & Economic Development Bank RB (J. Paul Getty Trust) Series 2003A 3.900000% 13033WTQ6 Other Municipal Debt N First Tier Security N/A N/A 2011-12-01 2011-12-01 N N Y Obligor J. Paul Getty Trust N/A N/A 1550000.00 1554351.84 0.0085 N 1554510.50 1554510.50 California Infrastructure & Economic Development Bank RB (J. Paul Getty Trust) Series 2004A 4.000000% 13033WTR4 Other Municipal Debt N First Tier Security N/A N/A 2011-12-01 2011-12-01 N N Y Obligor J. Paul Getty Trust N/A N/A 250000.00 250640.53 0.0014 N 250745.00 250745.00 California Infrastructure & Economic Development Bank RB (J. Paul Getty Trust) Series 2003C 3.900000% 13033WTS2 Other Municipal Debt N First Tier Security N/A N/A 2011-12-01 2011-12-01 N N Y Obligor J. Paul Getty Trust N/A N/A 250000.00 250688.82 0.0014 N 250727.50 250727.50 California Infrastructure & Economic Development Bank RB (Casa Loma College) Series 2009 0.250000% 13033WX57 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 1960000.00 1960000.00 0.0107 N 1960000.00 1960000.00 California Infrastructure & Economic Development Bank Refunding RB (J. Paul Getty Trust) Series 2007A3 2.250000% 13033WX99 Other Municipal Debt N First Tier Security N/A N/A 2012-04-02 2012-04-02 N N Y Obligor J. Paul Getty Trust N/A N/A 375000.00 377833.90 0.0021 N 378078.75 378078.75 California Pollution Control Financing Auth Pollution Control Refunding RB (PG&E) Series 1996E 0.100000% 130534XX3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-01 2011-11-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 200000.00 200000.00 0.0011 N 200000.00 200000.00 California Pollution Control Financing Auth Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.170000% 130536PP4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2335000.00 2335000.00 0.0127 N 2335000.00 2335000.00 California School Cash Reserve Program Auth Bonds 2011-2012 Series E 2.000000% 130583DN4 Other Municipal Debt N First Tier Security N/A N/A 2012-06-01 2012-06-01 N N Y Obligor California School Cash Reserve Program Auth N/A N/A Obligor Cupertino Union School District N/A N/A Obligor San Mateo Cnty Community College District N/A N/A 1000000.00 1009553.30 0.0055 N 1008990.00 1008990.00 California School Cash Reserve Program Auth Sr Bonds 2011-2012 Series B 2.000000% 130583DZ7 Other Municipal Debt N First Tier Security N/A N/A 2012-06-01 2012-06-01 N N N 2000000.00 2017585.18 0.0110 N 2017980.00 2017980.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2008B 0.380000% 13079JBY2 Other Commercial Paper N First Tier Security N/A N/A 2011-11-15 2011-11-15 N N Y Obligor Kaiser Permanente N/A N/A 1500000.00 1500000.00 0.0082 N 1500105.00 1500105.00 California Statewide Communities Development Auth M/F Housing Refunding RB (Irvine Apt Communities) Series 2008C2&C3 0.240000% 13079PMQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2000000.00 2000000.00 0.0109 N 2000000.00 2000000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2002C 3.850000% 130911LB4 Other Municipal Debt N Unrated Security N/A N/A 2012-06-01 2012-06-01 N N Y Obligor Kaiser Permanente N/A N/A 2030000.00 2069396.76 0.0113 N 2071087.20 2071087.20 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2003B 0.110000% 130911RX0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Kaiser Permanente N/A N/A N Y Obligor Kaiser Permanente N/A N/A 4200000.00 4200000.00 0.0229 N 4200000.00 4200000.00 Chaffey Community College District GO Bonds Series 2005B 0.270000% 05248PG66 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Bank of America NA N/A N/A N N 6600000.00 6600000.00 0.0360 N 6600000.00 6600000.00 Coast Community College District GO Bonds Series 2006B 0.170000% 25154LM84 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A N N 1225000.00 1225000.00 0.0067 N 1225000.00 1225000.00 Diamond Bar Public Financing Auth Lease RB Series 2002A 0.150000% 25256PAA0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 3375000.00 3375000.00 0.0184 N 3375000.00 3375000.00 Dry Creek/Grant Jt Union SDs GO Bonds Series 2008 0.200000% 25154L8F4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 191000.00 191000.00 0.0010 N 191000.00 191000.00 East Bay Municipal Utility District Water System Sub Refunding RB Series 2009A1 0.170000% 271014TV4 Other Municipal Debt N First Tier Security N/A N/A 2011-11-07 2011-12-01 N N N 3935000.00 3935000.00 0.0215 N 3935196.75 3935196.75 East Bay Municipal Utility District Water System Sub Refunding RB Series 2009A2 0.170000% 271014UG5 Other Municipal Debt N First Tier Security N/A N/A 2011-11-07 2012-03-01 N N N 2955000.00 2955000.00 0.0161 N 2954793.15 2954793.15 East Bay Municipal Utility District Water System Sub Refunding RB Series 2010A 0.140000% 271014UK6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Citibank NA N/A N/A N N 240000.00 240000.00 0.0013 N 240000.00 240000.00 East Bay Municipal Utility District Wastewater System Extendible CP 0.200000% 27102CAW3 Other Commercial Paper N First Tier Security N/A N/A 2011-11-15 2012-04-29 N N N 3000000.00 3000000.00 0.0164 N 3000000.00 3000000.00 East Bay Municipal Utility District Wastewater System Extendible CP 0.200000% 27102CAX1 Other Commercial Paper N First Tier Security N/A N/A 2011-11-18 2012-04-30 N N N 2000000.00 2000000.00 0.0109 N 2000000.00 2000000.00 East Bay Municipal Utility District Water System Extendible CP 0.200000% 27102EDQ9 Other Commercial Paper N First Tier Security N/A N/A 2011-11-15 2012-04-29 N N N 1000000.00 1000000.00 0.0055 N 1000000.00 1000000.00 Eastern Municipal Water District Water & Sewer Revenue COP Series 2008A 0.090000% 276771HB1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Wells Fargo Bank NA N/A N/A N N 3900000.00 3900000.00 0.0213 N 3900000.00 3900000.00 Foothill-DeAnza Community College District GO Bonds Series C 0.130000% 07330CFH7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Branch Banking & Trust Co N/A N/A N N 585000.00 585000.00 0.0032 N 585000.00 585000.00 Foothill-DeAnza Community College District GO Bonds Series B 0.170000% 25154L2M5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A N N 355000.00 355000.00 0.0019 N 355000.00 355000.00 Foothill-DeAnza Community College District GO Bonds Series A 0.170000% 25154L5Z3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A N N 242000.00 242000.00 0.0013 N 242000.00 242000.00 Fresno USD GO Bonds Series 2010B 2.000000% 358232H58 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 2000000.00 2015168.19 0.0110 N 2022700.00 2022700.00 Grossmont UHSD GO Bonds Series 2006 0.170000% 25154RQK0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A N N 150000.00 150000.00 0.0008 N 150000.00 150000.00 Grossmont UHSD GO Bonds Series 2008 0.150000% 399262FV1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Morgan Stanley Bank N/A N/A N N 1000000.00 1000000.00 0.0055 N 1000000.00 1000000.00 Imperial Irrigation District Electric & Water Revenue CP Warrants Series A 0.190000% 45287LDU3 Other Commercial Paper N First Tier Security N/A N/A 2011-11-08 2011-11-08 N Y Union Bank NA N/A N/A N 3333000.00 3333000.00 0.0182 N 3333033.33 3333033.33 Irvine Ranch Water District Refunding Bonds Series 2011A1 0.180000% 4636324Q9 Other Municipal Debt N First Tier Security N/A N/A 2011-11-07 2012-04-02 N N N 975000.00 975000.00 0.0053 N 974356.50 974356.50 Irvine Ranch Water District Refunding Bonds Series 2011A2 0.180000% 4636324R7 Other Municipal Debt N First Tier Security N/A N/A 2011-11-07 2012-04-02 N N N 850000.00 850000.00 0.0046 N 849439.00 849439.00 Kern Cnty TRAN 2011-2012 3.000000% 492248AV1 Other Municipal Debt N First Tier Security N/A N/A 2012-06-29 2012-06-29 N N N 1800000.00 1832130.61 0.0100 N 1832022.00 1832022.00 Los Angeles TRAN 2011 2.500000% 544351GY9 Other Municipal Debt N First Tier Security N/A N/A 2012-04-30 2012-04-30 N N N 150000.00 151442.34 0.0008 N 151705.50 151705.50 Los Angeles Wastewater System Refunding RB Series 2003A 0.140000% 5446525B2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Citibank NA N/A N/A N Y Obligor Los Angeles Wastewater System N/A N/A 1000000.00 1000000.00 0.0055 N 1000000.00 1000000.00 Los Angeles Cnty TRAN 2011-2012 Series B 2.500000% 544657HJ1 Other Municipal Debt N First Tier Security N/A N/A 2012-03-30 2012-03-30 N N N 3100000.00 3128367.36 0.0171 N 3128954.00 3128954.00 Los Angeles Cnty TRAN 2011-2012 Series C 2.500000% 544657HK8 Other Municipal Debt N First Tier Security N/A N/A 2012-06-29 2012-06-29 N N N 2250000.00 2281463.17 0.0124 N 2282625.00 2282625.00 Los Angeles Cnty Capital Asset Leasing Corp Lease Revenue CP Notes Series B 0.200000% 54466UES2 Other Commercial Paper N First Tier Security N/A N/A 2011-11-08 2011-11-08 N Y Bank of America NA N/A N/A N 2000000.00 2000000.00 0.0109 N 2000020.00 2000020.00 Los Angeles Cnty Capital Asset Leasing Corp Lease Revenue CP Notes Series C 0.150000% 54467CBJ4 Other Commercial Paper N First Tier Security N/A N/A 2011-11-01 2011-11-01 N Y Wells Fargo Bank NA N/A N/A N 2000000.00 2000000.00 0.0109 N 2000000.00 2000000.00 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax Refunding RB Series 2008A1 0.130000% 544712K76 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Bank of America NA N/A N/A N Y Obligor Los Angeles Cnty Metropolitan Transportation Auth-Prop A N/A N/A 2000000.00 2000000.00 0.0109 N 2000000.00 2000000.00 Los Angeles Cnty Metropolitan Transportation Auth Second Sr Sales Tax Refunding RB Series 2009C1 0.090000% 544712S37 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 330000.00 330000.00 0.0018 N 330000.00 330000.00 Los Angeles Cnty Metropolitan Transportation Auth Second Sub Sales Tax Revenue CP Series A 0.170000% 54472HDX3 Other Commercial Paper N First Tier Security N/A N/A 2011-11-01 2011-11-01 N Y Barclays Bank Plc N/A N/A N 1700000.00 1700000.00 0.0093 N 1700000.00 1700000.00 Los Angeles Cnty Metropolitan Transportation Auth Second Sub Sales Tax Revenue CP Series A 0.140000% 54472HEV6 Other Commercial Paper N First Tier Security N/A N/A 2011-11-10 2011-11-10 N Y Barclays Bank Plc N/A N/A N 1557000.00 1557000.00 0.0085 N 1557000.00 1557000.00 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax Refunding RB Series 2008A3&2008A4 0.180000% 74926YSP7 Other Municipal Debt N First Tier Security N/A N/A 2011-11-07 2011-12-01 N Y Royal Bank of Canada N/A N/A Y Tender Option Royal Bank of Canada N/A N/A 2000000.00 2000000.00 0.0109 N 2000000.00 2000000.00 Los Angeles Community College District GO Bonds Series 2007A 0.140000% 54438CNM0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Citibank NA N/A N/A N N 3000000.00 3000000.00 0.0164 N 3000000.00 3000000.00 Los Angeles Dept of Airports Airport Sr RB Series 2010A 0.230000% 74703YBS8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Bank of America NA N/A N/A Merrill Lynch International Bank Ltd N/A N/A N N 2160000.00 2160000.00 0.0118 N 2160000.00 2160000.00 Los Angeles Dept of Water & Power Power System RB Series 2007A1 0.160000% 46633VUF4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y JPMorgan Chase Bank NA N/A N/A N N 6000000.00 6000000.00 0.0327 N 6000000.00 6000000.00 Los Angeles Dept of Water & Power Power System RB Series 2005A2 0.140000% 544495KP8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Morgan Stanley Bank N/A N/A N N 100000.00 100000.00 0.0005 N 100000.00 100000.00 Los Angeles Dept of Water & Power Power System RB Series 2011A 2.000000% 544495WF7 Other Municipal Debt N Unrated Security N/A N/A 2012-07-01 2012-07-01 N N N 500000.00 505365.06 0.0028 N 505840.00 505840.00 Los Angeles Dept of Water & Power Power System RB Series 2005A2&2007A2 0.200000% 74703Y4W7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Bank of America NA N/A N/A N N 1730000.00 1730000.00 0.0094 N 1730000.00 1730000.00 Los Angeles USD GO Bonds Series 2009D&2009I 0.140000% 544646US9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Citibank NA N/A N/A N N 400000.00 400000.00 0.0022 N 400000.00 400000.00 Los Angeles USD GO Bonds Series 2009F 0.150000% 544646UV2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Morgan Stanley Bank N/A N/A N N 300000.00 300000.00 0.0016 N 300000.00 300000.00 Madera/West Contra Costa/Santa Ana USDs & Tulare Jt/San Mateo UHSD GO Bonds Series 2005 0.200000% 25154LGQ1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 380000.00 380000.00 0.0021 N 380000.00 380000.00 Napa Valley Community College District GO Bonds Series B 0.170000% 25154LR97 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 285000.00 285000.00 0.0016 N 285000.00 285000.00 Newport-Mesa USD GO Bonds Series 2007 0.160000% 25154C4F8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A N N 5240000.00 5240000.00 0.0286 N 5240000.00 5240000.00 Orange Cnty Sanitation District COP Series 2007B 0.140000% 68428PCR4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Citibank NA N/A N/A N N 1670000.00 1670000.00 0.0091 N 1670000.00 1670000.00 Oxnard Financing Auth Water RB Series 2006 0.350000% 27884FHS2 Other Municipal Debt N First Tier Security N/A N/A 2012-05-12 2012-05-12 N Y US Bank NA N/A N/A Y Tender Option US Bank NA N/A N/A 1000000.00 1000000.00 0.0055 N 1000000.00 1000000.00 Palomar Pomerado Health GO Bonds Series 2007A 0.170000% 25154LFY5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 280000.00 280000.00 0.0015 N 280000.00 280000.00 Peralta Community College District GO Bonds Series 2009C 0.130000% 94985NPW5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 2000000.00 2000000.00 0.0109 N 2000000.00 2000000.00 Riverside Cnty Transportation Commission Sales Limited Tax RB Series 2009B 0.110000% 769125DR3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y JPMorgan Chase Bank NA N/A N/A N N 2065000.00 2065000.00 0.0113 N 2065000.00 2065000.00 Sacramento Cnty Sanitation District Financing Auth Refunding RB Series 2007B 0.570000% 74703YA75 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Bank of America NA N/A N/A N Y Obligor Sacramento Regional Cnty Sanitation District N/A N/A 550000.00 550000.00 0.0030 N 550000.00 550000.00 Sacramento Municipal Utility District Electric RB Series 2003R 5.000000% 786005GR3 Other Municipal Debt N Unrated Security N/A N/A 2012-08-15 2012-08-15 N N N 1000000.00 1036473.42 0.0057 N 1036100.00 1036100.00 Sacramento Municipal Utility District Electric Refunding RB Series 2003S 5.000000% 786005HV3 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 1000000.00 1001622.16 0.0055 N 1001570.00 1001570.00 San Bernardino Cnty Transportation Auth Limited Sales Tax Revenue Notes Series 2009A 4.000000% 796846DN0 Other Municipal Debt N First Tier Security N/A N/A 2012-05-01 2012-05-01 N N N 750000.00 763789.29 0.0042 N 763777.50 763777.50 San Diego Cnty Regional Transportation Commission Sales Tax RB Series 2008B 0.120000% 797400FG8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y JPMorgan Chase Bank NA N/A N/A N N 1690000.00 1690000.00 0.0092 N 1690000.00 1690000.00 San Diego Cnty Water Auth Water Revenue Refunding COP Series 2005A 5.000000% 797415HQ2 Other Municipal Debt N Unrated Security N/A N/A 2012-05-01 2012-05-01 N N N 500000.00 511122.72 0.0028 N 511200.00 511200.00 San Diego Cnty Water Auth Water Revenue COP Series 2008A 0.140000% 797415KF2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y JPMorgan Chase Bank NA N/A N/A N N 1000000.00 1000000.00 0.0055 N 1000000.00 1000000.00 San Diego Community College District GO Bonds Series 2011 0.130000% 25155DAQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A N N 3500000.00 3500000.00 0.0191 N 3500000.00 3500000.00 San Diego Community College District GO Bonds Series 2009 0.140000% 797272HA2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Citibank NA N/A N/A N N 3125000.00 3125000.00 0.0170 N 3125000.00 3125000.00 San Diego Community College District GO Bonds Series 2011 0.130000% 94985N4B4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Wells Fargo Bank NA N/A N/A N N 1000000.00 1000000.00 0.0055 N 1000000.00 1000000.00 San Francisco GO Improvement Bonds Series 2009A 0.230000% 94985NHF1 Other Municipal Debt N First Tier Security N/A N/A 2012-01-25 2012-01-25 N N Y Tender Option Wells Fargo & Co N/A N/A 530000.00 530000.00 0.0029 N 530000.00 530000.00 San Francisco Bay Area Rapid Transit District Sales Tax Refunding RB Series 2006A 5.000000% 797669RH3 Other Municipal Debt N Unrated Security N/A N/A 2012-07-01 2012-07-01 N N N 1220000.00 1258058.19 0.0069 N 1257917.60 1257917.60 San Joaquin Cnty Transportation Auth Sales Tax Revenue CP 0.190000% 79811UAR7 Other Commercial Paper N First Tier Security N/A N/A 2011-11-08 2011-11-08 N Y JPMorgan Chase Bank NA N/A N/A N 1200000.00 1200000.00 0.0065 N 1200012.00 1200012.00 San Mateo Cnty Community College District GO Bonds Series 2006B 0.160000% 25154CW34 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A N N 255000.00 255000.00 0.0014 N 255000.00 255000.00 San Mateo Cnty Community College District GO Bonds Series 2005B&2006A 0.130000% 799038ER1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 380000.00 380000.00 0.0021 N 380000.00 380000.00 San Ramon Valley USD GO Bonds Series 2006 0.200000% 74703Y3S7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Bank of America NA N/A N/A N N 4120000.00 4120000.00 0.0225 N 4120000.00 4120000.00 Simi Valley USD GO Bonds Series 2007C 0.180000% 25154C5D2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 4320000.00 4320000.00 0.0236 N 4320000.00 4320000.00 Southern California Metropolitan Water District Water RB Series 2003B1 0.140000% 5926637C6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Citibank NA N/A N/A N N 1000000.00 1000000.00 0.0055 N 1000000.00 1000000.00 Southern California Metropolitan Water District RB Series 2000B4 0.110000% 592663XJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Wells Fargo Bank NA N/A N/A N N 700000.00 700000.00 0.0038 N 700000.00 700000.00 Southern California Metropolitan Water District Water Refunding RB Series 2009A1 0.140000% 59266TAD3 Other Municipal Debt N First Tier Security N/A N/A 2011-11-07 2012-10-08 N N N 2000000.00 2000000.00 0.0109 N 1999200.00 1999200.00 Southern California Metropolitan Water District Water Refunding RB Series 2009A2 0.140000% 59266TCX7 Other Municipal Debt N First Tier Security N/A N/A 2011-11-07 2012-07-09 N N N 2160000.00 2160000.00 0.0118 N 2154124.80 2154124.80 Southern California Public Power Auth RB (Windy Point/Windy Flats) Series 2010-1 3.000000% 84247PCL3 Other Municipal Debt N Unrated Security N/A N/A 2012-07-01 2012-07-01 N N Y Obligor Los Angeles Dept of Water & Power N/A N/A 300000.00 304865.65 0.0017 N 305124.00 305124.00 Sunnyvale Refunding COP Series 2009A 0.170000% 867546CD3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2595000.00 2595000.00 0.0141 N 2595000.00 2595000.00 Sweetwater UHSD GO Bonds Series 2008A 0.150000% 870462QQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 1000000.00 1000000.00 0.0055 N 1000000.00 1000000.00 Torrance TRAN 2011-2012 3.000000% 891347ER3 Other Municipal Debt N First Tier Security N/A N/A 2012-07-12 2012-07-12 N N N 2000000.00 2037077.04 0.0111 N 2037680.00 2037680.00 Univ of California General RB Series 2009-O 5.000000% 91412F4U8 Other Municipal Debt N Unrated Security N/A N/A 2012-05-15 2012-05-15 N N N 750000.00 768293.06 0.0042 N 768810.00 768810.00 Univ of California General RB Series 2003A 5.000000% 91412FGX9 Other Municipal Debt N Unrated Security N/A N/A 2012-05-15 2012-05-15 N N N 1000000.00 1024810.73 0.0056 N 1025570.00 1025570.00 Univ of California General RB Series 2007J 0.230000% 91412FW78 Other Municipal Debt N First Tier Security N/A N/A 2012-01-12 2012-01-12 N N Y Tender Option Wells Fargo & Co N/A N/A 3665000.00 3665000.00 0.0200 N 3665000.00 3665000.00 Upland USD GO Bonds Series A 0.170000% 25154L7V0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 257000.00 257000.00 0.0014 N 257000.00 257000.00 West Hills Community College District COP (2008 Refunding) 0.150000% 95330RAC5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-11-07 2011-11-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1250000.00 1250000.00 0.0068 N 1250000.00 1250000.00 William S. Hart UHSD GO Bonds Series A 0.360000% 94985NKJ9 Other Municipal Debt N First Tier Security N/A N/A 2011-11-10 2011-11-10 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 4000000.00 4000000.00 0.0218 N 4000000.00 4000000.00