0001145549-11-011671.txt : 20111229
0001145549-11-011671.hdr.sgml : 20111229
20111107140812
ACCESSION NUMBER: 0001145549-11-011671
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111031
FILED AS OF DATE: 20111107
DATE AS OF CHANGE: 20111107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 111184008
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000019114
Schwab California AMT Tax-Free Money Fund
C000052863
Value Advantage Shares
SNKXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2011-10-31
0000857156
S000019114
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
40
56
183873235.37
318651.36
783652.66
183408234.07
0.0022
1.0006
2011-10-31
1.0006
2011-10-31
C000052863
25000.00
183408234.07
1.00
-1425984.46
763556.41
2189540.87
0.0001
1.0006
2011-10-31
1.0006
2011-10-31
ABAG Finance Auth
RB (899 Charleston) Series 2007 0.260000%
00037CLW8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-01
2011-11-01
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
1350000.00
1350000.00
0.0074
N
1350000.00
1350000.00
Alameda Cnty IDA
RB (Dale Hardware) Series 2010 0.170000%
01110RAA3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
2665000.00
2665000.00
0.0145
N
2665000.00
2665000.00
Alameda Cnty Jt Powers Auth
Lease Revenue CP Notes Series A 0.200000%
01083PBE1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-17
2011-11-17
N
Y
Union Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Alameda Corridor Transportation Auth
Sr Lien RB Series 1999A 0.170000%
25154RAJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
1083000.00
1083000.00
0.0059
N
1083000.00
1083000.00
Anaheim Public Financing Auth
Electric System RB Series 2007A 0.150000%
03255MMB0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
4030000.00
4030000.00
0.0220
N
4030000.00
4030000.00
Anaheim Public Financing Auth
Electric System Second Lien RB Series 2004 0.150000%
03255MPM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Morgan Stanley Bank
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
2700000.00
2700000.00
0.0147
N
2700000.00
2700000.00
Anaheim Public Financing Auth
Sub Lease RB Series 1997C 0.170000%
25154RAA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
417000.00
417000.00
0.0023
N
417000.00
417000.00
Bay Area Toll Auth
Toll Bridge RB Series 2006F 3.750000%
072024CK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-04-01
2012-04-01
N
N
N
1200000.00
1216967.49
0.0066
N
1217040.00
1217040.00
Bay Area Toll Auth
Toll Bridge RB Series 2006F 5.000000%
072024CL4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-04-01
2012-04-01
N
N
N
600000.00
611574.98
0.0033
N
611598.00
611598.00
Bay Area Toll Auth
Toll Bridge RB Series 2009F1 0.140000%
072024QW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Citibank NA
N/A
N/A
N
N
500000.00
500000.00
0.0027
N
500000.00
500000.00
Bay Area Toll Auth
Toll Bridge RB Series 2009F1 0.270000%
74703YMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Bank of America NA
N/A
N/A
Merrill Lynch Capital Services
N/A
N/A
N
N
1305000.00
1305000.00
0.0071
N
1305000.00
1305000.00
Bay Area Toll Auth
Toll Bridge Sub RB Series 2010S2 0.230000%
94985NXC0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-01-25
2012-01-25
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
2000000.00
2000000.00
0.0109
N
2000000.00
2000000.00
California Dept of Water Resources
Central Valley Water System RB Series AH 0.150000%
13066KK65
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
985000.00
985000.00
0.0054
N
985000.00
985000.00
California Dept of Water Resources
Power Supply RB Series 2002A 5.250000%
13066YDN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
1000000.00
1024593.58
0.0056
N
1024640.00
1024640.00
California Educational Facilities Auth
RB (Univ of Southern California) Series 2009A 0.200000%
05248RDV0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Univ of Southern California
N/A
N/A
2220000.00
2220000.00
0.0121
N
2220000.00
2220000.00
California Educational Facilities Auth
RB (Charles Drew Univ of Medicine & Science) Series 2007 0.520000%
130178ME3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
SOVEREIGN BANK
N/A
N/A
Y
Sovereign Bank
N/A
N/A
N
1145000.00
1145000.00
0.0062
N
1145000.00
1145000.00
California Educational Facilities Auth
RB (Univ of San Diego) Series 1999 & Refunding RB (Loyola Marymount Univ) Series 2001A 0.170000%
25154RPU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
340000.00
340000.00
0.0019
N
340000.00
340000.00
California Health Facilities Financing Auth
RB (Sutter Health) Series 2011B 0.140000%
13033LMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Sutter Health
N/A
N/A
2100000.00
2100000.00
0.0114
N
2100000.00
2100000.00
California Infrastructure & Economic Development Bank
RB (Asian-American Drug Abuse Program) Series 2008 0.220000%
13033WP80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
3430000.00
3430000.00
0.0187
N
3430000.00
3430000.00
California Infrastructure & Economic Development Bank
RB (J. Paul Getty Trust) Series 2003A 3.900000%
13033WTQ6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-12-01
2011-12-01
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
1550000.00
1554351.84
0.0085
N
1554510.50
1554510.50
California Infrastructure & Economic Development Bank
RB (J. Paul Getty Trust) Series 2004A 4.000000%
13033WTR4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-12-01
2011-12-01
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
250000.00
250640.53
0.0014
N
250745.00
250745.00
California Infrastructure & Economic Development Bank
RB (J. Paul Getty Trust) Series 2003C 3.900000%
13033WTS2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-12-01
2011-12-01
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
250000.00
250688.82
0.0014
N
250727.50
250727.50
California Infrastructure & Economic Development Bank
RB (Casa Loma College) Series 2009 0.250000%
13033WX57
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
1960000.00
1960000.00
0.0107
N
1960000.00
1960000.00
California Infrastructure & Economic Development Bank
Refunding RB (J. Paul Getty Trust) Series 2007A3 2.250000%
13033WX99
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
375000.00
377833.90
0.0021
N
378078.75
378078.75
California Pollution Control Financing Auth
Pollution Control Refunding RB (PG&E) Series 1996E 0.100000%
130534XX3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-01
2011-11-01
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
200000.00
200000.00
0.0011
N
200000.00
200000.00
California Pollution Control Financing Auth
Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.170000%
130536PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2335000.00
2335000.00
0.0127
N
2335000.00
2335000.00
California School Cash Reserve Program Auth
Bonds 2011-2012 Series E 2.000000%
130583DN4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-01
2012-06-01
N
N
Y
Obligor
California School Cash Reserve Program Auth
N/A
N/A
Obligor
Cupertino Union School District
N/A
N/A
Obligor
San Mateo Cnty Community College District
N/A
N/A
1000000.00
1009553.30
0.0055
N
1008990.00
1008990.00
California School Cash Reserve Program Auth
Sr Bonds 2011-2012 Series B 2.000000%
130583DZ7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-01
2012-06-01
N
N
N
2000000.00
2017585.18
0.0110
N
2017980.00
2017980.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2008B 0.380000%
13079JBY2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-15
2011-11-15
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
1500000.00
1500000.00
0.0082
N
1500105.00
1500105.00
California Statewide Communities Development Auth
M/F Housing Refunding RB (Irvine Apt Communities) Series 2008C2&C3 0.240000%
13079PMQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0109
N
2000000.00
2000000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2002C 3.850000%
130911LB4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-01
2012-06-01
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2030000.00
2069396.76
0.0113
N
2071087.20
2071087.20
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2003B 0.110000%
130911RX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
4200000.00
4200000.00
0.0229
N
4200000.00
4200000.00
Chaffey Community College District
GO Bonds Series 2005B 0.270000%
05248PG66
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Bank of America NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0360
N
6600000.00
6600000.00
Coast Community College District
GO Bonds Series 2006B 0.170000%
25154LM84
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
N
N
1225000.00
1225000.00
0.0067
N
1225000.00
1225000.00
Diamond Bar Public Financing Auth
Lease RB Series 2002A 0.150000%
25256PAA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
3375000.00
3375000.00
0.0184
N
3375000.00
3375000.00
Dry Creek/Grant Jt Union SDs
GO Bonds Series 2008 0.200000%
25154L8F4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
191000.00
191000.00
0.0010
N
191000.00
191000.00
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2009A1 0.170000%
271014TV4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-11-07
2011-12-01
N
N
N
3935000.00
3935000.00
0.0215
N
3935196.75
3935196.75
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2009A2 0.170000%
271014UG5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-11-07
2012-03-01
N
N
N
2955000.00
2955000.00
0.0161
N
2954793.15
2954793.15
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2010A 0.140000%
271014UK6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Citibank NA
N/A
N/A
N
N
240000.00
240000.00
0.0013
N
240000.00
240000.00
East Bay Municipal Utility District
Wastewater System Extendible CP 0.200000%
27102CAW3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-15
2012-04-29
N
N
N
3000000.00
3000000.00
0.0164
N
3000000.00
3000000.00
East Bay Municipal Utility District
Wastewater System Extendible CP 0.200000%
27102CAX1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-18
2012-04-30
N
N
N
2000000.00
2000000.00
0.0109
N
2000000.00
2000000.00
East Bay Municipal Utility District
Water System Extendible CP 0.200000%
27102EDQ9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-15
2012-04-29
N
N
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Eastern Municipal Water District
Water & Sewer Revenue COP Series 2008A 0.090000%
276771HB1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
3900000.00
3900000.00
0.0213
N
3900000.00
3900000.00
Foothill-DeAnza Community College District
GO Bonds Series C 0.130000%
07330CFH7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
585000.00
585000.00
0.0032
N
585000.00
585000.00
Foothill-DeAnza Community College District
GO Bonds Series B 0.170000%
25154L2M5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
N
N
355000.00
355000.00
0.0019
N
355000.00
355000.00
Foothill-DeAnza Community College District
GO Bonds Series A 0.170000%
25154L5Z3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
N
N
242000.00
242000.00
0.0013
N
242000.00
242000.00
Fresno USD
GO Bonds Series 2010B 2.000000%
358232H58
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
2000000.00
2015168.19
0.0110
N
2022700.00
2022700.00
Grossmont UHSD
GO Bonds Series 2006 0.170000%
25154RQK0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
N
N
150000.00
150000.00
0.0008
N
150000.00
150000.00
Grossmont UHSD
GO Bonds Series 2008 0.150000%
399262FV1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Imperial Irrigation District
Electric & Water Revenue CP Warrants Series A 0.190000%
45287LDU3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-08
2011-11-08
N
Y
Union Bank NA
N/A
N/A
N
3333000.00
3333000.00
0.0182
N
3333033.33
3333033.33
Irvine Ranch Water District
Refunding Bonds Series 2011A1 0.180000%
4636324Q9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-11-07
2012-04-02
N
N
N
975000.00
975000.00
0.0053
N
974356.50
974356.50
Irvine Ranch Water District
Refunding Bonds Series 2011A2 0.180000%
4636324R7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-11-07
2012-04-02
N
N
N
850000.00
850000.00
0.0046
N
849439.00
849439.00
Kern Cnty
TRAN 2011-2012 3.000000%
492248AV1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-29
2012-06-29
N
N
N
1800000.00
1832130.61
0.0100
N
1832022.00
1832022.00
Los Angeles
TRAN 2011 2.500000%
544351GY9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-04-30
2012-04-30
N
N
N
150000.00
151442.34
0.0008
N
151705.50
151705.50
Los Angeles
Wastewater System Refunding RB Series 2003A 0.140000%
5446525B2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Los Angeles Wastewater System
N/A
N/A
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Los Angeles Cnty
TRAN 2011-2012 Series B 2.500000%
544657HJ1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-30
2012-03-30
N
N
N
3100000.00
3128367.36
0.0171
N
3128954.00
3128954.00
Los Angeles Cnty
TRAN 2011-2012 Series C 2.500000%
544657HK8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-29
2012-06-29
N
N
N
2250000.00
2281463.17
0.0124
N
2282625.00
2282625.00
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series B 0.200000%
54466UES2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-08
2011-11-08
N
Y
Bank of America NA
N/A
N/A
N
2000000.00
2000000.00
0.0109
N
2000020.00
2000020.00
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series C 0.150000%
54467CBJ4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-01
2011-11-01
N
Y
Wells Fargo Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0109
N
2000000.00
2000000.00
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax Refunding RB Series 2008A1 0.130000%
544712K76
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Los Angeles Cnty Metropolitan Transportation Auth-Prop A
N/A
N/A
2000000.00
2000000.00
0.0109
N
2000000.00
2000000.00
Los Angeles Cnty Metropolitan Transportation Auth
Second Sr Sales Tax Refunding RB Series 2009C1 0.090000%
544712S37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
330000.00
330000.00
0.0018
N
330000.00
330000.00
Los Angeles Cnty Metropolitan Transportation Auth
Second Sub Sales Tax Revenue CP Series A 0.170000%
54472HDX3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-01
2011-11-01
N
Y
Barclays Bank Plc
N/A
N/A
N
1700000.00
1700000.00
0.0093
N
1700000.00
1700000.00
Los Angeles Cnty Metropolitan Transportation Auth
Second Sub Sales Tax Revenue CP Series A 0.140000%
54472HEV6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-10
2011-11-10
N
Y
Barclays Bank Plc
N/A
N/A
N
1557000.00
1557000.00
0.0085
N
1557000.00
1557000.00
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax Refunding RB Series 2008A3&2008A4 0.180000%
74926YSP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-11-07
2011-12-01
N
Y
Royal Bank of Canada
N/A
N/A
Y
Tender Option
Royal Bank of Canada
N/A
N/A
2000000.00
2000000.00
0.0109
N
2000000.00
2000000.00
Los Angeles Community College District
GO Bonds Series 2007A 0.140000%
54438CNM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Citibank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0164
N
3000000.00
3000000.00
Los Angeles Dept of Airports
Airport Sr RB Series 2010A 0.230000%
74703YBS8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Bank of America NA
N/A
N/A
Merrill Lynch International Bank Ltd
N/A
N/A
N
N
2160000.00
2160000.00
0.0118
N
2160000.00
2160000.00
Los Angeles Dept of Water & Power
Power System RB Series 2007A1 0.160000%
46633VUF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0327
N
6000000.00
6000000.00
Los Angeles Dept of Water & Power
Power System RB Series 2005A2 0.140000%
544495KP8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
100000.00
100000.00
0.0005
N
100000.00
100000.00
Los Angeles Dept of Water & Power
Power System RB Series 2011A 2.000000%
544495WF7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
N
500000.00
505365.06
0.0028
N
505840.00
505840.00
Los Angeles Dept of Water & Power
Power System RB Series 2005A2&2007A2 0.200000%
74703Y4W7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Bank of America NA
N/A
N/A
N
N
1730000.00
1730000.00
0.0094
N
1730000.00
1730000.00
Los Angeles USD
GO Bonds Series 2009D&2009I 0.140000%
544646US9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Citibank NA
N/A
N/A
N
N
400000.00
400000.00
0.0022
N
400000.00
400000.00
Los Angeles USD
GO Bonds Series 2009F 0.150000%
544646UV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
300000.00
300000.00
0.0016
N
300000.00
300000.00
Madera/West Contra Costa/Santa Ana USDs & Tulare Jt/San Mateo UHSD
GO Bonds Series 2005 0.200000%
25154LGQ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
380000.00
380000.00
0.0021
N
380000.00
380000.00
Napa Valley Community College District
GO Bonds Series B 0.170000%
25154LR97
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
285000.00
285000.00
0.0016
N
285000.00
285000.00
Newport-Mesa USD
GO Bonds Series 2007 0.160000%
25154C4F8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
N
N
5240000.00
5240000.00
0.0286
N
5240000.00
5240000.00
Orange Cnty Sanitation District
COP Series 2007B 0.140000%
68428PCR4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Citibank NA
N/A
N/A
N
N
1670000.00
1670000.00
0.0091
N
1670000.00
1670000.00
Oxnard Financing Auth
Water RB Series 2006 0.350000%
27884FHS2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-12
2012-05-12
N
Y
US Bank NA
N/A
N/A
Y
Tender Option
US Bank NA
N/A
N/A
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Palomar Pomerado Health
GO Bonds Series 2007A 0.170000%
25154LFY5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
280000.00
280000.00
0.0015
N
280000.00
280000.00
Peralta Community College District
GO Bonds Series 2009C 0.130000%
94985NPW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
2000000.00
2000000.00
0.0109
N
2000000.00
2000000.00
Riverside Cnty Transportation Commission
Sales Limited Tax RB Series 2009B 0.110000%
769125DR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2065000.00
2065000.00
0.0113
N
2065000.00
2065000.00
Sacramento Cnty Sanitation District Financing Auth
Refunding RB Series 2007B 0.570000%
74703YA75
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Sacramento Regional Cnty Sanitation District
N/A
N/A
550000.00
550000.00
0.0030
N
550000.00
550000.00
Sacramento Municipal Utility District
Electric RB Series 2003R 5.000000%
786005GR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-15
2012-08-15
N
N
N
1000000.00
1036473.42
0.0057
N
1036100.00
1036100.00
Sacramento Municipal Utility District
Electric Refunding RB Series 2003S 5.000000%
786005HV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-15
2011-11-15
N
N
N
1000000.00
1001622.16
0.0055
N
1001570.00
1001570.00
San Bernardino Cnty Transportation Auth
Limited Sales Tax Revenue Notes Series 2009A 4.000000%
796846DN0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
750000.00
763789.29
0.0042
N
763777.50
763777.50
San Diego Cnty Regional Transportation Commission
Sales Tax RB Series 2008B 0.120000%
797400FG8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1690000.00
1690000.00
0.0092
N
1690000.00
1690000.00
San Diego Cnty Water Auth
Water Revenue Refunding COP Series 2005A 5.000000%
797415HQ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
500000.00
511122.72
0.0028
N
511200.00
511200.00
San Diego Cnty Water Auth
Water Revenue COP Series 2008A 0.140000%
797415KF2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
San Diego Community College District
GO Bonds Series 2011 0.130000%
25155DAQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
N
N
3500000.00
3500000.00
0.0191
N
3500000.00
3500000.00
San Diego Community College District
GO Bonds Series 2009 0.140000%
797272HA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Citibank NA
N/A
N/A
N
N
3125000.00
3125000.00
0.0170
N
3125000.00
3125000.00
San Diego Community College District
GO Bonds Series 2011 0.130000%
94985N4B4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
San Francisco
GO Improvement Bonds Series 2009A 0.230000%
94985NHF1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-01-25
2012-01-25
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
530000.00
530000.00
0.0029
N
530000.00
530000.00
San Francisco Bay Area Rapid Transit District
Sales Tax Refunding RB Series 2006A 5.000000%
797669RH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
N
1220000.00
1258058.19
0.0069
N
1257917.60
1257917.60
San Joaquin Cnty Transportation Auth
Sales Tax Revenue CP 0.190000%
79811UAR7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-08
2011-11-08
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1200000.00
1200000.00
0.0065
N
1200012.00
1200012.00
San Mateo Cnty Community College District
GO Bonds Series 2006B 0.160000%
25154CW34
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
N
N
255000.00
255000.00
0.0014
N
255000.00
255000.00
San Mateo Cnty Community College District
GO Bonds Series 2005B&2006A 0.130000%
799038ER1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
380000.00
380000.00
0.0021
N
380000.00
380000.00
San Ramon Valley USD
GO Bonds Series 2006 0.200000%
74703Y3S7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Bank of America NA
N/A
N/A
N
N
4120000.00
4120000.00
0.0225
N
4120000.00
4120000.00
Simi Valley USD
GO Bonds Series 2007C 0.180000%
25154C5D2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
4320000.00
4320000.00
0.0236
N
4320000.00
4320000.00
Southern California Metropolitan Water District
Water RB Series 2003B1 0.140000%
5926637C6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Citibank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Southern California Metropolitan Water District
RB Series 2000B4 0.110000%
592663XJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
700000.00
700000.00
0.0038
N
700000.00
700000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A1 0.140000%
59266TAD3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-11-07
2012-10-08
N
N
N
2000000.00
2000000.00
0.0109
N
1999200.00
1999200.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A2 0.140000%
59266TCX7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-11-07
2012-07-09
N
N
N
2160000.00
2160000.00
0.0118
N
2154124.80
2154124.80
Southern California Public Power Auth
RB (Windy Point/Windy Flats) Series 2010-1 3.000000%
84247PCL3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
Y
Obligor
Los Angeles Dept of Water & Power
N/A
N/A
300000.00
304865.65
0.0017
N
305124.00
305124.00
Sunnyvale
Refunding COP Series 2009A 0.170000%
867546CD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2595000.00
2595000.00
0.0141
N
2595000.00
2595000.00
Sweetwater UHSD
GO Bonds Series 2008A 0.150000%
870462QQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Torrance
TRAN 2011-2012 3.000000%
891347ER3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-12
2012-07-12
N
N
N
2000000.00
2037077.04
0.0111
N
2037680.00
2037680.00
Univ of California
General RB Series 2009-O 5.000000%
91412F4U8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-15
2012-05-15
N
N
N
750000.00
768293.06
0.0042
N
768810.00
768810.00
Univ of California
General RB Series 2003A 5.000000%
91412FGX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-15
2012-05-15
N
N
N
1000000.00
1024810.73
0.0056
N
1025570.00
1025570.00
Univ of California
General RB Series 2007J 0.230000%
91412FW78
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-01-12
2012-01-12
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
3665000.00
3665000.00
0.0200
N
3665000.00
3665000.00
Upland USD
GO Bonds Series A 0.170000%
25154L7V0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
257000.00
257000.00
0.0014
N
257000.00
257000.00
West Hills Community College District
COP (2008 Refunding) 0.150000%
95330RAC5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-11-07
2011-11-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1250000.00
1250000.00
0.0068
N
1250000.00
1250000.00
William S. Hart UHSD
GO Bonds Series A 0.360000%
94985NKJ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-11-10
2011-11-10
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
4000000.00
4000000.00
0.0218
N
4000000.00
4000000.00