0001145549-11-010711.txt : 20111128 0001145549-11-010711.hdr.sgml : 20111128 20111007140951 ACCESSION NUMBER: 0001145549-11-010711 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111007 DATE AS OF CHANGE: 20111007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 111131840 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004503 Schwab New Jersey AMT Tax-Free Money Fund C000012377 Sweep Shares SWJXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2011-09-30 0000857156 S000004503 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 39 39 586825224.01 3462585.31 17850560.81 572437248.51 0.0024 1.0011 2011-09-30 1.0011 2011-09-30 C000012377 1.00 572437248.51 1.00 4933405.76 121869018.46 116935612.70 0.0001 1.0011 2011-09-30 1.0011 2011-09-30 Brick Township BAN Series 2011A 1.250000% 107889QU4 Other Municipal Debt N First Tier Security N/A N/A 2012-09-28 2012-09-28 N N N 14700611.00 14833429.02 0.0259 N 14832034.46 14832034.46 Burlington Cnty Bridge Commission Solid Waste Project Notes Series 2010 2.000000% 121654AD9 Other Municipal Debt N First Tier Security N/A N/A 2011-10-11 2011-10-11 N N Y Obligor Burlington Cnty N/A N/A 6500000.00 6502125.72 0.0114 N 6502470.00 6502470.00 Camden Cnty Improvement Auth Loan Revenue Notes Series 2010 1.500000% 13281NMK5 Other Municipal Debt N First Tier Security N/A N/A 2011-12-28 2011-12-28 N N Y Obligor Camden Cnty N/A N/A 5000000.00 5010182.97 0.0088 N 5013650.00 5013650.00 Delaware River Port Auth Refunding RB Series 2008B 0.130000% 246352EX2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3110000.00 3110000.00 0.0054 N 3110000.00 3110000.00 Delaware River Port Auth Refunding RB Series 2008A 0.190000% 246352EY0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 28530000.00 28530000.00 0.0498 N 28530000.00 28530000.00 East Brunswick BAN 2.000000% 271281WM5 Other Municipal Debt N Unrated Security N/A N/A 2012-01-06 2012-01-06 N N N 7195000.00 7220112.52 0.0126 N 7219463.00 7219463.00 East Brunswick BAN 2.000000% 271281WN3 Other Municipal Debt N Unrated Security N/A N/A 2012-04-13 2012-04-13 N N N 7000000.00 7044629.86 0.0123 N 7048720.00 7048720.00 Essex Cnty BAN Series 2011 1.250000% 296804MP9 Other Municipal Debt N First Tier Security N/A N/A 2012-09-28 2012-09-28 N N N 4000000.00 4040115.51 0.0071 N 4039760.00 4039760.00 Garden State Preservation Trust Open Space & Farmland Preservation Bonds Series 2003B 0.180000% 25154CUN2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Deutsche Bank AG N/A N/A N N 6000000.00 6000000.00 0.0105 N 6000000.00 6000000.00 Garden State Preservation Trust Open Space & Farmland Preservation Bonds Series 2005A 0.160000% 365418DP4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 4190000.00 4190000.00 0.0073 N 4190000.00 4190000.00 Gloucester Cnty Pollution Control Refunding RB (ExxonMobil) Series 2003 0.030000% 379697AK1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-03 2011-10-03 Y Exxon Mobil Corporation N/A N/A N Y Obligor Exxon Mobil Corporation N/A N/A 200000.00 200000.00 0.0003 N 200000.00 200000.00 Hamilton Township BAN Series 2011A&B 2.000000% 408054ZR8 Other Municipal Debt N First Tier Security N/A N/A 2012-06-14 2012-06-14 N N N 8046000.00 8129643.13 0.0142 N 8132494.50 8132494.50 Hudson Cnty Improvement Auth Pool Notes Series 2011G1 2.000000% 443728CW8 Other Municipal Debt N First Tier Security N/A N/A 2012-01-09 2012-01-09 N N Y Obligor Hudson Cnty N/A N/A 4800000.00 4814693.54 0.0084 N 4821024.00 4821024.00 Hudson Cnty Improvement Auth Pooled Notes Series 2011 I1 2.000000% 443728DB3 Other Municipal Debt N First Tier Security N/A N/A 2012-08-17 2012-08-17 N N Y Obligor Hudson Cnty N/A N/A 7000000.00 7078736.19 0.0124 N 7078190.00 7078190.00 Livingston Township BAN 1.500000% 539141NQ0 Other Municipal Debt N Unrated Security N/A N/A 2012-02-02 2012-02-02 N N N 5000000.00 5014098.90 0.0088 N 5016400.00 5016400.00 Middlesex Cnty Improvement Auth Open Space Trust Fund Refunding RB Series 2011 1.250000% 596566UR8 Other Municipal Debt N Unrated Security N/A N/A 2012-09-15 2012-09-15 N N Y Obligor Middlesex Cnty N/A N/A 845000.00 850029.09 0.0015 N 849841.85 849841.85 Monroe Township BAN 2.000000% 611312HC6 Other Municipal Debt N Unrated Security N/A N/A 2012-02-07 2012-02-07 N N N 5640000.00 5662258.19 0.0099 N 5666000.40 5666000.40 New Jersey Economic Development Auth Motor Vehicle Surcharge RB Series 2004A 0.220000% 05248P3E3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Bank of America NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 5715000.00 5715000.00 0.0100 N 5715000.00 5715000.00 New Jersey Economic Development Auth Transportation System Bonds Series 2005B&2006A & School Facilities Construction Refunding Bonds Series 2005K 0.160000% 18886PQH1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y State Street Bank & Trust Company NA N/A N/A Y State Street Bank & Trust Company NA N/A N/A N 11395000.00 11395000.00 0.0199 N 11395000.00 11395000.00 New Jersey Economic Development Auth RB (Wyckoff Family YMCA) 2003 0.160000% 64577HNK3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 3440000.00 3440000.00 0.0060 N 3440000.00 3440000.00 New Jersey Economic Development Auth RB (Princeton Day School) Series 2005 0.140000% 64577HPN5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 10000000.00 10000000.00 0.0175 N 10000000.00 10000000.00 New Jersey Economic Development Auth Economic Development Bonds (Frisch School) Series 2006 0.440000% 64577HPX3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 17800000.00 17800000.00 0.0311 N 17800000.00 17800000.00 New Jersey Economic Development Auth Refunding RB (Crane's Mill) Series 2005B 0.170000% 6459165S2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 900000.00 900000.00 0.0016 N 900000.00 900000.00 New Jersey Economic Development Auth RB (Applewood Estates) Series 2005B 0.100000% 645918BX0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 8800000.00 8800000.00 0.0154 N 8800000.00 8800000.00 New Jersey Economic Development Auth RB (Presbyterian Homes Assisted Living) Series 2006A 0.130000% 645918EJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 10345000.00 10345000.00 0.0181 N 10345000.00 10345000.00 New Jersey Economic Development Auth RB (Princeton Montessori Society) Series 2006 0.360000% 645918KP7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 4905000.00 4905000.00 0.0086 N 4905000.00 4905000.00 New Jersey Economic Development Auth RB (Crane's Mill) Series 2008B 0.170000% 645918SN4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 2550000.00 2550000.00 0.0045 N 2550000.00 2550000.00 New Jersey Economic Development Auth RB (Cooper Health) Series 2008A 0.110000% 645918TV5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3800000.00 3800000.00 0.0066 N 3800000.00 3800000.00 New Jersey Educational Facilities Auth RB (Princeton Univ) Series 2007F 0.150000% 646065GZ9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Citibank NA N/A N/A N Y Obligor Princeton University NJ N/A N/A 6435000.00 6435000.00 0.0112 N 6435000.00 6435000.00 New Jersey Educational Facilities Auth Refunding RB (Seton Hall Univ) Series 2008D 0.120000% 646065WZ1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 1680000.00 1680000.00 0.0029 N 1680000.00 1680000.00 New Jersey Health Care Facilities Financing Auth RB (Hospital Capital Asset Financing Program) Series 1985A 0.130000% 645793BJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 10700000.00 10700000.00 0.0187 N 10700000.00 10700000.00 New Jersey Health Care Facilities Financing Auth RB (Recovery Management Systems) Series 2005 0.170000% 64579E5W2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 800000.00 800000.00 0.0014 N 800000.00 800000.00 New Jersey Health Care Facilities Financing Auth RB (Meridian Health System) Series 2003A 0.130000% 64579E7X8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 20500000.00 20500000.00 0.0358 N 20500000.00 20500000.00 New Jersey Health Care Facilities Financing Auth RB (Composite Program) Series 2003A2 0.250000% 64579E8J8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 2200000.00 2200000.00 0.0038 N 2200000.00 2200000.00 New Jersey Health Care Facilities Financing Auth RB (Composite Program) Series 2003A3 0.100000% 64579E8K5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 3000000.00 3000000.00 0.0052 N 3000000.00 3000000.00 New Jersey Health Care Facilities Financing Auth RB (Composite Program) Series 2006A1 0.110000% 64579FJN4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 8475000.00 8475000.00 0.0148 N 8475000.00 8475000.00 New Jersey Health Care Facilities Financing Auth RB (Composite Program) Series 2006A3 0.110000% 64579FJQ7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2480000.00 2480000.00 0.0043 N 2480000.00 2480000.00 New Jersey Health Care Facilities Financing Auth RB (Atlantic Health System Hospital Corp) Series 2008C 0.130000% 64579FWQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 7000000.00 7000000.00 0.0122 N 7000000.00 7000000.00 New Jersey Health Care Facilities Financing Auth Refunding RB (Underwood-Memorial Hospital) Series 2008 0.120000% 64579FWR0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3485000.00 3485000.00 0.0061 N 3485000.00 3485000.00 New Jersey Health Care Facilities Financing Auth RB (Somerset Medical Center) Series 2008 0.130000% 64579FXD0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 2600000.00 2600000.00 0.0045 N 2600000.00 2600000.00 New Jersey Health Care Facilities Financing Auth RB (Virtua Health) Series 2009D 0.110000% 64579FYL1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5500000.00 5500000.00 0.0096 N 5500000.00 5500000.00 New Jersey Health Care Facilities Financing Auth RB (Atlantic Health System Hospital Corp) Series 2011 0.170000% 94985NU90 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 12450000.00 12450000.00 0.0217 N 12450000.00 12450000.00 New Jersey Housing & Mortgage Finance Agency M/F RB Series 2008B 0.190000% 646108EG1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 8865000.00 8865000.00 0.0155 N 8865000.00 8865000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2006C 0.180000% 25154CRR7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 12360000.00 12360000.00 0.0216 N 12360000.00 12360000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2006C 0.180000% 25154LBY9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 2265000.00 2265000.00 0.0040 N 2265000.00 2265000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2006C 0.180000% 25154LCE2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 17175000.00 17175000.00 0.0300 N 17175000.00 17175000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2006C 0.180000% 25154LP40 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 11095000.00 11095000.00 0.0194 N 11095000.00 11095000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2005A 5.250000% 6461352X0 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New Jersey N/A N/A 500000.00 504934.61 0.0009 N 504665.00 504665.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2004B 5.250000% 6461353M3 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New Jersey N/A N/A 5785000.00 5840234.76 0.0102 N 5838974.05 5838974.05 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2006C 0.150000% 646136KY6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 12755000.00 12755000.00 0.0223 N 12755000.00 12755000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2006C 0.260000% 646136PF2 Other Municipal Debt N First Tier Security N/A N/A 2012-02-02 2012-02-02 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 14005000.00 14005000.00 0.0245 N 14005000.00 14005000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2009D 0.170000% 646136XA4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 8900000.00 8900000.00 0.0155 N 8900000.00 8900000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2007A 0.220000% 74703YBW9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Bank of America NA N/A N/A Y Assured Guaranty Municipal Corp N/A N/A N 7400000.00 7400000.00 0.0129 N 7400000.00 7400000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2005B&2006A 0.170000% 94985NK67 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 12000000.00 12000000.00 0.0210 N 12000000.00 12000000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2009A 0.360000% 94985NKF7 Other Municipal Debt N First Tier Security N/A N/A 2011-11-10 2011-11-10 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 13290000.00 13290000.00 0.0232 N 13290000.00 13290000.00 New Jersey Turnpike Auth Refunding RB Series 2005A 0.310000% 646139H81 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Citibank NA N/A N/A Y Assured Guaranty Municipal Corp N/A N/A N 6500000.00 6500000.00 0.0114 N 6500000.00 6500000.00 New Jersey Turnpike Auth RB Series 2003A 0.170000% 646139U60 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 12260000.00 12260000.00 0.0214 N 12260000.00 12260000.00 New Jersey Turnpike Auth RB Series 2003A 0.170000% 646139U94 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 2000000.00 2000000.00 0.0035 N 2000000.00 2000000.00 New Jersey Turnpike Auth RB Series 2009A 0.130000% 646139V36 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 4225000.00 4225000.00 0.0074 N 4225000.00 4225000.00 New Jersey Turnpike Auth RB Series 2009C 0.100000% 646139V44 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 3400000.00 3400000.00 0.0059 N 3400000.00 3400000.00 Newark Housing Auth Port Auth-Port Newark Marine Terminal Refunding Bonds (Newark Redevelopment) Series 2007 0.180000% 25154LTT1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 3370000.00 3370000.00 0.0059 N 3370000.00 3370000.00 Port Auth of New York & New Jersey Consolidated Bonds 140th Series 0.140000% 27884FBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 8610000.00 8610000.00 0.0150 N 8610000.00 8610000.00 Port Auth of New York & New Jersey Consolidated Bonds 156th Series 0.160000% 46633VNR6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 1400000.00 1400000.00 0.0024 N 1400000.00 1400000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.160000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Morgan Stanley Bank N/A N/A N N 14765000.00 14765000.00 0.0258 N 14765000.00 14765000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.170000% 73358TE72 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Citibank NA N/A N/A N N 16000000.00 16000000.00 0.0280 N 16000000.00 16000000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.160000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 1695000.00 1695000.00 0.0030 N 1695000.00 1695000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.170000% 73358TY39 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Citibank NA N/A N/A N N 1000000.00 1000000.00 0.0017 N 1000000.00 1000000.00 Port Auth of New York & New Jersey Consolidated Bonds 160th Series 0.160000% 73358WAX2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Citibank NA N/A N/A N N 625000.00 625000.00 0.0011 N 625000.00 625000.00 Port Auth of New York & New Jersey Consolidated Bonds 163rd Series 0.160000% 73358WEH3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Morgan Stanley Bank N/A N/A N N 5075000.00 5075000.00 0.0089 N 5075000.00 5075000.00 Port Auth of New York & New Jersey CP Series B 0.210000% 73359BAS8 Other Commercial Paper N First Tier Security N/A N/A 2011-10-14 2011-10-14 N N N 16110000.00 16110000.00 0.0281 N 16109355.60 16109355.60 Port Auth of New York & New Jersey CP Series B 0.230000% 73359BAT6 Other Commercial Paper N First Tier Security N/A N/A 2011-11-04 2011-11-04 N N N 2525000.00 2525000.00 0.0044 N 2525176.75 2525176.75 Port Auth of New York & New Jersey CP Series B 0.230000% 73359BAU3 Other Commercial Paper N First Tier Security N/A N/A 2011-12-07 2011-12-07 N N N 11910000.00 11910000.00 0.0208 N 11910714.60 11910714.60 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.160000% 76113PGF9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Citibank NA N/A N/A N N 8740000.00 8740000.00 0.0153 N 8740000.00 8740000.00 Puerto Rico Electric Power Auth Power Refunding RB Series UU 0.550000% 74526QVH2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Societe Generale N/A N/A Y Societe Generale N/A N/A N 17000000.00 17000000.00 0.0297 N 17000000.00 17000000.00 Puerto Rico Highway & Transportation Auth Transportation RB Series A 0.120000% 745190Y77 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 15375000.00 15375000.00 0.0269 N 15375000.00 15375000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.180000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y Deutsche Bank AG N/A N/A N N 4115000.00 4115000.00 0.0072 N 4115000.00 4115000.00 Rutgers State Univ GO Bonds Series 2009F 0.160000% 46632P2T9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-07 2011-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 2815000.00 2815000.00 0.0049 N 2815000.00 2815000.00 Rutgers State Univ GO Refunding Bonds Series 2002A 0.110000% 783186HH5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-03 2011-10-03 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N N 5205000.00 5205000.00 0.0091 N 5205000.00 5205000.00 Rutgers State Univ CP Series A&B 0.230000% 78318ECE0 Other Commercial Paper N First Tier Security N/A N/A 2011-10-06 2011-10-06 N N Y Standby Purchase Agreement Wells Fargo Bank NA N/A N/A 1850000.00 1850000.00 0.0032 N 1850000.00 1850000.00 Union Cnty Pollution Control Finance Auth Refunding RB (Exxon) Series 1989 0.040000% 906353AH0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-03 2011-10-03 Y Exxon Mobil Corporation N/A N/A N Y Obligor Exxon Mobil Corporation N/A N/A 8415000.00 8415000.00 0.0147 N 8415000.00 8415000.00 Union Cnty Pollution Control Finance Auth Refunding RB (Exxon) Series 1994 0.030000% 906353AJ6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-10-03 2011-10-03 Y Exxon Mobil Corporation N/A N/A N Y Obligor Exxon Mobil Corporation N/A N/A 200000.00 200000.00 0.0003 N 200000.00 200000.00