0001145549-11-009474.txt : 20111031
0001145549-11-009474.hdr.sgml : 20111031
20110908095829
ACCESSION NUMBER: 0001145549-11-009474
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110831
FILED AS OF DATE: 20110908
DATE AS OF CHANGE: 20110908
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 111079691
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York AMT Tax-Free Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2011-08-31
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
38
45
1954342165.14
18708752.18
91091.32
1972959826.00
0.0029
1.0008
2011-08-31
1.0008
2011-08-31
C000012394
1.00
1553371629.67
1.00
-20348572.85
448496224.15
468844797.00
0.0001
1.0007
2011-08-31
1.0007
2011-08-31
C000012395
25000.00
419588196.33
1.00
-19918898.41
3421019.38
23339917.79
0.0001
1.0008
2011-08-31
1.0008
2011-08-31
Amherst
BAN 2011 1.250000%
031303T42
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-19
2012-07-19
N
N
N
10290000.00
10365708.46
0.0053
N
10361412.60
10361412.60
Amherst IDA
Civic Facility RB (Daemen College) Series 2006B 0.260000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3760000.00
3760000.00
0.0019
N
3760000.00
3760000.00
East Rochester Housing Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.310000%
274722DX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
14160000.00
14160000.00
0.0072
N
14160000.00
14160000.00
Hempstead IDA
Civic Facility RB (Hebrew Academy of the Five Towns & Rockaway Civic Facility) Series 2006 0.450000%
424674CY3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
SOVEREIGN BANK
N/A
N/A
Y
Sovereign Bank
N/A
N/A
N
9370000.00
9370000.00
0.0047
N
9370000.00
9370000.00
Ithaca
BAN Series 2011A 1.250000%
465650RF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
N
10311625.00
10337856.65
0.0052
N
10340497.55
10340497.55
Lancaster IDA
Civic Facility RB (2000 GreenField Manor) 0.260000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
10035000.00
10035000.00
0.0051
N
10035000.00
10035000.00
Long Island Power Auth
Electric System Sub RB Series 2001-3A 0.200000%
542690SH6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Landesbank Baden-Wurttemberg (A&G)
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
Landesbank Baden-Wurttemberg (A&G)
N/A
N/A
N
18420000.00
18420000.00
0.0093
N
18420000.00
18420000.00
Long Island Power Auth
Electric System General RB Series 2004A 0.220000%
542690U83
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
22275000.00
22275000.00
0.0113
N
22275000.00
22275000.00
Madison Cnty IDA
Civic Facility RB (Colgate Univ) Series 2005A 0.210000%
46632PBD4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
11845000.00
11845000.00
0.0060
N
11845000.00
11845000.00
Maine-Endwell CSD
BAN 2011 1.250000%
560415DE8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-28
2012-06-28
N
N
N
9600000.00
9650212.72
0.0049
N
9652704.00
9652704.00
Metropolitan Transportation Auth
Transportation RB Series 2003A 0.220000%
269899BN9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
10195000.00
10195000.00
0.0052
N
10195000.00
10195000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2008A1 0.170000%
59259NH97
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
Y
Morgan Stanley Bank
N/A
N/A
N
21000000.00
21000000.00
0.0106
N
21000000.00
21000000.00
Metropolitan Transportation Auth
Transportation RB Series 2005B 0.210000%
59259R6Y5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
Metropolitan Transportation Auth
Transportation RB Series 2007A 0.220000%
59259RZ80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
31000000.00
31000000.00
0.0157
N
31000000.00
31000000.00
Metropolitan Transportation Auth
Transportation RB Series 2005D1 0.450000%
59259YAG4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
N
26300000.00
26300000.00
0.0133
N
26300000.00
26300000.00
Metropolitan Transportation Auth
Transportation RB Series 2010D 1.500000%
59259YDU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-15
2011-11-15
N
N
N
11850000.00
11869847.89
0.0060
N
11877492.00
11877492.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.160000%
59260MAX0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-09
2011-09-09
N
Y
Barclays Bank Plc
N/A
N/A
N
29500000.00
29500000.00
0.0150
N
29498230.00
29498230.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.150000%
59260MBJ0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
N
Y
Barclays Bank Plc
N/A
N/A
N
3500000.00
3500000.00
0.0018
N
3500000.00
3500000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.150000%
59260MBM3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
N
Y
Barclays Bank Plc
N/A
N/A
N
7200000.00
7200000.00
0.0036
N
7200000.00
7200000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.170000%
59260MBP6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-09
2011-09-09
N
Y
Barclays Bank Plc
N/A
N/A
N
18500000.00
18500000.00
0.0094
N
18498890.00
18498890.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2A 0.280000%
59260NBA7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-14
2011-09-14
N
Y
TD Bank NA
N/A
N/A
N
7250000.00
7250000.00
0.0037
N
7249565.00
7249565.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2A 0.150000%
59260NBK5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-09
2011-11-09
N
Y
TD Bank NA
N/A
N/A
N
11000000.00
11000000.00
0.0056
N
10999010.00
10999010.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2C 0.100000%
59260UCG7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
N
Y
Royal Bank of Canada
N/A
N/A
N
12000000.00
12000000.00
0.0061
N
11999280.00
11999280.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2C 0.140000%
59260UCJ1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
N
Y
Royal Bank of Canada
N/A
N/A
N
11500000.00
11500000.00
0.0058
N
11499425.00
11499425.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2C 0.140000%
59260UCK8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
N
Y
Royal Bank of Canada
N/A
N/A
N
5000000.00
5000000.00
0.0025
N
4999650.00
4999650.00
Monroe Cnty IDA
Civic Facility RB Series 2004 0.310000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
1750000.00
1750000.00
0.0009
N
1750000.00
1750000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008D1 0.230000%
631663MM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
N
N
61000000.00
61000000.00
0.0309
N
61000000.00
61000000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008E 0.220000%
631663MP3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
BNP Paribas
N/A
N/A
N
N
31800000.00
31800000.00
0.0161
N
31800000.00
31800000.00
Nassau Health Care Corp
Bonds Series 2009C2 0.150000%
63167NAW6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-10-07
2011-10-07
N
Y
Wells Fargo Bank NA
N/A
N/A
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
Nassau Health Care Corp
Bonds Series 2009B1 0.140000%
63167NAY2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
700000.00
700000.00
0.0004
N
700000.00
700000.00
New York City
GO Bonds Fiscal 2008 Series E 0.220000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
18695000.00
18695000.00
0.0095
N
18695000.00
18695000.00
New York City
GO Bonds Fiscal 2005 Series J 0.130000%
27884FWV8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
10985000.00
10985000.00
0.0056
N
10985000.00
10985000.00
New York City
GO Bonds Fiscal 2005 Series J 0.210000%
46632PJP9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7015000.00
7015000.00
0.0036
N
7015000.00
7015000.00
New York City
GO Bonds Fiscal 2005 Series G 0.210000%
46632PMQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7555000.00
7555000.00
0.0038
N
7555000.00
7555000.00
New York City
GO Bonds Fiscal 2004 Series J 0.210000%
46632PMS9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7670000.00
7670000.00
0.0039
N
7670000.00
7670000.00
New York City
GO Bonds Fiscal 2009 Series I1 0.210000%
46633VBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
14740000.00
14740000.00
0.0075
N
14740000.00
14740000.00
New York City
GO Bonds Fiscal 1995 Series B7 0.140000%
649659HP7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4600000.00
4600000.00
0.0023
N
4600000.00
4600000.00
New York City
GO Bonds Fiscal 1995 Series F6 0.160000%
649659HR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
50000.00
50000.00
0.0000
N
50000.00
50000.00
New York City
GO Bonds Fiscal 1994 Series A6 0.280000%
649660NX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
N
3300000.00
3300000.00
0.0017
N
3300000.00
3300000.00
New York City
GO Bonds Fiscal 2003 Series C 5.500000%
64966BE82
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
100000.00
104690.00
0.0001
N
104712.00
104712.00
New York City
GO Bonds Fiscal 2004 Series H2 0.130000%
64966CG62
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
5000000.00
5000000.00
0.0025
N
5000000.00
5000000.00
New York City
GO Bonds Fiscal 2004 Series F1 5.500000%
64966CZC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-12-15
2011-12-15
N
N
N
250000.00
253423.65
0.0001
N
253647.50
253647.50
New York City
GO Bonds Fiscal 2005 Series E 5.000000%
64966DRJ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-01
2011-11-01
N
N
N
200000.00
201378.39
0.0001
N
201468.00
201468.00
New York City
GO Bonds Fiscal 2005 Series H 5.000000%
64966DYA1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
250000.00
260589.18
0.0001
N
260655.00
260655.00
New York City
GO Bonds Fiscal 2007 Series C1 4.250000%
64966F7H1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
N
500000.00
505756.71
0.0003
N
506460.00
506460.00
New York City
GO Bonds Fiscal 2006 Series I6 0.120000%
64966FB29
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
California State Teachers Retirement Systems
N/A
N/A
Y
California State Teachers Retirement Systems
N/A
N/A
N
1640000.00
1640000.00
0.0008
N
1640000.00
1640000.00
New York City
GO Bonds Fiscal 2006 Series G 5.000000%
64966FSF2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
585000.00
609997.13
0.0003
N
609932.70
609932.70
New York City
GO Bonds Fiscal 2008 Series J10 0.200000%
64966G2L5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
12000000.00
12000000.00
0.0061
N
12000000.00
12000000.00
New York City
GO Bonds Fiscal 2008 Series L6 0.070000%
64966G4R0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
Wells Fargo Bank NA
N/A
N/A
N
N
6650000.00
6650000.00
0.0034
N
6650000.00
6650000.00
New York City
GO Bonds Fiscal 2008 Series A1 5.000000%
64966GLD2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
200000.00
208432.29
0.0001
N
208524.00
208524.00
New York City
GO Bonds Fiscal 2008 Series I1 4.750000%
64966GQ54
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-01
2012-02-01
N
N
N
250000.00
254210.58
0.0001
N
254567.50
254567.50
New York City
GO Bonds Fiscal 2008 Series I1 3.500000%
64966GQ62
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-01
2012-02-01
N
N
N
200000.00
202274.11
0.0001
N
202648.00
202648.00
New York City
GO Bonds Fiscal 2008 Series C1 5.000000%
64966GUC4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-10-01
2011-10-01
N
N
N
2340000.00
2348751.65
0.0012
N
2347815.60
2347815.60
New York City
GO Bonds Fiscal 2008 Series E 5.000000%
64966GYV8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
150000.00
156292.67
0.0001
N
156393.00
156393.00
New York City
GO Bonds Fiscal 2002 Series A8 2.000000%
64966H3R9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-01
2011-11-01
N
N
N
690000.00
691792.30
0.0004
N
691904.40
691904.40
New York City
GO Bonds Fiscal 2003 Series C3A 0.150000%
64966H7V6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of Nova Scotia
N/A
N/A
N
N
6765000.00
6765000.00
0.0034
N
6765000.00
6765000.00
New York City
GO Bonds Fiscal 2003 Series C4 0.190000%
64966H7Z7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
10500000.00
10500000.00
0.0053
N
10500000.00
10500000.00
New York City
GO Bonds Fiscal 2009 Series B1 3.000000%
64966HAD2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-09-01
2011-09-01
N
N
N
2115000.00
2115000.00
0.0011
N
2115000.00
2115000.00
New York City
GO Bonds Fiscal 2009 Series E1 3.500000%
64966HCS7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-10-15
2011-10-15
N
N
N
100000.00
100318.34
0.0001
N
100358.00
100358.00
New York City
GO Bonds Fiscal 2011 Series B 4.000000%
64966HD56
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
200000.00
206703.55
0.0001
N
206722.00
206722.00
New York City
GO Bonds Fiscal 2005 Series O 0.210000%
64966HDM9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
7000000.00
7000000.00
0.0035
N
7000000.00
7000000.00
New York City
GO Bonds Fiscal 2009 Series H1 0.220000%
64966HHF0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
8250000.00
8250000.00
0.0042
N
8250000.00
8250000.00
New York City
GO Bonds Fiscal 2009 Series I-1 2.500000%
64966HHL7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-04-01
2012-04-01
N
N
N
200000.00
202258.24
0.0001
N
202594.00
202594.00
New York City
GO Bonds Fiscal 2005 Series C3 0.210000%
64966HMG2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
12700000.00
12700000.00
0.0064
N
12700000.00
12700000.00
New York City
GO Bonds Fiscal 2005 Series M 5.000000%
64966HR69
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-04-01
2012-04-01
N
N
N
110000.00
112966.57
0.0001
N
112990.90
112990.90
New York City
GO Bonds Fiscal 2006 Series F4B 0.190000%
64966HW48
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2300000.00
2300000.00
0.0012
N
2300000.00
2300000.00
New York City Housing Development Corp
M/F Housing RB Series 2009C1 0.210000%
46632P8M8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0030
N
6000000.00
6000000.00
New York City Housing Development Corp
M/F Housing RB Series 2010B 0.230000%
64970M7W7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
35750000.00
35750000.00
0.0181
N
35750000.00
35750000.00
New York City Housing Development Corp
M/F Housing RB Series 2009E2A 0.410000%
64972BDD4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-09-15
2011-09-15
N
N
N
14435000.00
14435000.00
0.0073
N
14435433.05
14435433.05
New York City IDA
Civic Facility RB (Lycee Francais de New York) Series 2002B 0.190000%
64971CJ47
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
7090000.00
7090000.00
0.0036
N
7090000.00
7090000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.190000%
27884FEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
9935000.00
9935000.00
0.0050
N
9935000.00
9935000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.210000%
46632PNF6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4435000.00
4435000.00
0.0022
N
4435000.00
4435000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2003 Series D 5.000000%
64970KWS2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-15
2012-06-15
N
N
N
100000.00
103641.14
0.0001
N
103651.00
103651.00
New York City Municipal Water Finance Auth
CP Series 6 0.320000%
64971TWC7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-03
2011-10-03
N
N
N
26000000.00
26000000.00
0.0132
N
26002860.00
26002860.00
New York City Municipal Water Finance Auth
Extendible CP Notes Series 7 0.180000%
64971VMM1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-06
2012-04-27
N
N
N
18000000.00
18000000.00
0.0091
N
17999640.00
17999640.00
New York City Municipal Water Finance Auth
Extendible CP Notes Series 8 0.230000%
64972ADN4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-07
2012-03-06
N
N
N
18385000.00
18385000.00
0.0093
N
18384264.60
18384264.60
New York City Municipal Water Finance Auth
Extendible CP Notes Series 8 0.160000%
64972ADS3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-06
2012-04-28
N
N
N
21000000.00
21000000.00
0.0106
N
20999370.00
20999370.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2010 Series HH 0.210000%
64972F4M5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series FF2 0.210000%
64972FB21
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
29000000.00
29000000.00
0.0147
N
29000000.00
29000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.210000%
64972FBS4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
20925000.00
20925000.00
0.0106
N
20925000.00
20925000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.220000%
64972FCV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
5800000.00
5800000.00
0.0029
N
5800000.00
5800000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2003 Series E 0.210000%
64972FSK3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.210000%
64972FUV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
5420000.00
5420000.00
0.0027
N
5420000.00
5420000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series DD 0.210000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
5205000.00
5205000.00
0.0026
N
5205000.00
5205000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.270000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
N
N
12750000.00
12750000.00
0.0065
N
12750000.00
12750000.00
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2010 Series A1 0.210000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0056
N
11000000.00
11000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.210000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 5.000000%
64971K3L8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-01
2011-11-01
N
N
N
1200000.00
1209036.69
0.0006
N
1208880.00
1208880.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Bonds Fiscal 2003 Series B 5.250000%
64971KAW6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-01
2012-02-01
N
N
N
125000.00
127445.93
0.0001
N
127555.00
127555.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3H 0.060000%
64971KGH3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
Royal Bank of Canada
N/A
N/A
N
N
8340000.00
8340000.00
0.0042
N
8340000.00
8340000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Refunding Bonds Fiscal 2004 Series D2 5.000000%
64971KYT7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-01
2011-11-01
N
N
N
600000.00
604558.36
0.0003
N
604434.00
604434.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.220000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
6000000.00
6000000.00
0.0030
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000%
64971MZX3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-01
2011-11-01
N
N
N
1000000.00
1007495.45
0.0005
N
1007390.00
1007390.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007A1 5.000000%
64971QES8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
880000.00
917256.35
0.0005
N
917998.40
917998.40
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S2 0.220000%
64972HFU1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
14590000.00
14590000.00
0.0074
N
14590000.00
14590000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.200000%
94985NG88
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
2800000.00
2800000.00
0.0014
N
2800000.00
2800000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 0.400000%
94985NHA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-02-23
2012-02-23
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
16435000.00
16435000.00
0.0083
N
16435000.00
16435000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S5 0.350000%
94985NKM2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-11-17
2011-11-17
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
18080000.00
18080000.00
0.0092
N
18080000.00
18080000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2004A 0.220000%
46632P7T4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
American Museum of Natural History
N/A
N/A
3745000.00
3745000.00
0.0019
N
3745000.00
3745000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2008A1 0.130000%
649717NR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
American Museum of Natural History
N/A
N/A
3910000.00
3910000.00
0.0020
N
3910000.00
3910000.00
New York Liberty Development Corp
Liberty RB (World Trade Center) Series 2009A2 0.350000%
649519BF1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-02-01
2012-02-01
N
Y
Escrowed Government Securities
N/A
N/A
N
30150000.00
30150000.00
0.0153
N
30150000.00
30150000.00
New York State
GO Bonds Series 2009A 4.000000%
6497877A0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
N
100000.00
101382.56
0.0001
N
101690.00
101690.00
New York State
GO Refunding Bonds Series 2009C 3.000000%
649791AD2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-01
2012-02-01
N
N
N
100000.00
100788.78
0.0001
N
101135.00
101135.00
New York State
GO Bonds Series 2011A 0.200000%
94985NN72
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 0.210000%
46632PND1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5130000.00
5130000.00
0.0026
N
5130000.00
5130000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.210000%
46633VJU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
3195000.00
3195000.00
0.0016
N
3195000.00
3195000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 0.210000%
46633VR76
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 0.210000%
46633VSG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
6800000.00
6800000.00
0.0034
N
6800000.00
6800000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 0.210000%
46633VZD4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York State Dormitory Auth
CP Notes (Cornell Univ) 0.260000%
64983LQC7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
N
N
Y
Obligor
Cornell University
N/A
N/A
6500000.00
6500000.00
0.0033
N
6500000.00
6500000.00
New York State Dormitory Auth
CP Notes (Cornell Univ) 0.210000%
64983LQF0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-01
2011-11-01
N
N
Y
Obligor
Cornell University
N/A
N/A
15000000.00
15000000.00
0.0076
N
14998950.00
14998950.00
New York State Dormitory Auth
CP Notes (Cornell Univ) 0.150000%
64983LQG8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-19
2011-09-19
N
N
Y
Obligor
Cornell University
N/A
N/A
6155000.00
6155000.00
0.0031
N
6154876.90
6154876.90
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 5.000000%
64983M6J2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State
N/A
N/A
825000.00
841892.83
0.0004
N
842176.50
842176.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008A 4.000000%
64983MF94
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
203029.76
0.0001
N
203282.00
203282.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006D 0.210000%
64983PKL4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
22500000.00
22500000.00
0.0114
N
22500000.00
22500000.00
New York State Dormitory Auth
Hospital RB (NY & Presbyterian Hospital) Series 2007 0.220000%
64983PSV4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
9900000.00
9900000.00
0.0050
N
9900000.00
9900000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.220000%
64983PYK1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
7085000.00
7085000.00
0.0036
N
7085000.00
7085000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.210000%
64983PZC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
9900000.00
9900000.00
0.0050
N
9900000.00
9900000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2011C 0.210000%
64983PZG9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0025
N
5000000.00
5000000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005D1 5.000000%
64983REC7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State
N/A
N/A
505000.00
515667.03
0.0003
N
514852.55
514852.55
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005C1 5.000000%
64983SFL4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101769.17
0.0001
N
101901.00
101901.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004D 0.170000%
64983TZS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
2725000.00
2725000.00
0.0014
N
2725000.00
2725000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 1996B 6.000000%
64983WK21
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State
N/A
N/A
175000.00
179504.40
0.0001
N
179137.00
179137.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2003A 5.500000%
649901B53
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-15
2012-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
205169.76
0.0001
N
205538.00
205538.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2003A 5.000000%
649901X34
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-12-15
2011-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
202460.98
0.0001
N
202648.00
202648.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 3.625000%
649902GH0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-12-15
2011-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
252021.58
0.0001
N
252317.50
252317.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 5.000000%
649902VQ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
375000.00
382981.68
0.0002
N
382923.75
382923.75
New York State Dormitory Auth
State Personal Income Tax Refunding RB Series 2009B 3.000000%
649902WN9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-15
2012-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
151427.85
0.0001
N
151846.50
151846.50
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 0.270000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Merrill Lynch Capital Services
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0050
N
9865000.00
9865000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 0.270000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0025
N
5000000.00
5000000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.400000%
94985NTL5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-09-29
2011-09-29
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
12575000.00
12575000.00
0.0064
N
12575000.00
12575000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2002B 0.210000%
269899BL3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
18300000.00
18300000.00
0.0093
N
18300000.00
18300000.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2010C 0.210000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0033
N
6600000.00
6600000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2002B 0.210000%
64986AF63
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
9200000.00
9200000.00
0.0047
N
9200000.00
9200000.00
New York State HFA
Housing RB (600 W 42nd St) Series 2009A 0.180000%
64986M4G7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
100700000.00
100700000.00
0.0510
N
100700000.00
100700000.00
New York State HFA
Housing RB (North End Ave) Series 2004A 0.170000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0012
N
2300000.00
2300000.00
New York State HFA
Housing RB (College Arms Apts) Series 2008A 0.140000%
64986MX83
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
6995000.00
6995000.00
0.0035
N
6995000.00
6995000.00
New York State HFA
Housing RB (88 Leonard St) Series 2005A 0.400000%
64986MZB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
N
10600000.00
10600000.00
0.0054
N
10600000.00
10600000.00
New York State HFA
Housing RB (Gotham West) Series 2011A1 0.120000%
64986UFJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
33000000.00
33000000.00
0.0167
N
33000000.00
33000000.00
New York State HFA
Housing RB (Gotham West) Series 2011A2 0.120000%
64986UFK8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
14260000.00
14260000.00
0.0072
N
14260000.00
14260000.00
New York State Mortgage Agency
Mortgage RB 47th Series 0.550000%
64988RDX7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-04-01
2012-04-01
N
N
N
640000.00
640629.17
0.0003
N
640979.20
640979.20
New York State Power Auth
CP Series 2 0.180000%
64985GWU9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-15
2011-09-15
N
N
N
8300000.00
8300000.00
0.0042
N
8299004.00
8299004.00
New York State Power Auth
CP Series 2 0.110000%
64985GWW5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-03
2011-10-03
N
N
N
9080000.00
9080000.00
0.0046
N
9079273.60
9079273.60
New York State Power Auth
RB Series 2002A 5.000000%
64989KDY9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-15
2011-11-15
N
N
N
2500000.00
2522761.65
0.0013
N
2522675.00
2522675.00
New York State Power Auth
CP Series 1 0.130000%
64989QTJ2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
N
N
N
7000000.00
7000000.00
0.0035
N
6999580.00
6999580.00
New York State Power Auth
CP Series 1 0.140000%
64989QTZ6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
N
N
N
30000000.00
30000000.00
0.0152
N
29998200.00
29998200.00
New York State Power Auth
CP Series 1 0.160000%
64989VQS4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-02
2012-04-29
N
N
N
10212000.00
10212000.00
0.0052
N
10211897.88
10211897.88
New York State Thruway Auth
General RB Series G 0.300000%
05248PW92
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
Y
Assured Guaranty Municipal Corp
N/A
N/A
N
3950000.00
3950000.00
0.0020
N
3950000.00
3950000.00
New York State Thruway Auth
General RB Series H 0.190000%
27884FYT1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
17535000.00
17535000.00
0.0089
N
17535000.00
17535000.00
New York State Thruway Auth
State Personal Income Tax RB Series 2009A 4.000000%
650028QU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-03-15
2012-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101648.86
0.0001
N
102009.00
102009.00
New York State Thruway Auth
State Personal Income Tax RB Series 2010A 5.000000%
650028SB0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-03-15
2012-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1500000.00
1535428.33
0.0008
N
1538085.00
1538085.00
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2008 4.000000%
88880TLN4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-01
2012-06-01
N
N
Y
Obligor
New York State
N/A
N/A
1000000.00
1026248.27
0.0005
N
1026880.00
1026880.00
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2008B 5.000000%
88880TLS3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-01
2012-06-01
N
N
Y
Obligor
New York State
N/A
N/A
2140000.00
2210636.35
0.0011
N
2213252.20
2213252.20
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2003A1C 0.230000%
88880TLW4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JP Morgan Chase & Co
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
4795000.00
4795000.00
0.0024
N
4795000.00
4795000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.210000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2005A 5.000000%
6500344E8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
Y
Obligor
New York State
N/A
N/A
630000.00
639248.92
0.0003
N
639569.70
639569.70
New York State Urban Development Corp
State Personal Income Tax RB Series 2008A1 4.000000%
650035GZ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-12-15
2011-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
151331.38
0.0001
N
151587.00
151587.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2008A1 5.000000%
650035HA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-12-15
2011-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
253074.03
0.0001
N
253332.50
253332.50
New York State Urban Development Corp
State Personal Income Tax RB Series 2005B 0.210000%
650035KL1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9195000.00
9195000.00
0.0047
N
9195000.00
9195000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008D 5.000000%
650035NR5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
Y
Obligor
New York State
N/A
N/A
3200000.00
3245886.11
0.0016
N
3248608.00
3248608.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 3.000000%
650035PN2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-12-15
2011-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
151076.09
0.0001
N
151174.50
151174.50
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.210000%
650035RQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2540000.00
2540000.00
0.0013
N
2540000.00
2540000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009C 5.000000%
650035RZ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-12-15
2011-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
225000.00
227639.81
0.0001
N
227999.25
227999.25
New York State Urban Development Corp
Service Contract Refunding RB Series 2010A1 3.000000%
650035TF5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
Y
Obligor
New York State
N/A
N/A
2075000.00
2091656.96
0.0011
N
2093280.75
2093280.75
New York State Urban Development Corp
Service Contract Refunding RB Series 2010A2 4.000000%
650035UE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101108.32
0.0001
N
101200.00
101200.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2010B 5.000000%
650035UN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
Y
Obligor
New York State
N/A
N/A
14000000.00
14210673.69
0.0072
N
14216300.00
14216300.00
Newburg SD
BAN Series 2010D 1.500000%
650859UV1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-12-16
2011-12-16
N
N
N
23000000.00
23059046.36
0.0117
N
23078200.00
23078200.00
Oceanside UFSD
TAN 2011-2012 1.250000%
675498HP7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-14
2012-06-14
N
N
N
20000000.00
20146852.42
0.0102
N
20152000.00
20152000.00
Plainedge UFSD
TAN 2011 1.250000%
726180FU1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-28
2012-06-28
N
N
N
13000000.00
13085120.45
0.0066
N
13082290.00
13082290.00
Plattsburgh City SD
GO BAN 2011 1.500000%
728058ER5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-29
2012-06-29
N
N
N
7064388.00
7121180.55
0.0036
N
7121397.61
7121397.61
Port Auth of New York & New Jersey
Consolidated Bonds 166th Series 0.190000%
06740GNL6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Barclays Bank Plc
N/A
N/A
N
N
2150000.00
2150000.00
0.0011
N
2150000.00
2150000.00
Port Auth of New York & New Jersey
Consolidated Bonds 140th Series 0.190000%
27884FBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
5215000.00
5215000.00
0.0026
N
5215000.00
5215000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.210000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
15235000.00
15235000.00
0.0077
N
15235000.00
15235000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.220000%
73358TE72
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
36350000.00
36350000.00
0.0184
N
36350000.00
36350000.00
Port Auth of New York & New Jersey
Consolidated Bonds 144th Series 0.210000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
915000.00
915000.00
0.0005
N
915000.00
915000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.220000%
73358TX89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
5540000.00
5540000.00
0.0028
N
5540000.00
5540000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.220000%
73358TY39
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
2690000.00
2690000.00
0.0014
N
2690000.00
2690000.00
Port Auth of New York & New Jersey
Consolidated Bonds 160th Series 0.210000%
73358WAX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
1875000.00
1875000.00
0.0010
N
1875000.00
1875000.00
Port Auth of New York & New Jersey
CP Series B 0.340000%
73359BAP4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-12
2011-09-12
N
N
N
8100000.00
8100000.00
0.0041
N
8099757.00
8099757.00
Port Auth of New York & New Jersey
CP Series B 0.210000%
73359BAS8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-14
2011-10-14
N
N
N
1920000.00
1920000.00
0.0010
N
1920134.40
1920134.40
Port Auth of New York & New Jersey
CP Series B 0.230000%
73359BAT6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-04
2011-11-04
N
N
N
20615000.00
20615000.00
0.0104
N
20616030.75
20616030.75
Port Auth of New York & New Jersey
CP Series B 0.230000%
73359BAU3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-12-07
2011-12-07
N
N
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
Puerto Rico
Public Improvement Refunding Bonds Series 2003C5-2 0.150000%
74514LYU5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
16000000.00
16000000.00
0.0081
N
16000000.00
16000000.00
Puerto Rico Highway & Transportation Auth
Transportation RB Series A 0.130000%
745190Y77
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of Nova Scotia
N/A
N/A
Y
Bank of Nova Scotia
N/A
N/A
N
1950000.00
1950000.00
0.0010
N
1950000.00
1950000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.240000%
25154LGB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
N
N
14365000.00
14365000.00
0.0073
N
14365000.00
14365000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.750000%
74529JCA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Societe Generale
N/A
N/A
N
N
90000000.00
90000000.00
0.0456
N
90000000.00
90000000.00
Putnam Cnty
GO TAN 2010 1.250000%
746639SB0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-10-27
2011-10-27
N
N
N
17000000.00
17021600.94
0.0086
N
17027200.00
17027200.00
Rensselaer Cnty
GO BAN 2011 1.500000%
759897UB5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-17
2012-08-17
N
N
N
10763000.00
10857393.57
0.0055
N
10855561.80
10855561.80
Rochester
BAN Series 2011-II 1.000000%
771694GD2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-08-16
2012-08-16
N
N
N
4390000.00
4412963.08
0.0022
N
4412169.50
4412169.50
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.220000%
794665BU2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2415000.00
2415000.00
0.0012
N
2415000.00
2415000.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.220000%
794665DL0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6400000.00
6400000.00
0.0032
N
6400000.00
6400000.00
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.260000%
806419AE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
6645000.00
6645000.00
0.0034
N
6645000.00
6645000.00
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.260000%
806419AF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
4070000.00
4070000.00
0.0021
N
4070000.00
4070000.00
Seaford UFSD
BAN 2011 2.000000%
811794GB6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-13
2012-07-13
N
N
N
4000000.00
4049074.97
0.0021
N
4050320.00
4050320.00
Tarrytowns UFSD
GO BAN 2011 1.500000%
876487JG5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-17
2012-02-17
N
N
N
10600000.00
10643877.03
0.0054
N
10657452.00
10657452.00
Triborough Bridge & Tunnel Auth
Sub Refunding RB Series 2002E 0.250000%
05248PYA7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
N
N
9500000.00
9500000.00
0.0048
N
9500000.00
9500000.00
Triborough Bridge & Tunnel Auth
Sub Refunding RB Series 2002E 0.250000%
05248PYG4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
N
N
24925000.00
24925000.00
0.0126
N
24925000.00
24925000.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2008C 0.270000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
N
N
1100000.00
1100000.00
0.0006
N
1100000.00
1100000.00
Triborough Bridge & Tunnel Auth
Refunding RB Series 2002B 5.000000%
8960297Z2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-15
2011-11-15
N
N
N
500000.00
504503.64
0.0003
N
504665.00
504665.00
Triborough Bridge & Tunnel Auth
Sub Refunding RB Series 2002E 0.180000%
89602NDG6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
13760000.00
13760000.00
0.0070
N
13760000.00
13760000.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2008A 5.000000%
89602NMA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-15
2011-11-15
N
N
N
115000.00
116054.48
0.0001
N
116038.45
116038.45
Triborough Bridge & Tunnel Auth
Sub Refunding RB Series 2002E 0.210000%
89602NNN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
10660000.00
10660000.00
0.0054
N
10660000.00
10660000.00
Triborough Bridge & Tunnel Auth
General Purpose RB Series 2001A 0.810000%
89602NNR1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Societe Generale
N/A
N/A
Y
Societe Generale
N/A
N/A
N
7660000.00
7660000.00
0.0039
N
7660000.00
7660000.00
Triborough Bridge & Tunnel Auth
Sub RB Series 2008D 4.000000%
89602NPZ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-15
2011-11-15
N
N
N
150000.00
150934.53
0.0001
N
151077.00
151077.00
Triborough Bridge & Tunnel Auth
General Purpose RB Series 2001A 0.210000%
89602NSM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
7400000.00
7400000.00
0.0038
N
7400000.00
7400000.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2009A2 2.500000%
89602NTH7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-15
2011-11-15
N
N
N
300000.00
301245.70
0.0002
N
301332.00
301332.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges and Tunnels) Series 2009A2 0.220000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
6500000.00
6500000.00
0.0033
N
6500000.00
6500000.00
Ulster Cnty
BAN 2010 1.250000%
903766XS7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-18
2011-11-18
N
N
N
7265000.00
7277202.81
0.0037
N
7280474.45
7280474.45
Vestal
BAN 2011 1.500000%
925428QY3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-18
2012-05-18
N
N
N
10316000.00
10373453.92
0.0053
N
10387696.20
10387696.20
Westchester Cnty IDA
Civic Facility RB (Catharine Field Home) Series 2001 0.400000%
957368DV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
SOVEREIGN BANK
N/A
N/A
Y
Sovereign Bank
N/A
N/A
N
7055000.00
7055000.00
0.0036
N
7055000.00
7055000.00
Westchester Cnty IDA
Mortgage RB (Kendal on Hudson) Series 2007 0.450000%
957370AP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
SOVEREIGN BANK
N/A
N/A
Y
Sovereign Bank
N/A
N/A
N
24210000.00
24210000.00
0.0123
N
24210000.00
24210000.00
Westhill CSD
GO BAN 2011 1.250000%
960361HN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-27
2012-07-27
N
N
N
21500000.00
21644621.37
0.0110
N
21639320.00
21639320.00