0001145549-11-009474.txt : 20111031 0001145549-11-009474.hdr.sgml : 20111031 20110908095829 ACCESSION NUMBER: 0001145549-11-009474 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110831 FILED AS OF DATE: 20110908 DATE AS OF CHANGE: 20110908 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 111079691 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York AMT Tax-Free Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2011-08-31 0000857156 S000004513 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 38 45 1954342165.14 18708752.18 91091.32 1972959826.00 0.0029 1.0008 2011-08-31 1.0008 2011-08-31 C000012394 1.00 1553371629.67 1.00 -20348572.85 448496224.15 468844797.00 0.0001 1.0007 2011-08-31 1.0007 2011-08-31 C000012395 25000.00 419588196.33 1.00 -19918898.41 3421019.38 23339917.79 0.0001 1.0008 2011-08-31 1.0008 2011-08-31 Amherst BAN 2011 1.250000% 031303T42 Other Municipal Debt N Unrated Security N/A N/A 2012-07-19 2012-07-19 N N N 10290000.00 10365708.46 0.0053 N 10361412.60 10361412.60 Amherst IDA Civic Facility RB (Daemen College) Series 2006B 0.260000% 031362EJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3760000.00 3760000.00 0.0019 N 3760000.00 3760000.00 East Rochester Housing Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.310000% 274722DX2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 14160000.00 14160000.00 0.0072 N 14160000.00 14160000.00 Hempstead IDA Civic Facility RB (Hebrew Academy of the Five Towns & Rockaway Civic Facility) Series 2006 0.450000% 424674CY3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 9370000.00 9370000.00 0.0047 N 9370000.00 9370000.00 Ithaca BAN Series 2011A 1.250000% 465650RF8 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N N 10311625.00 10337856.65 0.0052 N 10340497.55 10340497.55 Lancaster IDA Civic Facility RB (2000 GreenField Manor) 0.260000% 514502AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 10035000.00 10035000.00 0.0051 N 10035000.00 10035000.00 Long Island Power Auth Electric System Sub RB Series 2001-3A 0.200000% 542690SH6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A Landesbank Baden-Wurttemberg (A&G) N/A N/A Y JPMorgan Chase Bank NA N/A N/A Landesbank Baden-Wurttemberg (A&G) N/A N/A N 18420000.00 18420000.00 0.0093 N 18420000.00 18420000.00 Long Island Power Auth Electric System General RB Series 2004A 0.220000% 542690U83 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 22275000.00 22275000.00 0.0113 N 22275000.00 22275000.00 Madison Cnty IDA Civic Facility RB (Colgate Univ) Series 2005A 0.210000% 46632PBD4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 11845000.00 11845000.00 0.0060 N 11845000.00 11845000.00 Maine-Endwell CSD BAN 2011 1.250000% 560415DE8 Other Municipal Debt N Unrated Security N/A N/A 2012-06-28 2012-06-28 N N N 9600000.00 9650212.72 0.0049 N 9652704.00 9652704.00 Metropolitan Transportation Auth Transportation RB Series 2003A 0.220000% 269899BN9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 10195000.00 10195000.00 0.0052 N 10195000.00 10195000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2008A1 0.170000% 59259NH97 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A Y Morgan Stanley Bank N/A N/A N 21000000.00 21000000.00 0.0106 N 21000000.00 21000000.00 Metropolitan Transportation Auth Transportation RB Series 2005B 0.210000% 59259R6Y5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 4995000.00 4995000.00 0.0025 N 4995000.00 4995000.00 Metropolitan Transportation Auth Transportation RB Series 2007A 0.220000% 59259RZ80 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 31000000.00 31000000.00 0.0157 N 31000000.00 31000000.00 Metropolitan Transportation Auth Transportation RB Series 2005D1 0.450000% 59259YAG4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 26300000.00 26300000.00 0.0133 N 26300000.00 26300000.00 Metropolitan Transportation Auth Transportation RB Series 2010D 1.500000% 59259YDU0 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 11850000.00 11869847.89 0.0060 N 11877492.00 11877492.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.160000% 59260MAX0 Other Commercial Paper N First Tier Security N/A N/A 2011-09-09 2011-09-09 N Y Barclays Bank Plc N/A N/A N 29500000.00 29500000.00 0.0150 N 29498230.00 29498230.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.150000% 59260MBJ0 Other Commercial Paper N First Tier Security N/A N/A 2011-09-01 2011-09-01 N Y Barclays Bank Plc N/A N/A N 3500000.00 3500000.00 0.0018 N 3500000.00 3500000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.150000% 59260MBM3 Other Commercial Paper N First Tier Security N/A N/A 2011-09-01 2011-09-01 N Y Barclays Bank Plc N/A N/A N 7200000.00 7200000.00 0.0036 N 7200000.00 7200000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.170000% 59260MBP6 Other Commercial Paper N First Tier Security N/A N/A 2011-09-09 2011-09-09 N Y Barclays Bank Plc N/A N/A N 18500000.00 18500000.00 0.0094 N 18498890.00 18498890.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2A 0.280000% 59260NBA7 Other Commercial Paper N First Tier Security N/A N/A 2011-09-14 2011-09-14 N Y TD Bank NA N/A N/A N 7250000.00 7250000.00 0.0037 N 7249565.00 7249565.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2A 0.150000% 59260NBK5 Other Commercial Paper N First Tier Security N/A N/A 2011-11-09 2011-11-09 N Y TD Bank NA N/A N/A N 11000000.00 11000000.00 0.0056 N 10999010.00 10999010.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.100000% 59260UCG7 Other Commercial Paper N First Tier Security N/A N/A 2011-09-07 2011-09-07 N Y Royal Bank of Canada N/A N/A N 12000000.00 12000000.00 0.0061 N 11999280.00 11999280.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.140000% 59260UCJ1 Other Commercial Paper N First Tier Security N/A N/A 2011-09-07 2011-09-07 N Y Royal Bank of Canada N/A N/A N 11500000.00 11500000.00 0.0058 N 11499425.00 11499425.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.140000% 59260UCK8 Other Commercial Paper N First Tier Security N/A N/A 2011-09-07 2011-09-07 N Y Royal Bank of Canada N/A N/A N 5000000.00 5000000.00 0.0025 N 4999650.00 4999650.00 Monroe Cnty IDA Civic Facility RB Series 2004 0.310000% 610752CU9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 1750000.00 1750000.00 0.0009 N 1750000.00 1750000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008D1 0.230000% 631663MM0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A N N 61000000.00 61000000.00 0.0309 N 61000000.00 61000000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008E 0.220000% 631663MP3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y BNP Paribas N/A N/A N N 31800000.00 31800000.00 0.0161 N 31800000.00 31800000.00 Nassau Health Care Corp Bonds Series 2009C2 0.150000% 63167NAW6 Other Municipal Debt N First Tier Security N/A N/A 2011-10-07 2011-10-07 N Y Wells Fargo Bank NA N/A N/A N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 Nassau Health Care Corp Bonds Series 2009B1 0.140000% 63167NAY2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 700000.00 700000.00 0.0004 N 700000.00 700000.00 New York City GO Bonds Fiscal 2008 Series E 0.220000% 18886PM51 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y State Street Bank & Trust Company NA N/A N/A N N 18695000.00 18695000.00 0.0095 N 18695000.00 18695000.00 New York City GO Bonds Fiscal 2005 Series J 0.130000% 27884FWV8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 10985000.00 10985000.00 0.0056 N 10985000.00 10985000.00 New York City GO Bonds Fiscal 2005 Series J 0.210000% 46632PJP9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 7015000.00 7015000.00 0.0036 N 7015000.00 7015000.00 New York City GO Bonds Fiscal 2005 Series G 0.210000% 46632PMQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 7555000.00 7555000.00 0.0038 N 7555000.00 7555000.00 New York City GO Bonds Fiscal 2004 Series J 0.210000% 46632PMS9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 7670000.00 7670000.00 0.0039 N 7670000.00 7670000.00 New York City GO Bonds Fiscal 2009 Series I1 0.210000% 46633VBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 14740000.00 14740000.00 0.0075 N 14740000.00 14740000.00 New York City GO Bonds Fiscal 1995 Series B7 0.140000% 649659HP7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y JPMorgan Chase Bank NA N/A N/A N N 4600000.00 4600000.00 0.0023 N 4600000.00 4600000.00 New York City GO Bonds Fiscal 1995 Series F6 0.160000% 649659HR3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 50000.00 50000.00 0.0000 N 50000.00 50000.00 New York City GO Bonds Fiscal 1994 Series A6 0.280000% 649660NX1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 3300000.00 3300000.00 0.0017 N 3300000.00 3300000.00 New York City GO Bonds Fiscal 2003 Series C 5.500000% 64966BE82 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 100000.00 104690.00 0.0001 N 104712.00 104712.00 New York City GO Bonds Fiscal 2004 Series H2 0.130000% 64966CG62 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 5000000.00 5000000.00 0.0025 N 5000000.00 5000000.00 New York City GO Bonds Fiscal 2004 Series F1 5.500000% 64966CZC8 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N N 250000.00 253423.65 0.0001 N 253647.50 253647.50 New York City GO Bonds Fiscal 2005 Series E 5.000000% 64966DRJ0 Other Municipal Debt N Unrated Security N/A N/A 2011-11-01 2011-11-01 N N N 200000.00 201378.39 0.0001 N 201468.00 201468.00 New York City GO Bonds Fiscal 2005 Series H 5.000000% 64966DYA1 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 250000.00 260589.18 0.0001 N 260655.00 260655.00 New York City GO Bonds Fiscal 2007 Series C1 4.250000% 64966F7H1 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N N 500000.00 505756.71 0.0003 N 506460.00 506460.00 New York City GO Bonds Fiscal 2006 Series I6 0.120000% 64966FB29 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y California State Teachers Retirement Systems N/A N/A Y California State Teachers Retirement Systems N/A N/A N 1640000.00 1640000.00 0.0008 N 1640000.00 1640000.00 New York City GO Bonds Fiscal 2006 Series G 5.000000% 64966FSF2 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 585000.00 609997.13 0.0003 N 609932.70 609932.70 New York City GO Bonds Fiscal 2008 Series J10 0.200000% 64966G2L5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 12000000.00 12000000.00 0.0061 N 12000000.00 12000000.00 New York City GO Bonds Fiscal 2008 Series L6 0.070000% 64966G4R0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y Wells Fargo Bank NA N/A N/A N N 6650000.00 6650000.00 0.0034 N 6650000.00 6650000.00 New York City GO Bonds Fiscal 2008 Series A1 5.000000% 64966GLD2 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 200000.00 208432.29 0.0001 N 208524.00 208524.00 New York City GO Bonds Fiscal 2008 Series I1 4.750000% 64966GQ54 Other Municipal Debt N Unrated Security N/A N/A 2012-02-01 2012-02-01 N N N 250000.00 254210.58 0.0001 N 254567.50 254567.50 New York City GO Bonds Fiscal 2008 Series I1 3.500000% 64966GQ62 Other Municipal Debt N Unrated Security N/A N/A 2012-02-01 2012-02-01 N N N 200000.00 202274.11 0.0001 N 202648.00 202648.00 New York City GO Bonds Fiscal 2008 Series C1 5.000000% 64966GUC4 Other Municipal Debt N Unrated Security N/A N/A 2011-10-01 2011-10-01 N N N 2340000.00 2348751.65 0.0012 N 2347815.60 2347815.60 New York City GO Bonds Fiscal 2008 Series E 5.000000% 64966GYV8 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 150000.00 156292.67 0.0001 N 156393.00 156393.00 New York City GO Bonds Fiscal 2002 Series A8 2.000000% 64966H3R9 Other Municipal Debt N Unrated Security N/A N/A 2011-11-01 2011-11-01 N N N 690000.00 691792.30 0.0004 N 691904.40 691904.40 New York City GO Bonds Fiscal 2003 Series C3A 0.150000% 64966H7V6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of Nova Scotia N/A N/A N N 6765000.00 6765000.00 0.0034 N 6765000.00 6765000.00 New York City GO Bonds Fiscal 2003 Series C4 0.190000% 64966H7Z7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 10500000.00 10500000.00 0.0053 N 10500000.00 10500000.00 New York City GO Bonds Fiscal 2009 Series B1 3.000000% 64966HAD2 Other Municipal Debt N Unrated Security N/A N/A 2011-09-01 2011-09-01 N N N 2115000.00 2115000.00 0.0011 N 2115000.00 2115000.00 New York City GO Bonds Fiscal 2009 Series E1 3.500000% 64966HCS7 Other Municipal Debt N Unrated Security N/A N/A 2011-10-15 2011-10-15 N N N 100000.00 100318.34 0.0001 N 100358.00 100358.00 New York City GO Bonds Fiscal 2011 Series B 4.000000% 64966HD56 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 200000.00 206703.55 0.0001 N 206722.00 206722.00 New York City GO Bonds Fiscal 2005 Series O 0.210000% 64966HDM9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 7000000.00 7000000.00 0.0035 N 7000000.00 7000000.00 New York City GO Bonds Fiscal 2009 Series H1 0.220000% 64966HHF0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 8250000.00 8250000.00 0.0042 N 8250000.00 8250000.00 New York City GO Bonds Fiscal 2009 Series I-1 2.500000% 64966HHL7 Other Municipal Debt N Unrated Security N/A N/A 2012-04-01 2012-04-01 N N N 200000.00 202258.24 0.0001 N 202594.00 202594.00 New York City GO Bonds Fiscal 2005 Series C3 0.210000% 64966HMG2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 12700000.00 12700000.00 0.0064 N 12700000.00 12700000.00 New York City GO Bonds Fiscal 2005 Series M 5.000000% 64966HR69 Other Municipal Debt N Unrated Security N/A N/A 2012-04-01 2012-04-01 N N N 110000.00 112966.57 0.0001 N 112990.90 112990.90 New York City GO Bonds Fiscal 2006 Series F4B 0.190000% 64966HW48 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2300000.00 2300000.00 0.0012 N 2300000.00 2300000.00 New York City Housing Development Corp M/F Housing RB Series 2009C1 0.210000% 46632P8M8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 6000000.00 6000000.00 0.0030 N 6000000.00 6000000.00 New York City Housing Development Corp M/F Housing RB Series 2010B 0.230000% 64970M7W7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 35750000.00 35750000.00 0.0181 N 35750000.00 35750000.00 New York City Housing Development Corp M/F Housing RB Series 2009E2A 0.410000% 64972BDD4 Other Municipal Debt N First Tier Security N/A N/A 2011-09-15 2011-09-15 N N N 14435000.00 14435000.00 0.0073 N 14435433.05 14435433.05 New York City IDA Civic Facility RB (Lycee Francais de New York) Series 2002B 0.190000% 64971CJ47 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 7090000.00 7090000.00 0.0036 N 7090000.00 7090000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.190000% 27884FEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 9935000.00 9935000.00 0.0050 N 9935000.00 9935000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.210000% 46632PNF6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 4435000.00 4435000.00 0.0022 N 4435000.00 4435000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Series D 5.000000% 64970KWS2 Other Municipal Debt N Unrated Security N/A N/A 2012-06-15 2012-06-15 N N N 100000.00 103641.14 0.0001 N 103651.00 103651.00 New York City Municipal Water Finance Auth CP Series 6 0.320000% 64971TWC7 Other Commercial Paper N First Tier Security N/A N/A 2011-10-03 2011-10-03 N N N 26000000.00 26000000.00 0.0132 N 26002860.00 26002860.00 New York City Municipal Water Finance Auth Extendible CP Notes Series 7 0.180000% 64971VMM1 Other Commercial Paper N First Tier Security N/A N/A 2011-09-06 2012-04-27 N N N 18000000.00 18000000.00 0.0091 N 17999640.00 17999640.00 New York City Municipal Water Finance Auth Extendible CP Notes Series 8 0.230000% 64972ADN4 Other Commercial Paper N First Tier Security N/A N/A 2011-09-07 2012-03-06 N N N 18385000.00 18385000.00 0.0093 N 18384264.60 18384264.60 New York City Municipal Water Finance Auth Extendible CP Notes Series 8 0.160000% 64972ADS3 Other Commercial Paper N First Tier Security N/A N/A 2011-09-06 2012-04-28 N N N 21000000.00 21000000.00 0.0106 N 20999370.00 20999370.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2010 Series HH 0.210000% 64972F4M5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 8000000.00 8000000.00 0.0041 N 8000000.00 8000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series FF2 0.210000% 64972FB21 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 29000000.00 29000000.00 0.0147 N 29000000.00 29000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.210000% 64972FBS4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 20925000.00 20925000.00 0.0106 N 20925000.00 20925000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.220000% 64972FCV6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 5800000.00 5800000.00 0.0029 N 5800000.00 5800000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Series E 0.210000% 64972FSK3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 4995000.00 4995000.00 0.0025 N 4995000.00 4995000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.210000% 64972FUV6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 5420000.00 5420000.00 0.0027 N 5420000.00 5420000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series DD 0.210000% 64972FYV2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 5205000.00 5205000.00 0.0026 N 5205000.00 5205000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.270000% 74703YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A N N 12750000.00 12750000.00 0.0065 N 12750000.00 12750000.00 New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2010 Series A1 0.210000% 46633VDB2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 11000000.00 11000000.00 0.0056 N 11000000.00 11000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.210000% 46633VQ36 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0019 N 3750000.00 3750000.00 New York City Transitional Finance Auth Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 5.000000% 64971K3L8 Other Municipal Debt N Unrated Security N/A N/A 2011-11-01 2011-11-01 N N N 1200000.00 1209036.69 0.0006 N 1208880.00 1208880.00 New York City Transitional Finance Auth Future Tax Secured Refunding Bonds Fiscal 2003 Series B 5.250000% 64971KAW6 Other Municipal Debt N Unrated Security N/A N/A 2012-02-01 2012-02-01 N N N 125000.00 127445.93 0.0001 N 127555.00 127555.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 3H 0.060000% 64971KGH3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y Royal Bank of Canada N/A N/A N N 8340000.00 8340000.00 0.0042 N 8340000.00 8340000.00 New York City Transitional Finance Auth Future Tax Secured Sub Refunding Bonds Fiscal 2004 Series D2 5.000000% 64971KYT7 Other Municipal Debt N Unrated Security N/A N/A 2011-11-01 2011-11-01 N N N 600000.00 604558.36 0.0003 N 604434.00 604434.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.220000% 64971MNB4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 6000000.00 6000000.00 0.0030 N 6000000.00 6000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000% 64971MZX3 Other Municipal Debt N Unrated Security N/A N/A 2011-11-01 2011-11-01 N N N 1000000.00 1007495.45 0.0005 N 1007390.00 1007390.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007A1 5.000000% 64971QES8 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 880000.00 917256.35 0.0005 N 917998.40 917998.40 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S2 0.220000% 64972HFU1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 14590000.00 14590000.00 0.0074 N 14590000.00 14590000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.200000% 94985NG88 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Wells Fargo Bank NA N/A N/A N N 2800000.00 2800000.00 0.0014 N 2800000.00 2800000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 0.400000% 94985NHA2 Other Municipal Debt N First Tier Security N/A N/A 2012-02-23 2012-02-23 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 16435000.00 16435000.00 0.0083 N 16435000.00 16435000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S5 0.350000% 94985NKM2 Other Municipal Debt N First Tier Security N/A N/A 2011-11-17 2011-11-17 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 18080000.00 18080000.00 0.0092 N 18080000.00 18080000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2004A 0.220000% 46632P7T4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor American Museum of Natural History N/A N/A 3745000.00 3745000.00 0.0019 N 3745000.00 3745000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2008A1 0.130000% 649717NR2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y Bank of America NA N/A N/A N Y Obligor American Museum of Natural History N/A N/A 3910000.00 3910000.00 0.0020 N 3910000.00 3910000.00 New York Liberty Development Corp Liberty RB (World Trade Center) Series 2009A2 0.350000% 649519BF1 Other Municipal Debt N First Tier Security N/A N/A 2012-02-01 2012-02-01 N Y Escrowed Government Securities N/A N/A N 30150000.00 30150000.00 0.0153 N 30150000.00 30150000.00 New York State GO Bonds Series 2009A 4.000000% 6497877A0 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N N 100000.00 101382.56 0.0001 N 101690.00 101690.00 New York State GO Refunding Bonds Series 2009C 3.000000% 649791AD2 Other Municipal Debt N Unrated Security N/A N/A 2012-02-01 2012-02-01 N N N 100000.00 100788.78 0.0001 N 101135.00 101135.00 New York State GO Bonds Series 2011A 0.200000% 94985NN72 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Wells Fargo Bank NA N/A N/A N N 10000000.00 10000000.00 0.0051 N 10000000.00 10000000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.210000% 46632PND1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5130000.00 5130000.00 0.0026 N 5130000.00 5130000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.210000% 46633VJU4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York Univ N/A N/A 3195000.00 3195000.00 0.0016 N 3195000.00 3195000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 0.210000% 46633VR76 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.210000% 46633VSG5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 6800000.00 6800000.00 0.0034 N 6800000.00 6800000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2009A 0.210000% 46633VZD4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York State Dormitory Auth CP Notes (Cornell Univ) 0.260000% 64983LQC7 Other Commercial Paper N First Tier Security N/A N/A 2011-09-01 2011-09-01 N N Y Obligor Cornell University N/A N/A 6500000.00 6500000.00 0.0033 N 6500000.00 6500000.00 New York State Dormitory Auth CP Notes (Cornell Univ) 0.210000% 64983LQF0 Other Commercial Paper N First Tier Security N/A N/A 2011-11-01 2011-11-01 N N Y Obligor Cornell University N/A N/A 15000000.00 15000000.00 0.0076 N 14998950.00 14998950.00 New York State Dormitory Auth CP Notes (Cornell Univ) 0.150000% 64983LQG8 Other Commercial Paper N First Tier Security N/A N/A 2011-09-19 2011-09-19 N N Y Obligor Cornell University N/A N/A 6155000.00 6155000.00 0.0031 N 6154876.90 6154876.90 New York State Dormitory Auth Mental Health Services Facilities RB Series 2009A1 5.000000% 64983M6J2 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State N/A N/A 825000.00 841892.83 0.0004 N 842176.50 842176.50 New York State Dormitory Auth Mental Health Services Facilities RB Series 2008A 4.000000% 64983MF94 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State N/A N/A 200000.00 203029.76 0.0001 N 203282.00 203282.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006D 0.210000% 64983PKL4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 22500000.00 22500000.00 0.0114 N 22500000.00 22500000.00 New York State Dormitory Auth Hospital RB (NY & Presbyterian Hospital) Series 2007 0.220000% 64983PSV4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 9900000.00 9900000.00 0.0050 N 9900000.00 9900000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.220000% 64983PYK1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N Y Obligor New York Univ N/A N/A 7085000.00 7085000.00 0.0036 N 7085000.00 7085000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.210000% 64983PZC8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N Y Obligor New York Univ N/A N/A 9900000.00 9900000.00 0.0050 N 9900000.00 9900000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2011C 0.210000% 64983PZG9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0025 N 5000000.00 5000000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005D1 5.000000% 64983REC7 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State N/A N/A 505000.00 515667.03 0.0003 N 514852.55 514852.55 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005C1 5.000000% 64983SFL4 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State N/A N/A 100000.00 101769.17 0.0001 N 101901.00 101901.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004D 0.170000% 64983TZS5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 2725000.00 2725000.00 0.0014 N 2725000.00 2725000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 1996B 6.000000% 64983WK21 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State N/A N/A 175000.00 179504.40 0.0001 N 179137.00 179137.00 New York State Dormitory Auth State Personal Income Tax RB Series 2003A 5.500000% 649901B53 Other Municipal Debt N First Tier Security N/A N/A 2012-03-15 2012-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 205169.76 0.0001 N 205538.00 205538.00 New York State Dormitory Auth State Personal Income Tax RB Series 2003A 5.000000% 649901X34 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 202460.98 0.0001 N 202648.00 202648.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 3.625000% 649902GH0 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 252021.58 0.0001 N 252317.50 252317.50 New York State Dormitory Auth State Personal Income Tax RB Series 2009A 5.000000% 649902VQ3 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 375000.00 382981.68 0.0002 N 382923.75 382923.75 New York State Dormitory Auth State Personal Income Tax Refunding RB Series 2009B 3.000000% 649902WN9 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 151427.85 0.0001 N 151846.50 151846.50 New York State Dormitory Auth RB (Cornell Univ) Series 2006A 0.270000% 74703YMF4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Merrill Lynch Capital Services N/A N/A N Y Obligor Cornell University N/A N/A 9865000.00 9865000.00 0.0050 N 9865000.00 9865000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 0.270000% 74703YXU9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0025 N 5000000.00 5000000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.400000% 94985NTL5 Other Municipal Debt N First Tier Security N/A N/A 2011-09-29 2011-09-29 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 12575000.00 12575000.00 0.0064 N 12575000.00 12575000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2002B 0.210000% 269899BL3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 18300000.00 18300000.00 0.0093 N 18300000.00 18300000.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2010C 0.210000% 46633VY78 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 6600000.00 6600000.00 0.0033 N 6600000.00 6600000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2002B 0.210000% 64986AF63 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 9200000.00 9200000.00 0.0047 N 9200000.00 9200000.00 New York State HFA Housing RB (600 W 42nd St) Series 2009A 0.180000% 64986M4G7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 100700000.00 100700000.00 0.0510 N 100700000.00 100700000.00 New York State HFA Housing RB (North End Ave) Series 2004A 0.170000% 64986MJ55 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2300000.00 2300000.00 0.0012 N 2300000.00 2300000.00 New York State HFA Housing RB (College Arms Apts) Series 2008A 0.140000% 64986MX83 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 6995000.00 6995000.00 0.0035 N 6995000.00 6995000.00 New York State HFA Housing RB (88 Leonard St) Series 2005A 0.400000% 64986MZB4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 10600000.00 10600000.00 0.0054 N 10600000.00 10600000.00 New York State HFA Housing RB (Gotham West) Series 2011A1 0.120000% 64986UFJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 33000000.00 33000000.00 0.0167 N 33000000.00 33000000.00 New York State HFA Housing RB (Gotham West) Series 2011A2 0.120000% 64986UFK8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 14260000.00 14260000.00 0.0072 N 14260000.00 14260000.00 New York State Mortgage Agency Mortgage RB 47th Series 0.550000% 64988RDX7 Other Municipal Debt N Unrated Security N/A N/A 2012-04-01 2012-04-01 N N N 640000.00 640629.17 0.0003 N 640979.20 640979.20 New York State Power Auth CP Series 2 0.180000% 64985GWU9 Other Commercial Paper N First Tier Security N/A N/A 2011-09-15 2011-09-15 N N N 8300000.00 8300000.00 0.0042 N 8299004.00 8299004.00 New York State Power Auth CP Series 2 0.110000% 64985GWW5 Other Commercial Paper N First Tier Security N/A N/A 2011-10-03 2011-10-03 N N N 9080000.00 9080000.00 0.0046 N 9079273.60 9079273.60 New York State Power Auth RB Series 2002A 5.000000% 64989KDY9 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 2500000.00 2522761.65 0.0013 N 2522675.00 2522675.00 New York State Power Auth CP Series 1 0.130000% 64989QTJ2 Other Commercial Paper N First Tier Security N/A N/A 2011-09-07 2011-09-07 N N N 7000000.00 7000000.00 0.0035 N 6999580.00 6999580.00 New York State Power Auth CP Series 1 0.140000% 64989QTZ6 Other Commercial Paper N First Tier Security N/A N/A 2011-09-07 2011-09-07 N N N 30000000.00 30000000.00 0.0152 N 29998200.00 29998200.00 New York State Power Auth CP Series 1 0.160000% 64989VQS4 Other Commercial Paper N First Tier Security N/A N/A 2011-09-02 2012-04-29 N N N 10212000.00 10212000.00 0.0052 N 10211897.88 10211897.88 New York State Thruway Auth General RB Series G 0.300000% 05248PW92 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A Y Assured Guaranty Municipal Corp N/A N/A N 3950000.00 3950000.00 0.0020 N 3950000.00 3950000.00 New York State Thruway Auth General RB Series H 0.190000% 27884FYT1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 17535000.00 17535000.00 0.0089 N 17535000.00 17535000.00 New York State Thruway Auth State Personal Income Tax RB Series 2009A 4.000000% 650028QU0 Other Municipal Debt N Unrated Security N/A N/A 2012-03-15 2012-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101648.86 0.0001 N 102009.00 102009.00 New York State Thruway Auth State Personal Income Tax RB Series 2010A 5.000000% 650028SB0 Other Municipal Debt N Unrated Security N/A N/A 2012-03-15 2012-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1500000.00 1535428.33 0.0008 N 1538085.00 1538085.00 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2008 4.000000% 88880TLN4 Other Municipal Debt N Unrated Security N/A N/A 2012-06-01 2012-06-01 N N Y Obligor New York State N/A N/A 1000000.00 1026248.27 0.0005 N 1026880.00 1026880.00 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2008B 5.000000% 88880TLS3 Other Municipal Debt N Unrated Security N/A N/A 2012-06-01 2012-06-01 N N Y Obligor New York State N/A N/A 2140000.00 2210636.35 0.0011 N 2213252.20 2213252.20 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2003A1C 0.230000% 88880TLW4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JP Morgan Chase & Co N/A N/A N Y Obligor New York State N/A N/A 4795000.00 4795000.00 0.0024 N 4795000.00 4795000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.210000% 46632PUA9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4995000.00 4995000.00 0.0025 N 4995000.00 4995000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2005A 5.000000% 6500344E8 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 630000.00 639248.92 0.0003 N 639569.70 639569.70 New York State Urban Development Corp State Personal Income Tax RB Series 2008A1 4.000000% 650035GZ5 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 151331.38 0.0001 N 151587.00 151587.00 New York State Urban Development Corp State Personal Income Tax RB Series 2008A1 5.000000% 650035HA9 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 253074.03 0.0001 N 253332.50 253332.50 New York State Urban Development Corp State Personal Income Tax RB Series 2005B 0.210000% 650035KL1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 9195000.00 9195000.00 0.0047 N 9195000.00 9195000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008D 5.000000% 650035NR5 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 3200000.00 3245886.11 0.0016 N 3248608.00 3248608.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 3.000000% 650035PN2 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 151076.09 0.0001 N 151174.50 151174.50 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.210000% 650035RQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 2540000.00 2540000.00 0.0013 N 2540000.00 2540000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009C 5.000000% 650035RZ3 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 225000.00 227639.81 0.0001 N 227999.25 227999.25 New York State Urban Development Corp Service Contract Refunding RB Series 2010A1 3.000000% 650035TF5 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 2075000.00 2091656.96 0.0011 N 2093280.75 2093280.75 New York State Urban Development Corp Service Contract Refunding RB Series 2010A2 4.000000% 650035UE6 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 100000.00 101108.32 0.0001 N 101200.00 101200.00 New York State Urban Development Corp Service Contract Refunding RB Series 2010B 5.000000% 650035UN6 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 14000000.00 14210673.69 0.0072 N 14216300.00 14216300.00 Newburg SD BAN Series 2010D 1.500000% 650859UV1 Other Municipal Debt N Unrated Security N/A N/A 2011-12-16 2011-12-16 N N N 23000000.00 23059046.36 0.0117 N 23078200.00 23078200.00 Oceanside UFSD TAN 2011-2012 1.250000% 675498HP7 Other Municipal Debt N Unrated Security N/A N/A 2012-06-14 2012-06-14 N N N 20000000.00 20146852.42 0.0102 N 20152000.00 20152000.00 Plainedge UFSD TAN 2011 1.250000% 726180FU1 Other Municipal Debt N Unrated Security N/A N/A 2012-06-28 2012-06-28 N N N 13000000.00 13085120.45 0.0066 N 13082290.00 13082290.00 Plattsburgh City SD GO BAN 2011 1.500000% 728058ER5 Other Municipal Debt N First Tier Security N/A N/A 2012-06-29 2012-06-29 N N N 7064388.00 7121180.55 0.0036 N 7121397.61 7121397.61 Port Auth of New York & New Jersey Consolidated Bonds 166th Series 0.190000% 06740GNL6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Barclays Bank Plc N/A N/A N N 2150000.00 2150000.00 0.0011 N 2150000.00 2150000.00 Port Auth of New York & New Jersey Consolidated Bonds 140th Series 0.190000% 27884FBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 5215000.00 5215000.00 0.0026 N 5215000.00 5215000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.210000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 15235000.00 15235000.00 0.0077 N 15235000.00 15235000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.220000% 73358TE72 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 36350000.00 36350000.00 0.0184 N 36350000.00 36350000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.210000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 915000.00 915000.00 0.0005 N 915000.00 915000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.220000% 73358TX89 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 5540000.00 5540000.00 0.0028 N 5540000.00 5540000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.220000% 73358TY39 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 2690000.00 2690000.00 0.0014 N 2690000.00 2690000.00 Port Auth of New York & New Jersey Consolidated Bonds 160th Series 0.210000% 73358WAX2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 1875000.00 1875000.00 0.0010 N 1875000.00 1875000.00 Port Auth of New York & New Jersey CP Series B 0.340000% 73359BAP4 Other Commercial Paper N First Tier Security N/A N/A 2011-09-12 2011-09-12 N N N 8100000.00 8100000.00 0.0041 N 8099757.00 8099757.00 Port Auth of New York & New Jersey CP Series B 0.210000% 73359BAS8 Other Commercial Paper N First Tier Security N/A N/A 2011-10-14 2011-10-14 N N N 1920000.00 1920000.00 0.0010 N 1920134.40 1920134.40 Port Auth of New York & New Jersey CP Series B 0.230000% 73359BAT6 Other Commercial Paper N First Tier Security N/A N/A 2011-11-04 2011-11-04 N N N 20615000.00 20615000.00 0.0104 N 20616030.75 20616030.75 Port Auth of New York & New Jersey CP Series B 0.230000% 73359BAU3 Other Commercial Paper N First Tier Security N/A N/A 2011-12-07 2011-12-07 N N N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 Puerto Rico Public Improvement Refunding Bonds Series 2003C5-2 0.150000% 74514LYU5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 16000000.00 16000000.00 0.0081 N 16000000.00 16000000.00 Puerto Rico Highway & Transportation Auth Transportation RB Series A 0.130000% 745190Y77 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 1950000.00 1950000.00 0.0010 N 1950000.00 1950000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.240000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A N N 14365000.00 14365000.00 0.0073 N 14365000.00 14365000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.750000% 74529JCA1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Societe Generale N/A N/A N N 90000000.00 90000000.00 0.0456 N 90000000.00 90000000.00 Putnam Cnty GO TAN 2010 1.250000% 746639SB0 Other Municipal Debt N Unrated Security N/A N/A 2011-10-27 2011-10-27 N N N 17000000.00 17021600.94 0.0086 N 17027200.00 17027200.00 Rensselaer Cnty GO BAN 2011 1.500000% 759897UB5 Other Municipal Debt N Unrated Security N/A N/A 2012-08-17 2012-08-17 N N N 10763000.00 10857393.57 0.0055 N 10855561.80 10855561.80 Rochester BAN Series 2011-II 1.000000% 771694GD2 Other Municipal Debt N First Tier Security N/A N/A 2012-08-16 2012-08-16 N N N 4390000.00 4412963.08 0.0022 N 4412169.50 4412169.50 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.220000% 794665BU2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 2415000.00 2415000.00 0.0012 N 2415000.00 2415000.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.220000% 794665DL0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 6400000.00 6400000.00 0.0032 N 6400000.00 6400000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.260000% 806419AE7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 6645000.00 6645000.00 0.0034 N 6645000.00 6645000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.260000% 806419AF4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 4070000.00 4070000.00 0.0021 N 4070000.00 4070000.00 Seaford UFSD BAN 2011 2.000000% 811794GB6 Other Municipal Debt N Unrated Security N/A N/A 2012-07-13 2012-07-13 N N N 4000000.00 4049074.97 0.0021 N 4050320.00 4050320.00 Tarrytowns UFSD GO BAN 2011 1.500000% 876487JG5 Other Municipal Debt N Unrated Security N/A N/A 2012-02-17 2012-02-17 N N N 10600000.00 10643877.03 0.0054 N 10657452.00 10657452.00 Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2002E 0.250000% 05248PYA7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A N N 9500000.00 9500000.00 0.0048 N 9500000.00 9500000.00 Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2002E 0.250000% 05248PYG4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A N N 24925000.00 24925000.00 0.0126 N 24925000.00 24925000.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2008C 0.270000% 05248RAE1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A N N 1100000.00 1100000.00 0.0006 N 1100000.00 1100000.00 Triborough Bridge & Tunnel Auth Refunding RB Series 2002B 5.000000% 8960297Z2 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 500000.00 504503.64 0.0003 N 504665.00 504665.00 Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2002E 0.180000% 89602NDG6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Wells Fargo Bank NA N/A N/A N N 13760000.00 13760000.00 0.0070 N 13760000.00 13760000.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2008A 5.000000% 89602NMA9 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 115000.00 116054.48 0.0001 N 116038.45 116038.45 Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2002E 0.210000% 89602NNN0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 10660000.00 10660000.00 0.0054 N 10660000.00 10660000.00 Triborough Bridge & Tunnel Auth General Purpose RB Series 2001A 0.810000% 89602NNR1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Societe Generale N/A N/A Y Societe Generale N/A N/A N 7660000.00 7660000.00 0.0039 N 7660000.00 7660000.00 Triborough Bridge & Tunnel Auth Sub RB Series 2008D 4.000000% 89602NPZ1 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 150000.00 150934.53 0.0001 N 151077.00 151077.00 Triborough Bridge & Tunnel Auth General Purpose RB Series 2001A 0.210000% 89602NSM7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 7400000.00 7400000.00 0.0038 N 7400000.00 7400000.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2009A2 2.500000% 89602NTH7 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 300000.00 301245.70 0.0002 N 301332.00 301332.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges and Tunnels) Series 2009A2 0.220000% 89602NUR3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 6500000.00 6500000.00 0.0033 N 6500000.00 6500000.00 Ulster Cnty BAN 2010 1.250000% 903766XS7 Other Municipal Debt N Unrated Security N/A N/A 2011-11-18 2011-11-18 N N N 7265000.00 7277202.81 0.0037 N 7280474.45 7280474.45 Vestal BAN 2011 1.500000% 925428QY3 Other Municipal Debt N Unrated Security N/A N/A 2012-05-18 2012-05-18 N N N 10316000.00 10373453.92 0.0053 N 10387696.20 10387696.20 Westchester Cnty IDA Civic Facility RB (Catharine Field Home) Series 2001 0.400000% 957368DV2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 7055000.00 7055000.00 0.0036 N 7055000.00 7055000.00 Westchester Cnty IDA Mortgage RB (Kendal on Hudson) Series 2007 0.450000% 957370AP4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 24210000.00 24210000.00 0.0123 N 24210000.00 24210000.00 Westhill CSD GO BAN 2011 1.250000% 960361HN6 Other Municipal Debt N Unrated Security N/A N/A 2012-07-27 2012-07-27 N N N 21500000.00 21644621.37 0.0110 N 21639320.00 21639320.00