0001145549-11-009472.txt : 20111031 0001145549-11-009472.hdr.sgml : 20111031 20110908095829 ACCESSION NUMBER: 0001145549-11-009472 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110831 FILED AS OF DATE: 20110908 DATE AS OF CHANGE: 20110908 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 111079690 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004502 Schwab Pennsylvania Municipal Money Fund C000012376 Sweep Shares SWEXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2011-08-31 0000857156 S000004502 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 23 23 501222253.22 9196872.45 8051926.31 502367199.36 0.0028 1.0005 2011-08-31 1.0005 2011-08-31 C000012376 1.00 502367199.36 1.00 29754297.46 174733007.13 144978709.67 0.0001 1.0005 2011-08-31 1.0005 2011-08-31 Adams Cnty IDA RB (Brethren Home Community) Series 2007 0.220000% 006116AL1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 6815000.00 6815000.00 0.0136 N 6815000.00 6815000.00 Allegheny Cnty Hospital Development Auth RB (UPMC Senior Communities) Series 2003 0.210000% 01728AA30 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 6600000.00 6600000.00 0.0131 N 6600000.00 6600000.00 Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2008A 5.000000% 01728AM45 Other Municipal Debt N Unrated Security N/A N/A 2011-09-01 2011-09-01 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A 13265000.00 13265000.00 0.0264 N 13265000.00 13265000.00 Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2010A 4.000000% 01728AW44 Other Municipal Debt N Unrated Security N/A N/A 2012-05-15 2012-05-15 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A 855000.00 876538.46 0.0017 N 876657.15 876657.15 Allegheny Cnty IDA RB (St. Joseph HS) Series 2009 0.600000% 017292XA6 Other Municipal Debt N First Tier Security N/A N/A 2011-12-01 2011-12-01 N Y PNC Bank NA N/A N/A N 6000000.00 6000000.00 0.0119 N 6000000.00 6000000.00 Berks Cnty IDA Student Housing RB (CHF-Kutztown Servicing UPenn) Series 2007A 0.350000% 084523AA7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 5425000.00 5425000.00 0.0108 N 5425000.00 5425000.00 Berks Cnty Municipal Auth RB (Phoebe-Devitt Homes) Series 2008A 0.470000% 084538FM4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 12110000.00 12110000.00 0.0241 N 12110000.00 12110000.00 BlackRock MuniYield Pennsylvania Quality Fund Variable Rate Demand Preferred Shares Series W7 0.380000% 09255G503 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 12500000.00 12500000.00 0.0249 N 12500000.00 12500000.00 Bucks Cnty IDA RB (Pennswood Village) Series 2007B 0.260000% 118612LB4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 8320000.00 8320000.00 0.0166 N 8320000.00 8320000.00 Butler Cnty General Auth School RB (Butler Area SD) Series 2007 0.950000% 123574AR6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Societe Generale N/A N/A Y Assured Guaranty Municipal Corp N/A N/A N 7770000.00 7770000.00 0.0155 N 7770000.00 7770000.00 Butler Cnty IDA RB (Armco) Series 1996A 0.250000% 12359HAA2 Variable Rate Demand Note N Unrated Security N/A N/A 2011-09-07 2011-09-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 6650000.00 6650000.00 0.0132 N 6650000.00 6650000.00 Butler Cnty IDA RB (Butler Cnty Family YMCA) Series 2005 0.230000% 12359HAB0 Variable Rate Demand Note N Unrated Security N/A N/A 2011-09-07 2011-09-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 4225000.00 4225000.00 0.0084 N 4225000.00 4225000.00 Chester Cnty Industrial Dev Auth RB (Archdiocese of Philadelphia) Series 2001 0.180000% 165588BT0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 2000000.00 2000000.00 0.0040 N 2000000.00 2000000.00 Commonwealth Financing Auth RB Series 2006A 0.220000% 20281PBR2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Pennsylvania N/A N/A 9850000.00 9850000.00 0.0196 N 9850000.00 9850000.00 Delaware Cnty Auth RB (Riddle Village) Series 2006 0.470000% 245913HK7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y SOVEREIGN BANK N/A N/A Y Sovereign Bank N/A N/A N 8465000.00 8465000.00 0.0169 N 8465000.00 8465000.00 Delaware Cnty IDA Water Facilities RB (Aqua Pennsylvania) Series 2005A 0.260000% 246018FJ9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 315000.00 315000.00 0.0006 N 315000.00 315000.00 Delaware Cnty IDA Resource Recovery Refunding RB Series 1997G 0.150000% 246018FT7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y General Electric Capital Corp N/A N/A N Y Obligor General Electric Capital Corp N/A N/A 4910000.00 4910000.00 0.0098 N 4910000.00 4910000.00 Delaware River Port Auth Refunding RB Series 2008B 0.180000% 246352EX2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 500000.00 500000.00 0.0010 N 500000.00 500000.00 Emmaus General Auth Local Government RB (East Penn SD) Series 1989-F19 0.170000% 291380JZ7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 500000.00 500000.00 0.0010 N 500000.00 500000.00 Emmaus General Auth Local Government RB (Saucon Valley SD) Series 1989-G19 0.170000% 291380KB8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 1100000.00 1100000.00 0.0022 N 1100000.00 1100000.00 Geisinger Auth RB (Geisinger Health) Series 2011A1 0.200000% 94985NZ53 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Wells Fargo Bank NA N/A N/A N Y Obligor Geisinger Health System N/A N/A 4795000.00 4795000.00 0.0095 N 4795000.00 4795000.00 Lancaster Cnty Hospital Auth RB (Landis Homes Retirement Community) Series 2002 0.260000% 514045WJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 4535000.00 4535000.00 0.0090 N 4535000.00 4535000.00 Lancaster Cnty Hospital Auth Health System Refunding RB (Lancaster General Hospital) Series 2008 0.160000% 514045ZH9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 5010000.00 5010000.00 0.0100 N 5010000.00 5010000.00 Lancaster Cnty Hospital Auth RB (Landis Homes Retirement Community) Series 2009 0.260000% 514045ZK2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 12255000.00 12255000.00 0.0244 N 12255000.00 12255000.00 Lehigh Cnty General Purpose Auth Hospital RB (Lehigh Valley Health Network) Series 2008C 0.160000% 52480GAA2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 2505000.00 2505000.00 0.0050 N 2505000.00 2505000.00 Luzerne Cnty IDA Water Facility Refunding RB (Pennsylvania-American Water) Series 2004A 0.270000% 55072QAN9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 5000000.00 5000000.00 0.0100 N 5000000.00 5000000.00 Luzerne Cnty IDA Water Facility Refunding RB (Pennsylvania-American Water) Series 2009 0.400000% 94985NTE1 Other Municipal Debt N First Tier Security N/A N/A 2012-02-23 2012-02-23 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 5000000.00 5000000.00 0.0100 N 5000000.00 5000000.00 North Hampton Cnty RB (Binney & Smith) Series 1997A 0.320000% 663549KK8 Variable Rate Demand Note N Unrated Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 7500000.00 7500000.00 0.0149 N 7500000.00 7500000.00 Nuveen Pennsylvania Investment Quality Municipal Fund Variable Rate Demand Preferred Shares Series 1 0.380000% 670972504 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 11000000.00 11000000.00 0.0219 N 11000000.00 11000000.00 Nuveen Pennsylvania Premium Income Municipal Fund 2 Variable Rate Demand Preferred Shares Series 1 0.380000% 67061F309 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 10000000.00 10000000.00 0.0199 N 10000000.00 10000000.00 Owen J. Roberts SD GO Notes Series 2006 0.220000% 46632PR21 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 1375000.00 1375000.00 0.0027 N 1375000.00 1375000.00 Pennsylvania GO Bonds Second Series 2007A 0.210000% 07330CHC6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Branch Banking & Trust Co N/A N/A N N 6535000.00 6535000.00 0.0130 N 6535000.00 6535000.00 Pennsylvania GO Bonds Second Series 2005 5.250000% 7091413E3 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N N 300000.00 304881.23 0.0006 N 304875.00 304875.00 Pennsylvania GO Bonds First Series 2006 5.000000% 7091414E2 Other Municipal Debt N Unrated Security N/A N/A 2011-10-01 2011-10-01 N N N 925000.00 928500.82 0.0018 N 928117.25 928117.25 Pennsylvania GO Bonds First Series 2004 5.250000% 709141F75 Other Municipal Debt N Unrated Security N/A N/A 2012-02-01 2012-02-01 N N N 250000.00 255092.24 0.0005 N 255110.00 255110.00 Pennsylvania GO Bonds Fourth Series 2004 5.000000% 709141S89 Other Municipal Debt N Unrated Security N/A N/A 2012-07-01 2012-07-01 N N N 125000.00 129603.66 0.0003 N 129898.75 129898.75 Pennsylvania GO Bonds First Series 2003 5.000000% 709141ZE8 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N N 600000.00 608936.88 0.0012 N 609192.00 609192.00 Pennsylvania Economic Development Financing Auth RB (Lithographers Real Estate) Series 2008B1 0.250000% 708684TG0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 3600000.00 3600000.00 0.0072 N 3600000.00 3600000.00 Pennsylvania Economic Development Financing Auth RB (Amtrak) Series 2001B 0.220000% 708686AX8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 8690000.00 8690000.00 0.0173 N 8690000.00 8690000.00 Pennsylvania Economic Development Financing Auth Refunding RB (Aqua Pennsylvania) Series 2010A 0.300000% 94985NXT3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 7500000.00 7500000.00 0.0149 N 7500000.00 7500000.00 Pennsylvania Energy Development Auth RB (B&W Ebensburg) Series 1986 0.290000% 708704AB7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 5455000.00 5455000.00 0.0109 N 5455000.00 5455000.00 Pennsylvania HFA S/F Mortgage RB Series 2007-100A 0.340000% 05248P2S3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A N N 7685000.00 7685000.00 0.0153 N 7685000.00 7685000.00 Pennsylvania HFA S/F Mortgage RB Series 2002-73A&74B 0.320000% 46632PTX1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 2105000.00 2105000.00 0.0042 N 2105000.00 2105000.00 Pennsylvania HFA Rental Housing Refunding Bonds Series 2008A 0.190000% 708793NS9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A N N 3695000.00 3695000.00 0.0074 N 3695000.00 3695000.00 Pennsylvania HFA S/F Mortgage RB Series 2002-74A 0.170000% 708793PR9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Barclays Bank Plc N/A N/A N N 17700000.00 17700000.00 0.0352 N 17700000.00 17700000.00 Pennsylvania HFA S/F Mortgage RB Series 2002-75A 0.170000% 708793PS7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Barclays Bank Plc N/A N/A N N 10530000.00 10530000.00 0.0210 N 10530000.00 10530000.00 Pennsylvania HFA S/F Mortgage RB Series 2003-77B 0.170000% 708793PT5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Barclays Bank Plc N/A N/A N N 1000000.00 1000000.00 0.0020 N 1000000.00 1000000.00 Pennsylvania HFA S/F Mortgage RB Series 2003-79B 0.170000% 708793PU2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Barclays Bank Plc N/A N/A N N 2000000.00 2000000.00 0.0040 N 2000000.00 2000000.00 Pennsylvania HFA S/F Mortgage RB Series 2007-99A 0.250000% 708796LV7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 4680000.00 4680000.00 0.0093 N 4680000.00 4680000.00 Pennsylvania HFA S/F Mortgage RB Series 2008-102C 0.210000% 708796PJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A N N 8000000.00 8000000.00 0.0159 N 8000000.00 8000000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-99A, 2007-99A&100A 0.270000% 708796QT7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 2985000.00 2985000.00 0.0059 N 2985000.00 2985000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-93,94&95A, 2007-97&98A 0.240000% 708796RE9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 1245147.00 1245147.00 0.0025 N 1245147.00 1245147.00 Pennsylvania HFA S/F Mortgage RB Series 2010-111 0.450000% 708796XP7 Other Municipal Debt N First Tier Security N/A N/A 2011-09-22 2011-09-22 N N N 6000000.00 6000000.00 0.0119 N 6000300.00 6000300.00 Pennsylvania HFA S/F Mortgage RB Series 2009-105C 0.270000% 74703YBD1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Merrill Lynch International Bank Ltd N/A N/A N N 2000000.00 2000000.00 0.0040 N 2000000.00 2000000.00 Pennsylvania Higher Educational Facilities Auth RB (Robert Morris College) Series 2000F2 0.600000% 70917NGP3 Other Municipal Debt N First Tier Security N/A N/A 2012-05-01 2012-05-01 N Y PNC Bank NA N/A N/A N 2400000.00 2400000.00 0.0048 N 2400000.00 2400000.00 Pennsylvania Higher Educational Facilities Auth RB (Drexel Univ) Second Series 2000 0.190000% 70917NHQ0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2000000.00 2000000.00 0.0040 N 2000000.00 2000000.00 Pennsylvania Higher Educational Facilities Auth RB (Assoc of Indep Colleges & Univs of PA) Series 2001-I1 0.240000% 70917NLX0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 5500000.00 5500000.00 0.0109 N 5500000.00 5500000.00 Pennsylvania Higher Educational Facilities Auth RB (UPenn Health System) Series 2008A 0.140000% 70917RPY5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 3000000.00 3000000.00 0.0060 N 3000000.00 3000000.00 Pennsylvania Higher Educational Facilities Auth RB (Bryn Mawr College) Series 2009 0.430000% 70917RTR6 Other Municipal Debt N First Tier Security N/A N/A 2012-02-02 2012-02-02 N N Y Obligor Bryn Mawr College PA N/A N/A 5000000.00 5000000.00 0.0100 N 5005450.00 5005450.00 Pennsylvania Higher Educational Facilities Auth RB (Univ of Pittsburgh Medical Center) Series 2010E 3.500000% 70917RXY6 Other Municipal Debt N Unrated Security N/A N/A 2012-05-15 2012-05-15 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A 1695000.00 1730672.63 0.0034 N 1732086.60 1732086.60 Pennsylvania Higher Educational Facilities Auth RB (Drexel Univ) Series 2005C 0.200000% 94985NV73 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 4020000.00 4020000.00 0.0080 N 4020000.00 4020000.00 Pennsylvania State Turnpike Commission Sub Special RB Series 2010B1 0.220000% 709223C82 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 9000000.00 9000000.00 0.0179 N 9000000.00 9000000.00 Pennsylvania State Turnpike Commission Turnpike RB Series 2004A 0.220000% 709223VX6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 2000000.00 2000000.00 0.0040 N 2000000.00 2000000.00 Pennsylvania State Turnpike Commission Turnpike RB Series 2011C1 0.210000% 74926YSL6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 7000000.00 7000000.00 0.0139 N 7000000.00 7000000.00 Philadelphia Airport RB Series 2007A 0.260000% 25154LHB3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 14700000.00 14700000.00 0.0293 N 14700000.00 14700000.00 Philadelphia Airport Refunding RB Series 2007B 0.260000% 25154LKR4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 2845000.00 2845000.00 0.0057 N 2845000.00 2845000.00 Philadelphia GO Refunding Bonds Series 2009B 0.170000% 717813LJ6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 7000000.00 7000000.00 0.0139 N 7000000.00 7000000.00 Philadelphia Water & Wastewater Refunding RB Series 2005B 0.150000% 717893TR2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 1695000.00 1695000.00 0.0034 N 1695000.00 1695000.00 Philadelphia Water & Wastewater Refunding RB Series 2007B 0.230000% 94985NVX6 Other Municipal Debt N First Tier Security N/A N/A 2012-01-12 2012-01-12 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 13715000.00 13715000.00 0.0273 N 13715000.00 13715000.00 Philadelphia Gas Works RB 7th & 19th Series 0.210000% 25154CTH7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 10800000.00 10800000.00 0.0215 N 10800000.00 10800000.00 Philadelphia IDA RB (Fox Chase Cancer Center) Series 2007B 0.140000% 7178182K3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 27215000.00 27215000.00 0.0542 N 27215000.00 27215000.00 Philadelphia IDA Lease Refunding RB Series 2007B1 0.190000% 71781QEG9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 1000000.00 1000000.00 0.0020 N 1000000.00 1000000.00 Philadelphia IDA Lease Refunding RB Series 2007B2 0.190000% 71781QEJ3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 15055000.00 15055000.00 0.0300 N 15055000.00 15055000.00 Philadelphia IDA Lease Refunding RB Series 2007B3 0.180000% 71781QEL8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 2000000.00 2000000.00 0.0040 N 2000000.00 2000000.00 Pittsburgh Water & Sewer Auth Sub Refunding RB Series 2008C1A 0.450000% 725304RH4 Other Municipal Debt N First Tier Security N/A N/A 2011-09-01 2011-09-01 N Y Federal Home Loan Bank N/A N/A N 2500000.00 2500000.00 0.0050 N 2500000.00 2500000.00 Pittsburgh Water & Sewer Auth Sub Refunding RB Series 2008C1B 0.450000% 725304RJ0 Other Municipal Debt N First Tier Security N/A N/A 2011-09-01 2011-09-01 N Y Federal Home Loan Bank N/A N/A N 5000000.00 5000000.00 0.0100 N 5000000.00 5000000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.240000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A N N 16535000.00 16535000.00 0.0329 N 16535000.00 16535000.00 Sayre Health Care Facilities Auth RB (Guthrie Health) Series 2002A 5.750000% 805777JJ9 Other Municipal Debt N Unrated Security N/A N/A 2011-12-01 2011-12-01 N N Y Escrow Escrow N/A N/A 2185000.00 2235457.90 0.0044 N 2235451.65 2235451.65 Univ of Pittsburgh Univ Capital Project Bonds Series 2009B 0.210000% 46633VHU6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 4135000.00 4135000.00 0.0082 N 4135000.00 4135000.00 Univ of Pittsburgh Univ Capital Project & Refunding Bonds Series 2002A 4.000000% 91335VFM3 Other Municipal Debt N Unrated Security N/A N/A 2011-09-15 2011-09-15 N N N 1000000.00 1001422.40 0.0020 N 1000960.00 1000960.00 Univ of Pittsburgh Univ Capital Project & Refunding Bonds Series 2005C 0.120000% 91480VAW9 Other Commercial Paper N First Tier Security N/A N/A 2011-10-04 2011-10-04 N N N 20000000.00 20000000.00 0.0398 N 19998600.00 19998600.00 Univ of Pittsburgh Capital Project & Refunding Bonds Series 2007B 0.170000% 91481AAJ3 Other Commercial Paper N First Tier Security N/A N/A 2011-11-03 2011-11-03 N N N 4866000.00 4866000.00 0.0097 N 4865318.76 4865318.76 Washington Cnty Auth Refunding RB (Univ of Pennsylvania) Series 2004 0.170000% 938591BF0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Univ of Pennsylvania N/A N/A N Y Obligor Univ of Pennsylvania N/A N/A 3490000.00 3490000.00 0.0069 N 3490000.00 3490000.00 Washington Cnty Hospital Auth Hospital RB (Washington Hospital) Series 2001B 0.470000% 938592GQ9 Other Municipal Debt N First Tier Security N/A N/A 2012-07-01 2012-07-01 N Y PNC Bank NA N/A N/A N 3500000.00 3500000.00 0.0070 N 3500000.00 3500000.00 Washington Cnty Hospital Auth Hospital RB (Monongahela Valley) Series 2011A 0.180000% 938592HM7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 2540000.00 2540000.00 0.0051 N 2540000.00 2540000.00 Westmoreland Cnty IDA IDRB (White Consolidated Industries) Series 1982 0.440000% 961008GR4 Other Municipal Debt N Unrated Security N/A N/A 2011-12-01 2011-12-01 N Y Nordea Bank Finland Plc N/A N/A N 6940000.00 6940000.00 0.0138 N 6940000.00 6940000.00