0001145549-11-009472.txt : 20111031
0001145549-11-009472.hdr.sgml : 20111031
20110908095829
ACCESSION NUMBER: 0001145549-11-009472
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110831
FILED AS OF DATE: 20110908
DATE AS OF CHANGE: 20110908
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 111079690
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004502
Schwab Pennsylvania Municipal Money Fund
C000012376
Sweep Shares
SWEXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2011-08-31
0000857156
S000004502
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
23
23
501222253.22
9196872.45
8051926.31
502367199.36
0.0028
1.0005
2011-08-31
1.0005
2011-08-31
C000012376
1.00
502367199.36
1.00
29754297.46
174733007.13
144978709.67
0.0001
1.0005
2011-08-31
1.0005
2011-08-31
Adams Cnty IDA
RB (Brethren Home Community) Series 2007 0.220000%
006116AL1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
6815000.00
6815000.00
0.0136
N
6815000.00
6815000.00
Allegheny Cnty Hospital Development Auth
RB (UPMC Senior Communities) Series 2003 0.210000%
01728AA30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
6600000.00
6600000.00
0.0131
N
6600000.00
6600000.00
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2008A 5.000000%
01728AM45
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-09-01
2011-09-01
N
N
Y
Obligor
Univ of Pittsburgh Medical Center
N/A
N/A
13265000.00
13265000.00
0.0264
N
13265000.00
13265000.00
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2010A 4.000000%
01728AW44
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-15
2012-05-15
N
N
Y
Obligor
Univ of Pittsburgh Medical Center
N/A
N/A
855000.00
876538.46
0.0017
N
876657.15
876657.15
Allegheny Cnty IDA
RB (St. Joseph HS) Series 2009 0.600000%
017292XA6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-12-01
2011-12-01
N
Y
PNC Bank NA
N/A
N/A
N
6000000.00
6000000.00
0.0119
N
6000000.00
6000000.00
Berks Cnty IDA
Student Housing RB (CHF-Kutztown Servicing UPenn) Series 2007A 0.350000%
084523AA7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
SOVEREIGN BANK
N/A
N/A
Y
Sovereign Bank
N/A
N/A
N
5425000.00
5425000.00
0.0108
N
5425000.00
5425000.00
Berks Cnty Municipal Auth
RB (Phoebe-Devitt Homes) Series 2008A 0.470000%
084538FM4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
SOVEREIGN BANK
N/A
N/A
Y
Sovereign Bank
N/A
N/A
N
12110000.00
12110000.00
0.0241
N
12110000.00
12110000.00
BlackRock MuniYield Pennsylvania Quality Fund
Variable Rate Demand Preferred Shares Series W7 0.380000%
09255G503
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
12500000.00
12500000.00
0.0249
N
12500000.00
12500000.00
Bucks Cnty IDA
RB (Pennswood Village) Series 2007B 0.260000%
118612LB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
8320000.00
8320000.00
0.0166
N
8320000.00
8320000.00
Butler Cnty General Auth
School RB (Butler Area SD) Series 2007 0.950000%
123574AR6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Societe Generale
N/A
N/A
Y
Assured Guaranty Municipal Corp
N/A
N/A
N
7770000.00
7770000.00
0.0155
N
7770000.00
7770000.00
Butler Cnty IDA
RB (Armco) Series 1996A 0.250000%
12359HAA2
Variable Rate Demand Note
N
Unrated Security
N/A
N/A
2011-09-07
2011-09-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
6650000.00
6650000.00
0.0132
N
6650000.00
6650000.00
Butler Cnty IDA
RB (Butler Cnty Family YMCA) Series 2005 0.230000%
12359HAB0
Variable Rate Demand Note
N
Unrated Security
N/A
N/A
2011-09-07
2011-09-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
4225000.00
4225000.00
0.0084
N
4225000.00
4225000.00
Chester Cnty Industrial Dev Auth
RB (Archdiocese of Philadelphia) Series 2001 0.180000%
165588BT0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0040
N
2000000.00
2000000.00
Commonwealth Financing Auth
RB Series 2006A 0.220000%
20281PBR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Pennsylvania
N/A
N/A
9850000.00
9850000.00
0.0196
N
9850000.00
9850000.00
Delaware Cnty Auth
RB (Riddle Village) Series 2006 0.470000%
245913HK7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
SOVEREIGN BANK
N/A
N/A
Y
Sovereign Bank
N/A
N/A
N
8465000.00
8465000.00
0.0169
N
8465000.00
8465000.00
Delaware Cnty IDA
Water Facilities RB (Aqua Pennsylvania) Series 2005A 0.260000%
246018FJ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
315000.00
315000.00
0.0006
N
315000.00
315000.00
Delaware Cnty IDA
Resource Recovery Refunding RB Series 1997G 0.150000%
246018FT7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
General Electric Capital Corp
N/A
N/A
N
Y
Obligor
General Electric Capital Corp
N/A
N/A
4910000.00
4910000.00
0.0098
N
4910000.00
4910000.00
Delaware River Port Auth
Refunding RB Series 2008B 0.180000%
246352EX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
500000.00
500000.00
0.0010
N
500000.00
500000.00
Emmaus General Auth
Local Government RB (East Penn SD) Series 1989-F19 0.170000%
291380JZ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
500000.00
500000.00
0.0010
N
500000.00
500000.00
Emmaus General Auth
Local Government RB (Saucon Valley SD) Series 1989-G19 0.170000%
291380KB8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
1100000.00
1100000.00
0.0022
N
1100000.00
1100000.00
Geisinger Auth
RB (Geisinger Health) Series 2011A1 0.200000%
94985NZ53
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Wells Fargo Bank NA
N/A
N/A
N
Y
Obligor
Geisinger Health System
N/A
N/A
4795000.00
4795000.00
0.0095
N
4795000.00
4795000.00
Lancaster Cnty Hospital Auth
RB (Landis Homes Retirement Community) Series 2002 0.260000%
514045WJ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
4535000.00
4535000.00
0.0090
N
4535000.00
4535000.00
Lancaster Cnty Hospital Auth
Health System Refunding RB (Lancaster General Hospital) Series 2008 0.160000%
514045ZH9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
5010000.00
5010000.00
0.0100
N
5010000.00
5010000.00
Lancaster Cnty Hospital Auth
RB (Landis Homes Retirement Community) Series 2009 0.260000%
514045ZK2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
12255000.00
12255000.00
0.0244
N
12255000.00
12255000.00
Lehigh Cnty General Purpose Auth
Hospital RB (Lehigh Valley Health Network) Series 2008C 0.160000%
52480GAA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
2505000.00
2505000.00
0.0050
N
2505000.00
2505000.00
Luzerne Cnty IDA
Water Facility Refunding RB (Pennsylvania-American Water) Series 2004A 0.270000%
55072QAN9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
5000000.00
5000000.00
0.0100
N
5000000.00
5000000.00
Luzerne Cnty IDA
Water Facility Refunding RB (Pennsylvania-American Water) Series 2009 0.400000%
94985NTE1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-02-23
2012-02-23
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
5000000.00
5000000.00
0.0100
N
5000000.00
5000000.00
North Hampton Cnty
RB (Binney & Smith) Series 1997A 0.320000%
663549KK8
Variable Rate Demand Note
N
Unrated Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
7500000.00
7500000.00
0.0149
N
7500000.00
7500000.00
Nuveen Pennsylvania Investment Quality Municipal Fund
Variable Rate Demand Preferred Shares Series 1 0.380000%
670972504
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
11000000.00
11000000.00
0.0219
N
11000000.00
11000000.00
Nuveen Pennsylvania Premium Income Municipal Fund 2
Variable Rate Demand Preferred Shares Series 1 0.380000%
67061F309
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
10000000.00
10000000.00
0.0199
N
10000000.00
10000000.00
Owen J. Roberts SD
GO Notes Series 2006 0.220000%
46632PR21
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1375000.00
1375000.00
0.0027
N
1375000.00
1375000.00
Pennsylvania
GO Bonds Second Series 2007A 0.210000%
07330CHC6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
6535000.00
6535000.00
0.0130
N
6535000.00
6535000.00
Pennsylvania
GO Bonds Second Series 2005 5.250000%
7091413E3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
N
300000.00
304881.23
0.0006
N
304875.00
304875.00
Pennsylvania
GO Bonds First Series 2006 5.000000%
7091414E2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-10-01
2011-10-01
N
N
N
925000.00
928500.82
0.0018
N
928117.25
928117.25
Pennsylvania
GO Bonds First Series 2004 5.250000%
709141F75
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-02-01
2012-02-01
N
N
N
250000.00
255092.24
0.0005
N
255110.00
255110.00
Pennsylvania
GO Bonds Fourth Series 2004 5.000000%
709141S89
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
N
125000.00
129603.66
0.0003
N
129898.75
129898.75
Pennsylvania
GO Bonds First Series 2003 5.000000%
709141ZE8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-01-01
2012-01-01
N
N
N
600000.00
608936.88
0.0012
N
609192.00
609192.00
Pennsylvania Economic Development Financing Auth
RB (Lithographers Real Estate) Series 2008B1 0.250000%
708684TG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
3600000.00
3600000.00
0.0072
N
3600000.00
3600000.00
Pennsylvania Economic Development Financing Auth
RB (Amtrak) Series 2001B 0.220000%
708686AX8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
8690000.00
8690000.00
0.0173
N
8690000.00
8690000.00
Pennsylvania Economic Development Financing Auth
Refunding RB (Aqua Pennsylvania) Series 2010A 0.300000%
94985NXT3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
7500000.00
7500000.00
0.0149
N
7500000.00
7500000.00
Pennsylvania Energy Development Auth
RB (B&W Ebensburg) Series 1986 0.290000%
708704AB7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
N
5455000.00
5455000.00
0.0109
N
5455000.00
5455000.00
Pennsylvania HFA
S/F Mortgage RB Series 2007-100A 0.340000%
05248P2S3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
N
N
7685000.00
7685000.00
0.0153
N
7685000.00
7685000.00
Pennsylvania HFA
S/F Mortgage RB Series 2002-73A&74B 0.320000%
46632PTX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2105000.00
2105000.00
0.0042
N
2105000.00
2105000.00
Pennsylvania HFA
Rental Housing Refunding Bonds Series 2008A 0.190000%
708793NS9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
N
N
3695000.00
3695000.00
0.0074
N
3695000.00
3695000.00
Pennsylvania HFA
S/F Mortgage RB Series 2002-74A 0.170000%
708793PR9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Barclays Bank Plc
N/A
N/A
N
N
17700000.00
17700000.00
0.0352
N
17700000.00
17700000.00
Pennsylvania HFA
S/F Mortgage RB Series 2002-75A 0.170000%
708793PS7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Barclays Bank Plc
N/A
N/A
N
N
10530000.00
10530000.00
0.0210
N
10530000.00
10530000.00
Pennsylvania HFA
S/F Mortgage RB Series 2003-77B 0.170000%
708793PT5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Barclays Bank Plc
N/A
N/A
N
N
1000000.00
1000000.00
0.0020
N
1000000.00
1000000.00
Pennsylvania HFA
S/F Mortgage RB Series 2003-79B 0.170000%
708793PU2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Barclays Bank Plc
N/A
N/A
N
N
2000000.00
2000000.00
0.0040
N
2000000.00
2000000.00
Pennsylvania HFA
S/F Mortgage RB Series 2007-99A 0.250000%
708796LV7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
4680000.00
4680000.00
0.0093
N
4680000.00
4680000.00
Pennsylvania HFA
S/F Mortgage RB Series 2008-102C 0.210000%
708796PJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0159
N
8000000.00
8000000.00
Pennsylvania HFA
S/F Mortgage RB Series 2006-99A, 2007-99A&100A 0.270000%
708796QT7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
2985000.00
2985000.00
0.0059
N
2985000.00
2985000.00
Pennsylvania HFA
S/F Mortgage RB Series 2006-93,94&95A, 2007-97&98A 0.240000%
708796RE9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
1245147.00
1245147.00
0.0025
N
1245147.00
1245147.00
Pennsylvania HFA
S/F Mortgage RB Series 2010-111 0.450000%
708796XP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-09-22
2011-09-22
N
N
N
6000000.00
6000000.00
0.0119
N
6000300.00
6000300.00
Pennsylvania HFA
S/F Mortgage RB Series 2009-105C 0.270000%
74703YBD1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Merrill Lynch International Bank Ltd
N/A
N/A
N
N
2000000.00
2000000.00
0.0040
N
2000000.00
2000000.00
Pennsylvania Higher Educational Facilities Auth
RB (Robert Morris College) Series 2000F2 0.600000%
70917NGP3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
Y
PNC Bank NA
N/A
N/A
N
2400000.00
2400000.00
0.0048
N
2400000.00
2400000.00
Pennsylvania Higher Educational Facilities Auth
RB (Drexel Univ) Second Series 2000 0.190000%
70917NHQ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0040
N
2000000.00
2000000.00
Pennsylvania Higher Educational Facilities Auth
RB (Assoc of Indep Colleges & Univs of PA) Series 2001-I1 0.240000%
70917NLX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
5500000.00
5500000.00
0.0109
N
5500000.00
5500000.00
Pennsylvania Higher Educational Facilities Auth
RB (UPenn Health System) Series 2008A 0.140000%
70917RPY5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
3000000.00
3000000.00
0.0060
N
3000000.00
3000000.00
Pennsylvania Higher Educational Facilities Auth
RB (Bryn Mawr College) Series 2009 0.430000%
70917RTR6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-02-02
2012-02-02
N
N
Y
Obligor
Bryn Mawr College PA
N/A
N/A
5000000.00
5000000.00
0.0100
N
5005450.00
5005450.00
Pennsylvania Higher Educational Facilities Auth
RB (Univ of Pittsburgh Medical Center) Series 2010E 3.500000%
70917RXY6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-15
2012-05-15
N
N
Y
Obligor
Univ of Pittsburgh Medical Center
N/A
N/A
1695000.00
1730672.63
0.0034
N
1732086.60
1732086.60
Pennsylvania Higher Educational Facilities Auth
RB (Drexel Univ) Series 2005C 0.200000%
94985NV73
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
4020000.00
4020000.00
0.0080
N
4020000.00
4020000.00
Pennsylvania State Turnpike Commission
Sub Special RB Series 2010B1 0.220000%
709223C82
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
9000000.00
9000000.00
0.0179
N
9000000.00
9000000.00
Pennsylvania State Turnpike Commission
Turnpike RB Series 2004A 0.220000%
709223VX6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
2000000.00
2000000.00
0.0040
N
2000000.00
2000000.00
Pennsylvania State Turnpike Commission
Turnpike RB Series 2011C1 0.210000%
74926YSL6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
7000000.00
7000000.00
0.0139
N
7000000.00
7000000.00
Philadelphia
Airport RB Series 2007A 0.260000%
25154LHB3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
14700000.00
14700000.00
0.0293
N
14700000.00
14700000.00
Philadelphia
Airport Refunding RB Series 2007B 0.260000%
25154LKR4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
2845000.00
2845000.00
0.0057
N
2845000.00
2845000.00
Philadelphia
GO Refunding Bonds Series 2009B 0.170000%
717813LJ6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
7000000.00
7000000.00
0.0139
N
7000000.00
7000000.00
Philadelphia
Water & Wastewater Refunding RB Series 2005B 0.150000%
717893TR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
1695000.00
1695000.00
0.0034
N
1695000.00
1695000.00
Philadelphia
Water & Wastewater Refunding RB Series 2007B 0.230000%
94985NVX6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-01-12
2012-01-12
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
13715000.00
13715000.00
0.0273
N
13715000.00
13715000.00
Philadelphia Gas Works
RB 7th & 19th Series 0.210000%
25154CTH7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
10800000.00
10800000.00
0.0215
N
10800000.00
10800000.00
Philadelphia IDA
RB (Fox Chase Cancer Center) Series 2007B 0.140000%
7178182K3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
27215000.00
27215000.00
0.0542
N
27215000.00
27215000.00
Philadelphia IDA
Lease Refunding RB Series 2007B1 0.190000%
71781QEG9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0020
N
1000000.00
1000000.00
Philadelphia IDA
Lease Refunding RB Series 2007B2 0.190000%
71781QEJ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
15055000.00
15055000.00
0.0300
N
15055000.00
15055000.00
Philadelphia IDA
Lease Refunding RB Series 2007B3 0.180000%
71781QEL8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0040
N
2000000.00
2000000.00
Pittsburgh Water & Sewer Auth
Sub Refunding RB Series 2008C1A 0.450000%
725304RH4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
N
Y
Federal Home Loan Bank
N/A
N/A
N
2500000.00
2500000.00
0.0050
N
2500000.00
2500000.00
Pittsburgh Water & Sewer Auth
Sub Refunding RB Series 2008C1B 0.450000%
725304RJ0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
N
Y
Federal Home Loan Bank
N/A
N/A
N
5000000.00
5000000.00
0.0100
N
5000000.00
5000000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.240000%
25154LGB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
N
N
16535000.00
16535000.00
0.0329
N
16535000.00
16535000.00
Sayre Health Care Facilities Auth
RB (Guthrie Health) Series 2002A 5.750000%
805777JJ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-12-01
2011-12-01
N
N
Y
Escrow
Escrow
N/A
N/A
2185000.00
2235457.90
0.0044
N
2235451.65
2235451.65
Univ of Pittsburgh
Univ Capital Project Bonds Series 2009B 0.210000%
46633VHU6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4135000.00
4135000.00
0.0082
N
4135000.00
4135000.00
Univ of Pittsburgh
Univ Capital Project & Refunding Bonds Series 2002A 4.000000%
91335VFM3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-09-15
2011-09-15
N
N
N
1000000.00
1001422.40
0.0020
N
1000960.00
1000960.00
Univ of Pittsburgh
Univ Capital Project & Refunding Bonds Series 2005C 0.120000%
91480VAW9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-04
2011-10-04
N
N
N
20000000.00
20000000.00
0.0398
N
19998600.00
19998600.00
Univ of Pittsburgh
Capital Project & Refunding Bonds Series 2007B 0.170000%
91481AAJ3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-03
2011-11-03
N
N
N
4866000.00
4866000.00
0.0097
N
4865318.76
4865318.76
Washington Cnty Auth
Refunding RB (Univ of Pennsylvania) Series 2004 0.170000%
938591BF0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Univ of Pennsylvania
N/A
N/A
N
Y
Obligor
Univ of Pennsylvania
N/A
N/A
3490000.00
3490000.00
0.0069
N
3490000.00
3490000.00
Washington Cnty Hospital Auth
Hospital RB (Washington Hospital) Series 2001B 0.470000%
938592GQ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-01
2012-07-01
N
Y
PNC Bank NA
N/A
N/A
N
3500000.00
3500000.00
0.0070
N
3500000.00
3500000.00
Washington Cnty Hospital Auth
Hospital RB (Monongahela Valley) Series 2011A 0.180000%
938592HM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
2540000.00
2540000.00
0.0051
N
2540000.00
2540000.00
Westmoreland Cnty IDA
IDRB (White Consolidated Industries) Series 1982 0.440000%
961008GR4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-12-01
2011-12-01
N
Y
Nordea Bank Finland Plc
N/A
N/A
N
6940000.00
6940000.00
0.0138
N
6940000.00
6940000.00