0001145549-11-009462.txt : 20111031
0001145549-11-009462.hdr.sgml : 20111031
20110908095823
ACCESSION NUMBER: 0001145549-11-009462
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110831
FILED AS OF DATE: 20110908
DATE AS OF CHANGE: 20110908
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 111079684
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000019114
Schwab California AMT Tax-Free Money Fund
C000052863
Value Advantage Shares
SNKXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2011-08-31
0000857156
S000019114
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
38
56
187406001.47
225881.17
34470.21
187597412.43
0.0024
1.0005
2011-08-31
1.0005
2011-08-31
C000052863
25000.00
187597412.43
1.00
-5999025.73
3376462.44
9375488.17
0.0001
1.0005
2011-08-31
1.0005
2011-08-31
ABAG Finance Auth
COP (Episcopal Homes Foundation) Series 2000 0.120000%
00037EHE9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1900000.00
1900000.00
0.0101
N
1900000.00
1900000.00
Alameda Cnty IDA
RB (Dale Hardware) Series 2010 0.240000%
01110RAA3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
2665000.00
2665000.00
0.0142
N
2665000.00
2665000.00
Alameda Cnty Jt Powers Auth
Lease Revenue CP Notes Series A 0.200000%
01083PBE1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-17
2011-11-17
N
Y
Union Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0053
N
1000000.00
1000000.00
Alameda Corridor Transportation Auth
Sr Lien RB Series 1999A 0.240000%
25154RAJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
1083000.00
1083000.00
0.0058
N
1083000.00
1083000.00
Anaheim Public Financing Auth
Electric System RB Series 2007A 0.220000%
03255MMB0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
4030000.00
4030000.00
0.0215
N
4030000.00
4030000.00
Anaheim Public Financing Auth
Electric System Second Lien RB Series 2004 0.220000%
03255MPM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
2700000.00
2700000.00
0.0144
N
2700000.00
2700000.00
Anaheim Public Financing Auth
Sub Lease RB Series 1997C 0.240000%
25154RAA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
417000.00
417000.00
0.0022
N
417000.00
417000.00
Bay Area Toll Auth
Toll Bridge RB Series 2006F 3.750000%
072024CK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-04-01
2012-04-01
N
N
N
1000000.00
1019995.76
0.0054
N
1019730.00
1019730.00
Bay Area Toll Auth
Toll Bridge RB Series 2009F1 0.210000%
072024QW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
500000.00
500000.00
0.0027
N
500000.00
500000.00
Bay Area Toll Auth
Toll Bridge RB Series 2009F1 0.270000%
74703YMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Merrill Lynch Capital Services
N/A
N/A
N
N
1305000.00
1305000.00
0.0070
N
1305000.00
1305000.00
Bay Area Toll Auth
Toll Bridge Sub RB Series 2010S2 0.230000%
94985NXC0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-01-25
2012-01-25
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
2000000.00
2000000.00
0.0107
N
2000000.00
2000000.00
California
RAN Series 2011A4 0.190000%
06740GPG5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-11-22
2011-11-22
N
Y
Barclays Bank Plc
N/A
N/A
N
2000000.00
2000000.00
0.0107
N
2000000.00
2000000.00
California
GO CP Notes 0.300000%
13067KW46
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-26
2011-09-26
N
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
Credit Agricole Corporate and Investment Bank
N/A
N/A
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Royal Bank of Canada
N/A
N/A
Wells Fargo Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0053
N
1000140.00
1000140.00
California
GO CP Notes 0.300000%
13067KW87
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
N
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
Credit Agricole Corporate and Investment Bank
N/A
N/A
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Royal Bank of Canada
N/A
N/A
Wells Fargo Bank NA
N/A
N/A
N
3215000.00
3215000.00
0.0171
N
3215000.00
3215000.00
California Dept of Water Resources
Water System (Central Valley) RB Series AH 0.220000%
13066KK65
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
985000.00
985000.00
0.0053
N
985000.00
985000.00
California Educational Facilities Auth
RB (Univ of Southern California) Series 2009A 0.270000%
05248RDV0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Univ of Southern California
N/A
N/A
2220000.00
2220000.00
0.0118
N
2220000.00
2220000.00
California Educational Facilities Auth
RB (Univ of San Diego) Series 1999 & Refunding RB (Loyola Marymount Univ) Series 2001A 0.240000%
25154RPU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
340000.00
340000.00
0.0018
N
340000.00
340000.00
California Health Facilities Financing Auth
RB (Childrens Hospital Los Angeles) Series 2010B 0.150000%
13033LHC4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
2000000.00
2000000.00
0.0107
N
2000000.00
2000000.00
California Health Facilities Financing Auth
RB (Sutter Health) Series 2011B 0.210000%
13033LMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Sutter Health
N/A
N/A
2100000.00
2100000.00
0.0112
N
2100000.00
2100000.00
California Infrastructure & Economic Development Bank
RB (J. Paul Getty Trust) Series 2003B 0.060000%
13033W3R2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
J. Paul Getty Trust
N/A
N/A
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
1100000.00
1100000.00
0.0059
N
1100000.00
1100000.00
California Infrastructure & Economic Development Bank
RB (Asian-American Drug Abuse Program) Series 2008 0.270000%
13033WP80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
3430000.00
3430000.00
0.0183
N
3430000.00
3430000.00
California Infrastructure & Economic Development Bank
RB (Contemporary Jewish Museum) Series 2006 0.140000%
13033WTL7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
1700000.00
1700000.00
0.0091
N
1700000.00
1700000.00
California Infrastructure & Economic Development Bank
RB (J. Paul Getty Trust) Series 2003A 3.900000%
13033WTQ6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-12-01
2011-12-01
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
400000.00
403455.11
0.0022
N
403432.00
403432.00
California Infrastructure & Economic Development Bank
RB (J. Paul Getty Trust) Series 2004A 4.000000%
13033WTR4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-12-01
2011-12-01
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
265000.00
267058.28
0.0014
N
267337.30
267337.30
California Infrastructure & Economic Development Bank
RB (Casa Loma College) Series 2009 0.320000%
13033WX57
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
1960000.00
1960000.00
0.0104
N
1960000.00
1960000.00
California Infrastructure & Economic Development Bank
Refunding RB (J. Paul Getty Trust) Series 2007A3 2.250000%
13033WX99
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-04-02
2012-04-02
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
125000.00
126342.89
0.0007
N
126378.75
126378.75
California Pollution Control Financing Auth
Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.220000%
130536PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2335000.00
2335000.00
0.0124
N
2335000.00
2335000.00
California School Cash Reserve Program Auth
Bonds 2011-2012 Series E 2.000000%
130583DN4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-01
2012-06-01
N
N
Y
Obligor
California School Cash Reserve Program Auth
N/A
N/A
Obligor
Cupertino Union School District
N/A
N/A
Obligor
San Mateo Cnty Community College District
N/A
N/A
1000000.00
1012289.23
0.0054
N
1012120.00
1012120.00
California School Cash Reserve Program Auth
Sr Bonds 2011-2012 Series B 2.000000%
130583DZ7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-01
2012-06-01
N
N
N
2000000.00
2022621.31
0.0108
N
2023500.00
2023500.00
California Statewide Communities Development Auth
Refunding RB (Los Angeles Cnty Museum of Art) Series 2008B 0.130000%
1307953R6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1700000.00
1700000.00
0.0091
N
1700000.00
1700000.00
California Statewide Communities Development Auth
RB (Rady Children's Hospital - San Diego) Series 2008B 0.060000%
130795VL8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1900000.00
1900000.00
0.0101
N
1900000.00
1900000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2008B 0.380000%
13079JBY2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-15
2011-11-15
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
1500000.00
1500000.00
0.0080
N
1500555.00
1500555.00
California Statewide Communities Development Auth
M/F Housing Refunding RB (Irvine Apt Communities) Series 2008C2&C3 0.310000%
13079PMQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0107
N
2000000.00
2000000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2002C 3.850000%
130911LB4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-01
2012-06-01
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
1165000.00
1193786.59
0.0064
N
1195208.45
1195208.45
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2003B 0.130000%
130911RX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
4200000.00
4200000.00
0.0224
N
4200000.00
4200000.00
Chaffey Community College District
GO Bonds Series 2005B 0.300000%
05248PG66
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0352
N
6600000.00
6600000.00
Coast Community College District
GO Bonds Series 2006B 0.240000%
25154LM84
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
N
N
1225000.00
1225000.00
0.0065
N
1225000.00
1225000.00
Contra Costa Water District
Revenue Notes Series A 2.000000%
212218PE5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-10-01
2011-10-01
N
N
N
750000.00
750915.75
0.0040
N
750975.00
750975.00
Diamond Bar Public Financing Auth
Lease RB Series 2002A 0.190000%
25256PAA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
3375000.00
3375000.00
0.0180
N
3375000.00
3375000.00
Dry Creek/Grant Jt Union SDs
GO Bonds Series 2008 0.240000%
25154L8F4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
191000.00
191000.00
0.0010
N
191000.00
191000.00
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2009A1 0.240000%
271014TV4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-09-07
2011-12-01
N
N
N
3935000.00
3935000.00
0.0210
N
3935472.20
3935472.20
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2009A2 0.240000%
271014UG5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-09-07
2012-03-01
N
N
N
2955000.00
2955000.00
0.0158
N
2955295.50
2955295.50
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2010A 0.210000%
271014UK6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
240000.00
240000.00
0.0013
N
240000.00
240000.00
East Bay Municipal Utility District
Wastewater System Extendible CP 0.200000%
27102CAW3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-15
2012-04-29
N
N
N
3000000.00
3000000.00
0.0160
N
3000000.00
3000000.00
East Bay Municipal Utility District
Wastewater System Extendible CP 0.200000%
27102CAX1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-18
2012-04-30
N
N
N
2000000.00
2000000.00
0.0107
N
2000000.00
2000000.00
East Bay Municipal Utility District
Water System Extendible CP 0.200000%
27102EDQ9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-15
2012-04-29
N
N
N
1000000.00
1000000.00
0.0053
N
1000000.00
1000000.00
Eastern Municipal Water District
Water & Sewer Revenue COP Series 2008A 0.140000%
276771HB1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
3900000.00
3900000.00
0.0208
N
3900000.00
3900000.00
Foothill-DeAnza Community College District
GO Bonds Series C 0.220000%
07330CFH7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
585000.00
585000.00
0.0031
N
585000.00
585000.00
Foothill-DeAnza Community College District
GO Bonds Series B 0.240000%
25154L2M5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
N
N
355000.00
355000.00
0.0019
N
355000.00
355000.00
Foothill-DeAnza Community College District
GO Bonds Series A 0.240000%
25154L5Z3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
N
N
242000.00
242000.00
0.0013
N
242000.00
242000.00
Grossmont UHSD
GO Bonds Series 2006 0.240000%
25154RQK0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
N
N
150000.00
150000.00
0.0008
N
150000.00
150000.00
Grossmont UHSD
GO Bonds Series 2008 0.220000%
399262FV1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
1000000.00
1000000.00
0.0053
N
1000000.00
1000000.00
Imperial Irrigation District
Electric & Water Revenue CP Warrants Series A 0.170000%
45287LDS8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-12
2011-09-12
N
Y
Union Bank NA
N/A
N/A
N
3333000.00
3333000.00
0.0178
N
3332933.34
3332933.34
Irvine Assessment District
Limited Obligation Improvement Bonds (Assessment District No. 03-19) Series B 0.130000%
4636087F0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
California State Teachers Retirement Systems
N/A
N/A
US Bank NA
N/A
N/A
Y
California State Teachers Retirement Systems
N/A
N/A
US Bank NA
N/A
N/A
N
700000.00
700000.00
0.0037
N
700000.00
700000.00
Irvine Ranch Water District
Refunding Bonds Series 2011A1 0.250000%
4636324Q9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-09-07
2012-04-02
N
N
N
1000000.00
1000000.00
0.0053
N
1000010.00
1000010.00
Irvine Ranch Water District
Refunding Bonds Series 2011A2 0.250000%
4636324R7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-09-07
2012-04-02
N
N
N
870000.00
870000.00
0.0046
N
870008.70
870008.70
Kern Cnty
TRAN 2011-2012 3.000000%
492248AV1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-29
2012-06-29
N
N
N
1800000.00
1840263.25
0.0098
N
1840410.00
1840410.00
Los Angeles
Wastewater System Refunding RB Series 2003A 0.210000%
5446525B2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Los Angeles Wastewater System
N/A
N/A
1000000.00
1000000.00
0.0053
N
1000000.00
1000000.00
Los Angeles Cnty
2011-2012 TRAN Series B 2.500000%
544657HJ1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-30
2012-03-30
N
N
N
1000000.00
1012435.86
0.0054
N
1013100.00
1013100.00
Los Angeles Cnty
2011-2012 TRAN Series C 2.500000%
544657HK8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-29
2012-06-29
N
N
N
1700000.00
1729633.47
0.0092
N
1731144.00
1731144.00
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series B 0.110000%
54466UEE3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-04
2011-10-04
N
Y
Bank of America NA
N/A
N/A
N
2000000.00
2000000.00
0.0107
N
2000020.00
2000020.00
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series C 0.210000%
54467CBE5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
N
Y
Wells Fargo Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0107
N
2000000.00
2000000.00
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax Refunding RB Series 2008A1 0.190000%
544712K76
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Los Angeles Cnty Metropolitan Transportation Auth-Prop A
N/A
N/A
2000000.00
2000000.00
0.0107
N
2000000.00
2000000.00
Los Angeles Cnty Metropolitan Transportation Auth
Second Sr Sales Tax Refunding RB Series 2009C1 0.140000%
544712S37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
1000000.00
1000000.00
0.0053
N
1000000.00
1000000.00
Los Angeles Cnty Metropolitan Transportation Auth
Second Sub Sales Tax Revenue CP Series A 0.110000%
54472HDE5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-03
2011-10-03
N
Y
Barclays Bank Plc
N/A
N/A
N
1557000.00
1557000.00
0.0083
N
1557015.57
1557015.57
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax Refunding RB Series 2008A3&2008A4 0.250000%
74926YSP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-09-07
2011-12-01
N
Y
Royal Bank of Canada
N/A
N/A
N
2000000.00
2000000.00
0.0107
N
2000000.00
2000000.00
Los Angeles Community College District
GO Bonds Series 2007A 0.210000%
54438CNM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0160
N
3000000.00
3000000.00
Los Angeles Dept of Airports
Airport Sr RB Series 2010A 0.270000%
74703YBS8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Merrill Lynch International Bank Ltd
N/A
N/A
N
N
2160000.00
2160000.00
0.0115
N
2160000.00
2160000.00
Los Angeles Dept of Water & Power
Power System RB Series 2007A1 0.230000%
46633VUF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0320
N
6000000.00
6000000.00
Los Angeles Dept of Water & Power
Power System RB Series 2005A2 0.210000%
544495KP8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
100000.00
100000.00
0.0005
N
100000.00
100000.00
Los Angeles USD
GO Bonds Series 2009D&2009I 0.210000%
544646US9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
400000.00
400000.00
0.0021
N
400000.00
400000.00
Los Angeles USD
GO Bonds Series 2009F 0.220000%
544646UV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
300000.00
300000.00
0.0016
N
300000.00
300000.00
Madera/West Contra Costa/Santa Ana USDs & Tulare Jt/San Mateo UHSD
GO Bonds Series 2005 0.240000%
25154LGQ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
380000.00
380000.00
0.0020
N
380000.00
380000.00
Napa Valley Community College District
GO Bonds Series B 0.240000%
25154LR97
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
285000.00
285000.00
0.0015
N
285000.00
285000.00
Newport-Mesa USD
GO Bonds Series 2007 0.210000%
25154C4F8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
N
N
5240000.00
5240000.00
0.0279
N
5240000.00
5240000.00
Orange Cnty Sanitation District
Refunding COP Series 2000A 0.080000%
684285BR9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
Lloyds TSB Bank Plc
N/A
N/A
N
N
885000.00
885000.00
0.0047
N
885000.00
885000.00
Orange Cnty Sanitation District
COP Series 2007B 0.210000%
68428PCR4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
1670000.00
1670000.00
0.0089
N
1670000.00
1670000.00
Oxnard Financing Auth
Water RB Series 2006 0.350000%
27884FHS2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-12
2012-05-12
N
Y
US Bank NA
N/A
N/A
Y
Tender Option
US Bank NA
N/A
N/A
1000000.00
1000000.00
0.0053
N
1000000.00
1000000.00
Palomar Pomerado Health
GO Bonds Series 2007A 0.240000%
25154LFY5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
280000.00
280000.00
0.0015
N
280000.00
280000.00
Riverside Cnty
CP Series B 0.090000%
76913VJE8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
N
Y
Bank of Nova Scotia
N/A
N/A
N
1900000.00
1900000.00
0.0101
N
1900000.00
1900000.00
Riverside Cnty Transportation Commission
Sales Limited Tax RB Series 2009B 0.200000%
769125DR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2065000.00
2065000.00
0.0110
N
2065000.00
2065000.00
Sacramento Cnty Sanitation District Financing Auth
Refunding RB Series 2007B 0.600000%
74703YA75
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Sacramento Regional Cnty Sanitation District
N/A
N/A
550000.00
550000.00
0.0029
N
550000.00
550000.00
Sacramento Municipal Utility District
Electric Refunding RB Series 2003S 5.000000%
786005HV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-15
2011-11-15
N
N
N
1000000.00
1008690.16
0.0054
N
1008500.00
1008500.00
San Diego Cnty Regional Transportation Commission
Sales Tax RB Series 2008B 0.170000%
797400FG8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1690000.00
1690000.00
0.0090
N
1690000.00
1690000.00
San Diego Cnty Water Auth
Water Revenue COP Series 2008A 0.210000%
797415KF2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0053
N
1000000.00
1000000.00
San Diego Community College District
GO Bonds Series 2011 0.190000%
25155DAQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
N
N
3500000.00
3500000.00
0.0187
N
3500000.00
3500000.00
San Diego Community College District
GO Bonds Series 2009 0.210000%
797272HA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
3125000.00
3125000.00
0.0167
N
3125000.00
3125000.00
San Francisco
GO Improvement Bonds Series 2009A 0.230000%
94985NHF1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-01-25
2012-01-25
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
530000.00
530000.00
0.0028
N
530000.00
530000.00
San Joaquin Cnty Transportation Auth
Sales Tax Revenue CP 0.170000%
79811UAP1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-12
2011-09-12
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1200000.00
1200000.00
0.0064
N
1199976.00
1199976.00
San Marcos Public Facilities Auth
Tax Allocation Refunding RB (Project Areas No. 1&3) Series 2005A 0.130000%
27884FEE6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
3500000.00
3500000.00
0.0187
N
3500000.00
3500000.00
San Mateo Cnty Community College District
GO Bonds Series 2006B 0.210000%
25154CW34
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
N
N
255000.00
255000.00
0.0014
N
255000.00
255000.00
San Pablo Redevelopment Agency
Sub Tax Allocation Bonds (Tenth Township Redevelopment) Series 2006 0.110000%
799146DJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
800000.00
800000.00
0.0043
N
800000.00
800000.00
Simi Valley USD
GO Bonds Series 2007C 0.240000%
25154C5D2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
4320000.00
4320000.00
0.0230
N
4320000.00
4320000.00
Southern California Metropolitan Water District
Water RB Series 2003B1 0.210000%
5926637C6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0053
N
1000000.00
1000000.00
Southern California Metropolitan Water District
Water RB Series 2000B3 0.090000%
592663XH6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
Y
Wells Fargo Bank NA
N/A
N/A
N
N
600000.00
600000.00
0.0032
N
600000.00
600000.00
Southern California Metropolitan Water District
RB Series 2000B4 0.140000%
592663XJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
700000.00
700000.00
0.0037
N
700000.00
700000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A1 0.210000%
59266TAD3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-09-07
2012-01-06
N
N
N
3000000.00
3000000.00
0.0160
N
3000060.00
3000060.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A2 0.210000%
59266TCX7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-09-07
2012-07-09
N
N
N
2160000.00
2160000.00
0.0115
N
2160043.20
2160043.20
Sunnyvale
Refunding COP Series 2009A 0.210000%
867546CD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2595000.00
2595000.00
0.0138
N
2595000.00
2595000.00
Sweetwater UHSD
GO Bonds Series 2008A 0.220000%
870462QQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
1000000.00
1000000.00
0.0053
N
1000000.00
1000000.00
Torrance
TRAN 2011-2012 3.000000%
891347ER3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-12
2012-07-12
N
N
N
2000000.00
2045981.37
0.0109
N
2046680.00
2046680.00
Univ of California
General RB Series 2003A 5.000000%
91412FGX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-15
2012-05-15
N
N
N
1000000.00
1032532.44
0.0055
N
1033090.00
1033090.00
Univ of California
General RB Series 2007J 0.230000%
91412FW78
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-01-12
2012-01-12
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
3665000.00
3665000.00
0.0195
N
3665000.00
3665000.00
Upland USD
GO Bonds Series A 0.240000%
25154L7V0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
257000.00
257000.00
0.0014
N
257000.00
257000.00
West Hills Community College District
COP (2008 Refunding) 0.190000%
95330RAC5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1250000.00
1250000.00
0.0067
N
1250000.00
1250000.00
West Sacramento
Special Tax Bonds (CFD #16) 5.900000%
955656FS7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-09-01
2011-09-01
N
N
Y
Escrow
Escrow
N/A
N/A
1000000.00
1020000.00
0.0054
N
1020000.00
1020000.00
West Sacramento
Special Tax Bonds (CFD #16) 6.000000%
955656FT5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-09-01
2011-09-01
N
N
Y
Escrow
Escrow
N/A
N/A
3000000.00
3060000.00
0.0163
N
3060000.00
3060000.00
William S. Hart UHSD
GO Bonds Series A 0.360000%
94985NKJ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-11-10
2011-11-10
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
4000000.00
4000000.00
0.0213
N
4000000.00
4000000.00