0001145549-11-009462.txt : 20111031 0001145549-11-009462.hdr.sgml : 20111031 20110908095823 ACCESSION NUMBER: 0001145549-11-009462 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110831 FILED AS OF DATE: 20110908 DATE AS OF CHANGE: 20110908 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 111079684 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000019114 Schwab California AMT Tax-Free Money Fund C000052863 Value Advantage Shares SNKXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2011-08-31 0000857156 S000019114 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 38 56 187406001.47 225881.17 34470.21 187597412.43 0.0024 1.0005 2011-08-31 1.0005 2011-08-31 C000052863 25000.00 187597412.43 1.00 -5999025.73 3376462.44 9375488.17 0.0001 1.0005 2011-08-31 1.0005 2011-08-31 ABAG Finance Auth COP (Episcopal Homes Foundation) Series 2000 0.120000% 00037EHE9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 1900000.00 1900000.00 0.0101 N 1900000.00 1900000.00 Alameda Cnty IDA RB (Dale Hardware) Series 2010 0.240000% 01110RAA3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 2665000.00 2665000.00 0.0142 N 2665000.00 2665000.00 Alameda Cnty Jt Powers Auth Lease Revenue CP Notes Series A 0.200000% 01083PBE1 Other Commercial Paper N First Tier Security N/A N/A 2011-11-17 2011-11-17 N Y Union Bank NA N/A N/A N 1000000.00 1000000.00 0.0053 N 1000000.00 1000000.00 Alameda Corridor Transportation Auth Sr Lien RB Series 1999A 0.240000% 25154RAJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 1083000.00 1083000.00 0.0058 N 1083000.00 1083000.00 Anaheim Public Financing Auth Electric System RB Series 2007A 0.220000% 03255MMB0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 4030000.00 4030000.00 0.0215 N 4030000.00 4030000.00 Anaheim Public Financing Auth Electric System Second Lien RB Series 2004 0.220000% 03255MPM3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 2700000.00 2700000.00 0.0144 N 2700000.00 2700000.00 Anaheim Public Financing Auth Sub Lease RB Series 1997C 0.240000% 25154RAA9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 417000.00 417000.00 0.0022 N 417000.00 417000.00 Bay Area Toll Auth Toll Bridge RB Series 2006F 3.750000% 072024CK6 Other Municipal Debt N Unrated Security N/A N/A 2012-04-01 2012-04-01 N N N 1000000.00 1019995.76 0.0054 N 1019730.00 1019730.00 Bay Area Toll Auth Toll Bridge RB Series 2009F1 0.210000% 072024QW5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 500000.00 500000.00 0.0027 N 500000.00 500000.00 Bay Area Toll Auth Toll Bridge RB Series 2009F1 0.270000% 74703YMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Merrill Lynch Capital Services N/A N/A N N 1305000.00 1305000.00 0.0070 N 1305000.00 1305000.00 Bay Area Toll Auth Toll Bridge Sub RB Series 2010S2 0.230000% 94985NXC0 Other Municipal Debt N First Tier Security N/A N/A 2012-01-25 2012-01-25 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 2000000.00 2000000.00 0.0107 N 2000000.00 2000000.00 California RAN Series 2011A4 0.190000% 06740GPG5 Other Municipal Debt N First Tier Security N/A N/A 2011-11-22 2011-11-22 N Y Barclays Bank Plc N/A N/A N 2000000.00 2000000.00 0.0107 N 2000000.00 2000000.00 California GO CP Notes 0.300000% 13067KW46 Other Commercial Paper N First Tier Security N/A N/A 2011-09-26 2011-09-26 N Y California Public Employees' Retirement System N/A N/A California State Teachers Retirement Systems N/A N/A Credit Agricole Corporate and Investment Bank N/A N/A Landesbank Hessen-Thuringen Girozentrale N/A N/A Royal Bank of Canada N/A N/A Wells Fargo Bank NA N/A N/A N 1000000.00 1000000.00 0.0053 N 1000140.00 1000140.00 California GO CP Notes 0.300000% 13067KW87 Other Commercial Paper N First Tier Security N/A N/A 2011-09-01 2011-09-01 N Y California Public Employees' Retirement System N/A N/A California State Teachers Retirement Systems N/A N/A Credit Agricole Corporate and Investment Bank N/A N/A Landesbank Hessen-Thuringen Girozentrale N/A N/A Royal Bank of Canada N/A N/A Wells Fargo Bank NA N/A N/A N 3215000.00 3215000.00 0.0171 N 3215000.00 3215000.00 California Dept of Water Resources Water System (Central Valley) RB Series AH 0.220000% 13066KK65 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 985000.00 985000.00 0.0053 N 985000.00 985000.00 California Educational Facilities Auth RB (Univ of Southern California) Series 2009A 0.270000% 05248RDV0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A N Y Obligor Univ of Southern California N/A N/A 2220000.00 2220000.00 0.0118 N 2220000.00 2220000.00 California Educational Facilities Auth RB (Univ of San Diego) Series 1999 & Refunding RB (Loyola Marymount Univ) Series 2001A 0.240000% 25154RPU9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 340000.00 340000.00 0.0018 N 340000.00 340000.00 California Health Facilities Financing Auth RB (Childrens Hospital Los Angeles) Series 2010B 0.150000% 13033LHC4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 2000000.00 2000000.00 0.0107 N 2000000.00 2000000.00 California Health Facilities Financing Auth RB (Sutter Health) Series 2011B 0.210000% 13033LMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N Y Obligor Sutter Health N/A N/A 2100000.00 2100000.00 0.0112 N 2100000.00 2100000.00 California Infrastructure & Economic Development Bank RB (J. Paul Getty Trust) Series 2003B 0.060000% 13033W3R2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y J. Paul Getty Trust N/A N/A N Y Obligor J. Paul Getty Trust N/A N/A 1100000.00 1100000.00 0.0059 N 1100000.00 1100000.00 California Infrastructure & Economic Development Bank RB (Asian-American Drug Abuse Program) Series 2008 0.270000% 13033WP80 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 3430000.00 3430000.00 0.0183 N 3430000.00 3430000.00 California Infrastructure & Economic Development Bank RB (Contemporary Jewish Museum) Series 2006 0.140000% 13033WTL7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 1700000.00 1700000.00 0.0091 N 1700000.00 1700000.00 California Infrastructure & Economic Development Bank RB (J. Paul Getty Trust) Series 2003A 3.900000% 13033WTQ6 Other Municipal Debt N First Tier Security N/A N/A 2011-12-01 2011-12-01 N N Y Obligor J. Paul Getty Trust N/A N/A 400000.00 403455.11 0.0022 N 403432.00 403432.00 California Infrastructure & Economic Development Bank RB (J. Paul Getty Trust) Series 2004A 4.000000% 13033WTR4 Other Municipal Debt N First Tier Security N/A N/A 2011-12-01 2011-12-01 N N Y Obligor J. Paul Getty Trust N/A N/A 265000.00 267058.28 0.0014 N 267337.30 267337.30 California Infrastructure & Economic Development Bank RB (Casa Loma College) Series 2009 0.320000% 13033WX57 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 1960000.00 1960000.00 0.0104 N 1960000.00 1960000.00 California Infrastructure & Economic Development Bank Refunding RB (J. Paul Getty Trust) Series 2007A3 2.250000% 13033WX99 Other Municipal Debt N First Tier Security N/A N/A 2012-04-02 2012-04-02 N N Y Obligor J. Paul Getty Trust N/A N/A 125000.00 126342.89 0.0007 N 126378.75 126378.75 California Pollution Control Financing Auth Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.220000% 130536PP4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2335000.00 2335000.00 0.0124 N 2335000.00 2335000.00 California School Cash Reserve Program Auth Bonds 2011-2012 Series E 2.000000% 130583DN4 Other Municipal Debt N First Tier Security N/A N/A 2012-06-01 2012-06-01 N N Y Obligor California School Cash Reserve Program Auth N/A N/A Obligor Cupertino Union School District N/A N/A Obligor San Mateo Cnty Community College District N/A N/A 1000000.00 1012289.23 0.0054 N 1012120.00 1012120.00 California School Cash Reserve Program Auth Sr Bonds 2011-2012 Series B 2.000000% 130583DZ7 Other Municipal Debt N First Tier Security N/A N/A 2012-06-01 2012-06-01 N N N 2000000.00 2022621.31 0.0108 N 2023500.00 2023500.00 California Statewide Communities Development Auth Refunding RB (Los Angeles Cnty Museum of Art) Series 2008B 0.130000% 1307953R6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1700000.00 1700000.00 0.0091 N 1700000.00 1700000.00 California Statewide Communities Development Auth RB (Rady Children's Hospital - San Diego) Series 2008B 0.060000% 130795VL8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 1900000.00 1900000.00 0.0101 N 1900000.00 1900000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2008B 0.380000% 13079JBY2 Other Commercial Paper N First Tier Security N/A N/A 2011-11-15 2011-11-15 N N Y Obligor Kaiser Permanente N/A N/A 1500000.00 1500000.00 0.0080 N 1500555.00 1500555.00 California Statewide Communities Development Auth M/F Housing Refunding RB (Irvine Apt Communities) Series 2008C2&C3 0.310000% 13079PMQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2000000.00 2000000.00 0.0107 N 2000000.00 2000000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2002C 3.850000% 130911LB4 Other Municipal Debt N Unrated Security N/A N/A 2012-06-01 2012-06-01 N N Y Obligor Kaiser Permanente N/A N/A 1165000.00 1193786.59 0.0064 N 1195208.45 1195208.45 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2003B 0.130000% 130911RX0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Kaiser Permanente N/A N/A N Y Obligor Kaiser Permanente N/A N/A 4200000.00 4200000.00 0.0224 N 4200000.00 4200000.00 Chaffey Community College District GO Bonds Series 2005B 0.300000% 05248PG66 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A N N 6600000.00 6600000.00 0.0352 N 6600000.00 6600000.00 Coast Community College District GO Bonds Series 2006B 0.240000% 25154LM84 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A N N 1225000.00 1225000.00 0.0065 N 1225000.00 1225000.00 Contra Costa Water District Revenue Notes Series A 2.000000% 212218PE5 Other Municipal Debt N Unrated Security N/A N/A 2011-10-01 2011-10-01 N N N 750000.00 750915.75 0.0040 N 750975.00 750975.00 Diamond Bar Public Financing Auth Lease RB Series 2002A 0.190000% 25256PAA0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 3375000.00 3375000.00 0.0180 N 3375000.00 3375000.00 Dry Creek/Grant Jt Union SDs GO Bonds Series 2008 0.240000% 25154L8F4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 191000.00 191000.00 0.0010 N 191000.00 191000.00 East Bay Municipal Utility District Water System Sub Refunding RB Series 2009A1 0.240000% 271014TV4 Other Municipal Debt N First Tier Security N/A N/A 2011-09-07 2011-12-01 N N N 3935000.00 3935000.00 0.0210 N 3935472.20 3935472.20 East Bay Municipal Utility District Water System Sub Refunding RB Series 2009A2 0.240000% 271014UG5 Other Municipal Debt N First Tier Security N/A N/A 2011-09-07 2012-03-01 N N N 2955000.00 2955000.00 0.0158 N 2955295.50 2955295.50 East Bay Municipal Utility District Water System Sub Refunding RB Series 2010A 0.210000% 271014UK6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 240000.00 240000.00 0.0013 N 240000.00 240000.00 East Bay Municipal Utility District Wastewater System Extendible CP 0.200000% 27102CAW3 Other Commercial Paper N First Tier Security N/A N/A 2011-11-15 2012-04-29 N N N 3000000.00 3000000.00 0.0160 N 3000000.00 3000000.00 East Bay Municipal Utility District Wastewater System Extendible CP 0.200000% 27102CAX1 Other Commercial Paper N First Tier Security N/A N/A 2011-11-18 2012-04-30 N N N 2000000.00 2000000.00 0.0107 N 2000000.00 2000000.00 East Bay Municipal Utility District Water System Extendible CP 0.200000% 27102EDQ9 Other Commercial Paper N First Tier Security N/A N/A 2011-11-15 2012-04-29 N N N 1000000.00 1000000.00 0.0053 N 1000000.00 1000000.00 Eastern Municipal Water District Water & Sewer Revenue COP Series 2008A 0.140000% 276771HB1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Wells Fargo Bank NA N/A N/A N N 3900000.00 3900000.00 0.0208 N 3900000.00 3900000.00 Foothill-DeAnza Community College District GO Bonds Series C 0.220000% 07330CFH7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Branch Banking & Trust Co N/A N/A N N 585000.00 585000.00 0.0031 N 585000.00 585000.00 Foothill-DeAnza Community College District GO Bonds Series B 0.240000% 25154L2M5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A N N 355000.00 355000.00 0.0019 N 355000.00 355000.00 Foothill-DeAnza Community College District GO Bonds Series A 0.240000% 25154L5Z3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A N N 242000.00 242000.00 0.0013 N 242000.00 242000.00 Grossmont UHSD GO Bonds Series 2006 0.240000% 25154RQK0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A N N 150000.00 150000.00 0.0008 N 150000.00 150000.00 Grossmont UHSD GO Bonds Series 2008 0.220000% 399262FV1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 1000000.00 1000000.00 0.0053 N 1000000.00 1000000.00 Imperial Irrigation District Electric & Water Revenue CP Warrants Series A 0.170000% 45287LDS8 Other Commercial Paper N First Tier Security N/A N/A 2011-09-12 2011-09-12 N Y Union Bank NA N/A N/A N 3333000.00 3333000.00 0.0178 N 3332933.34 3332933.34 Irvine Assessment District Limited Obligation Improvement Bonds (Assessment District No. 03-19) Series B 0.130000% 4636087F0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y California State Teachers Retirement Systems N/A N/A US Bank NA N/A N/A Y California State Teachers Retirement Systems N/A N/A US Bank NA N/A N/A N 700000.00 700000.00 0.0037 N 700000.00 700000.00 Irvine Ranch Water District Refunding Bonds Series 2011A1 0.250000% 4636324Q9 Other Municipal Debt N First Tier Security N/A N/A 2011-09-07 2012-04-02 N N N 1000000.00 1000000.00 0.0053 N 1000010.00 1000010.00 Irvine Ranch Water District Refunding Bonds Series 2011A2 0.250000% 4636324R7 Other Municipal Debt N First Tier Security N/A N/A 2011-09-07 2012-04-02 N N N 870000.00 870000.00 0.0046 N 870008.70 870008.70 Kern Cnty TRAN 2011-2012 3.000000% 492248AV1 Other Municipal Debt N First Tier Security N/A N/A 2012-06-29 2012-06-29 N N N 1800000.00 1840263.25 0.0098 N 1840410.00 1840410.00 Los Angeles Wastewater System Refunding RB Series 2003A 0.210000% 5446525B2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N Y Obligor Los Angeles Wastewater System N/A N/A 1000000.00 1000000.00 0.0053 N 1000000.00 1000000.00 Los Angeles Cnty 2011-2012 TRAN Series B 2.500000% 544657HJ1 Other Municipal Debt N First Tier Security N/A N/A 2012-03-30 2012-03-30 N N N 1000000.00 1012435.86 0.0054 N 1013100.00 1013100.00 Los Angeles Cnty 2011-2012 TRAN Series C 2.500000% 544657HK8 Other Municipal Debt N First Tier Security N/A N/A 2012-06-29 2012-06-29 N N N 1700000.00 1729633.47 0.0092 N 1731144.00 1731144.00 Los Angeles Cnty Capital Asset Leasing Corp Lease Revenue CP Notes Series B 0.110000% 54466UEE3 Other Commercial Paper N First Tier Security N/A N/A 2011-10-04 2011-10-04 N Y Bank of America NA N/A N/A N 2000000.00 2000000.00 0.0107 N 2000020.00 2000020.00 Los Angeles Cnty Capital Asset Leasing Corp Lease Revenue CP Notes Series C 0.210000% 54467CBE5 Other Commercial Paper N First Tier Security N/A N/A 2011-09-01 2011-09-01 N Y Wells Fargo Bank NA N/A N/A N 2000000.00 2000000.00 0.0107 N 2000000.00 2000000.00 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax Refunding RB Series 2008A1 0.190000% 544712K76 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A N Y Obligor Los Angeles Cnty Metropolitan Transportation Auth-Prop A N/A N/A 2000000.00 2000000.00 0.0107 N 2000000.00 2000000.00 Los Angeles Cnty Metropolitan Transportation Auth Second Sr Sales Tax Refunding RB Series 2009C1 0.140000% 544712S37 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 1000000.00 1000000.00 0.0053 N 1000000.00 1000000.00 Los Angeles Cnty Metropolitan Transportation Auth Second Sub Sales Tax Revenue CP Series A 0.110000% 54472HDE5 Other Commercial Paper N First Tier Security N/A N/A 2011-10-03 2011-10-03 N Y Barclays Bank Plc N/A N/A N 1557000.00 1557000.00 0.0083 N 1557015.57 1557015.57 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax Refunding RB Series 2008A3&2008A4 0.250000% 74926YSP7 Other Municipal Debt N First Tier Security N/A N/A 2011-09-07 2011-12-01 N Y Royal Bank of Canada N/A N/A N 2000000.00 2000000.00 0.0107 N 2000000.00 2000000.00 Los Angeles Community College District GO Bonds Series 2007A 0.210000% 54438CNM0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 3000000.00 3000000.00 0.0160 N 3000000.00 3000000.00 Los Angeles Dept of Airports Airport Sr RB Series 2010A 0.270000% 74703YBS8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Merrill Lynch International Bank Ltd N/A N/A N N 2160000.00 2160000.00 0.0115 N 2160000.00 2160000.00 Los Angeles Dept of Water & Power Power System RB Series 2007A1 0.230000% 46633VUF4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 6000000.00 6000000.00 0.0320 N 6000000.00 6000000.00 Los Angeles Dept of Water & Power Power System RB Series 2005A2 0.210000% 544495KP8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 100000.00 100000.00 0.0005 N 100000.00 100000.00 Los Angeles USD GO Bonds Series 2009D&2009I 0.210000% 544646US9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 400000.00 400000.00 0.0021 N 400000.00 400000.00 Los Angeles USD GO Bonds Series 2009F 0.220000% 544646UV2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Morgan Stanley Bank N/A N/A N N 300000.00 300000.00 0.0016 N 300000.00 300000.00 Madera/West Contra Costa/Santa Ana USDs & Tulare Jt/San Mateo UHSD GO Bonds Series 2005 0.240000% 25154LGQ1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 380000.00 380000.00 0.0020 N 380000.00 380000.00 Napa Valley Community College District GO Bonds Series B 0.240000% 25154LR97 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 285000.00 285000.00 0.0015 N 285000.00 285000.00 Newport-Mesa USD GO Bonds Series 2007 0.210000% 25154C4F8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A N N 5240000.00 5240000.00 0.0279 N 5240000.00 5240000.00 Orange Cnty Sanitation District Refunding COP Series 2000A 0.080000% 684285BR9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y Lloyds TSB Bank Plc N/A N/A N N 885000.00 885000.00 0.0047 N 885000.00 885000.00 Orange Cnty Sanitation District COP Series 2007B 0.210000% 68428PCR4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 1670000.00 1670000.00 0.0089 N 1670000.00 1670000.00 Oxnard Financing Auth Water RB Series 2006 0.350000% 27884FHS2 Other Municipal Debt N First Tier Security N/A N/A 2012-05-12 2012-05-12 N Y US Bank NA N/A N/A Y Tender Option US Bank NA N/A N/A 1000000.00 1000000.00 0.0053 N 1000000.00 1000000.00 Palomar Pomerado Health GO Bonds Series 2007A 0.240000% 25154LFY5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 280000.00 280000.00 0.0015 N 280000.00 280000.00 Riverside Cnty CP Series B 0.090000% 76913VJE8 Other Commercial Paper N First Tier Security N/A N/A 2011-09-01 2011-09-01 N Y Bank of Nova Scotia N/A N/A N 1900000.00 1900000.00 0.0101 N 1900000.00 1900000.00 Riverside Cnty Transportation Commission Sales Limited Tax RB Series 2009B 0.200000% 769125DR3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 2065000.00 2065000.00 0.0110 N 2065000.00 2065000.00 Sacramento Cnty Sanitation District Financing Auth Refunding RB Series 2007B 0.600000% 74703YA75 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Bank of America NA N/A N/A N Y Obligor Sacramento Regional Cnty Sanitation District N/A N/A 550000.00 550000.00 0.0029 N 550000.00 550000.00 Sacramento Municipal Utility District Electric Refunding RB Series 2003S 5.000000% 786005HV3 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 1000000.00 1008690.16 0.0054 N 1008500.00 1008500.00 San Diego Cnty Regional Transportation Commission Sales Tax RB Series 2008B 0.170000% 797400FG8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 1690000.00 1690000.00 0.0090 N 1690000.00 1690000.00 San Diego Cnty Water Auth Water Revenue COP Series 2008A 0.210000% 797415KF2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 1000000.00 1000000.00 0.0053 N 1000000.00 1000000.00 San Diego Community College District GO Bonds Series 2011 0.190000% 25155DAQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A N N 3500000.00 3500000.00 0.0187 N 3500000.00 3500000.00 San Diego Community College District GO Bonds Series 2009 0.210000% 797272HA2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 3125000.00 3125000.00 0.0167 N 3125000.00 3125000.00 San Francisco GO Improvement Bonds Series 2009A 0.230000% 94985NHF1 Other Municipal Debt N First Tier Security N/A N/A 2012-01-25 2012-01-25 N N Y Tender Option Wells Fargo & Co N/A N/A 530000.00 530000.00 0.0028 N 530000.00 530000.00 San Joaquin Cnty Transportation Auth Sales Tax Revenue CP 0.170000% 79811UAP1 Other Commercial Paper N First Tier Security N/A N/A 2011-09-12 2011-09-12 N Y JPMorgan Chase Bank NA N/A N/A N 1200000.00 1200000.00 0.0064 N 1199976.00 1199976.00 San Marcos Public Facilities Auth Tax Allocation Refunding RB (Project Areas No. 1&3) Series 2005A 0.130000% 27884FEE6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 3500000.00 3500000.00 0.0187 N 3500000.00 3500000.00 San Mateo Cnty Community College District GO Bonds Series 2006B 0.210000% 25154CW34 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A N N 255000.00 255000.00 0.0014 N 255000.00 255000.00 San Pablo Redevelopment Agency Sub Tax Allocation Bonds (Tenth Township Redevelopment) Series 2006 0.110000% 799146DJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 800000.00 800000.00 0.0043 N 800000.00 800000.00 Simi Valley USD GO Bonds Series 2007C 0.240000% 25154C5D2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 4320000.00 4320000.00 0.0230 N 4320000.00 4320000.00 Southern California Metropolitan Water District Water RB Series 2003B1 0.210000% 5926637C6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A N N 1000000.00 1000000.00 0.0053 N 1000000.00 1000000.00 Southern California Metropolitan Water District Water RB Series 2000B3 0.090000% 592663XH6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-01 2011-09-01 Y Wells Fargo Bank NA N/A N/A N N 600000.00 600000.00 0.0032 N 600000.00 600000.00 Southern California Metropolitan Water District RB Series 2000B4 0.140000% 592663XJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Wells Fargo Bank NA N/A N/A N N 700000.00 700000.00 0.0037 N 700000.00 700000.00 Southern California Metropolitan Water District Water Refunding RB Series 2009A1 0.210000% 59266TAD3 Other Municipal Debt N First Tier Security N/A N/A 2011-09-07 2012-01-06 N N N 3000000.00 3000000.00 0.0160 N 3000060.00 3000060.00 Southern California Metropolitan Water District Water Refunding RB Series 2009A2 0.210000% 59266TCX7 Other Municipal Debt N First Tier Security N/A N/A 2011-09-07 2012-07-09 N N N 2160000.00 2160000.00 0.0115 N 2160043.20 2160043.20 Sunnyvale Refunding COP Series 2009A 0.210000% 867546CD3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2595000.00 2595000.00 0.0138 N 2595000.00 2595000.00 Sweetwater UHSD GO Bonds Series 2008A 0.220000% 870462QQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 1000000.00 1000000.00 0.0053 N 1000000.00 1000000.00 Torrance TRAN 2011-2012 3.000000% 891347ER3 Other Municipal Debt N First Tier Security N/A N/A 2012-07-12 2012-07-12 N N N 2000000.00 2045981.37 0.0109 N 2046680.00 2046680.00 Univ of California General RB Series 2003A 5.000000% 91412FGX9 Other Municipal Debt N Unrated Security N/A N/A 2012-05-15 2012-05-15 N N N 1000000.00 1032532.44 0.0055 N 1033090.00 1033090.00 Univ of California General RB Series 2007J 0.230000% 91412FW78 Other Municipal Debt N First Tier Security N/A N/A 2012-01-12 2012-01-12 N N Y Tender Option Wells Fargo & Co N/A N/A 3665000.00 3665000.00 0.0195 N 3665000.00 3665000.00 Upland USD GO Bonds Series A 0.240000% 25154L7V0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 257000.00 257000.00 0.0014 N 257000.00 257000.00 West Hills Community College District COP (2008 Refunding) 0.190000% 95330RAC5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-09-07 2011-09-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1250000.00 1250000.00 0.0067 N 1250000.00 1250000.00 West Sacramento Special Tax Bonds (CFD #16) 5.900000% 955656FS7 Other Municipal Debt N Unrated Security N/A N/A 2011-09-01 2011-09-01 N N Y Escrow Escrow N/A N/A 1000000.00 1020000.00 0.0054 N 1020000.00 1020000.00 West Sacramento Special Tax Bonds (CFD #16) 6.000000% 955656FT5 Other Municipal Debt N Unrated Security N/A N/A 2011-09-01 2011-09-01 N N Y Escrow Escrow N/A N/A 3000000.00 3060000.00 0.0163 N 3060000.00 3060000.00 William S. Hart UHSD GO Bonds Series A 0.360000% 94985NKJ9 Other Municipal Debt N First Tier Security N/A N/A 2011-11-10 2011-11-10 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 4000000.00 4000000.00 0.0213 N 4000000.00 4000000.00