0001145549-11-004486.txt : 20110531 0001145549-11-004486.hdr.sgml : 20110530 20110407133430 ACCESSION NUMBER: 0001145549-11-004486 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110407 DATE AS OF CHANGE: 20110407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 11745684 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York AMT Tax-Free Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2011-03-31 0000857156 S000004513 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 42 43 1998619587.37 48552059.83 383145.45 2046788501.75 0.0034 1.0007 2011-03-31 1.0007 2011-03-31 C000012394 1.00 1552201810.12 1.00 -40462891.09 389859676.58 430322567.67 0.0001 1.0006 2011-03-31 1.0006 2011-03-31 C000012395 25000.00 494586691.63 1.00 -11916946.11 6793683.95 18710630.06 0.0001 1.0009 2011-03-31 1.0009 2011-03-31 Albany IDA Civic Facility RB (St. Rose College) Series 2001A 5.375000% 012440EP4 Other Municipal Debt N Unrated Security N/A N/A 2011-07-01 2011-07-01 N N Y Escrow Escrow N/A N/A 2755000.00 2816000.04 0.0014 N 2815885.50 2815885.50 Albany SD BAN 2010 1.500000% 012434QQ2 Other Municipal Debt N Unrated Security N/A N/A 2011-06-24 2011-06-24 N N N 14000000.00 14024615.45 0.0069 N 14025480.00 14025480.00 Amherst CSD BAN 2010 1.250000% 031321HN5 Other Municipal Debt N Unrated Security N/A N/A 2011-08-04 2011-08-04 N N N 12475000.00 12505159.34 0.0061 N 12507559.75 12507559.75 Amherst IDA Civic Facility RB (Daemen College) Series 2006B 0.300000% 031362EJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3760000.00 3760000.00 0.0018 N 3760000.00 3760000.00 Bay Shore UFSD TAN 2010-2011 1.250000% 072581HT1 Other Municipal Debt N Unrated Security N/A N/A 2011-06-24 2011-06-24 N N N 12000000.00 12024331.03 0.0059 N 12023760.00 12023760.00 Broome Cnty IDA Continuing Care Retirement Community RB (Good Shepard Village at Endwell) Series 2008B 0.300000% 114729AD8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 380000.00 380000.00 0.0002 N 380000.00 380000.00 Broome Cnty IDA Civic Facility RB (Methodist Homes for the Aging) Series 2003 0.640000% 11472PAC4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Banco Santander SA N/A N/A Y Banco Santander SA N/A N/A N 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 Cohoes IDA Urban Cultural Park Facility RB (Eddy Village Green) Series 2008 0.220000% 192554AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 12750000.00 12750000.00 0.0062 N 12750000.00 12750000.00 Copiague UFSD TAN 2010-2011 1.500000% 217296FB3 Other Municipal Debt N Unrated Security N/A N/A 2011-06-30 2011-06-30 N N N 8900000.00 8920935.73 0.0044 N 8922339.00 8922339.00 Deer Park UFSD TAN 2010-2011 1.250000% 244068FY3 Other Municipal Debt N Unrated Security N/A N/A 2011-06-30 2011-06-30 N N N 18000000.00 18029507.14 0.0088 N 18027720.00 18027720.00 East Irondequoit CSD BAN 2010 1.000000% 273155PK1 Other Municipal Debt N Unrated Security N/A N/A 2011-07-19 2011-07-19 N N N 16000000.00 16000000.00 0.0078 N 16023360.00 16023360.00 East Rochester Housing Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.260000% 274722DX2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 14160000.00 14160000.00 0.0069 N 14160000.00 14160000.00 Eastport South Manor CSD TAN 2010-2011 1.250000% 27779TEE4 Other Municipal Debt N Unrated Security N/A N/A 2011-06-24 2011-06-24 N N N 4000000.00 4007917.51 0.0020 N 4007720.00 4007720.00 Herricks UFSD TAN 2010-2011 1.250000% 427753GF9 Other Municipal Debt N Unrated Security N/A N/A 2011-06-24 2011-06-24 N N N 5200000.00 5210375.77 0.0025 N 5210504.00 5210504.00 Ithaca BAN Series 2011A 1.250000% 465650RF8 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N N 10311625.00 10361889.23 0.0051 N 10366998.43 10366998.43 Ithaca SD BAN 2010 1.500000% 465668NL1 Other Municipal Debt N Unrated Security N/A N/A 2011-07-08 2011-07-08 N N N 11240000.00 11268186.84 0.0055 N 11273495.20 11273495.20 Lancaster IDA Civic Facility RB (2000 GreenField Manor) 0.310000% 514502AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 10035000.00 10035000.00 0.0049 N 10035000.00 10035000.00 Lindenhurst UFSD TAN 2010-2011 1.500000% 535465MN5 Other Municipal Debt N First Tier Security N/A N/A 2011-06-23 2011-06-23 N N N 29200000.00 29264018.34 0.0143 N 29276796.00 29276796.00 Long Island Power Auth Electric System Sub RB Series 2001-3A 0.260000% 542690SH6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A Landesbank Baden-Wurttemberg (A&G) N/A N/A Y JPMorgan Chase Bank NA N/A N/A Landesbank Baden-Wurttemberg (A&G) N/A N/A N 38420000.00 38420000.00 0.0188 N 38420000.00 38420000.00 Long Island Power Auth Electric System General RB Series 2004A 0.260000% 542690U83 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 22275000.00 22275000.00 0.0109 N 22275000.00 22275000.00 Long Island Power Auth CP Notes Series CP1 0.300000% 54269TJC4 Other Commercial Paper N First Tier Security N/A N/A 2011-04-06 2011-04-06 N Y JPMorgan Chase Bank NA N/A N/A N 21520000.00 21520000.00 0.0105 N 21520215.20 21520215.20 Long Island Power Auth CP Notes Series 3 0.290000% 54269VHF4 Other Commercial Paper N First Tier Security N/A N/A 2011-05-05 2011-05-05 N Y State Street Bank & Trust Company NA N/A N/A N 18800000.00 18800000.00 0.0092 N 18799812.00 18799812.00 Madison Cnty IDA Civic Facility RB (Colgate Univ) Series 2005A 0.250000% 46632PBD4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 11845000.00 11845000.00 0.0058 N 11845000.00 11845000.00 Metropolitan Transportation Auth Transportation RB Series 2003A 0.260000% 269899BN9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 10195000.00 10195000.00 0.0050 N 10195000.00 10195000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2002B 0.330000% 59259NML4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Dexia Credit Local N/A N/A N N 68800000.00 68800000.00 0.0336 N 68800000.00 68800000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2008A 0.330000% 59259NVZ3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Dexia Credit Local N/A N/A N N 25120000.00 25120000.00 0.0123 N 25120000.00 25120000.00 Metropolitan Transportation Auth Transportation RB Series 2005B 0.250000% 59259R6Y5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 4995000.00 4995000.00 0.0024 N 4995000.00 4995000.00 Metropolitan Transportation Auth Transportation RB Series 2007A 0.260000% 59259RZ80 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 31000000.00 31000000.00 0.0151 N 31000000.00 31000000.00 Metropolitan Transportation Auth Transportation RB Series 2010D 1.500000% 59259YDU0 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 11850000.00 11910337.57 0.0058 N 11909842.50 11909842.50 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.320000% 59260MAG7 Other Commercial Paper N First Tier Security N/A N/A 2011-05-05 2011-05-05 N Y Barclays Bank Plc N/A N/A N 11500000.00 11500000.00 0.0056 N 11500805.00 11500805.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.300000% 59260MAL6 Other Commercial Paper N First Tier Security N/A N/A 2011-06-10 2011-06-10 N Y Barclays Bank Plc N/A N/A N 29500000.00 29500000.00 0.0144 N 29502950.00 29502950.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2A 0.330000% 59260NAR1 Other Commercial Paper N First Tier Security N/A N/A 2011-05-05 2011-05-05 N Y TD Bank NA N/A N/A N 6250000.00 6250000.00 0.0031 N 6250437.50 6250437.50 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2A 0.330000% 59260NAU4 Other Commercial Paper N First Tier Security N/A N/A 2011-05-05 2011-05-05 N Y TD Bank NA N/A N/A N 1000000.00 1000000.00 0.0005 N 1000070.00 1000070.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.300000% 59260UAL8 Other Commercial Paper N First Tier Security N/A N/A 2011-04-07 2011-04-07 N Y Royal Bank of Canada N/A N/A N 5000000.00 5000000.00 0.0024 N 5000000.00 5000000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.310000% 59260UAT1 Other Commercial Paper N First Tier Security N/A N/A 2011-04-07 2011-04-07 N Y Royal Bank of Canada N/A N/A N 7000000.00 7000000.00 0.0034 N 7000000.00 7000000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.300000% 59260UAZ7 Other Commercial Paper N First Tier Security N/A N/A 2011-05-04 2011-05-04 N Y Royal Bank of Canada N/A N/A N 5000000.00 5000000.00 0.0024 N 5000250.00 5000250.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.310000% 59260UBC7 Other Commercial Paper N First Tier Security N/A N/A 2011-06-07 2011-06-07 N Y Royal Bank of Canada N/A N/A N 5000000.00 5000000.00 0.0024 N 5000550.00 5000550.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.290000% 59260UBJ2 Other Commercial Paper N First Tier Security N/A N/A 2011-06-02 2011-06-02 N Y Royal Bank of Canada N/A N/A N 5000000.00 5000000.00 0.0024 N 5000350.00 5000350.00 Middle Cnty CSD TAN 2010-2011 1.250000% 595685LS5 Other Municipal Debt N Unrated Security N/A N/A 2011-06-30 2011-06-30 N N N 30000000.00 30059724.68 0.0147 N 30056700.00 30056700.00 Mineola UFSD TAN 2010-2011 1.250000% 602754EA7 Other Municipal Debt N Unrated Security N/A N/A 2011-06-28 2011-06-28 N N N 12000000.00 12019228.66 0.0059 N 12018360.00 12018360.00 Monroe Cnty IDA Civic Facility RB Series 2004 0.360000% 610752CU9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 1750000.00 1750000.00 0.0009 N 1750000.00 1750000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008D1 0.270000% 631663MM0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of America NA N/A N/A N N 61000000.00 61000000.00 0.0298 N 61000000.00 61000000.00 New York City GO Bonds Fiscal 2008 Series E 0.260000% 18886PM51 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y State Street Bank & Trust Company NA N/A N/A N N 18695000.00 18695000.00 0.0091 N 18695000.00 18695000.00 New York City GO Bonds Fiscal 2009 Series J1 0.250000% 46632P3U5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 4250000.00 4250000.00 0.0021 N 4250000.00 4250000.00 New York City GO Bonds Fiscal 2005 Series G&O 0.250000% 46632PGZ0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 1840000.00 1840000.00 0.0009 N 1840000.00 1840000.00 New York City GO Bonds Fiscal 2005 Series J 0.250000% 46632PJP9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 7015000.00 7015000.00 0.0034 N 7015000.00 7015000.00 New York City GO Bonds Fiscal 2005 Series G 0.250000% 46632PMQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 7555000.00 7555000.00 0.0037 N 7555000.00 7555000.00 New York City GO Bonds Fiscal 2004 Series J 0.250000% 46632PMS9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 7670000.00 7670000.00 0.0037 N 7670000.00 7670000.00 New York City GO Bonds Fiscal 2009 Series I1 0.250000% 46633VBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 14740000.00 14740000.00 0.0072 N 14740000.00 14740000.00 New York City GO Bonds Fiscal 1995 Series F6 0.250000% 649659HR3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 50000.00 50000.00 0.0000 N 50000.00 50000.00 New York City GO Bonds Fiscal 1994 Series A7 0.180000% 649660NY9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-01 2011-04-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 50000.00 50000.00 0.0000 N 50000.00 50000.00 New York City GO Bonds Fiscal 1997 Series B 6.500000% 649666QY3 Other Municipal Debt N Unrated Security N/A N/A 2011-08-15 2011-08-15 N N N 735000.00 751683.08 0.0004 N 751294.95 751294.95 New York City GO Bonds Fiscal 2003 Series C1 5.250000% 64966BE66 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 2305000.00 2342008.01 0.0011 N 2341326.80 2341326.80 New York City GO Bonds Fiscal 2002 Series G 5.750000% 64966BHN6 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 300000.00 305293.25 0.0001 N 305211.00 305211.00 New York City GO Bonds Fiscal 2002 Series G 5.750000% 64966BJG9 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 200000.00 203471.25 0.0001 N 203474.00 203474.00 New York City GO Bonds Fiscal 2002 Series F 5.750000% 64966BJK0 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 435000.00 442690.36 0.0002 N 442555.95 442555.95 New York City GO Bonds Fiscal 2003 Series A 5.500000% 64966BRR6 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 550000.00 559336.49 0.0003 N 559273.00 559273.00 New York City GO Bonds Fiscal 2004 Series G 5.000000% 64966CD73 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 3430000.00 3482096.00 0.0017 N 3481312.80 3481312.80 New York City GO Bonds Fiscal 2004 Series A 5.000000% 64966CND9 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 125000.00 126835.91 0.0001 N 126870.00 126870.00 New York City GO Bonds Fiscal 2004 Series F1 5.500000% 64966CZC8 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N N 250000.00 258412.39 0.0001 N 258832.50 258832.50 New York City GO Bonds Fiscal 2005 Series E 5.000000% 64966DRJ0 Other Municipal Debt N Unrated Security N/A N/A 2011-11-01 2011-11-01 N N N 200000.00 204835.65 0.0001 N 205252.00 205252.00 New York City GO Bonds Fiscal 2005 Series H 5.000000% 64966DXZ7 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 925000.00 939048.22 0.0005 N 938838.00 938838.00 New York City GO Bonds Fiscal 2006 Series C 5.000000% 64966E5E3 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 1805000.00 1832208.45 0.0009 N 1832002.80 1832002.80 New York City GO Bonds Fiscal 2005 Series M 5.000000% 64966ESU2 Other Municipal Debt N Unrated Security N/A N/A 2011-04-01 2011-04-01 N N N 500000.00 500000.00 0.0002 N 500000.00 500000.00 New York City GO Bonds Fiscal 2007 Series C1 4.250000% 64966F7H1 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N N 400000.00 410029.98 0.0002 N 411196.00 411196.00 New York City GO Bonds Fiscal 2006 Series I3 0.240000% 64966FA79 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-01 2011-04-01 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 7320000.00 7320000.00 0.0036 N 7320000.00 7320000.00 New York City GO Bonds Fiscal 2006 Series I7 0.250000% 64966FB37 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 16000000.00 16000000.00 0.0078 N 16000000.00 16000000.00 New York City GO Bonds Fiscal 2007 Series A 5.000000% 64966FT46 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 250000.00 253377.24 0.0001 N 253740.00 253740.00 New York City GO Bonds Fiscal 2009 Sub Series A1 4.000000% 64966G6R8 Other Municipal Debt N Unrated Security N/A N/A 2011-08-15 2011-08-15 N N N 300000.00 303489.02 0.0001 N 303948.00 303948.00 New York City GO Bonds Fiscal 2002 Series D 4.700000% 64966GK35 Other Municipal Debt N Unrated Security N/A N/A 2011-06-01 2011-06-01 N N N 450000.00 453231.39 0.0002 N 453046.50 453046.50 New York City GO Bonds Fiscal 2008 Series I1 4.750000% 64966GQ54 Other Municipal Debt N Unrated Security N/A N/A 2012-02-01 2012-02-01 N N N 250000.00 258421.15 0.0001 N 258790.00 258790.00 New York City GO Bonds Fiscal 2008 Series C1 5.000000% 64966GUC4 Other Municipal Debt N Unrated Security N/A N/A 2011-10-01 2011-10-01 N N N 2340000.00 2393385.02 0.0012 N 2392509.60 2392509.60 New York City GO Bonds Fiscal 2008 Series J1 5.000000% 64966GW73 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 2225000.00 2258047.80 0.0011 N 2258352.75 2258352.75 New York City GO Bonds Fiscal 2008 Series E 5.000000% 64966GYU0 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 800000.00 812141.61 0.0004 N 811968.00 811968.00 New York City GO Bonds Fiscal 2002 Series A8 2.000000% 64966H3R9 Other Municipal Debt N Unrated Security N/A N/A 2011-11-01 2011-11-01 N N N 690000.00 696287.72 0.0003 N 696299.70 696299.70 New York City GO Bonds Fiscal 2009 Series B1 3.000000% 64966HAD2 Other Municipal Debt N Unrated Security N/A N/A 2011-09-01 2011-09-01 N N N 2115000.00 2137282.55 0.0010 N 2137693.95 2137693.95 New York City GO Bonds Fiscal 2009 Series E1 3.500000% 64966HCS7 Other Municipal Debt N Unrated Security N/A N/A 2011-10-15 2011-10-15 N N N 100000.00 101425.31 0.0000 N 101633.00 101633.00 New York City GO Bonds Fiscal 2005 Series O 0.250000% 64966HDM9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N N 7000000.00 7000000.00 0.0034 N 7000000.00 7000000.00 New York City GO Bonds Fiscal 2009 Series H1 0.260000% 64966HHF0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Morgan Stanley Bank N/A N/A N N 8250000.00 8250000.00 0.0040 N 8250000.00 8250000.00 New York City GO Bonds Fiscal 2005 Series C3 0.250000% 64966HMG2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Morgan Stanley Bank N/A N/A N N 12700000.00 12700000.00 0.0062 N 12700000.00 12700000.00 New York City GO Bonds Fiscal 2010 Series C 5.000000% 64966HPA2 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 3425000.00 3477389.06 0.0017 N 3476238.00 3476238.00 New York City GO Bonds Fiscal 2010 Series E 3.000000% 64966HRS1 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 1860000.00 1876117.54 0.0009 N 1875847.20 1875847.20 New York City Capital Resource Corp RB (Loan Enhanced Assistance Program) Series 2008B1 0.280000% 649437AE0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 4010000.00 4010000.00 0.0020 N 4010000.00 4010000.00 New York City Housing Development Corp M/F Housing RB Series 2009C1 0.250000% 46632P8M8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 6000000.00 6000000.00 0.0029 N 6000000.00 6000000.00 New York City Housing Development Corp M/F Housing RB Series 2010B 0.260000% 64970M7W7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N N 35750000.00 35750000.00 0.0175 N 35750000.00 35750000.00 New York City Housing Development Corp M/F Housing RB Series 2009H2 0.550000% 64972BAG0 Other Municipal Debt N First Tier Security N/A N/A 2011-07-01 2011-07-01 N N Y Obligor Escrowed Government Securities N/A N/A Obligor New York City Housing Development Corp. N/A N/A 13000000.00 13000000.00 0.0064 N 13000910.00 13000910.00 New York City Housing Development Corp M/F Housing RB Series 2009E2A 0.410000% 64972BDD4 Other Municipal Debt N First Tier Security N/A N/A 2011-09-15 2011-09-15 N N N 15000000.00 15000000.00 0.0073 N 14996700.00 14996700.00 New York City IDA Civic Facility RB (New York Univ) Series 2001 0.260000% 649438HB7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N Y Obligor New York Univ N/A N/A 6530000.00 6530000.00 0.0032 N 6530000.00 6530000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.230000% 27884FEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 10000000.00 10000000.00 0.0049 N 10000000.00 10000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.250000% 46632PNF6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 4435000.00 4435000.00 0.0022 N 4435000.00 4435000.00 New York City Municipal Water Finance Auth Crossover Refunding Bond Series 2002E 0.250000% 46632PNX7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 6865000.00 6865000.00 0.0034 N 6865000.00 6865000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Sub Series AA3 0.330000% 64970K8B6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Dexia Credit Local N/A N/A N N 7400000.00 7400000.00 0.0036 N 7400000.00 7400000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2000 Series C 0.240000% 64970KMH7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-01 2011-04-01 Y Dexia Credit Local N/A N/A N N 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2001 Series F1 0.240000% 64970KRM1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-01 2011-04-01 Y Dexia Credit Local N/A N/A N N 6565000.00 6565000.00 0.0032 N 6565000.00 6565000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Series A 5.250000% 64970KUD7 Other Municipal Debt N Unrated Security N/A N/A 2011-06-15 2011-06-15 N N N 100000.00 100916.84 0.0000 N 100927.00 100927.00 New York City Municipal Water Finance Auth CP Series 6 0.280000% 64971TVU8 Other Commercial Paper N First Tier Security N/A N/A 2011-05-02 2011-05-02 N N N 25000000.00 25000000.00 0.0122 N 24999500.00 24999500.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series FF2 0.250000% 64972FB21 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Morgan Stanley Bank N/A N/A N N 29000000.00 29000000.00 0.0142 N 29000000.00 29000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.250000% 64972FBS4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 15965000.00 15965000.00 0.0078 N 15965000.00 15965000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.260000% 64972FCV6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Morgan Stanley Bank N/A N/A N N 5800000.00 5800000.00 0.0028 N 5800000.00 5800000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Sub-Subseries F1A 0.190000% 64972FG26 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Wells Fargo Bank NA N/A N/A N N 9825000.00 9825000.00 0.0048 N 9825000.00 9825000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series CC1 0.190000% 64972FHH2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-01 2011-04-01 Y Bank of Nova Scotia N/A N/A N N 12200000.00 12200000.00 0.0060 N 12200000.00 12200000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Series 2003E 0.250000% 64972FSK3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 4995000.00 4995000.00 0.0024 N 4995000.00 4995000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Series A 0.250000% 64972FTU0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N N 9900000.00 9900000.00 0.0048 N 9900000.00 9900000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.250000% 64972FUV6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 5420000.00 5420000.00 0.0026 N 5420000.00 5420000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series DD 0.250000% 64972FYV2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N N 5205000.00 5205000.00 0.0025 N 5205000.00 5205000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.310000% 74703YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of America NA N/A N/A N N 12750000.00 12750000.00 0.0062 N 12750000.00 12750000.00 New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2010 Series A1 0.250000% 46633VDB2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 11000000.00 11000000.00 0.0054 N 11000000.00 11000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.250000% 46633VQ36 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0018 N 3750000.00 3750000.00 New York City Transitional Finance Auth Future Tax Secured Sr Refunding Bonds Fiscal 2006 Series A1 5.000000% 64971K3L8 Other Municipal Debt N Unrated Security N/A N/A 2011-11-01 2011-11-01 N N N 1000000.00 1026541.30 0.0005 N 1026730.00 1026730.00 New York City Transitional Finance Auth Future Tax Secured Refunding Bonds Fiscal 2003 Series B 5.250000% 64971KAW6 Other Municipal Debt N Unrated Security N/A N/A 2012-02-01 2012-02-01 N N N 125000.00 129891.87 0.0001 N 130045.00 130045.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 2B 0.280000% 64971KFC5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Dexia Credit Local N/A N/A N N 12340000.00 12340000.00 0.0060 N 12340000.00 12340000.00 New York City Transitional Finance Auth Future Tax Secured Sub Refunding Bonds Fiscal 2004 Series D2 5.000000% 64971KYT7 Other Municipal Debt N Unrated Security N/A N/A 2011-11-01 2011-11-01 N N N 600000.00 615991.64 0.0003 N 616002.00 616002.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.260000% 64971MNB4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Morgan Stanley Bank N/A N/A N N 6000000.00 6000000.00 0.0029 N 6000000.00 6000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000% 64971MZX3 Other Municipal Debt N Unrated Security N/A N/A 2011-11-01 2011-11-01 N N N 1000000.00 1026295.51 0.0005 N 1026670.00 1026670.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S2 0.280000% 64972HFU1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 14590000.00 14590000.00 0.0071 N 14590000.00 14590000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series C 0.250000% 94985NC66 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Wells Fargo Bank NA N/A N/A N N 5900000.00 5900000.00 0.0029 N 5900000.00 5900000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.250000% 94985NG88 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Wells Fargo Bank NA N/A N/A N N 2800000.00 2800000.00 0.0014 N 2800000.00 2800000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 0.450000% 94985NHA2 Other Municipal Debt N First Tier Security N/A N/A 2011-06-02 2011-06-02 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 16435000.00 16435000.00 0.0080 N 16435000.00 16435000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S5 0.450000% 94985NKM2 Other Municipal Debt N First Tier Security N/A N/A 2011-06-02 2011-06-02 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 18080000.00 18080000.00 0.0088 N 18080000.00 18080000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2004A 0.280000% 46632P7T4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor American Museum of Natural History N/A N/A 3745000.00 3745000.00 0.0018 N 3745000.00 3745000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2008A1 0.240000% 649717NR2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-01 2011-04-01 Y Bank of America NA N/A N/A N Y Obligor American Museum of Natural History N/A N/A 2175000.00 2175000.00 0.0011 N 2175000.00 2175000.00 New York City Trust for Cultural Resources RB (Museum of Modern Art) Series 2001-1D 0.260000% 649717PG4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N Y Obligor Museum of Modern Art NY N/A N/A 4015000.00 4015000.00 0.0020 N 4015000.00 4015000.00 New York Liberty Development Corp Liberty RB (World Trade Center) Series 2009A1 0.350000% 649519AZ8 Other Municipal Debt N First Tier Security N/A N/A 2011-08-04 2011-08-04 N Y Escrowed Government Securities N/A N/A N 33000000.00 33000000.00 0.0161 N 33000990.00 33000990.00 New York State GO Bonds Series 2009A 4.000000% 6497877A0 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N N 100000.00 102649.21 0.0001 N 103144.00 103144.00 New York State GO Bonds Series 2003D 3.000000% 649787C22 Other Municipal Debt N Unrated Security N/A N/A 2011-06-15 2011-06-15 N N N 460000.00 462468.45 0.0002 N 462392.00 462392.00 New York State GO Refunding Bonds Series 2005C 4.000000% 649787N61 Other Municipal Debt N Unrated Security N/A N/A 2011-04-15 2011-04-15 N N N 300000.00 300357.37 0.0001 N 300309.00 300309.00 New York State GO Refunding Bonds Series 2009C 3.000000% 649791AD2 Other Municipal Debt N Unrated Security N/A N/A 2012-02-01 2012-02-01 N N N 100000.00 101577.56 0.0000 N 102190.00 102190.00 New York State GO Bonds Series 2011A 0.250000% 94985NN72 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Wells Fargo Bank NA N/A N/A N N 10000000.00 10000000.00 0.0049 N 10000000.00 10000000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.250000% 46632PND1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5130000.00 5130000.00 0.0025 N 5130000.00 5130000.00 New York State Dormitory Auth RB (New York Univ) Series 2009A 0.250000% 46633VJU4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York Univ N/A N/A 3195000.00 3195000.00 0.0016 N 3195000.00 3195000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 0.250000% 46633VR76 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.250000% 46633VSG5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 6800000.00 6800000.00 0.0033 N 6800000.00 6800000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2009A 0.250000% 46633VZD4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 2500000.00 2500000.00 0.0012 N 2500000.00 2500000.00 New York State Dormitory Auth Court Facilities Lease RB Series 2003A 5.250000% 64982PVY5 Other Municipal Debt N Unrated Security N/A N/A 2011-05-15 2011-05-15 N N Y Obligor New York City N/A N/A 635000.00 638691.40 0.0003 N 638117.85 638117.85 New York State Dormitory Auth RB (State Univ Educational Facilities) Series 1993A 5.875000% 649834C22 Other Municipal Debt N Unrated Security N/A N/A 2011-05-15 2011-05-15 N N Y Obligor New York State N/A N/A 190000.00 191161.56 0.0001 N 191162.80 191162.80 New York State Dormitory Auth RB (New York Univ) Series 1998A 5.750000% 649838FK0 Other Municipal Debt N Unrated Security N/A N/A 2011-07-01 2011-07-01 N N Y Obligor New York Univ N/A N/A 1200000.00 1216023.00 0.0006 N 1215036.00 1215036.00 New York State Dormitory Auth CP Notes (Cornell Univ) 0.350000% 64983LPZ7 Other Commercial Paper N First Tier Security N/A N/A 2011-08-01 2011-08-01 N N Y Obligor Cornell University N/A N/A 6155000.00 6155000.00 0.0030 N 6156046.35 6156046.35 New York State Dormitory Auth Mental Health Services Facilities RB Series 2009A1 5.000000% 64983M6J2 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State N/A N/A 200000.00 206889.11 0.0001 N 206558.00 206558.00 New York State Dormitory Auth Refunding RB (Consolidated Service Contract) Series 2009A 2.000000% 64983M7Q5 Other Municipal Debt N Unrated Security N/A N/A 2011-07-01 2011-07-01 N N Y Obligor New York State N/A N/A 3000000.00 3011447.54 0.0015 N 3011430.00 3011430.00 New York State Dormitory Auth Refunding RB (Consolidated Service Contract) Series 2009A 3.000000% 64983M7R3 Other Municipal Debt N Unrated Security N/A N/A 2011-07-01 2011-07-01 N N Y Obligor New York State N/A N/A 2100000.00 2112016.63 0.0010 N 2112915.00 2112915.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005B 0.420000% 64983PJH5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Dexia Credit Local N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1995000.00 1995000.00 0.0010 N 1995000.00 1995000.00 New York State Dormitory Auth Consolidated RB (CUNY) Series 1993A 0.420000% 64983PJK8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Dexia Credit Local N/A N/A N Y Obligor New York State N/A N/A 22105000.00 22105000.00 0.0108 N 22105000.00 22105000.00 New York State Dormitory Auth State Personal Income Tax Refunding RB Series 2005B 0.420000% 64983PJP7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Dexia Credit Local N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 8905000.00 8905000.00 0.0044 N 8905000.00 8905000.00 New York State Dormitory Auth State Personal Income Tax Refunding RB Series 2005B 0.420000% 64983PJR3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Dexia Credit Local N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5735000.00 5735000.00 0.0028 N 5735000.00 5735000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006D 0.250000% 64983PKL4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 22500000.00 22500000.00 0.0110 N 22500000.00 22500000.00 New York State Dormitory Auth Hospital RB (NY & Presbyterian Hospital) Series 2007 0.260000% 64983PSV4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 9900000.00 9900000.00 0.0048 N 9900000.00 9900000.00 New York State Dormitory Auth RB (New York Univ) Series 2001-2 0.260000% 64983PVT5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N Y Obligor New York Univ N/A N/A 3450000.00 3450000.00 0.0017 N 3450000.00 3450000.00 New York State Dormitory Auth RB (New York Univ) Series 2009A 0.260000% 64983PYK1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Morgan Stanley Bank N/A N/A N Y Obligor New York Univ N/A N/A 7085000.00 7085000.00 0.0035 N 7085000.00 7085000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005D1 5.000000% 64983REB9 Other Municipal Debt N Unrated Security N/A N/A 2011-08-15 2011-08-15 N N Y Obligor New York State N/A N/A 1200000.00 1219176.67 0.0006 N 1217952.00 1217952.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005C1 5.000000% 64983SFL4 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State N/A N/A 100000.00 103390.03 0.0001 N 103552.00 103552.00 New York State Dormitory Auth RB (State Univ Educational Faciltiies) Series 2000B 5.000000% 64983XBJ2 Other Municipal Debt N Unrated Security N/A N/A 2011-05-15 2011-05-15 N N Y Obligor New York State N/A N/A 100000.00 100504.73 0.0000 N 100509.00 100509.00 New York State Dormitory Auth State Personal Income Tax RB Series 2003A 5.500000% 649901B53 Other Municipal Debt N First Tier Security N/A N/A 2012-03-15 2012-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 209205.34 0.0001 N 209644.00 209644.00 New York State Dormitory Auth State Personal Income Tax RB Series 2003A 5.000000% 649901X34 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 206046.96 0.0001 N 206444.00 206444.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 3.625000% 649902GH0 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 254967.31 0.0001 N 255742.50 255742.50 New York State Dormitory Auth State Personal Income Tax Refunding RB Series 2009B 3.000000% 649902WN9 Other Municipal Debt N Unrated Security N/A N/A 2012-02-15 2012-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 152736.00 0.0001 N 153402.00 153402.00 New York State Dormitory Auth State Personal Income Tax RB Series 2009D 3.000000% 649902YB3 Other Municipal Debt N Unrated Security N/A N/A 2011-06-15 2011-06-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 200881.36 0.0001 N 201048.00 201048.00 New York State Dormitory Auth State Personal Income Tax RB Series 2009D 4.000000% 649902YZ0 Other Municipal Debt N Unrated Security N/A N/A 2011-06-15 2011-06-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 300000.00 301968.75 0.0001 N 302154.00 302154.00 New York State Dormitory Auth RB (Univ of Rochester) Series 2006 B1 0.260000% 6499032L4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 New York State Dormitory Auth RB (Cornell Univ) Series 2006A 0.310000% 74703YMF4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Merrill Lynch Capital Services N/A N/A N Y Obligor Cornell University N/A N/A 9865000.00 9865000.00 0.0048 N 9865000.00 9865000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 0.310000% 74703YXU9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0024 N 5000000.00 5000000.00 New York State Dormitory Auth RB (New York Univ) Series 2009A 0.400000% 94985NTL5 Other Municipal Debt N First Tier Security N/A N/A 2011-09-29 2011-09-29 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 12580000.00 12580000.00 0.0061 N 12580000.00 12580000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2002B 0.240000% 269899BL3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 18300000.00 18300000.00 0.0089 N 18300000.00 18300000.00 New York State Environmental Facilities Corp Water Pollution Control Sub Refunding RB Series 1997E 6.000000% 6498502U7 Other Municipal Debt N Unrated Security N/A N/A 2011-06-15 2011-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 1200000.00 1213025.98 0.0006 N 1212036.00 1212036.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2002D 5.000000% 64985MK96 Other Municipal Debt N Unrated Security N/A N/A 2011-06-15 2011-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 400000.00 403652.94 0.0002 N 403640.00 403640.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2002B 0.240000% 64986AF63 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 9200000.00 9200000.00 0.0045 N 9200000.00 9200000.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2010C 0.310000% 74703YUD0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Merrill Lynch International Bank Ltd N/A N/A N N 1465000.00 1465000.00 0.0007 N 1465000.00 1465000.00 New York State HFA Service Contract Refunding RB Series 2003I 0.260000% 64986BAJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 5000000.00 5000000.00 0.0024 N 5000000.00 5000000.00 New York State HFA Housing RB (505 W 37th St) Series 2009A 0.250000% 64986M3C7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 35960000.00 35960000.00 0.0176 N 35960000.00 35960000.00 New York State HFA Housing RB (600 W 42nd St) Series 2009A 0.250000% 64986M4G7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 100700000.00 100700000.00 0.0492 N 100700000.00 100700000.00 New York State HFA Housing RB (Tribeca Green) Series 2003A 0.240000% 64986MSJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 8615000.00 8615000.00 0.0042 N 8615000.00 8615000.00 New York State Local Government Assistance Corp Sub Lien Refunding Bonds Series 2003A4V 0.250000% 649876U80 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of America NA N/A N/A N N 11550000.00 11550000.00 0.0056 N 11550000.00 11550000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 159 0.250000% 649883KH7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of America NA N/A N/A N N 9500000.00 9500000.00 0.0046 N 9500000.00 9500000.00 New York State Power Auth CP Series 2 0.320000% 64985GWJ4 Other Commercial Paper N First Tier Security N/A N/A 2011-06-09 2011-06-09 N N N 8300000.00 8300000.00 0.0041 N 8300332.00 8300332.00 New York State Power Auth RB Series 2002A 5.000000% 64989KDY9 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 1700000.00 1747151.06 0.0009 N 1747362.00 1747362.00 New York State Power Auth CP Series 2 0.320000% 64989QQS5 Other Commercial Paper N First Tier Security N/A N/A 2011-05-04 2011-05-04 N N N 10000000.00 10000000.00 0.0049 N 10000200.00 10000200.00 New York State Power Auth CP Series 1 0.300000% 64989QQW6 Other Commercial Paper N First Tier Security N/A N/A 2011-05-05 2011-05-05 N N N 20000000.00 20000000.00 0.0098 N 20000000.00 20000000.00 New York State Power Auth CP Series 1 0.320000% 64989QRU9 Other Commercial Paper N First Tier Security N/A N/A 2011-06-01 2011-06-01 N N N 3400000.00 3400000.00 0.0017 N 3400102.00 3400102.00 New York State Power Auth CP Series 1 0.360000% 64989VPC0 Other Commercial Paper N First Tier Security N/A N/A 2011-05-06 2011-11-05 N N N 10212000.00 10212000.00 0.0050 N 10212612.72 10212612.72 New York State Thruway Auth General RB Series G 0.340000% 05248PW92 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of America NA N/A N/A Y Assured Guaranty Municipal Corp N/A N/A N 3950000.00 3950000.00 0.0019 N 3950000.00 3950000.00 New York State Thruway Auth General RB Series H 0.230000% 27884FYT1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 17570000.00 17570000.00 0.0086 N 17570000.00 17570000.00 New York State Thruway Auth State Personal Income Tax RB Series 2009A 4.000000% 650028QU0 Other Municipal Debt N Unrated Security N/A N/A 2012-03-15 2012-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 102935.99 0.0001 N 103448.00 103448.00 New York State Thruway Auth State Personal Income Tax RB Series 2010A 5.000000% 650028SB0 Other Municipal Debt N Unrated Security N/A N/A 2012-03-15 2012-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1500000.00 1563084.11 0.0008 N 1566285.00 1566285.00 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2003B1 5.000000% 88880TFR2 Other Municipal Debt N Unrated Security N/A N/A 2011-06-01 2011-06-01 N N Y Obligor New York State N/A N/A 2000000.00 2015221.41 0.0010 N 2014220.00 2014220.00 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2008A 4.000000% 88880TLL8 Other Municipal Debt N Unrated Security N/A N/A 2011-06-01 2011-06-01 N N Y Obligor New York State N/A N/A 1000000.00 1005784.03 0.0005 N 1005560.00 1005560.00 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2008A 5.000000% 88880TLM6 Other Municipal Debt N Unrated Security N/A N/A 2011-06-01 2011-06-01 N N Y Obligor New York State N/A N/A 265000.00 266822.32 0.0001 N 266884.15 266884.15 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2003A1C 0.300000% 88880TLW4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JP Morgan Chase & Co N/A N/A N Y Obligor New York State N/A N/A 4795000.00 4795000.00 0.0023 N 4795000.00 4795000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.250000% 46632PUA9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4995000.00 4995000.00 0.0024 N 4995000.00 4995000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2005A 5.000000% 6500344E8 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 200000.00 205838.72 0.0001 N 206370.00 206370.00 New York State Urban Development Corp State Facilities Refunding RB Series 1995 5.750000% 650034NY3 Other Municipal Debt N Unrated Security N/A N/A 2011-04-01 2011-04-01 N N Y Obligor New York State N/A N/A 5450000.00 5450000.00 0.0027 N 5450000.00 5450000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2008A1 4.000000% 650035GZ5 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 153271.40 0.0001 N 153825.00 153825.00 New York State Urban Development Corp State Personal Income Tax RB Series 2008A1 5.000000% 650035HA9 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 257553.34 0.0001 N 258107.50 258107.50 New York State Urban Development Corp State Personal Income Tax RB Series 2005B 0.250000% 650035KL1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 9195000.00 9195000.00 0.0045 N 9195000.00 9195000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A3A 0.280000% 650035MG0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Dexia Credit Local N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 7500000.00 7500000.00 0.0037 N 7500000.00 7500000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A3C 0.280000% 650035MJ4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Dexia Credit Local N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3090000.00 3090000.00 0.0015 N 3090000.00 3090000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008D 5.000000% 650035NR5 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 1200000.00 1237744.30 0.0006 N 1240404.00 1240404.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 3.000000% 650035PN2 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 152644.10 0.0001 N 152850.00 152850.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.250000% 650035RQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 2540000.00 2540000.00 0.0012 N 2540000.00 2540000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009C 5.000000% 650035RZ3 Other Municipal Debt N Unrated Security N/A N/A 2011-12-15 2011-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 225000.00 231486.38 0.0001 N 232296.75 232296.75 New York State Urban Development Corp Service Contract Refunding RB Series 2010A1 3.000000% 650035TF5 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 2000000.00 2036359.46 0.0010 N 2038320.00 2038320.00 New York State Urban Development Corp Service Contract Refunding RB Series 2010B 5.000000% 650035UN6 Other Municipal Debt N Unrated Security N/A N/A 2012-01-01 2012-01-01 N N Y Obligor New York State N/A N/A 14000000.00 14474879.21 0.0071 N 14472500.00 14472500.00 Newburg SD BAN Series 2010D 1.500000% 650859UV1 Other Municipal Debt N Unrated Security N/A N/A 2011-12-16 2011-12-16 N N N 23000000.00 23144273.64 0.0113 N 23158700.00 23158700.00 Port Auth of New York & New Jersey Consolidated Bonds 140th Series 0.230000% 27884FBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 5235000.00 5235000.00 0.0026 N 5235000.00 5235000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.250000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Morgan Stanley Bank N/A N/A N N 15235000.00 15235000.00 0.0074 N 15235000.00 15235000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.260000% 73358TE72 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N N 36350000.00 36350000.00 0.0178 N 36350000.00 36350000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.260000% 73358TX89 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N N 5540000.00 5540000.00 0.0027 N 5540000.00 5540000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.260000% 73358TY39 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N N 2690000.00 2690000.00 0.0013 N 2690000.00 2690000.00 Port Auth of New York & New Jersey Consolidated Bonds 160th Series 0.260000% 73358WAX2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N N 3125000.00 3125000.00 0.0015 N 3125000.00 3125000.00 Port Auth of New York & New Jersey CP Series B 0.320000% 73359BAB5 Other Commercial Paper N First Tier Security N/A N/A 2011-04-06 2011-04-06 N N N 6600000.00 6600000.00 0.0032 N 6600132.00 6600132.00 Port Auth of New York & New Jersey CP Series B 0.360000% 73359BAH2 Other Commercial Paper N First Tier Security N/A N/A 2011-06-08 2011-06-08 N N N 6000000.00 6000000.00 0.0029 N 6001200.00 6001200.00 Port Auth of New York & New Jersey CP Series B 0.370000% 73359BAJ8 Other Commercial Paper N First Tier Security N/A N/A 2011-06-03 2011-06-03 N N N 1920000.00 1920000.00 0.0009 N 1920403.20 1920403.20 Puerto Rico Highway & Transportation Auth Transportation RB Series A 0.200000% 745190Y77 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 1950000.00 1950000.00 0.0010 N 1950000.00 1950000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.250000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 14365000.00 14365000.00 0.0070 N 14365000.00 14365000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB First Sub Series 2009A 5.000000% 74529JHQ1 Other Municipal Debt N First Tier Security N/A N/A 2011-08-01 2011-08-01 N N Y Escrow Escrow N/A N/A 4000000.00 4061784.29 0.0020 N 4060880.00 4060880.00 Putnam Cnty GO TAN 2010 1.250000% 746639SB0 Other Municipal Debt N Unrated Security N/A N/A 2011-10-27 2011-10-27 N N N 17000000.00 17080617.78 0.0083 N 17082280.00 17082280.00 Rondout Valley CSD at Accord BAN 2010 1.250000% 776327FG8 Other Municipal Debt N Unrated Security N/A N/A 2011-08-11 2011-08-11 N N N 10860298.00 10888811.66 0.0053 N 10889512.20 10889512.20 Sachem CSD at Holbrook TAN 2010-2011 1.500000% 785721RV5 Other Municipal Debt N Unrated Security N/A N/A 2011-06-23 2011-06-23 N N N 5000000.00 5012808.47 0.0024 N 5012350.00 5012350.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.280000% 794665BU2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 2415000.00 2415000.00 0.0012 N 2415000.00 2415000.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.280000% 794665DL0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 6400000.00 6400000.00 0.0031 N 6400000.00 6400000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.300000% 806419AE7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 6830000.00 6830000.00 0.0033 N 6830000.00 6830000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.300000% 806419AF4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 4185000.00 4185000.00 0.0020 N 4185000.00 4185000.00 Seaford UFSD TAN 2010-2011 1.500000% 811794FC5 Other Municipal Debt N Unrated Security N/A N/A 2011-06-23 2011-06-23 N N N 8000000.00 8017159.77 0.0039 N 8015120.00 8015120.00 Suffolk Cnty BAN Series 2010A 1.500000% 86476PDD7 Other Municipal Debt N First Tier Security N/A N/A 2011-05-27 2011-05-27 N N N 9510000.00 9524762.10 0.0047 N 9525881.70 9525881.70 Tarrytowns UFSD GO BAN 2011 1.500000% 876487JG5 Other Municipal Debt N Unrated Security N/A N/A 2012-02-17 2012-02-17 N N N 10600000.00 10683600.02 0.0052 N 10688828.00 10688828.00 Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2002E 0.340000% 05248PYA7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of America NA N/A N/A N N 9500000.00 9500000.00 0.0046 N 9500000.00 9500000.00 Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2002E 0.340000% 05248PYG4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of America NA N/A N/A N N 24925000.00 24925000.00 0.0122 N 24925000.00 24925000.00 Triborough Bridge & Tunnel Auth General RB Series 2008C 0.310000% 05248RAE1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Bank of America NA N/A N/A N N 1100000.00 1100000.00 0.0005 N 1100000.00 1100000.00 Triborough Bridge & Tunnel Auth Refunding RB Series 2002B 5.000000% 8960297Z2 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 500000.00 513691.07 0.0003 N 514335.00 514335.00 Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2002E 0.250000% 89602NDG6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Wells Fargo Bank NA N/A N/A N N 13795000.00 13795000.00 0.0067 N 13795000.00 13795000.00 Triborough Bridge & Tunnel Auth General RB Series 2005A 0.280000% 89602NGU2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Dexia Credit Local N/A N/A N N 15080000.00 15080000.00 0.0074 N 15080000.00 15080000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2005B2 0.300000% 89602NGW8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Dexia Credit Local N/A N/A N N 14465000.00 14465000.00 0.0071 N 14465000.00 14465000.00 Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2002E 0.260000% 89602NNN0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N N 10660000.00 10660000.00 0.0052 N 10660000.00 10660000.00 Triborough Bridge & Tunnel Auth Sub RB Series 2008D 4.000000% 89602NPZ1 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 150000.00 152840.98 0.0001 N 153273.00 153273.00 Triborough Bridge & Tunnel Auth General Purpose RB Series 2001A 0.260000% 89602NSM7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Citibank NA N/A N/A N N 7400000.00 7400000.00 0.0036 N 7400000.00 7400000.00 Triborough Bridge & Tunnel Auth General RB Series 2009A2 2.500000% 89602NTH7 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 300000.00 303786.93 0.0001 N 303933.00 303933.00 Triborough Bridge & Tunnel Auth General RB Series 2009A2 0.260000% 89602NUR3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Morgan Stanley Bank N/A N/A N N 6500000.00 6500000.00 0.0032 N 6500000.00 6500000.00 Ulster Cnty BAN 2010 1.250000% 903766XS7 Other Municipal Debt N Unrated Security N/A N/A 2011-11-18 2011-11-18 N N N 7265000.00 7301139.10 0.0036 N 7302342.10 7302342.10 Watertown SD BAN 2010 1.250000% 942116AG9 Other Municipal Debt N Unrated Security N/A N/A 2011-07-28 2011-07-28 N N N 10000000.00 10022288.89 0.0049 N 10022600.00 10022600.00 Westchester Cnty IDA Mortgage RB (Kendal on Hudson) Series 2007 0.320000% 957370AP4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-04-07 2011-04-07 Y Banco Santander SA N/A N/A Y Banco Santander SA N/A N/A N 7965000.00 7965000.00 0.0039 N 7965000.00 7965000.00