0001145549-11-002187.txt : 20110401
0001145549-11-002187.hdr.sgml : 20110401
20110207134817
ACCESSION NUMBER: 0001145549-11-002187
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110131
FILED AS OF DATE: 20110207
DATE AS OF CHANGE: 20110207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 11577754
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000019114
Schwab California AMT Tax-Free Money Fund
C000052863
Value Advantage Shares
SNKXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2011-01-31
0000857156
S000019114
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
49
69
221988398.74
2358711.81
960659.45
223386451.10
0.0038
1.0003
2011-01-31
1.0003
2011-01-31
C000052863
25000.00
223386451.10
1.00
-8040325.43
2881169.52
10921494.95
0.0001
1.0003
2011-01-31
1.0003
2011-01-31
Alameda Cnty Jt Powers Auth
Lease Revenue CP Notes Series A 0.320000%
01083PAL6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-02-04
2011-02-04
N
Y
Federal Home Loan Bank
N/A
N/A
N
2000000.00
2000000.00
0.0090
N
2000000.00
2000000.00
California Health Facilities Financing Auth
RB (Kaiser Permanente) Series 2006E 0.380000%
13032TFP1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-02-15
2011-02-15
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
1500000.00
1500000.00
0.0067
N
1499955.00
1499955.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004E 0.370000%
13080MAS6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-02-10
2011-02-10
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
1000000.00
1000000.00
0.0045
N
999980.00
999980.00
East Bay Municipal Utility District
Extendible CP (Wastewater Series) Notes 0.370000%
27102CAR4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-02-04
2011-07-05
N
N
N
3600000.00
3600000.00
0.0161
N
3600000.00
3600000.00
East Bay Municipal Utility District
Extendible CP (Wastewater Series) Notes 0.350000%
27102CAS2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-04-06
2011-09-04
N
N
N
2000000.00
2000000.00
0.0090
N
2000180.00
2000180.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2008B 0.420000%
13079JBP1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-02-14
2011-02-14
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
5000000.00
5000000.00
0.0224
N
5000050.00
5000050.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2008B 0.370000%
13079JBT3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-04-05
2011-04-05
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
5700000.00
5700000.00
0.0255
N
5700684.00
5700684.00
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series B 0.300000%
54466UDP9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-03-01
2011-03-01
N
Y
Bank of America NA
N/A
N/A
N
2000000.00
2000000.00
0.0090
N
2000080.00
2000080.00
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series C 0.300000%
54467CAR7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-02-08
2011-02-08
N
Y
Wells Fargo Bank NA
N/A
N/A
N
2500000.00
2500000.00
0.0112
N
2499950.00
2499950.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A1 0.300000%
54485UK94
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-02-14
2011-02-14
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3375000.00
3375000.00
0.0151
N
3374831.25
3374831.25
Los Angeles Dept of Water & Power
Power System Revenue CP Notes 0.330000%
54452Y5B7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-02-03
2011-02-03
N
N
Y
Revolving Credit Agreement
Wells Fargo Bank NA
N/A
N/A
5000000.00
5000000.00
0.0224
N
5000000.00
5000000.00
Los Angeles Harbor Dept
CP Notes Series AB&C 0.320000%
54454SAC0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-04-06
2011-04-06
N
N
Y
Line of Credit
JPMorgan Chase Bank NA
N/A
N/A
2000000.00
2000000.00
0.0090
N
2000060.00
2000060.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A1 0.300000%
54458QM37
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-02-17
2011-02-17
N
Y
Bank of America NA
N/A
N/A
N
3000000.00
3000000.00
0.0134
N
3000060.00
3000060.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A1 0.280000%
54459ARN2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-02-04
2011-02-04
N
Y
Bank of America NA
N/A
N/A
N
1000000.00
1000000.00
0.0045
N
1000000.00
1000000.00
Los Angeles Cnty Metropolitan Transportation Auth
Second Sub Sales Tax Revenue CP Series A-BB 0.330000%
54472HBL1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-04-07
2011-04-07
N
Y
Barclays Bank Plc
N/A
N/A
N
1000000.00
1000000.00
0.0045
N
1000140.00
1000140.00
Los Angeles Cnty Metropolitan Transportation Auth
Second Sub Sales Tax Revenue CP Series A-BB 0.300000%
54472HBV9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-04-12
2011-04-12
N
Y
Barclays Bank Plc
N/A
N/A
N
2662000.00
2662000.00
0.0119
N
2662266.20
2662266.20
California
GO CP Notes 0.300000%
13067KQM3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-02-01
2011-02-01
N
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
Credit Agricole Corporate and Investment Bank
N/A
N/A
Dexia Credit Local
N/A
N/A
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Royal Bank of Canada
N/A
N/A
Wells Fargo Bank NA
N/A
N/A
N
2250000.00
2250000.00
0.0101
N
2250000.00
2250000.00
California
GO CP Notes 0.300000%
13067KQR2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-02-02
2011-02-02
N
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
Credit Agricole Corporate and Investment Bank
N/A
N/A
Dexia Credit Local
N/A
N/A
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Royal Bank of Canada
N/A
N/A
Wells Fargo Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0090
N
2000000.00
2000000.00
Riverside Cnty
CP Series B 0.280000%
76913VHP5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-04-08
2011-04-08
N
Y
Bank of Nova Scotia
N/A
N/A
N
1900000.00
1900000.00
0.0085
N
1900095.00
1900095.00
Sacramento Municipal Utility District
Electric Refunding RB Series 2003S 5.000000%
786005HV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-11-15
2011-11-15
N
N
N
1000000.00
1033254.36
0.0046
N
1032880.00
1032880.00
San Joaquin Cnty Transportation Auth
Sr Sales Tax Revenue Notes Series 2008 4.000000%
798110AC6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-04-01
2011-04-01
N
N
N
2000000.00
2011342.09
0.0090
N
2011140.00
2011140.00
San Francisco
GO Improvement Bonds Series 2009A 0.380000%
94985NHF1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-07-28
2011-07-28
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
530000.00
530000.00
0.0024
N
530000.00
530000.00
William S. Hart UHSD
GO Bonds Series A 0.450000%
94985NKJ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-05-19
2011-05-19
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
5300000.00
5300000.00
0.0237
N
5300000.00
5300000.00
Bay Area Toll Auth
Toll Bridge Sub RB Series 2010S2 0.430000%
94985NXC0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-07-28
2011-07-28
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
2000000.00
2000000.00
0.0090
N
2000000.00
2000000.00
Riverside Cnty
TRAN 2010-2011 Series B 2.000000%
769110CF2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-06-30
2011-06-30
N
N
N
2500000.00
2514715.80
0.0113
N
2516375.00
2516375.00
West Sacramento
Special Tax Bonds (Community Facilities District No. 16) 5.900000%
955656FS7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-09-01
2011-09-01
N
N
Y
Escrow
Escrow
N/A
N/A
1000000.00
1050835.61
0.0047
N
1050870.00
1050870.00
West Sacramento
Special Tax Bonds (Community Facilities District No. 16) 6.000000%
955656FT5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-09-01
2011-09-01
N
N
Y
Escrow
Escrow
N/A
N/A
3000000.00
3153797.67
0.0141
N
3154350.00
3154350.00
Los Angeles Cnty
TRAN 2010-2011 Series A 2.000000%
544657HC6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-06-30
2011-06-30
N
N
N
2100000.00
2109796.36
0.0094
N
2113755.00
2113755.00
Los Angeles USD
TRAN 2010-2011 Series A 2.000000%
544646C59
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-06-30
2011-06-30
N
N
N
2000000.00
2010782.03
0.0090
N
2011420.00
2011420.00
Pasadena Area Community College District
GO Refunding Bonds Series 2006C 0.514000%
702185CC1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-08-01
2011-08-01
N
N
N
2000000.00
1994848.46
0.0089
N
1993880.00
1993880.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB First Sub Series 2009A 5.000000%
74529JHQ1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-08-01
2011-08-01
N
N
Y
Escrow
Escrow
N/A
N/A
1250000.00
1278433.47
0.0057
N
1278687.50
1278687.50
San Francisco USD
TRAN 2010 2.000000%
79771THA8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-06-30
2011-06-30
N
N
N
1000000.00
1006377.53
0.0045
N
1006720.00
1006720.00
San Mateo UHSD
GO BAN Series 2010 2.000000%
799017FG8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-02-28
2011-02-28
N
N
N
3000000.00
3003132.29
0.0134
N
3003030.00
3003030.00
Northern California Tobacco Securitization Auth
Tobacco Settlement Asset-Backed Bonds (Sacramento Cnty Tobacco Securitization Corp) Series 2001A 5.375000%
888794AB0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-06-01
2011-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
2000000.00
2032694.61
0.0091
N
2032680.00
2032680.00
Torrance
TRAN 2010-2011 2.000000%
891347EQ5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-07-06
2011-07-06
N
N
N
2000000.00
2012842.86
0.0090
N
2013620.00
2013620.00
Univ of California
General RB Series 2007J 0.350000%
91412FW78
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-07-14
2011-07-14
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
7665000.00
7665000.00
0.0343
N
7665000.00
7665000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A1 0.290000%
59266TAD3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-02-07
2012-01-06
N
N
N
3000000.00
3000000.00
0.0134
N
3000000.00
3000000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A2 0.290000%
59266TCX7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-02-07
2011-10-10
N
N
N
5000000.00
5000000.00
0.0224
N
5000000.00
5000000.00
Southern California Metropolitan Water District
Water RB Series 2005A 4.000000%
592663Z50
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-07-01
2011-07-01
N
N
N
500000.00
506988.64
0.0023
N
507280.00
507280.00
Mt. View-Los Altos UHSD
TRAN 2010 2.000000%
624454JN5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-06-30
2011-06-30
N
N
N
3350000.00
3370404.81
0.0151
N
3371507.00
3371507.00
Newport Beach
RB (Hoag Memorial Hospital) Series 2009C 4.000000%
651785BL0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-02-08
2011-02-08
N
N
Y
Obligor
Hoag Memorial Hospital
N/A
N/A
2100000.00
2101413.00
0.0094
N
2101050.00
2101050.00
California School Cash Reserve Program Auth
Bonds 2010-2011 Series F 2.000000%
130583CW5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-06-01
2011-06-01
N
N
Y
Obligor
California School Cash Reserve Program Auth
N/A
N/A
Obligor
Cupertino Unified School District
N/A
N/A
Obligor
Morgan Hill Unified School District CA
N/A
N/A
Obligor
San Mateo Cnty Community College District
N/A
N/A
1000000.00
1004405.97
0.0045
N
1002630.00
1002630.00
California Dept of Water Resources
Power Supply RB Series 2002A 5.250000%
13066YDJ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-05-01
2011-05-01
N
N
N
3300000.00
3339205.62
0.0149
N
3339369.00
3339369.00
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2009A2 0.290000%
271014TT9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-02-07
2011-03-01
N
N
N
5390000.00
5390000.00
0.0241
N
5389946.10
5389946.10
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2009A1 0.320000%
271014TV4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-02-07
2011-12-01
N
N
N
4000000.00
4000000.00
0.0179
N
4000440.00
4000440.00
Los Angeles
TRAN 2010 2.000000%
544351GU7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-05-31
2011-05-31
N
N
N
1000000.00
1003886.61
0.0045
N
1005140.00
1005140.00
Oxnard Financing Auth
Water RB Series 2006 0.400000%
27884FHS2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-07-28
2011-07-28
N
Y
US Bank NA
N/A
N/A
Y
Tender Option
US Bank NA
N/A
N/A
2980000.00
2980000.00
0.0133
N
2980000.00
2980000.00
Desert Sands USD
TRAN 2010-2011 2.000000%
250433NW5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-06-30
2011-06-30
N
N
N
4000000.00
4025288.61
0.0180
N
4025720.00
4025720.00
California Infrastructure & Economic Development Bank
RB (J. Paul Getty Trust) Series 2004A 4.000000%
13033WTR4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-12-01
2011-12-01
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
165000.00
169224.04
0.0008
N
169945.05
169945.05
Bay Area Toll Auth
Toll Bridge RB Series 2006F 3.625000%
072024CH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-04-01
2011-04-01
N
N
N
500000.00
502281.91
0.0022
N
502550.00
502550.00
Bay Area Toll Auth
Toll Bridge RB Series 2006F 5.000000%
072024CJ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2011-04-01
2011-04-01
N
N
N
100000.00
100678.50
0.0005
N
100731.00
100731.00
Calaveras Cnty
TRAN 2010-2011 1.500000%
128199CG9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-06-30
2011-06-30
N
N
N
1300000.00
1302943.38
0.0058
N
1303445.00
1303445.00
California Education Notes Program
Note Participation Fiscal Year 2010-2011 Series A 2.000000%
13017YAD1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2011-07-01
2011-07-01
N
N
Y
Obligor
Acalanes Union High School District CA
N/A
N/A
Obligor
California Education Notes Program
N/A
N/A
Obligor
San Mateo UHSD
N/A
N/A
Obligor
San Mateo-Foster City School District CA
N/A
N/A
Obligor
South San Francisco Unified School District CA
N/A
N/A
1500000.00
1508824.51
0.0068
N
1509510.00
1509510.00
Alameda Cnty IDA
RB (Dale Hardware) Series 2010 0.350000%
01110RAA3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
2665000.00
2665000.00
0.0119
N
2665000.00
2665000.00
Anaheim Public Financing Auth
RB (Electric System Distribution Facilities) Series 2007A 0.300000%
03255MMB0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
4030000.00
4030000.00
0.0180
N
4030000.00
4030000.00
Anaheim Public Financing Auth
Second Lien RB (Electric System Distribution Facilities) Series 2004 0.300000%
03255MPM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Morgan Stanley Bank
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
2700000.00
2700000.00
0.0121
N
2700000.00
2700000.00
Chaffey Community College District
GO Bonds Series 2005B 0.380000%
05248PG66
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Bank of America NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0295
N
6600000.00
6600000.00
California Educational Facilities Auth
RB (Univ of Southern California) Series 2009A 0.350000%
05248RDV0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Univ of Southern California
N/A
N/A
2220000.00
2220000.00
0.0099
N
2220000.00
2220000.00
California Infrastructure & Economic Development Bank
RB (Casa Loma College) Series 2009 0.370000%
13033WX57
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
2000000.00
2000000.00
0.0090
N
2000000.00
2000000.00
California Pollution Control Financing Auth
Pollution Control Refunding RB (PG&E) Series 1996E 0.240000%
130534XX3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-01
2011-02-01
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
100000.00
100000.00
0.0004
N
100000.00
100000.00
California Pollution Control Financing Auth
Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.320000%
130536PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2400000.00
2400000.00
0.0107
N
2400000.00
2400000.00
California Health Facilities Financing Auth
RB (Childrens Hospital Los Angeles) Series 2010B 0.300000%
13033LHC4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-01
2011-02-01
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
3200000.00
3200000.00
0.0143
N
3200000.00
3200000.00
California Infrastructure & Economic Development Bank
RB (Asian-American Drug Abuse Program) Series 2008 0.360000%
13033WP80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
3430000.00
3430000.00
0.0154
N
3430000.00
3430000.00
California Infrastructure & Economic Development Bank
First Lien RB (Bay Area Toll Bridges Seismic Retrofit) Series 2003A 0.350000%
13033WTM5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Dexia Credit Local
N/A
N/A
N
Y
Escrow
Escrow
N/A
N/A
7145000.00
7145000.00
0.0320
N
7145000.00
7145000.00
Newport-Mesa USD
GO Bonds Series 2007 0.310000%
25154C4F8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Deutsche Bank AG
N/A
N/A
N
N
4385000.00
4385000.00
0.0196
N
4385000.00
4385000.00
Simi Valley USD
GO Bonds Series 2007C 0.280000%
25154C5D2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
4020000.00
4020000.00
0.0180
N
4020000.00
4020000.00
San Mateo Cnty Community College District
GO Bonds Series 2006B 0.290000%
25154LHR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Deutsche Bank AG
N/A
N/A
N
N
390000.00
390000.00
0.0017
N
390000.00
390000.00
Roseville Jt UHSD
GO Bonds Series C 0.290000%
25154LQ80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Deutsche Bank AG
N/A
N/A
N
N
1060000.00
1060000.00
0.0047
N
1060000.00
1060000.00
Alameda Corridor Transportation Auth
Sr Lien RB Series 1999A 0.290000%
25154RAJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
250000.00
250000.00
0.0011
N
250000.00
250000.00
Grossmont UHSD
GO Bonds Series 2006 0.290000%
25154RQK0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Deutsche Bank AG
N/A
N/A
N
N
373000.00
373000.00
0.0017
N
373000.00
373000.00
Diamond Bar Public Financing Auth
Lease RB Series 2002A 0.320000%
25256PAA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1405000.00
1405000.00
0.0063
N
1405000.00
1405000.00
Grossmont UHSD
GO Bonds Series 2008 0.300000%
399262FV1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
1000000.00
1000000.00
0.0045
N
1000000.00
1000000.00
Grossmont UHSD
GO Bonds Series 2010B 0.300000%
399262GD0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
6300000.00
6300000.00
0.0282
N
6300000.00
6300000.00
Irvine Assessment District
Limited Obligation Improvement Bonds (Assessment District No. 05-21) Series A 0.290000%
4636087G8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-01
2011-02-01
Y
California State Teachers Retirement Systems
N/A
N/A
US Bank NA
N/A
N/A
Y
California State Teachers Retirement Systems
N/A
N/A
US Bank NA
N/A
N/A
N
500000.00
500000.00
0.0022
N
500000.00
500000.00
Riverside
Electric RB Series 2008D 0.340000%
46633VAG4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Riverside Electric System
N/A
N/A
2110000.00
2110000.00
0.0094
N
2110000.00
2110000.00
Los Angeles Dept of Water & Power
Power System RB Series 2007A1 0.340000%
46633VUF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0269
N
6000000.00
6000000.00
Los Angeles Dept of Water & Power
Power System RB Series 2005A2 0.290000%
544495KP8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Morgan Stanley Bank
N/A
N/A
N
N
100000.00
100000.00
0.0004
N
100000.00
100000.00
California Statewide Communities Development Auth
M/F Housing Refunding RB (IAC) Series 2008C2&C3 0.390000%
13079PMQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0090
N
2000000.00
2000000.00
Orange Cnty
COP (Florence Crittenton Services) Series 1990 0.290000%
684228DT3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
UBS AG
N/A
N/A
Y
UBS AG
N/A
N/A
N
1600000.00
1600000.00
0.0072
N
1600000.00
1600000.00
Orange Cnty Sanitation District
COP Series 2007B 0.290000%
68428PCR4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Citibank NA
N/A
N/A
N
N
3470000.00
3470000.00
0.0155
N
3470000.00
3470000.00
Univ of California
General RB Series 2007J 0.290000%
91412F3P0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Citibank NA
N/A
N/A
N
N
3045000.00
3045000.00
0.0136
N
3045000.00
3045000.00
Sunnyvale
Refunding COP Series 2009A 0.300000%
867546CD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2675000.00
2675000.00
0.0120
N
2675000.00
2675000.00
Sweetwater UHSD
GO Bonds Series 2008A 0.300000%
870462QQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp (Columbia)
N/A
N/A
N
1000000.00
1000000.00
0.0045
N
1000000.00
1000000.00
Sacramento Cnty Sanitation District Financing Auth
Refunding RB Series 2007B 0.420000%
74703RNL5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Dexia Credit Local
N/A
N/A
N
Y
Obligor
Sacramento Regional County Sanitation District CA
N/A
N/A
1500000.00
1500000.00
0.0067
N
1500000.00
1500000.00
Los Angeles Dept of Airports
Sr RB (Los Angeles Int'l Airport) Series 2010A 0.350000%
74703YBS8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Merrill Lynch International Bank Ltd
N/A
N/A
N
N
2160000.00
2160000.00
0.0097
N
2160000.00
2160000.00
Bay Area Toll Auth
Toll Bridge RB Series 2009F1 0.350000%
74703YMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Merrill Lynch Capital Services
N/A
N/A
N
N
1335000.00
1335000.00
0.0060
N
1335000.00
1335000.00
Los Angeles USD
GO Bonds Series 2009D&2009I 0.290000%
544646US9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Citibank NA
N/A
N/A
N
N
600000.00
600000.00
0.0027
N
600000.00
600000.00
Los Angeles
Wastewater System Refunding RB Series 2003A 0.290000%
5446525B2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Los Angeles Wastewater System
N/A
N/A
1000000.00
1000000.00
0.0045
N
1000000.00
1000000.00
San Diego Cnty Regional Transportation Commission
Sales Limited Tax RB Series 2008D 0.320000%
797400FJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Dexia Credit Local
N/A
N/A
N
N
495000.00
495000.00
0.0022
N
495000.00
495000.00
San Diego Cnty Water Auth
Water Revenue COP Series 2008A 0.290000%
797415KF2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1540000.00
1540000.00
0.0069
N
1540000.00
1540000.00
West Hills Community College District
COP (2008 Refunding) 0.320000%
95330RAC5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1100000.00
1100000.00
0.0049
N
1100000.00
1100000.00
East Bay Municipal Utility District
Water System Refunding RB Series 2008A1 0.240000%
271014UC4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Royal Bank of Canada
N/A
N/A
N
N
2200000.00
2200000.00
0.0098
N
2200000.00
2200000.00
Sacramento Cnty Sanitation District Financing Auth
Refunding RB Series 2007B 0.420000%
74703YA75
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Sacramento Regional County Sanitation District CA
N/A
N/A
725000.00
725000.00
0.0032
N
725000.00
725000.00
Santa Clara Cnty Financing Auth
Lease Refunding RB (Multiple Facilities) Series 2008L 0.350000%
74703YZT0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-02-07
2011-02-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Santa Clara Cnty
N/A
N/A
1660000.00
1660000.00
0.0074
N
1660000.00
1660000.00