-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JRLnLShhbs+yokclFfhxXc8ORALg72UjW2Vkv7yysCt3ooXw9PdeGHq3QK2HgQLi q5Dj/VyjIvB08EhG734x6Q== 0001113672-10-000937.txt : 20110131 0001113672-10-000937.hdr.sgml : 20110131 20101207165024 ACCESSION NUMBER: 0001113672-10-000937 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101130 FILED AS OF DATE: 20101207 DATE AS OF CHANGE: 20101207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 101237728 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703

0000857156 S000004513 Schwab New York AMT Tax-Free Money Fund

C000012394 Sweep Shares SWNXX

C000012395 Value Advantage Shares SWYXX

N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2010-11-30 0000857156 S000004513 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 50 52 2085529049.62 4786651.43 12569416.88 2077746284.17 0.0035 1.0009 2010-11-30 1.0009 2010-11-30 C000012394 1.00 1524449034.46 1.00 30381969.65 406709394.75 376327425.10 0.0001 1.0009 2010-11-30 1.0009 2010-11-30 C000012395 25000.00 553297249.71 1.00 -7075857.80 7322732.45 14398590.25 0.0001 1.0010 2010-11-30 1.0010 2010-11-30 Albany SD BAN 2010 1.500000% 012434QQ2 Other Municipal Debt N Unrated Security N/A N/A 2011-06-24 2011-06-24 N N N 14000000.00 14060073.43 0.0068 N 14060900.00 14060900.00 Albany IDA Refunding IDRB (United Cerebral Palsy Assoc-Capital District) Series 1997B 1.000000% 012441KQ3 Variable Rate Demand Note N Second Tier Security N/A N/A 2010-12-07 2010-12-07 Y KeyBank NA N/A N/A Y KeyBank NA N/A N/A N 6595000.00 6595000.00 0.0032 N 6595000.00 6595000.00 Amherst CSD BAN 2010 1.250000% 031321HN5 Other Municipal Debt N Unrated Security N/A N/A 2011-08-04 2011-08-04 N N N 12475000.00 12534353.58 0.0060 N 12534381.00 12534381.00 Amherst IDA Civic Facility RB (Daemen College) Series 2006B 0.310000% 031362EJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Manufacturers & Traders Trust N/A N/A Y Manufacturers & Traders Trust N/A N/A N 16160000.00 16160000.00 0.0078 N 16160000.00 16160000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.310000% 05248PT96 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income T N/A N/A 7500000.00 7500000.00 0.0036 N 7500000.00 7500000.00 New York State Thruway Auth General RB Series G 0.340000% 05248PW92 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A Y Assured Guaranty Municipal Cor N/A N/A N 3950000.00 3950000.00 0.0019 N 3950000.00 3950000.00 Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2002E 0.340000% 05248PYA7 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A N N 9500000.00 9500000.00 0.0046 N 9500000.00 9500000.00 Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2002E 0.340000% 05248PYG4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A N N 24925000.00 24925000.00 0.0120 N 24925000.00 24925000.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2008C 0.310000% 05248RAE1 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A N N 1100000.00 1100000.00 0.0005 N 1100000.00 1100000.00 Bay Shore Union Free SD TAN 2010-2011 1.250000% 072581HT1 Other Municipal Debt N Unrated Security N/A N/A 2011-06-24 2011-06-24 N N N 12000000.00 12059379.31 0.0058 N 12056640.00 12056640.00 Broome Cnty IDA Civic Facility RB (Methodist Homes for the Aging) Series 2003 0.450000% 11472PAC4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Banco Santander SA N/A N/A Y Banco Santander SA N/A N/A N 2235000.00 2235000.00 0.0011 N 2235000.00 2235000.00 New York City GO Bonds Fiscal 2008 Series E 0.310000% 18886PM51 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y State Street Bank & Trust Comp N/A N/A N N 18695000.00 18695000.00 0.0090 N 18695000.00 18695000.00 Copiague UFSD TAN 2010-2011 1.500000% 217296FB3 Other Municipal Debt N Unrated Security N/A N/A 2011-06-30 2011-06-30 N N N 8900000.00 8949082.65 0.0043 N 8951353.00 8951353.00 Deer Park UFSD TAN 2010-2011 1.250000% 244068FY3 Other Municipal Debt N Unrated Security N/A N/A 2011-06-30 2011-06-30 N N N 18000000.00 18069177.86 0.0087 N 18063180.00 18063180.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.300000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 30050000.00 30050000.00 0.0145 N 30050000.00 30050000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2002B 0.300000% 269899BL3 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N Y Obligor New York State Environmental Fac N/A N/A 24750000.00 24750000.00 0.0119 N 24750000.00 24750000.00 Metropolitan Transportation Auth Transportation RB Series 2003A 0.310000% 269899BN9 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance C N/A N/A N 10195000.00 10195000.00 0.0049 N 10195000.00 10195000.00 East Irondequoit CSD BAN 2010 1.000000% 273155PK1 Other Municipal Debt N Unrated Security N/A N/A 2011-02-15 2011-07-19 N N N 16000000.00 16011468.44 0.0077 N 16038080.00 16038080.00 East Rochester Housing Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.310000% 274722DX2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 9375000.00 9375000.00 0.0045 N 9375000.00 9375000.00 Eastport South Manor CSD TAN 2010-2011 1.250000% 27779TEE4 Other Municipal Debt N Unrated Security N/A N/A 2011-06-24 2011-06-24 N N N 4000000.00 4019322.49 0.0019 N 4018440.00 4018440.00 Port Auth of New York & New Jersey Consolidated Bonds 140th Series 0.280000% 27884FBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y US Bank NA N/A N/A Y Us Bank Na N/A N/A N 10975000.00 10975000.00 0.0053 N 10975000.00 10975000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.280000% 27884FEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y US Bank NA N/A N/A Y Us Bank Na N/A N/A N 10000000.00 10000000.00 0.0048 N 10000000.00 10000000.00 Long Island Power Auth Electric System General RB Series 2006C 0.290000% 27884FLN8 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y US Bank NA N/A N/A Y Us Bank Na N/A N/A N 6500000.00 6500000.00 0.0031 N 6500000.00 6500000.00 New York State Thruway Auth General RB Series H 0.280000% 27884FYT1 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y US Bank NA N/A N/A Y Us Bank Na N/A N/A N 17605000.00 17605000.00 0.0085 N 17605000.00 17605000.00 Herricks UFSD TAN 2010-2011 1.250000% 427753GF9 Other Municipal Debt N Unrated Security N/A N/A 2011-06-24 2011-06-24 N N N 5200000.00 5225321.81 0.0025 N 5225116.00 5225116.00 Ithaca SD BAN 2010 1.500000% 465668NL1 Other Municipal Debt N Unrated Security N/A N/A 2011-07-08 2011-07-08 N N N 11240000.00 11302988.96 0.0054 N 11312160.80 11312160.80 Madison Cnty IDA Civic Facility RB (Colgate Univ) Series 2005A 0.300000% 46632PBD4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance C N/A N/A N 11845000.00 11845000.00 0.0057 N 11845000.00 11845000.00 New York City GO Bonds Fiscal 2005 Series G&O 0.300000% 46632PGZ0 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 1840000.00 1840000.00 0.0009 N 1840000.00 1840000.00 New York City GO Bonds Fiscal 2005 Series J 0.300000% 46632PJP9 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 1990000.00 1990000.00 0.0010 N 1990000.00 1990000.00 New York City GO Bonds Fiscal 2005 Series G 0.300000% 46632PMQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 7555000.00 7555000.00 0.0036 N 7555000.00 7555000.00 New York City GO Bonds Fiscal 2004 Series J 0.300000% 46632PMS9 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 7670000.00 7670000.00 0.0037 N 7670000.00 7670000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.300000% 46632PND1 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income T N/A N/A 5130000.00 5130000.00 0.0025 N 5130000.00 5130000.00 New York City Municipal Water Finance Auth Crossover Refunding Bond Series 2002E 0.300000% 46632PNX7 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 6865000.00 6865000.00 0.0033 N 6865000.00 6865000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.300000% 46632PUA9 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income T N/A N/A 4995000.00 4995000.00 0.0024 N 4995000.00 4995000.00 New York City GO Bonds Fiscal 2009 Series J1 0.300000% 46632P3U5 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 2725000.00 2725000.00 0.0013 N 2725000.00 2725000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2004A 0.330000% 46632P7T4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor American Museum of Natural Histo N/A N/A 3745000.00 3745000.00 0.0018 N 3745000.00 3745000.00 New York City Housing Development Corp M/F Housing RB Series 2009C1 0.300000% 46632P8M8 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 6000000.00 6000000.00 0.0029 N 6000000.00 6000000.00 New York City GO Bonds Fiscal 2009 Series I1 0.300000% 46633VBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 14740000.00 14740000.00 0.0071 N 14740000.00 14740000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series BB 0.300000% 46633VB99 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 5500000.00 5500000.00 0.0026 N 5500000.00 5500000.00 New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2010 Series A1 0.300000% 46633VDB2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 11000000.00 11000000.00 0.0053 N 11000000.00 11000000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2009A 0.300000% 46633VEZ8 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Environmental Fac N/A N/A 1995000.00 1995000.00 0.0010 N 1995000.00 1995000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2002B 0.300000% 46633VH93 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 4995000.00 4995000.00 0.0024 N 4995000.00 4995000.00 New York State Thruway Auth General RB Series H 0.400000% 46633VJE0 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A Y Assured Guaranty Municipal Cor N/A N/A N 4645000.00 4645000.00 0.0022 N 4645000.00 4645000.00 New York State Dormitory Auth RB (New York Univ) Series 2009A 0.300000% 46633VJU4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York University N/A N/A 3195000.00 3195000.00 0.0015 N 3195000.00 3195000.00 Triborough Bridge & Tunnel Auth General RB Series 2008C 0.300000% 46633VLB3 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 3720000.00 3720000.00 0.0018 N 3720000.00 3720000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.300000% 46633VSG5 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income T N/A N/A 6800000.00 6800000.00 0.0033 N 6800000.00 6800000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2009A 0.300000% 46633VZD4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income T N/A N/A 2500000.00 2500000.00 0.0012 N 2500000.00 2500000.00 Lancaster IDA Civic Facility RB (2000 GreenField Manor) 0.330000% 514502AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Manufacturers & Traders Trust N/A N/A Y Manufacturers & Traders Trust N/A N/A N 10035000.00 10035000.00 0.0048 N 10035000.00 10035000.00 Lindenhurst UFSD TAN 2010-2011 1.500000% 535465MN5 Other Municipal Debt N First Tier Security N/A N/A 2011-06-23 2011-06-23 N N N 29200000.00 29357346.29 0.0141 N 29386004.00 29386004.00 Long Island Power Auth CP Notes Series CP1 0.350000% 54269THS1 Other Commercial Paper N First Tier Security N/A N/A 2011-02-09 2011-02-09 N Y JPMorgan Chase Bank NA N/A N/A N 17200000.00 17200000.00 0.0083 N 17201720.00 17201720.00 Long Island Power Auth CP Notes Series CP1 0.350000% 54269THT9 Other Commercial Paper N First Tier Security N/A N/A 2011-02-09 2011-02-09 N Y JPMorgan Chase Bank NA N/A N/A N 5000000.00 5000000.00 0.0024 N 5000500.00 5000500.00 Long Island Power Auth Electric System Sub RB Series 2001-3A 0.280000% 542690SH6 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A Landesbank Baden-Wurttemberg ( N/A N/A Y JPMorgan Chase Bank NA N/A N/A Landesbank Baden-Wurttemberg ( N/A N/A N 18000000.00 18000000.00 0.0087 N 18000000.00 18000000.00 Long Island Power Auth Electric System General RB Series 2004A 0.310000% 542690U83 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance C N/A N/A N 22275000.00 22275000.00 0.0107 N 22275000.00 22275000.00 Mamaroneck BAN Series 2009K 1.250000% 561501JX6 Other Municipal Debt N First Tier Security N/A N/A 2010-12-22 2010-12-22 N N N 13000000.00 13006252.82 0.0063 N 13007280.00 13007280.00 Metropolitan Transportation Authority Dedicated Tax Fund Series 2002B 0.340000% 59259NML4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Dexia Credit Local N/A N/A N N 35505000.00 35505000.00 0.0171 N 35505000.00 35505000.00 Metropolitan Transportation Authority Dedicated Tax Fund Refunding Bonds Series 2008A 0.310000% 59259NVZ3 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Dexia Credit Local N/A N/A N N 34865000.00 34865000.00 0.0168 N 34865000.00 34865000.00 Metropolitan Transportation Auth Transportation RB Series 2007A 0.310000% 59259RZ80 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance C N/A N/A N 31000000.00 31000000.00 0.0149 N 31000000.00 31000000.00 Metropolitan Transportation Auth Transportation RB Series 2002A 0.400000% 59259R6N9 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A Y Assured Guaranty Municipal Cor N/A N/A N 7250000.00 7250000.00 0.0035 N 7250000.00 7250000.00 Metropolitan Transportation Auth Transportation RB Series 2005B 0.300000% 59259R6Y5 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance C N/A N/A N 4995000.00 4995000.00 0.0024 N 4995000.00 4995000.00 Metropolitan Transportation Auth Transportation RB Series 2010D 1.500000% 59259YDU0 Other Municipal Debt N Unrated Security N/A N/A 2011-11-15 2011-11-15 N N N 11850000.00 11940771.00 0.0057 N 11941837.50 11941837.50 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.330000% 59260MAA0 Other Commercial Paper N First Tier Security N/A N/A 2011-02-04 2011-02-04 N Y Barclays Bank Plc N/A N/A N 11500000.00 11500000.00 0.0055 N 11501610.00 11501610.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.330000% 59260MAE2 Other Commercial Paper N First Tier Security N/A N/A 2011-03-04 2011-03-04 N Y Barclays Bank Plc N/A N/A N 23500000.00 23500000.00 0.0113 N 23501880.00 23501880.00 Middle Cnty CSD TAN 2010-2011 1.250000% 595685LS5 Other Municipal Debt N Unrated Security N/A N/A 2011-06-30 2011-06-30 N N N 30000000.00 30140021.20 0.0145 N 30129900.00 30129900.00 Mineola UFSD TAN 2010-2011 1.250000% 602754EA7 Other Municipal Debt N Unrated Security N/A N/A 2011-06-28 2011-06-28 N N N 12000000.00 12045668.06 0.0058 N 12042480.00 12042480.00 Monroe Cnty IDA Civic Facility RB (Action for a Better Community) Series 2004 0.400000% 610752CU9 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Manufacturers & Traders Trust N/A N/A Y Manufacturers & Traders Trust N/A N/A N 1750000.00 1750000.00 0.0008 N 1750000.00 1750000.00 Nassau Cnty GO RAN Series 2010A 2.000000% 63165TBW4 Other Municipal Debt N First Tier Security N/A N/A 2011-03-15 2011-03-15 N N N 20000000.00 20090819.05 0.0097 N 20074000.00 20074000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008D1 0.290000% 631663MM0 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A N N 61000000.00 61000000.00 0.0294 N 61000000.00 61000000.00 Nassau Health Care Corp Bonds Series 2009C2 0.320000% 63167NAW6 Other Municipal Debt N First Tier Security N/A N/A 2011-01-07 2011-01-07 N Y Wells Fargo Bank NA N/A N/A N 11930000.00 11930000.00 0.0057 N 11930000.00 11930000.00 New York City Capital Resource Corporation RB (Loan Enhanced Assistance Program) Series 2008B1 0.390000% 649437AE0 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 4010000.00 4010000.00 0.0019 N 4010000.00 4010000.00 New York City IDA Civic Facility RB (New York Univ) Series 2001 0.310000% 649438HB7 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N Y Obligor New York University N/A N/A 6530000.00 6530000.00 0.0031 N 6530000.00 6530000.00 New York Liberty Development Corp Liberty RB (World Trade Center) Series 2009A2 0.320000% 649519AS4 Other Municipal Debt N First Tier Security N/A N/A 2011-05-05 2011-05-05 N Y Escrowed Government Securities N/A N/A N 35000000.00 35000000.00 0.0168 N 35000000.00 35000000.00 New York City GO Bonds Fiscal 1995 Series B7 0.290000% 649659HP7 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-01 2010-12-01 Y JPMorgan Chase Bank NA N/A N/A N N 2200000.00 2200000.00 0.0011 N 2200000.00 2200000.00 New York City GO Bonds Fiscal 2003 Series C1 5.250000% 64966BE66 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 505000.00 521159.54 0.0003 N 520978.20 520978.20 New York City GO Bonds Fiscal 2002 Series G 5.750000% 64966BJG9 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 200000.00 206914.04 0.0001 N 206988.00 206988.00 New York City GO Bonds Fiscal 2002 Series F 5.750000% 64966BJK0 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 435000.00 450317.68 0.0002 N 450198.90 450198.90 New York City GO Bonds Fiscal 2004)Series G 5.000000% 64966CD73 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 750000.00 773043.17 0.0004 N 772500.00 772500.00 New York City GO Bonds Fiscal 2004 Series H5 0.300000% 64966CG96 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Dexia Credit Local N/A N/A Y Dexia Credit Local N/A N/A N 14300000.00 14300000.00 0.0069 N 14300000.00 14300000.00 New York City GO Bonds Fiscal 2006 Series C 5.000000% 64966E5E3 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 830000.00 855235.02 0.0004 N 854900.00 854900.00 New York City GO Bonds Fiscal 2006 Series I5 0.280000% 64966FA95 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-01 2010-12-01 Y California Public Employees' R N/A N/A Y California Public Employees' R N/A N/A N 2800000.00 2800000.00 0.0013 N 2800000.00 2800000.00 New York City GO Bonds Fiscal 2006 Series I6 0.280000% 64966FB29 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-01 2010-12-01 Y California State Teachers Reti N/A N/A Y California State Teachers Reti N/A N/A N 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 New York City GO Bonds Fiscal 2006 Series I7 0.290000% 64966FB37 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 16000000.00 16000000.00 0.0077 N 16000000.00 16000000.00 New York City GO Bonds Fiscal 2006 Series E2 0.290000% 64966FHM9 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-01 2010-12-01 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 11755000.00 11755000.00 0.0057 N 11755000.00 11755000.00 New York City GO Bonds Fiscal 2007 Series B 3.625000% 64966FY65 Other Municipal Debt N Unrated Security N/A N/A 2011-02-01 2011-02-01 N N N 500000.00 502666.63 0.0002 N 502635.00 502635.00 New York City GO Bonds Fiscal 2007 Series D 5.000000% 64966GAD4 Other Municipal Debt N Unrated Security N/A N/A 2011-02-01 2011-02-01 N N N 1430000.00 1440836.70 0.0007 N 1440696.40 1440696.40 New York City GO Bonds Fiscal 2008 Series C1 5.000000% 64966GUC4 Other Municipal Debt N Unrated Security N/A N/A 2011-10-01 2011-10-01 N N N 250000.00 259286.72 0.0001 N 259345.00 259345.00 New York City GO Bonds Fiscal 2008 Series D3 0.300000% 64966GZW5 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Credit Agricole Corporate and N/A N/A N N 4500000.00 4500000.00 0.0022 N 4500000.00 4500000.00 New York City GO Bonds Fiscal 2008 Series J4 0.330000% 64966G2F8 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-01 2010-12-01 Y Dexia Credit Local N/A N/A N N 2275000.00 2275000.00 0.0011 N 2275000.00 2275000.00 New York City GO Bonds Fiscal 2008 Series J6 0.310000% 64966G2G6 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-01 2010-12-01 Y Landesbank Hessen-Thuringen Gi N/A N/A Y Landesbank Hessen-Thuringen Gi N/A N/A N 2800000.00 2800000.00 0.0013 N 2800000.00 2800000.00 New York City GO Bonds Fiscal 2008 Series L5 0.330000% 64966G4Q2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-01 2010-12-01 Y Dexia Credit Local N/A N/A N N 13240000.00 13240000.00 0.0064 N 13240000.00 13240000.00 New York City GO Bonds Fiscal 2009 Series B1 3.000000% 64966HAD2 Other Municipal Debt N Unrated Security N/A N/A 2011-09-01 2011-09-01 N N N 1115000.00 1135850.20 0.0005 N 1136017.75 1136017.75 New York City GO Bonds Fiscal 2005 Series O 0.300000% 64966HDM9 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N N 7000000.00 7000000.00 0.0034 N 7000000.00 7000000.00 New York City GO Bonds Fiscal 2009 Series H1 5.000000% 64966HGA2 Other Municipal Debt N Unrated Security N/A N/A 2011-03-01 2011-03-01 N N N 200000.00 202083.71 0.0001 N 202270.00 202270.00 New York City GO Bonds Fiscal 2009 Series H1 0.310000% 64966HHF0 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Morgan Stanley Bank N/A N/A N N 8250000.00 8250000.00 0.0040 N 8250000.00 8250000.00 New York City GO Bonds Fiscal 2005 Series C3 0.300000% 64966HMG2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Morgan Stanley Bank N/A N/A N N 12700000.00 12700000.00 0.0061 N 12700000.00 12700000.00 New York City GO Bonds Fiscal 2010 Series E 3.000000% 64966HRS1 Other Municipal Debt N Unrated Security N/A N/A 2011-08-01 2011-08-01 N N N 1860000.00 1892102.96 0.0009 N 1891266.60 1891266.60 New York City GO Bonds Fiscal 2006 Series F4A 0.320000% 64966HW30 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 11100000.00 11100000.00 0.0053 N 11100000.00 11100000.00 New York City GO Bonds Fiscal 2002 Series A8 2.000000% 64966H3R9 Other Municipal Debt N Unrated Security N/A N/A 2011-11-01 2011-11-01 N N N 690000.00 699842.93 0.0003 N 699459.90 699459.90 New York City GO Bonds Fiscal 2003 Series C3A 0.270000% 64966H7V6 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of Nova Scotia N/A N/A N N 3000000.00 3000000.00 0.0014 N 3000000.00 3000000.00 New York City GO Bonds Fiscal 2003 Series C3B 0.270000% 64966H7X2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Lloyds TSB Bank Plc N/A N/A N N 3000000.00 3000000.00 0.0014 N 3000000.00 3000000.00 New York City GO Bonds Fiscal 2003 Series C4 0.260000% 64966H7Z7 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of Tokyo Mitsubishi UFJ L N/A N/A Y Bank of Tokyo Mitsubishi UFJ L N/A N/A N 10000000.00 10000000.00 0.0048 N 10000000.00 10000000.00 New York City GO Bonds Fiscal 1995 Series B5 0.310000% 649660RN9 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-01 2010-12-01 Y JPMorgan Chase Bank NA N/A N/A N N 5000000.00 5000000.00 0.0024 N 5000000.00 5000000.00 New York City GO Bonds Fiscal 1997 Series B 6.500000% 649666QY3 Other Municipal Debt N Unrated Security N/A N/A 2011-08-15 2011-08-15 N N N 735000.00 766526.12 0.0004 N 766039.05 766039.05 New York City Health and Hospitals Corp Health System Bonds 2008 Series D 0.300000% 649674GT9 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 7700000.00 7700000.00 0.0037 N 7700000.00 7700000.00 New York City Municipal Water Finance Auth Water and Sewer System RB Fiscal 2001 Series F1 0.320000% 64970KRM1 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-01 2010-12-01 Y Dexia Credit Local N/A N/A N N 6315000.00 6315000.00 0.0030 N 6315000.00 6315000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB (Fiscal 2006) Series 2006AA1 0.270000% 64970K7Z4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-01 2010-12-01 Y California State Teachers Reti N/A N/A State Street Bank & Trust Comp N/A N/A N N 3380000.00 3380000.00 0.0016 N 3380000.00 3380000.00 New York City Housing Development Corp M/F Housing RB Series 2010B 0.320000% 64970M7W7 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N N 35750000.00 35750000.00 0.0172 N 35750000.00 35750000.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 2A 0.300000% 64971KFB7 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-01 2010-12-01 Y Dexia Credit Local N/A N/A N N 1130000.00 1130000.00 0.0005 N 1130000.00 1130000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.310000% 64971MNB4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Morgan Stanley Bank N/A N/A N N 6000000.00 6000000.00 0.0029 N 6000000.00 6000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000% 64971MZX3 Other Municipal Debt N Unrated Security N/A N/A 2011-11-01 2011-11-01 N N N 1000000.00 1041040.33 0.0005 N 1041600.00 1041600.00 New York City IDA Special RB (NYSE) Fiscal 2004 Series B 0.350000% 64971SBU2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 1165000.00 1165000.00 0.0006 N 1165000.00 1165000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2008B3 0.250000% 649717NV3 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Wells Fargo Bank NA N/A N/A N Y Obligor American Museum of Natural Histo N/A N/A 5800000.00 5800000.00 0.0028 N 5800000.00 5800000.00 New York City Trust for Cultural Resources RB (Museum of Modern Art) Series 2001-1D 0.310000% 649717PG4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N Y Obligor Museum of Modern Art (NY) N/A N/A 4015000.00 4015000.00 0.0019 N 4015000.00 4015000.00 New York City Trust for Cultural Resources RB (Lincoln Center for the Performing Arts) Series 2008B2 0.350000% 649717PN9 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 3700000.00 3700000.00 0.0018 N 3700000.00 3700000.00 New York City Municipal Water Finance Auth Extendible CP Notes Series 8 0.390000% 64972ADB0 Other Commercial Paper N First Tier Security N/A N/A 2011-01-18 2011-07-17 N N N 10200000.00 10200000.00 0.0049 N 10201224.00 10201224.00 New York City Housing Development Corp M/F Housing RB Series 2009H2 0.550000% 64972BAG0 Other Municipal Debt N First Tier Security N/A N/A 2011-07-01 2011-07-01 N N Y Obligor Escrowed Government Securities N/A N/A Obligor New York City Housing Developmen N/A N/A 13000000.00 13000000.00 0.0063 N 13012350.00 13012350.00 New York City Housing Development Corp M/F Housing RB Series 2009E2A 0.410000% 64972BDD4 Other Municipal Debt N First Tier Security N/A N/A 2011-09-15 2011-09-15 N N N 15000000.00 15000000.00 0.0072 N 14995350.00 14995350.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.300000% 64972FBS4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 9585000.00 9585000.00 0.0046 N 9585000.00 9585000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series FF2 0.300000% 64972FB21 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Morgan Stanley Bank N/A N/A N N 24000000.00 24000000.00 0.0116 N 24000000.00 24000000.00 New York City Municipal Water Finance Auth Water and Sewer System RB Fiscal 2005 Series D 0.310000% 64972FCV6 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Morgan Stanley Bank N/A N/A N N 5800000.00 5800000.00 0.0028 N 5800000.00 5800000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Series 2003E 0.300000% 64972FSK3 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 4995000.00 4995000.00 0.0024 N 4995000.00 4995000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.300000% 64972FUV6 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 5420000.00 5420000.00 0.0026 N 5420000.00 5420000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series DD 0.300000% 64972FYV2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N N 5205000.00 5205000.00 0.0025 N 5205000.00 5205000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S2 0.330000% 64972HFU1 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Appropriation N/A N/A 14590000.00 14590000.00 0.0070 N 14590000.00 14590000.00 New York State Dormitory Auth Court Facilities Lease RB Series 2003A 5.250000% 64982PVY5 Other Municipal Debt N Unrated Security N/A N/A 2011-05-15 2011-05-15 N N Y Obligor New York City N/A N/A 635000.00 648842.73 0.0003 N 647693.65 647693.65 New York State Dormitory Auth CP Notes (Cornell Univ) 0.340000% 64983LPY0 Other Commercial Paper N First Tier Security N/A N/A 2011-03-10 2011-03-10 N N Y Obligor Cornell University N/A N/A 6155000.00 6155000.00 0.0030 N 6155677.05 6155677.05 New York State Dormitory Auth RB (City Univ) Series 2008C 0.350000% 64983M4P0 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A Y Obligor City University of New York N/A N/A 1300000.00 1300000.00 0.0006 N 1300000.00 1300000.00 New York State Dormitory Auth RB (Mental Health Service Facilities) Series 2009A1 4.000000% 64983M6F0 Other Municipal Debt N Unrated Security N/A N/A 2011-02-15 2011-02-15 N N Y Obligor New York State Appropriation N/A N/A 350000.00 352498.18 0.0002 N 352093.00 352093.00 New York State Dormitory Auth Refunding RB (Consolidated Service Contract) Series 2009A 3.000000% 64983M7R3 Other Municipal Debt N Unrated Security N/A N/A 2011-07-01 2011-07-01 N N Y Obligor New York State Appropriation N/A N/A 2000000.00 2026750.75 0.0010 N 2027760.00 2027760.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005B 0.470000% 64983PJH5 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Dexia Credit Local N/A N/A N Y Obligor New York State Personal Income T N/A N/A 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 New York State Dormitory Auth Consolidated RB (City Univ) Series 1993A 0.470000% 64983PJK8 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Dexia Credit Local N/A N/A N Y Obligor City University of New York N/A N/A 22265000.00 22265000.00 0.0107 N 22265000.00 22265000.00 New York State Dormitory Auth State Personal Income Tax Refunding RB Series 2005B 0.470000% 64983PJP7 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Dexia Credit Local N/A N/A N Y Obligor New York State Personal Income T N/A N/A 8930000.00 8930000.00 0.0043 N 8930000.00 8930000.00 New York State Dormitory Auth State Personal Income Tax Refunding RB Series 2005B 0.470000% 64983PJR3 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Dexia Credit Local N/A N/A N Y Obligor New York State Personal Income T N/A N/A 5750000.00 5750000.00 0.0028 N 5750000.00 5750000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006D 0.300000% 64983PKL4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income T N/A N/A 22500000.00 22500000.00 0.0108 N 22500000.00 22500000.00 New York State Dormitory Auth Hospital RB (NY & Presbyterian Hospital) Series 2007 0.310000% 64983PSV4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance C N/A N/A Y Obligor New York & Presbyterian Hospital N/A N/A 9900000.00 9900000.00 0.0048 N 9900000.00 9900000.00 New York State Dormitory Auth RB (New York Univ) Series 2001-2 0.310000% 64983PVT5 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N Y Obligor New York University N/A N/A 3450000.00 3450000.00 0.0017 N 3450000.00 3450000.00 New York State Dormitory Auth RB (New York Univ) Series 2009A 0.310000% 64983PYK1 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Morgan Stanley Bank N/A N/A N Y Obligor New York University N/A N/A 7085000.00 7085000.00 0.0034 N 7085000.00 7085000.00 New York State Energy Research & Development Authority Facilities RB (Consolidated Edison) Series 2005A3 0.280000% 64984EDH5 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Mizuho Corporate Bank Ltd N/A N/A Y Mizuho Corporate Bank Ltd N/A N/A Y Obligor Consolidated Edison Company of N N/A N/A 6400000.00 6400000.00 0.0031 N 6400000.00 6400000.00 New York State Power Auth CP Series 2 0.320000% 64985GVA4 Other Commercial Paper N First Tier Security N/A N/A 2010-12-08 2010-12-08 N N N 10900000.00 10900000.00 0.0052 N 10899782.00 10899782.00 New York State Power Auth CP Series 2 0.320000% 64985GVB2 Other Commercial Paper N First Tier Security N/A N/A 2010-12-15 2010-12-15 N N N 2500000.00 2500000.00 0.0012 N 2499925.00 2499925.00 New York State Power Auth CP Series 2 0.290000% 64985GVF3 Other Commercial Paper N First Tier Security N/A N/A 2010-12-06 2010-12-06 N N N 24000000.00 24000000.00 0.0116 N 23999760.00 23999760.00 New York State Power Auth CP Series 2 0.290000% 64985GVG1 Other Commercial Paper N First Tier Security N/A N/A 2010-12-03 2010-12-03 N N N 4900000.00 4900000.00 0.0024 N 4900000.00 4900000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2002B 0.300000% 64986AF63 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N Y Obligor New York State Environmental Fac N/A N/A 9200000.00 9200000.00 0.0044 N 9200000.00 9200000.00 New York State HFA Service Contract Refunding RB Series 2003I 0.310000% 64986BAJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Landesbank Hessen-Thuringen Gi N/A N/A Y Landesbank Hessen-Thuringen Gi N/A N/A N 5000000.00 5000000.00 0.0024 N 5000000.00 5000000.00 New York State HFA Housing RB (Tribeca Green) Series 2003A 0.350000% 64986MSJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Landesbank Hessen-Thuringen Gi N/A N/A Y Landesbank Hessen-Thuringen Gi N/A N/A Y Obligor Tribeca Green Housing NY N/A N/A 7115000.00 7115000.00 0.0034 N 7115000.00 7115000.00 New York State HFA Housing RB (College Arms Apts) Series 2008A 0.360000% 64986MX83 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A Y Obligor College Arms Apartments NY N/A N/A 3795000.00 3795000.00 0.0018 N 3795000.00 3795000.00 New York State HFA Housing RB (505 W 37th St) Series 2009A 0.300000% 64986M3C7 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Landesbank Hessen-Thuringen Gi N/A N/A Y Landesbank Hessen-Thuringen Gi N/A N/A N 35960000.00 35960000.00 0.0173 N 35960000.00 35960000.00 New York State HFA Housing RB (600 W 42nd St) Series 2009A 0.270000% 64986M4G7 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 100700000.00 100700000.00 0.0485 N 100700000.00 100700000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 162 0.300000% 64988P4R4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A N N 23165000.00 23165000.00 0.0111 N 23165000.00 23165000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 159 0.280000% 649883KH7 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A N N 17260000.00 17260000.00 0.0083 N 17260000.00 17260000.00 New York State Power Auth CP Series 1 0.330000% 64989QMY6 Other Commercial Paper N First Tier Security N/A N/A 2010-12-16 2010-12-16 N N N 11600000.00 11600000.00 0.0056 N 11599652.00 11599652.00 New York State Power Auth CP Series 1 0.280000% 64989QND1 Other Commercial Paper N First Tier Security N/A N/A 2010-12-07 2010-12-07 N N N 10000000.00 10000000.00 0.0048 N 9999800.00 9999800.00 New York State Power Auth CP Series 1 0.290000% 64989QNJ8 Other Commercial Paper N First Tier Security N/A N/A 2010-12-14 2010-12-14 N N N 16200000.00 16200000.00 0.0078 N 16199352.00 16199352.00 New York State Power Auth CP Series 2 0.300000% 64989QNQ2 Other Commercial Paper N First Tier Security N/A N/A 2010-12-09 2010-12-09 N N N 4300000.00 4300000.00 0.0021 N 4299914.00 4299914.00 New York State Power Auth CP Series 1 0.280000% 64989QNV1 Other Commercial Paper N First Tier Security N/A N/A 2010-12-02 2010-12-02 N N N 10000000.00 10000000.00 0.0048 N 10000000.00 10000000.00 New York State Power Auth CP Series 1 0.370000% 64989VMV1 Other Commercial Paper N First Tier Security N/A N/A 2010-12-02 2010-12-02 N N N 2050000.00 2050000.00 0.0010 N 2050000.00 2050000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2003A 5.000000% 649901W92 Other Municipal Debt N Unrated Security N/A N/A 2010-12-15 2010-12-15 N N Y Obligor New York State Personal Income T N/A N/A 1540000.00 1542732.91 0.0007 N 1542371.60 1542371.60 New York State Thruway Auth General RB Series G 0.330000% 650009WH2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A Y Assured Guaranty Municipal Cor N/A N/A N 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 New York State Urban Development Corp Service Contract RB Series 2002A 5.250000% 65003PAJ3 Other Municipal Debt N Unrated Security N/A N/A 2011-01-01 2011-01-01 N N Y Obligor New York State Appropriation N/A N/A 4450000.00 4467094.71 0.0021 N 4466954.50 4466954.50 New York State Urban Development Corp Service Contract RB Series 2002A 5.000000% 65003PAK0 Other Municipal Debt N Unrated Security N/A N/A 2011-01-01 2011-01-01 N N Y Obligor New York State Appropriation N/A N/A 7210000.00 7236029.43 0.0035 N 7236316.50 7236316.50 New York State Urban Development Corp Service Contract RB Series 2002A 5.500000% 65003PCF9 Other Municipal Debt N Unrated Security N/A N/A 2011-01-01 2011-01-01 N N Y Obligor New York State Appropriation N/A N/A 35520000.00 35663079.32 0.0172 N 35663500.80 35663500.80 New York State Urban Development Corp Service Contract Refunding RB Series 2005A 5.000000% 6500344C2 Other Municipal Debt N Unrated Security N/A N/A 2011-01-01 2011-01-01 N N Y Obligor New York State Appropriation N/A N/A 1140000.00 1144348.80 0.0006 N 1144081.20 1144081.20 New York State Urban Development Corp Service Contract Refunding RB Series 2005B 5.000000% 650035AL2 Other Municipal Debt N Unrated Security N/A N/A 2011-01-01 2011-01-01 N N Y Obligor New York State Appropriation N/A N/A 1150000.00 1154455.74 0.0006 N 1154117.00 1154117.00 New York State Urban Development Corp State Personal Income Tax RB Series 2005B 0.300000% 650035KL1 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income T N/A N/A 9195000.00 9195000.00 0.0044 N 9195000.00 9195000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008A1 0.270000% 650035KP2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A Y Obligor New York State Appropriation N/A N/A 3750000.00 3750000.00 0.0018 N 3750000.00 3750000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A3A 0.340000% 650035MG0 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Dexia Credit Local N/A N/A N Y Obligor New York State Personal Income T N/A N/A 7500000.00 7500000.00 0.0036 N 7500000.00 7500000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A3C 0.340000% 650035MJ4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Dexia Credit Local N/A N/A N Y Obligor New York State Personal Income T N/A N/A 3090000.00 3090000.00 0.0015 N 3090000.00 3090000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.310000% 650035RQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income T N/A N/A 2540000.00 2540000.00 0.0012 N 2540000.00 2540000.00 Port Auth of New York & New Jersey CP Series B 0.350000% 73358GXQ7 Other Commercial Paper N First Tier Security N/A N/A 2010-12-13 2010-12-13 N N N 13700000.00 13700000.00 0.0066 N 13699726.00 13699726.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.310000% 73358TE72 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N N 36350000.00 36350000.00 0.0175 N 36350000.00 36350000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.300000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 1695000.00 1695000.00 0.0008 N 1695000.00 1695000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.310000% 73358TX89 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N N 5540000.00 5540000.00 0.0027 N 5540000.00 5540000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.310000% 73358TY39 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N N 2690000.00 2690000.00 0.0013 N 2690000.00 2690000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.300000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Morgan Stanley Bank N/A N/A N N 25320000.00 25320000.00 0.0122 N 25320000.00 25320000.00 Port Auth of New York & New Jersey Consolidated Bonds 135th Series 0.300000% 73358T4T5 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 7290000.00 7290000.00 0.0035 N 7290000.00 7290000.00 Port Auth of New York & New Jersey Consolidated Bonds 160th Series 0.310000% 73358WAX2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N N 3125000.00 3125000.00 0.0015 N 3125000.00 3125000.00 Puerto Rico Highway & Transportation Auth Transportation RB Series A 0.320000% 745190Y77 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 17325000.00 17325000.00 0.0083 N 17325000.00 17325000.00 Putnam Cnty GO TAN 2010 1.250000% 746639SB0 Other Municipal Debt N Unrated Security N/A N/A 2011-10-27 2011-10-27 N N N 17000000.00 17127291.23 0.0082 N 17119510.00 17119510.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 0.310000% 74703YLR9 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Merrill Lynch Capital Services N/A N/A N Y Obligor New York State Personal Income T N/A N/A 5000000.00 5000000.00 0.0024 N 5000000.00 5000000.00 New York State Dormitory Auth RB (Cornell Univ) Series 2006A 0.310000% 74703YMF4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Merrill Lynch Capital Services N/A N/A N Y Obligor Cornell University N/A N/A 9865000.00 9865000.00 0.0047 N 9865000.00 9865000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revoling Funds RB Series 2009A 0.310000% 74703YNV8 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A N Y Obligor New York State Environmental Fac N/A N/A 10070000.00 10070000.00 0.0048 N 10070000.00 10070000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.310000% 74703YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Bank of America NA N/A N/A N N 12750000.00 12750000.00 0.0061 N 12750000.00 12750000.00 New York State Dormitory Auth RB (Cornell Univ) Series 2010A 0.310000% 74703YTZ3 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Merrill Lynch International Ba N/A N/A N Y Obligor Cornell University N/A N/A 14535000.00 14535000.00 0.0070 N 14535000.00 14535000.00 New York State Environmental Facilities Corp Revolving Funds RB Series 2010C 0.310000% 74703YUD0 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Merrill Lynch International Ba N/A N/A N N 1465000.00 1465000.00 0.0007 N 1465000.00 1465000.00 Rondout Valley CSD at Accord BAN 2010 1.250000% 776327FG8 Other Municipal Debt N Unrated Security N/A N/A 2011-08-11 2011-08-11 N N N 10860298.00 10914949.17 0.0053 N 10911993.02 10911993.02 Sachem CSD at Holbrook BAN 2010 2.000000% 785721RU7 Other Municipal Debt N Unrated Security N/A N/A 2011-08-26 2011-08-26 N N N 8000000.00 8094159.78 0.0039 N 8093840.00 8093840.00 Sachem CSD at Holbrook TAN 2010-2011 1.500000% 785721RV5 Other Municipal Debt N Unrated Security N/A N/A 2011-06-23 2011-06-23 N N N 5000000.00 5031481.06 0.0024 N 5029900.00 5029900.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.330000% 794665BU2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 2415000.00 2415000.00 0.0012 N 2415000.00 2415000.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.330000% 794665DL0 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 6400000.00 6400000.00 0.0031 N 6400000.00 6400000.00 Schenectady IDA RB (Sunnyview Hospital & Rehab Center) Series 2003A 0.310000% 806419AE7 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Manufacturers & Traders Trust N/A N/A Y Manufacturers & Traders Trust N/A N/A N 6830000.00 6830000.00 0.0033 N 6830000.00 6830000.00 Schenectady IDA RB (Sunnyview Hospital & Rehab Center) Series 2003B 0.310000% 806419AF4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Manufacturers & Traders Trust N/A N/A Y Manufacturers & Traders Trust N/A N/A N 4185000.00 4185000.00 0.0020 N 4185000.00 4185000.00 Seaford UFSD TAN 2010-2011 1.500000% 811794FC5 Other Municipal Debt N Unrated Security N/A N/A 2011-06-23 2011-06-23 N N N 8000000.00 8042175.81 0.0039 N 8036480.00 8036480.00 Suffolk Cnty BAN Series 2010A 1.500000% 86476PDD7 Other Municipal Debt N First Tier Security N/A N/A 2011-05-27 2011-05-27 N N N 8510000.00 8551909.47 0.0041 N 8555954.00 8555954.00 Tarrytowns UFSD BAN Series 2010 1.000000% 876487JE0 Other Municipal Debt N Unrated Security N/A N/A 2011-02-18 2011-02-18 N N N 19630000.00 19654514.91 0.0095 N 19657089.40 19657089.40 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2003A1C 0.350000% 88880TLW4 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y JP Morgan Chase & Co N/A N/A N Y Obligor New York State Appropriation N/A N/A 4795000.00 4795000.00 0.0023 N 4795000.00 4795000.00 Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2002E 0.300000% 89602NDG6 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Wells Fargo Bank NA N/A N/A N N 11875000.00 11875000.00 0.0057 N 11875000.00 11875000.00 Triborough Bridge & Tunnel Auth General RB Series 2005A 0.310000% 89602NGU2 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Dexia Credit Local N/A N/A N N 15080000.00 15080000.00 0.0073 N 15080000.00 15080000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2005B2 0.300000% 89602NGW8 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Dexia Credit Local N/A N/A N N 8400000.00 8400000.00 0.0040 N 8400000.00 8400000.00 Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2002E 0.310000% 89602NNN0 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N N 10660000.00 10660000.00 0.0051 N 10660000.00 10660000.00 Triborough Bridge & Tunnel Auth General Purpose RB Series 2001A 0.310000% 89602NSM7 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Citibank NA N/A N/A N N 7400000.00 7400000.00 0.0036 N 7400000.00 7400000.00 Triborough Bridge & Tunnel Auth General RB Series 2009A2 0.310000% 89602NUR3 Variable Rate Demand Note N First Tier Security N/A N/A 2010-12-07 2010-12-07 Y Morgan Stanley Bank N/A N/A N N 6500000.00 6500000.00 0.0031 N 6500000.00 6500000.00 Triborough Bridge & Tunnel Auth Convention Center Bonds Series E 6.000000% 896027DH9 Other Municipal Debt N Unrated Security N/A N/A 2011-01-01 2011-01-01 N N Y Obligor New York State Appropriation N/A N/A 560000.00 562569.37 0.0003 N 562458.40 562458.40 Ulster Cnty BAN 2010 1.250000% 903766XS7 Other Municipal Debt N Unrated Security N/A N/A 2011-11-18 2011-11-18 N N N 7265000.00 7320069.10 0.0035 N 7316581.50 7316581.50 Watertown SD BAN 2010 1.250000% 942116AG9 Other Municipal Debt N Unrated Security N/A N/A 2011-07-28 2011-07-28 N N N 10000000.00 10045144.45 0.0048 N 10043200.00 10043200.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 0.450000% 94985NHA2 Other Municipal Debt N First Tier Security N/A N/A 2011-06-02 2011-06-02 N Y Wells Fargo & Co N/A N/A Y Obligor New York State Appropriation N/A N/A 16435000.00 16435000.00 0.0079 N 16435000.00 16435000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S5 0.450000% 94985NKM2 Other Municipal Debt N First Tier Security N/A N/A 2011-06-02 2011-06-02 N Y Wells Fargo & Co N/A N/A Y Obligor New York State Appropriation N/A N/A 18080000.00 18080000.00 0.0087 N 18080000.00 18080000.00 New York State Dormitory Auth RB (New York Univ) Series 2009A 0.450000% 94985NTL5 Other Municipal Debt N First Tier Security N/A N/A 2010-12-30 2010-12-30 N Y Wells Fargo & Co N/A N/A Y Obligor New York University N/A N/A 12585000.00 12585000.00 0.0061 N 12585000.00 12585000.00 -----END PRIVACY-ENHANCED MESSAGE-----