EX-99.(H)(IV) 3 tm2212141d1_ex99-hiv.htm AMENDMENT, DATED NOVEMBER 2, 2021, TO APPENDIX A AND APPENDIX B OF THE MASTER FUND ACCOUNTING AND SERVICES AGREEMENT

 

Exhibit 99.(h).(iv)

 

November 2, 2021

 

State Street Bank and Trust Company 

100 Summer Street, 

Floor 7, Mailstop SUM0704 

Boston, MA 02110

Attention A. Elizabeth Howard, Vice President and Managing Counsel

 

Re:     Schwab Strategic Trust (the “Trust”)

 

Ladies and Gentlemen:

 

Reference is made to the Master Fund Accounting and Services Agreement between us dated as of October 1, 2005, as amended and supplemented (the “Agreement”). Pursuant to the Agreement, this letter is to provide notice of the creation of the following additional Schwab ETF, as defined in the Amendment to the Agreement dated as of October 8, 2009 (the “Amendment”):

 

Schwab Ariel ESG ETF

 

In accordance with Section 3 of the Amendment, we request that you act as Accounting Agent with respect to the Schwab Ariel ESG ETF. A current Appendix A to the Agreement and Appendix B to the Amendment are attached hereto. In connection with such request, the Trust, on behalf of each of the Schwab Ariel ESG ETF, hereby confirms to you, as of the date hereof, the representations and warranties set forth in Section 4(b) of the Agreement.

 

Please indicate your acceptance of the foregoing by executing two copies of this letter, returning one to us and retaining one copy for your records.

 

[Signature page follows]

 

 

 

 

SCHWAB STRATEGIC TRUST
 
By: /s/ Jonathan de St Paer   
  Name: Jonathan de St Paer   
  Title: President and CEO  
 
Accepted:
 
STATE STREET BANK AND TRUST COMPANY
 
By: /s/ Kathy MacVarish   
  Name: Kathy MacVarish   
  Title: Senior Vice President  

 

 

 

 

Appendix A 

to 

Master FUND ACCOUNTING AND SERVICES Agreement 

As of November 2, 2021

 

MANAGEMENT INVESTMENT COMPANIES AND PORTFOLIOS THEREOF, IF ANY

 

THE CHARLES SCHWAB FAMILY OF FUNDS 

Schwab Value Advantage Money Fund 

Schwab Government Money Fund 

Schwab U.S. Treasury Money Fund 

Schwab Municipal Money Fund 

Schwab California Municipal Money Fund 

Schwab New York Municipal Money Fund 

Schwab AMT Tax-Free Money Fund 

Schwab Treasury Obligations Money Fund 

Schwab Variable Share Price Money Fund 

Schwab Retirement Government Money Fund

 

SCHWAB INVESTMENTS 

Schwab 1000 Index Fund 

Schwab Tax-Free Bond Fund 

Schwab California Tax-Free Bond Fund 

Schwab Treasury Inflation Protected Securities Index Fund 

Schwab Global Real Estate Fund 

Schwab U.S. Aggregate Bond Index Fund 

Schwab Short-Term Bond Index Fund 

Schwab Opportunistic Municipal Bond Fund

 

SCHWAB CAPITAL TRUST 

Schwab International Index Fund 

Schwab Small-Cap Index Fund 

Schwab MarketTrack Growth Portfolio 

Schwab MarketTrack Balanced Portfolio 

Schwab MarketTrack Conservative Portfolio 

Schwab MarketTrack All Equity Portfolio 

Schwab S&P 500 Index Fund 

Schwab Dividend Equity Fund 

Schwab Small-Cap Equity Fund 

Schwab Large-Cap Growth Fund 

Schwab Total Stock Market Index Fund 

Schwab Health Care Fund 

Schwab Target 2010 Fund 

Schwab Target 2015 Fund 

Schwab Target 2020 Fund 

Schwab Target 2025 Fund 

Schwab Target 2030 Fund 

Schwab Target 2035 Fund 

Schwab Target 2040 Fund 

Schwab Target 2045 Fund 

Schwab Target 2050 Fund 

Schwab Target 2055 Fund 

Schwab Target 2060 Fund 

 

 

 

 

Schwab Target 2065 Fund 

Schwab Target 2010 Index Fund 

Schwab Target 2015 Index Fund 

Schwab Target 2020 Index Fund 

Schwab Target 2025 Index Fund 

Schwab Target 2030 Index Fund 

Schwab Target 2035 Index Fund 

Schwab Target 2040 Index Fund 

Schwab Target 2045 Index Fund 

Schwab Target 2050 Index Fund

Schwab Target 2055 Index Fund 

Schwab Target 2060 Index Fund 

Schwab Target 2065 Index Fund 

Schwab Core Equity Fund 

Schwab Hedged Equity Fund 

Laudus International MarketMasters Fund 

Schwab Balanced Fund 

Schwab Fundamental US Small Company Index Fund 

Schwab Fundamental US Large Company Index Fund

Schwab Fundamental International Large Company Index Fund 

Schwab Fundamental Emerging Markets Large Company Index Fund 

Schwab Fundamental International Small Company Index Fund

Schwab Monthly Income Fund - Moderate Payout 

Schwab Monthly Income Fund - Enhanced Payout 

Schwab Monthly Income Fund - Maximum Payout 

Schwab International Core Equity Fund 

Schwab Fundamental Global Real Estate Index Fund 

Schwab U.S. Large-Cap Growth Index Fund 

Schwab U.S. Large-Cap Value Index Fund 

Schwab U.S. Mid-Cap Index Fund

 

SCHWAB ANNUITY PORTFOLIOS 

Schwab Government Money Market Portfolio 

Schwab S&P 500 Index Portfolio 

Schwab VIT Balanced Portfolio 

Schwab VIT Balanced with Growth Portfolio 

Schwab VIT Growth Portfolio

 

SCHWAB STRATEGIC TRUST 

Schwab U.S. Broad Market ETF 

Schwab U.S. Large-Cap ETF 

Schwab U.S. Large-Cap Growth ETF 

Schwab U.S. Large-Cap Value ETF 

Schwab U.S. Small-Cap ETF

Schwab International Equity ETF 

Schwab International Small-Cap Equity ETF 

Schwab Emerging Markets Equity ETF 

Schwab U.S. TIPS ETF 

Schwab Short-Term U.S. Treasury ETF 

Schwab Intermediate-Term U.S. Treasury ETF 

Schwab U.S. REIT ETF 

Schwab U.S. Mid-Cap ETF 

Schwab U.S. Aggregate Bond ETF 

Schwab U.S. Dividend Equity ETF 

 

 

 

 

Schwab Fundamental U.S. Broad Market Index ETF 

Schwab Fundamental U.S. Large Company Index ETF 

Schwab Fundamental U.S. Small Company Index ETF 

Schwab Fundamental International Large Company Index ETF 

Schwab Fundamental International Small Company Index ETF 

Schwab Fundamental Emerging Markets Large Company Index ETF

Schwab 1000 Index ETF 

Schwab 1-5 Year Corporate Bond ETF 

Schwab 5-10 Year Corporate Bond ETF 

Schwab Long-Term U.S. Treasury ETF 

Schwab International Dividend Equity ETF 

Schwab Ariel ESG ETF

 

 

 

 

Appendix B 

to Master FUND ACCOUNTING AND SERVICES Agreement 

As of November 2, 2021

 

List of Schwab ETFs

 

SCHWAB STRATEGIC TRUST

 

Schwab U.S. Broad Market ETF 

Schwab U.S. Large-Cap ETF 

Schwab U.S. Large-Cap Growth ETF 

Schwab U.S. Large-Cap Value ETF 

Schwab U.S. Small-Cap ETF 

Schwab International Equity ETF 

Schwab International Small-Cap Equity ETF 

Schwab Emerging Markets Equity ETF 

Schwab U.S. TIPS ETF 

Schwab Short-Term U.S. Treasury ETF 

Schwab Intermediate-Term U.S. Treasury ETF 

Schwab U.S. REIT ETF 

Schwab U.S. Mid-Cap ETF 

Schwab U.S. Aggregate Bond ETF 

Schwab U.S. Dividend Equity ETF 

Schwab Fundamental U.S. Broad Market Index ETF 

Schwab Fundamental U.S. Large Company Index ETF 

Schwab Fundamental U.S. Small Company Index ETF 

Schwab Fundamental International Large Company Index ETF 

Schwab Fundamental International Small Company Index ETF 

Schwab Fundamental Emerging Markets Large Company Index ETF 

Schwab 1000 Index ETF 

Schwab 1-5 Year Corporate Bond ETF 

Schwab 5-10 Year Corporate Bond ETF 

Schwab Long-Term U.S. Treasury ETF 

Schwab International Dividend Equity ETF 

Schwab Ariel ESG ETF