0000950123-11-080883.txt : 20110829 0000950123-11-080883.hdr.sgml : 20110829 20110829141438 ACCESSION NUMBER: 0000950123-11-080883 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110829 DATE AS OF CHANGE: 20110829 EFFECTIVENESS DATE: 20110829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 111062431 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004499 Schwab Money Market Fund C000012373 Schwab Money Market Fund SWMXX 0000857156 S000004500 Schwab AMT Tax-Free Money Fund C000012374 Sweep Shares SWFXX C000039063 Value Advantage Shares SWWXX 0000857156 S000004501 Schwab Massachusetts AMT Tax-Free Money Fund C000012375 Sweep Shares SWDXX 0000857156 S000004502 Schwab Pennsylvania Municipal Money Fund C000012376 Sweep Shares SWEXX 0000857156 S000004503 Schwab New Jersey AMT Tax-Free Money Fund C000012377 Sweep Shares SWJXX 0000857156 S000004504 Schwab Cash Reserves C000012378 Schwab Cash Reserves SWSXX 0000857156 S000004505 Schwab Advisor Cash Reserves C000012379 Sweep Shares SWQXX C000012380 Premier Sweep Shares SWZXX 0000857156 S000004506 Schwab Government Money Fund C000012381 Schwab Government Money Fund SWGXX 0000857156 S000004507 Schwab U.S. Treasury Money Fund C000012382 Schwab U.S. Treasury Money Fund SWUXX 0000857156 S000004508 Schwab Value Advantage Money Fund C000012383 Investor Shares SWVXX C000012384 Select Shares SWBXX C000012385 Institutional Shares SWAXX C000038267 Institutional Prime Shares SNAXX 0000857156 S000004509 Schwab Retirement Advantage Money Fund C000012386 Schwab Retirement Advantage Money Fund SWIXX 0000857156 S000004510 Schwab Investor Money Fund C000012387 Schwab Investor Money Fund SWRXX 0000857156 S000004511 Schwab Municipal Money Fund C000012388 Sweep Shares SWXXX C000012389 Value Advantage Shares SWTXX C000012390 Select Shares SWLXX C000012391 Institutional Shares SWOXX 0000857156 S000004512 Schwab California Municipal Money Fund C000012392 Sweep Shares SWCXX C000012393 Value Advantage Shares SWKXX 0000857156 S000004513 Schwab New York AMT Tax-Free Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX 0000857156 S000019114 Schwab California AMT Tax-Free Money Fund C000052863 Value Advantage Shares SNKXX N-PX 1 f59700nvpx.txt FORM N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05954 The Charles Schwab Family of Funds (Exact name of registrant as specified in charter) c/o The Charles Schwab Family of Funds 211 Main Street San Francisco CA 94105 (Address of principal executive offices) (Zip code) Marie Chandoha The Charles Schwab Family of Funds 211 Main Street San Francisco CA 94105 (Name and address of agent for service) Registrant's telephone number, including area code: 800-648-5300 Date of fiscal year end: 12/31 Date of reporting period: July 1, 2010 - June 30, 2011 ICA File Number: 811-05954 Reporting Period: 07/01/2010 - 06/30/2011 The Charles Schwab Family of Funds Fund Name : Schwab Advisor Cash Reserves In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab AMT Tax-Free Money Fund In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Cash Reserves In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Government Money Fund In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Investor Money Fund In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Massachusetts AMT Tax-Free Money Fund In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Money Market Fund In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab New Jersey AMT Tax-Free Money Fund In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab New York AMT Tax-Free Money Fund In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Pennsylvania Municipal Money Fund In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Retirement Advantage Money Fund In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab U.S. Treasury Money Fund In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Value Advantage Money Fund In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab California AMT Tax-Free Money Fund In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Fund Name : Schwab California Municipal Money Fund In all markets, for all statuses, for Key- Nuveen California Select Quality Municipal Fund, Inc. Ticker Security ID: Meeting Date Meeting Status NVC CUSIP9 67062U404 03/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect Robert Bremner Mgmt For For For 1.3 Elect Jack Evans Mgmt For For For 1.4 Elect David Kundert Mgmt For For For 1.5 Elect Judith Stockdale Mgmt For For For 1.6 Elect Carole Stone Mgmt For For For 1.7 Elect Terence Toth Mgmt For For For 1.8 Elect William Hunter Mgmt For For For 1.9 Elect William Schneider Mgmt For For For 2 Elimination of Policies Relating to Mgmt For For For Investments in Municipal Securities and Below Investment Grade Securities 3 Approval of Policies Relating to Mgmt For For For Investments in Municipal Securities 4 Elimination of Policies Relating to Mgmt For For For Commodities 5 Approval of Policies Relating to Mgmt For For For Commodities 6 Elimination of Policies Relating to Mgmt For For For Derivatives and Short Sales 7 Elimination of Policies Prohibiiting Mgmt For For For Investment in Other Investment Companies
Nuveen California Select Quality Municipal Fund, Inc. Ticker Security ID: Meeting Date Meeting Status NVC CUSIP9 670975507 03/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect Robert Bremner Mgmt For For For 1.3 Elect Jack Evans Mgmt For For For 1.4 Elect David Kundert Mgmt For For For 1.5 Elect Judith Stockdale Mgmt For For For 1.6 Elect Carole Stone Mgmt For For For 1.7 Elect Terence Toth Mgmt For For For 1.8 Elect William Hunter Mgmt For For For 1.9 Elect William Schneider Mgmt For For For 2 Elimination of Policies Relating to Mgmt For For For Investments in Municipal Securities and Below Investment Grade Securities 3 Approval of Policies Relating to Mgmt For For For Investments in Municipal Securities 4 Elimination of Policies Relating to Mgmt For For For Commodities 5 Approval of Policies Relating to Mgmt For For For Commodities 6 Elimination of Policies Relating to Mgmt For For For Derivatives and Short Sales 7 Elimination of Policies Prohibiiting Mgmt For For For Investment in Other Investment Companies
Nuveen California Select Quality Municipal Fund, Inc. Ticker Security ID: Meeting Date Meeting Status NVC CUSIP9 670985506 03/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect Robert Bremner Mgmt For For For 1.3 Elect Jack Evans Mgmt For For For 1.4 Elect David Kundert Mgmt For For For 1.5 Elect Judith Stockdale Mgmt For For For 1.6 Elect Carole Stone Mgmt For For For 1.7 Elect Terence Toth Mgmt For For For 1.8 Elect William Hunter Mgmt For For For 1.9 Elect William Schneider Mgmt For For For 2 Elimination of Policies Relating to Mgmt For For For Investments in Municipal Securities and Below Investment Grade Securities 3 Approval of Policies Relating to Mgmt For For For Investments in Municipal Securities 4 Elimination of Policies Relating to Mgmt For For For Commodities 5 Approval of Policies Relating to Mgmt For For For Commodities 6 Elimination of Policies Relating to Mgmt For For For Derivatives and Short Sales 7 Elimination of Policies Prohibiiting Mgmt For For For Investment in Other Investment Companies
Nuveen California Select Quality Municipal Fund, Inc. Ticker Security ID: Meeting Date Meeting Status NVC CUSIP9 670651405 11/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Judith Stockdale Mgmt For For For 1.2 Elect Carole Stone Mgmt For For For 1.3 Elect William Hunter Mgmt For For For 1.4 Elect William Schneider Mgmt For For For
Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Fund Name : Schwab Municipal Money Fund In all markets, for all statuses, for Key- Nuveen California Select Quality Municipal Fund, Inc. Ticker Security ID: Meeting Date Meeting Status NVC CUSIP9 67061F309 01/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Judith Stockdale Mgmt For For For 1.2 Elect Carole Stone Mgmt For For For 1.3 Elect William Hunter Mgmt For For For 1.4 Elect William Schneider Mgmt For For For
Nuveen California Select Quality Municipal Fund, Inc. Ticker Security ID: Meeting Date Meeting Status NVC CUSIP9 670971506 01/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect Robert Bremner Mgmt For For For 1.3 Elect Jack Evans Mgmt For For For 1.4 Elect David Kundert Mgmt For For For 1.5 Elect Judith Stockdale Mgmt For For For 1.6 Elect Carole Stone Mgmt For For For 1.7 Elect Terence Toth Mgmt For For For 1.8 Elect William Hunter Mgmt For For For 1.9 Elect William Schneider Mgmt For For For
Nuveen California Select Quality Municipal Fund, Inc. Ticker Security ID: Meeting Date Meeting Status NVC CUSIP9 67101N502 01/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect Robert Bremner Mgmt For For For 1.3 Elect Jack Evans Mgmt For For For 1.4 Elect David Kundert Mgmt For For For 1.5 Elect Judith Stockdale Mgmt For For For 1.6 Elect Carole Stone Mgmt For For For 1.7 Elect Terence Toth Mgmt For For For 1.8 Elect William Hunter Mgmt For For For 1.9 Elect William Schneider Mgmt For For For
Nuveen California Select Quality Municipal Fund, Inc. Ticker Security ID: Meeting Date Meeting Status NVC CUSIP9 670972504 01/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Judith Stockdale Mgmt For For For 1.2 Elect Carole Stone Mgmt For For For 1.3 Elect William Hunter Mgmt For For For 1.4 Elect William Schneider Mgmt For For For
Nuveen Core Equity Alpha Fund Ticker Security ID: Meeting Date Meeting Status JCE CUSIP9 670986603 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect Robert Bremner Mgmt For For For 1.3 Elect Jack Evans Mgmt For For For 1.4 Elect David Kundert Mgmt For For For 1.5 Elect Judith Stockdale Mgmt For For For 1.6 Elect Carole Stone Mgmt For For For 1.7 Elect Terence Toth Mgmt For For For 1.8 Elect Virginia Stringer Mgmt For For For 1.9 Elect William Hunter Mgmt For For For 1.10 Elect William Schneider Mgmt For For For
Nuveen Core Equity Alpha Fund Ticker Security ID: Meeting Date Meeting Status JCE CUSIP9 67071N409 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect David Kundert Mgmt For For For 1.3 Elect Terence Toth Mgmt For For For 1.4 Elect William Hunter Mgmt For For For 1.5 Elect William Schneider Mgmt For For For
Nuveen Core Equity Alpha Fund Ticker Security ID: Meeting Date Meeting Status JCE CUSIP9 670976505 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect Robert Bremner Mgmt For For For 1.3 Elect Jack Evans Mgmt For For For 1.4 Elect David Kundert Mgmt For For For 1.5 Elect Judith Stockdale Mgmt For For For 1.6 Elect Carole Stone Mgmt For For For 1.7 Elect Terence Toth Mgmt For For For 1.8 Elect Virginia Stringer Mgmt For For For 1.9 Elect William Hunter Mgmt For For For 1.10 Elect William Schneider Mgmt For For For
Nuveen Core Equity Alpha Fund Ticker Security ID: Meeting Date Meeting Status JCE CUSIP9 67062R609 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect Robert Bremner Mgmt For For For 1.3 Elect Jack Evans Mgmt For For For 1.4 Elect David Kundert Mgmt For For For 1.5 Elect Judith Stockdale Mgmt For For For 1.6 Elect Carole Stone Mgmt For For For 1.7 Elect Terence Toth Mgmt For For For 1.8 Elect Virginia Stringer Mgmt For For For 1.9 Elect William Hunter Mgmt For For For 1.10 Elect William Schneider Mgmt For For For
Nuveen Core Equity Alpha Fund Ticker Security ID: Meeting Date Meeting Status JCE CUSIP9 67062X507 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect Robert Bremner Mgmt For For For 1.3 Elect Jack Evans Mgmt For For For 1.4 Elect David Kundert Mgmt For For For 1.5 Elect Judith Stockdale Mgmt For For For 1.6 Elect Carole Stone Mgmt For For For 1.7 Elect Terence Toth Mgmt For For For 1.8 Elect Virginia Stringer Mgmt For For For 1.9 Elect William Hunter Mgmt For For For 1.10 Elect William Schneider Mgmt For For For
Nuveen Premium Income Municipal Fund 4, Inc. Ticker Security ID: Meeting Date Meeting Status NPT CUSIP9 67062H700 07/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect Robert Bremner Mgmt For For For 1.3 Elect Jack Evans Mgmt For For For 1.4 Elect David Kundert Mgmt For For For 1.5 Elect Judith Stockdale Mgmt For For For 1.6 Elect Carole Stone Mgmt For For For 1.7 Elect Terence Toth Mgmt For For For 1.8 Elect William Hunter Mgmt For For For 1.9 Elect William Schneider Mgmt For For For
Nuveen Premium Income Municipal Fund 4, Inc. Ticker Security ID: Meeting Date Meeting Status NPT CUSIP9 67062W608 07/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect Robert Bremner Mgmt For For For 1.3 Elect Jack Evans Mgmt For For For 1.4 Elect David Kundert Mgmt For For For 1.5 Elect Judith Stockdale Mgmt For For For 1.6 Elect Carole Stone Mgmt For For For 1.7 Elect Terence Toth Mgmt For For For 1.8 Elect William Hunter Mgmt For For For 1.9 Elect William Schneider Mgmt For For For 2 Eliminate the Fundamental Policy Mgmt For For For Related to Municipal Securities 3 Approval of a New Fundamental Policy Mgmt For For For Related to Municipal Securities 4 Eliminate the Fundamental Policy Mgmt For For For Related to Investing in Other Investment Companies 5 Eliminate the Fundamental Policy Mgmt For For For Related to Commodities 6 Approval of a New Fundamental Policy Mgmt For For For Related to Commodities 7 Eliminate the Fundamental Policy Mgmt For For For Related to Derivatives and Short Sales
Nuveen Premium Income Municipal Fund 4, Inc. Ticker Security ID: Meeting Date Meeting Status NPT CUSIP9 6706D8708 07/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Judith Stockdale Mgmt For For For 1.2 Elect Carole Stone Mgmt For For For 1.3 Elect William Hunter Mgmt For For For 1.4 Elect William Schneider Mgmt For For For
Nuveen Premium Income Municipal Fund 4, Inc. Ticker Security ID: Meeting Date Meeting Status NPT CUSIP9 67070F506 07/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Judith Stockdale Mgmt For For For 1.2 Elect Carole Stone Mgmt For For For 1.3 Elect William Hunter Mgmt For For For 1.4 Elect William Schneider Mgmt For For For
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) The Charles Schwab Family of Funds By: /S/ Marie Chandoha ------------------- President Date: August 19, 2011