-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C5b/49+Nke7VJhxr67E0zqFTFW25oFEOEOjADX1QeaqiLtyFSk2x/919hVojKlAI /0ce6zLPxt0Cr0Y0AON+dw== 0000857114-09-000010.txt : 20091001 0000857114-09-000010.hdr.sgml : 20091001 20091001172427 ACCESSION NUMBER: 0000857114-09-000010 CONFORMED SUBMISSION TYPE: POS EX PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20091001 DATE AS OF CHANGE: 20091001 EFFECTIVENESS DATE: 20091001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DREYFUS INDEX FUNDS INC CENTRAL INDEX KEY: 0000857114 IRS NUMBER: 133554128 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: POS EX SEC ACT: 1933 Act SEC FILE NUMBER: 033-31809 FILM NUMBER: 091099571 BUSINESS ADDRESS: STREET 1: THE DREYFUS CORPORATION STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129226850 MAIL ADDRESS: STREET 1: C/O DREYFUS CORP STREET 2: 200 PARK AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: DREYFUS S&P 500 INDEX FUND DATE OF NAME CHANGE: 19951228 FORMER COMPANY: FORMER CONFORMED NAME: PEOPLES INDEX FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DREYFUS STOCK INDEX FUND INC DATE OF NAME CHANGE: 19900401 POS EX 1 lp1-078.htm POST-EFFECTIVE AMENDMENT NO. 26 lp1-078.htm - Generated by SEC Publisher for SEC Filing

POS EX Securities Act File No. 333-106576
Investment Company Act File No. 811-21386

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933  [X]   
Pre-Effective Amendment No  [__]     
Post-Effective Amendment No. <R>26 </R> [X]     
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940  [X] 
Amendment No. <R>26 </R> [X]       

Dreyfus Index Funds, Inc.
(Exact Name of Registrant as Specified in Charter)

c/o The Dreyfus Corporation
               200 Park Avenue, New York, New York                 10166 
                   (Address of Principal Executive Offices)  (Zip Code) 
 
Registrant's Telephone Number, including Area Code: (212) 922-6000 

Michael A Rosenberg, Esq.
200 Park Avenue
New York, New York 10166
 
(Name and Address of Agent for Service)

 
It is proposed that this filing will become effective on September 30, 2009 pursuant to Rule 462(d). 

Explanatory Note

This Post-Effective Amendment consists of the following:

1.      Facing Sheet of the Registration Statement.
2.      Part C to the Registration Statement (including signature page).
3.      Exhibit (n) to Item 23 to the Registration Statement.


This Post-Effective Amendment is being filed solely to file a revised Rule 18f-3 Plan as Exhibit (n) to Item 23 to this Registration Statement on Form N-1A.

Parts A and B of Post-Effective Amendment No. 25 to the Registration Statement on Form N-1A filed on February 27, 2009 pursuant to Rule 485(a) under the Securities Act of 1933, as amended, are incorporated by reference herein.



DREYFUS INDEX FUNDS, INC.

PART C. OTHER INFORMATION
________________________________

Item 23.  Exhibits 

(a)  Registrant's Articles of Incorporation and Articles of Amendment are incorporated by reference to Exhibit 
  (1)(a) of Post-Effective Amendment No. 6 to the Registration Statement on Form N-1A, filed on February 
  8, 1994, and Exhibit (1)(b) of Post-Effective Amendment No. 6 to the Registration Statement on Form 
  N-1A, filed on February 8, 1994. 
 
(b)  Registrant's By-Laws, as amended and restated, are incorporated by reference to Exhibit (b) of Post- 
  Effective Amendment No. 22 to the Registration Statement on Form N-1A, filed on February 23, 2006. 
 
(d)  Management Agreement is incorporated by reference to Exhibit (5) of Post-Effective Amendment No. 11 
  to the Registration Statement on Form N-1A, filed on June 12, 1997. 
 
(e)(i)  Amended Distribution Agreement is incorporated by reference to Exhibit (e) of Post-Effective Amendment 
  No. 16 to the Registration Statement on Form N-1A, filed on February 25, 2000. 
 
(e)(ii)  Forms of Service Agreements is incorporated by reference to Exhibit (e)(ii) of Post-Effective Amendment 
  No. 23 to the Registration Statement on Form N-1A, filed on February 27, 2007. 
 
(e)(iii)  Forms of Supplement to Service Agreements is incorporated by reference to Exhibit (e)(iii) of Post- 
  Effective Amendment No. 23 to the Registration Statement on Form N-1A, filed on February 27, 2007. 
 
(g)  Custody Agreement is incorporated by reference to Exhibit 8 of Post-Effective Amendment No. 9 to the 
  Registration Statement on Form N-1A, filed on December 26, 1996. 
 
(h)(i)  Shareholder Services Plan is incorporated by reference to Exhibit (9) of Post-Effective Amendment No. 11 
  to the Registration Statement on Form N-1A, filed on June 12, 1997. 
 
(h)(ii)  Amended and Restated Transfer Agency Agreement dated as of June 1, 2007 is incorporated by reference 
  to Exhibit (h)(ii) of Post-Effective Amendment No. 24 to the Registration Statement in Form N-1A, filed 
  on February 28, 2008. 
 
(i)  Opinion and consent of Registrant's counsel is incorporated by reference to Exhibit (i) of Post-Effective 
Amendment No. 16 to the Registration Statement on Form N-1A, filed on February 25, 2000.
<R> 
(j)  Consent of Independent Registered Public Accounting Firm is incorporated by reference to Exhibit (j) of 
  Post-Effective Amendment No. 25 to the Registration Statement on Form N-1A, filed on February 27, 
  2009. 
 
(n)  Rule 18f-3 Plan, as revised. 
 
(p)  Code of Ethics is incorporated by reference to Exhibit (p) of Post-Effective Amendment No. 25 to the 
  Registration Statement on Form N-1A, filed on February 27, 2009. 
</R>



Item 23. Exhibits. - List (continued)

_______ _____________________________________________________

  Other Exhibits
______________

(a)(1)  Powers of Attorney of Fund Officers is incorporated by reference to 
  Other Exhibits (a) of Post-Effective Amendment No. 23 to the 
  Registration Statement on Form N-1A, filed on February 27, 2007. 
 <R>
(a)(2)  Powers of Attorney of Board members is incorporated by reference 
to Exhibit (a)(2) of Post-Effective Amendment No. 25 to the
  Registration Statement on Form N-1A, filed on February 27, 2009. 
 </R>
(b)  Certificate of Secretary is incorporated by reference to Other 
  Exhibits (a) of Post-Effective Amendment No. 23 to the 
  Registration Statement on Form N-1A, filed on February 27, 2007. 

Item 24.  Persons Controlled by or under Common Control with Registrant. 
 
  Not Applicable 
 
 
Item 25.  Indemnification 
 
  The Registrant's charter documents set forth the circumstances under which indemnification shall be 
  provided to any past or present Board member or officer of the Registrant. The Registrant also has entered 
  into a separate agreement with each of its Board members that describes the conditions and manner in 
  which the Registrant indemnifies each of its Board members against all liabilities incurred by them 
  (including attorneys' fees and other litigation expenses, settlements, fines and penalties), or which may be 
  threatened against them, as a result of being or having been a Board member of the Registrant. These 
  indemnification provisions are subject to applicable state law and to the limitation under the Investment 
  Company Act of 1940, as amended, that no board member or officer of a fund may be protected against 
  liability for willful misfeasance, bad faith, gross negligence or reckless disregard for the duties of his or her 
  office. Reference is hereby made to the following: 
 
  Article Seventh of the Registrant's Articles of Incorporation and any amendments thereto, Article VIII of 
  Registrant's Amended and Restated Bylaws, Section 2-418 of the Maryland General Corporation Law and 
  Section 1.10 of the Distribution Agreement. 
 
 
Item 26.  Business and Other Connections of Investment Adviser. 
 
  The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization 
  whose business consists primarily of providing investment management services as the investment adviser, 
  manager and distributor for sponsored investment companies registered under the Investment Company Act 
  of 1940 and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub- 
  investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a 
  wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer of shares of investment 
  companies sponsored by Dreyfus and of other investment companies for which Dreyfus acts as investment 
  adviser, sub-investment adviser or administrator. 


 
ITEM 26.    Business and Other Connections of Investment Adviser (continued)     

 
   
    Officers and Directors of Investment Adviser         
  <R>  
       
Name and Position             
With Dreyfus        Other Businesses    Position Held    Dates 

     
 
 
Jonathan Baum    MBSC Securities Corporation++    Chief Executive Officer    3/08 - Present 
Chief Executive Officer        Chairman of the Board    3/08 - Present 
and Chair of the Board        Director    6/07 - 3/08 
            Executive Vice President    6/07 - 3/08 
        Dreyfus Service Corporation++    Director    8/06 - 6/07 
            Executive Vice President    8/06 - 6/07 
J. Charles Cardona    MBSC Securities Corporation++    Director    6/07 - Present 
President and Director        Executive Vice President    6/07 - Present 
        Universal Liquidity Funds plc+    Director    4/06 - Present 
        Dreyfus Service Corporation++    Executive Vice President    2/97 – 6/07 
            Director    8/00 – 6/07 
Diane P. Durnin    None         
Vice Chair and Director             
Phillip N. Maisano    The Bank of New York Mellon *****    Senior Vice President    7/08 – Present 
Director, Vice Chair and             
Chief Investment Officer             
        BNY Mellon, National Association +    Senior Vice President    7/08 – Present 
        Mellon Bank, N.A.+    Senior Vice President    4/06 – 6/08 
        BNY Alcentra Group Holdings, Inc.++    Director    10/07 – Present 
        BNY Mellon Investment Office GP LLC*    Manager    4/07 – Present 
        Mellon Global Alternative Investments Limited    Director    8/06 - Present 
        London, England         
        Pareto Investment Management Limited    Director    4/08 - Present 
        London, England         
        The Boston Company Asset Management NY,    Manager    10/07 - Present 
        LLC*         
        The Boston Company Asset Management, LLC*    Manager    12/06 - Present 
        Urdang Capital Management, Inc.    Director    10/07 - Present 
        630 West Germantown Pike, Suite 300         
        Plymouth Meeting, PA 19462         
        Urdang Securities Management, Inc.    Director    10/07 - Present 
        630 West Germantown Pike, Suite 300         
        Plymouth Meeting, PA 19462         
        EACM Advisors LLC    Chairman of Board    8/04 - Present 
        200 Connecticut Avenue         
        Norwalk, CT 06854-1940         
        Founders Asset Management LLC****    Member, Board of    11/06 - Present 
            Managers     
</R>

C-3


Name and Position             
With Dreyfus Other Businesses Position Held Dates

 
 
 
 
  <R> 
    Standish Mellon Asset Management Company,    Board Member    12/06 - Present 
    LLC         
    Mellon Financial Center         
    201 Washington Street         
    Boston, MA 02108-4408         
 
    Mellon Capital Management Corporation***    Director    12/06 - Present 
 
    Mellon Equity Associates, LLP+    Board Member    12/06 – 12/07 
 
    Newton Management Limited    Board Member    12/06 - Present 
    London, England         
 
    Franklin Portfolio Associates, LLC*    Board Member    12/06 - Present 
 
Mitchell E. Harris    Standish Mellon Asset Management Company    Chairman    2/05 - Present 
Director    LLC    Chief Executive Officer    8/04 - Present 
    Mellon Financial Center    Member, Board of    10/04 - Present 
    201 Washington Street    Managers     
    Boston, MA 02108-4408         
 
    Alcentra NY, LLC++    Manager    1/08 - Present 
 
    Alcentra US, Inc. ++    Director    1/08 - Present 
 
    Alcentra, Inc. ++    Director    1/08 – Present 
 
    BNY Alcentra Group Holdings, Inc. ++    Director    10/07 - Present 
 
    Pareto New York LLC++    Manager    11/07 - Present 
 
    Standish Ventures LLC    President    12/05 – Present 
    Mellon Financial Center         
    201 Washington Street         
    Boston, MA 02108-4408         
        Manager    12/05 - Present 
 
    Palomar Management    Director    12/97 - Present 
    London, England         
 
    Palomar Management Holdings Limited    Director    12/97 - Present 
    London, England         
 
    Pareto Investment Management Limited    Director    9/04 – Present 
    London, England         
 
    MAM (DE) Trust+++++    President    10/05 – 1/07 
        Member of Board of    10/05 – 1/07 
        Trustees     
 
    MAM (MA) Holding Trust+++++    President    10/05 – 1/07 
        Member of Board of    10/05 – 1/07 
        Trustees     
</R>

C-4


 
Name and Position             
With Dreyfus    Other Businesses    Position Held    Dates 

<R>
 
 
 
Ronald P. O’Hanley    The Bank of New York Mellon Corporation *****    Vice Chairman    7/07 - Present 
Director             
    Mellon Financial Corporation+    Vice Chairman    6/01 – 6/07 
    Mellon Trust of New England, N.A. *    Vice Chairman    4/05 - 6/08 
    The Bank of New York Mellon *****    Vice Chairman    7/08 – Present 
    BNY Mellon, National Association +    Vice Chairman    7/08 – Present 
    BNY Alcentra Group Holdings, Inc. ++    Director    10/07 – Present 
    BNY Mellon Investment Office GP LLC+    Manager    4/07 - Present 
    EACM Advisors LLC    Manager    6/04 - Present 
    200 Connecticut Avenue         
    Norwalk, CT 06854-1940         
    Ivy Asset Management Corp.    Director    12/07 - Present 
    One Jericho Plaza         
    Jericho, NY 11753         
    Neptune LLC+++++    Chairman    7/98 - Present 
        President    7/98 – Present 
        Member, Management    6/98 – Present 
        Committee     
    Pareto Investment Management Limited    Director    9/04 - Present 
    London, England         
    The Boston Company Asset Management NY,    Manager    10/07 - Present 
    LLC*         
    The Boston Company Asset Management, LLC*    Manager    12/97 - Present 
    The Boston Company Holding, LLC*    Vice Chairman    2/07 - Present 
    Walter Scott & Partners Limited    Director    10/06 - Present 
    Edinburgh, Scotland         
    WestLB Mellon Asset Management Holdings    Director    4/06 - Present 
    Limited         
    Dusseldorf, Germany         
    Mellon Bank, N.A. +    Vice Chairman    6/01 – 6/08 
    Standish Mellon Asset Management Company,    Board Member    7/01 – Present 
    LLC         
    Mellon Financial Center         
    201 Washington Street         
    Boston, MA 02108-4408         
    Franklin Portfolio Holdings, LLC*    Director    12/00 - Present 
    Franklin Portfolio Associates, LLC*    Director    4/97 – Present 
    Pareto Partners (NY) ++    Partner Representative    2/00 – Present 
 
    Buck Consultants, Inc.++    Director    7/97 – Present 
</R>

C-5


 
Name and Position             
With Dreyfus    Other Businesses    Position Held    Dates 

 
 
 
 
  <R>
    Newton Management Limited    Executive Committee    10/98 - Present 
    London, England    Member     
        Director    10/98 - Present 
 
    BNY Mellon Asset Management Japan Limited    Director    6/06 - Present 
    Tokyo, Japan         
 
    TBCAM Holdings, LLC*    Director    1/98 – Present 
 
    MAM (MA) Holding Trust+++++    Trustee    6/03 – Present 
 
    MAM (DE) Trust+++++    Trustee    6/03 – Present 
 
    Pareto Partners    Partner Representative    5/97 – Present 
    The Bank of New York Mellon Centre         
    160 Queen Victoria Street         
    London England         
 
    Mellon Capital Management Corporation***    Director    2/97 – Present 
 
    Mellon Equity Associates, LLP+    Executive Committee    1/98 – 12/07 
        Member     
        Chairman    1/98 – 12/07 
 
    Mellon Global Investing Corp.*    Director    5/97 – Present 
        Chairman    5/97 - Present 
        Chief Executive Officer    5/97 – Present 
 
Cyrus Taraporevala    Urdang Capital Management, Inc.    Director    10/07 - Present 
Director    630 West Germantown Pike, Suite 300         
    Plymouth Meeting, PA 19462         
 
    Urdang Securities Management, Inc.    Director    10/07 - Present 
    630 West Germantown Pike, Suite 300         
    Plymouth Meeting, PA 19462         
 
    The Boston Company Asset Management NY,    Manager    08/06 – Present 
    LLC*         
 
    The Boston Company Asset Management LLC*    Manager    01/08 – Present 
 
    BNY Mellon, National Association+    Senior Vice President    07/06 - Present 
 
    The Bank of New York Mellon*****    Senior Vice President    07/06 - Present 
 
Scott E. Wennerholm    Mellon Capital Management Corporation***    Director    10/05 - Present 
Director             
 
    Newton Management Limited    Director    1/06 – Present 
    London, England         
 
    Gannett Welsh & Kotler LLC    Manager    11/07 - Present 
    222 Berkley Street    Administrator    11/07 - Present 
    Boston, MA 02116         
 
    BNY Alcentra Group Holdings, Inc. ++    Director    10/07 - Present 
 
    Ivy Asset Management Corp.    Director    12/07 - Present 
    One Jericho Plaza         
    Jericho, NY 11753         
</R>

C-6


 
Name and Position             
With Dreyfus    Other Businesses    Position Held    Dates 

 
 
 
 
  <R>
    Urdang Capital Management, Inc.    Director    10/07 - Present 
    630 West Germantown Pike, Suite 300         
    Plymouth Meeting, PA 19462         
 
    Urdang Securities Management, Inc.    Director    10/07 - Present 
    630 West Germantown Pike, Suite 300         
    Plymouth Meeting, PA 19462         
 
    EACM Advisors LLC    Manager    6/04 - Present 
    200 Connecticut Avenue         
    Norwalk, CT 06854-1940         
 
    Franklin Portfolio Associates LLC*    Manager    1/06 - Present 
 
    The Boston Company Asset Management NY,    Manager    10/07 - Present 
    LLC*         
 
    The Boston Company Asset Management LLC*    Manager    10/05 - Present 
 
    Pareto Investment Management Limited    Director    3/06 – Present 
    London, England         
 
    Mellon Equity Associates, LLP+    Executive Committee    10/05 – 12/07 
        Member     
 
    Standish Mellon Asset Management Company,    Member, Board of    10/05 - Present 
    LLC    Managers     
    Mellon Financial Center         
    201 Washington Street         
    Boston, MA 02108-4408         
 
    The Boston Company Holding, LLC*    Member, Board of    4/06 – Present 
        Managers     
 
    The Bank of New York Mellon *****    Senior Vice President    7/08 - Present 
 
 
    BNY Mellon, National Association +    Senior Vice President    7/08 - Present 
 
    Mellon Bank, N.A. +    Senior Vice President    10/05 – 6/08 
 
    Mellon Trust of New England, N. A.*    Director    4/06 – 6/08 
        Senior Vice President    10/05 – 6/08 
 
    MAM (DE) Trust+++++    Member of Board of    1/07 - Present 
        Trustees     
 
    MAM (MA) Holding Trust+++++    Member of Board of    1/07 - Present 
        Trustees     
</R>

C-7


 
Name and Position             
With Dreyfus    Other Businesses    Position Held    Dates 

 
 
 
  <R>
J. David Officer    MBSC Securities Corporation++    President    6/07 – Present 
Chief Operating Officer,        Director    6/07 – Present 
Vice Chair and Director             
    Dreyfus Service Corporation++    President    3/00 – 6/07 
        Director    3/99 – 6/07 
 
    MBSC, LLC++    Manager, Board of    4/02 – 6/07 
        Managers     
        President    4/02 – 6/07 
 
    Dreyfus Transfer, Inc. ++    Chairman and Director    2/02 - Present 
 
    Dreyfus Service Organization, Inc.++    Director    3/99 – 3/07 
 
    Seven Six Seven Agency, Inc.++    Director    10/98 - 4/07 
 
    Mellon Residential Funding Corp. +    Director    4/97 - Present 
 
    The Bank of New York Mellon *****    Executive Vice President    7/08 – Present 
 
    BNY Mellon, National Association +    Executive Vice President    7/08 - Present 
 
    Mellon Bank, N.A.+    Executive Vice President    2/94 – 6/08 
 
    Laurel Capital Advisors+    Chairman    1/05 - Present 
        Chief Executive Officer    1/05 - Present 
 
    Mellon United National Bank    Director    3/98 - Present 
    1399 SW 1st Ave., Suite 400         
    Miami, Florida         
 
Dwight Jacobsen    Pioneer Investments    Senior Vice President    4/06 – 12/07 
Executive Vice President    60 State Street         
and Director    Boston, Massachusetts         
 
Patrice M. Kozlowski    None         
Senior Vice President –             
Corporate             
Communications             
 
Gary Pierce    The Bank of New York Mellon *****    Vice President    7/08 - Present 
Controller             
 
 
    BNY Mellon, National Association +    Vice President    7/08 - Present 
 
    The Dreyfus Trust Company+++    Chief Financial Officer    7/05 – 6/08 
        Treasurer    7/05 – 6/08 
 
    Laurel Capital Advisors, LLP+    Chief Financial Officer    5/07 – Present 
 
    MBSC, LLC++    Chief Financial Officer    7/05 – 6/07 
        Manager, Board of    7/05 – 6/07 
        Managers     
 
    MBSC Securities Corporation++    Director    6/07 – Present 
        Chief Financial Officer    6/07 – Present 
 
    Dreyfus Service Corporation++    Director    7/05 – 6/07 
        Chief Financial Officer    7/05 – 6/07 
</R>

C-8


 
Name and Position             
With Dreyfus    Other Businesses    Position Held    Dates 

 
 
 
 
  <R>
    Founders Asset Management, LLC****    Assistant Treasurer    7/06 – Present 
 
    Dreyfus Consumer Credit    Treasurer    7/05 – Present 
    Corporation ++         
 
    Dreyfus Transfer, Inc. ++    Chief Financial Officer    7/05 – Present 
 
    Dreyfus Service    Treasurer    7/05 – Present 
    Organization, Inc.++         
    Seven Six Seven Agency, Inc. ++    Treasurer    4/99 – Present 
 
Joseph W. Connolly    The Dreyfus Family of Funds++    Chief Compliance    10/04 – Present 
Chief Compliance Officer        Officer     
    Laurel Capital Advisors, LLP+    Chief Compliance    4/05 – Present 
        Officer     
    The Mellon Funds Trust++    Chief Compliance    10/04 – Present 
        Officer     
    MBSC, LLC++    Chief Compliance    10/04 – 6/07 
        Officer     
    MBSC Securities Corporation++    Chief Compliance    6/07 – Present 
        Officer     
    Dreyfus Service Corporation++    Chief Compliance    10/04 – 6/07 
        Officer     
 
Gary E. Abbs    The Bank of New York Mellon+    First Vice President and    12/96 – Present 
Vice President – Tax        Manager of Tax     
        Compliance     
 
    Dreyfus Service Organization++    Vice President – Tax    01/09 – Present 
 
    Dreyfus Consumer Credit Corporation++    Chairman    01/09 – Present 
        President    01/09 – Present 
 
    MBSC Securities Corporation++    Vice President – Tax    01/09 – Present 
 
Jill Gill    Mellon Financial Corporation +    Vice President    10/01 – 6/07 
Vice President –             
Human Resources    MBSC Securities Corporation++    Vice President    6/07 – Present 
 
    The Bank of New York Mellon *****    Vice President    7/08 – Present 
 
    BNY Mellon, National Association +    Vice President    7/08 - Present 
 
    Mellon Bank N.A. +    Vice President    10/06 – 6/08 
 
    Dreyfus Service Corporation++    Vice President    10/06 – 6/07 
 
Joanne S. Huber    The Bank of New York Mellon+    State & Local    07/1/07 – 
Vice President – Tax        Compliance Manager    Present 
 
    Dreyfus Service Organization++    Vice President – Tax    01/09 – Present 
 
    Dreyfus Consumer Credit Corporation++    Vice President – Tax    01/09 – Present 
 
    MBSC Securities Corporation++    Vice President – Tax    01/09 – Present 
 
Anthony Mayo    None         
Vice President –             
Information Systems             
</R>

C-9


 
Name and Position             
With Dreyfus    Other Businesses    Position Held    Dates 

 
 
 
  <R>
John E. Lane    A P Colorado, Inc. +    Vice President – Real    8/07 – Present 
Vice President        Estate and Leases     
    A P East, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    A P Management, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    A P Properties, Inc. +    Vice President – Real    8/07 – Present 
        Estate and Leases     
    A P Rural Land, Inc. +    Vice President– Real    8/07 – 9/07 
        Estate and Leases     
    Allomon Corporation+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    AP Residential Realty, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    AP Wheels, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    BNY Mellon, National Association +    Vice President – Real    7/08 – Present 
        Estate and Leases     
    Citmelex Corporation+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    Eagle Investment Systems LLC    Vice President– Real    8/07 – Present 
    65 LaSalle Road    Estate and Leases     
    West Hartford, CT 06107         
    East Properties Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    FSFC, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    Holiday Properties, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    MBC Investments Corporation+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    MBSC Securities Corporation++    Vice President– Real    8/07 – Present 
        Estate and Leases     
    MELDEL Leasing Corporation Number 2, Inc. +    Vice President– Real    7/07 – Present 
        Estate and Leases     
    Mellon Bank Community Development    Vice President– Real    11/07 – Present 
    Corporation+    Estate and Leases     
 
    Mellon Capital Management Corporation+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    Mellon Financial Services Corporation #1+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    Mellon Financial Services Corporation #4+    Vice President – Real    7/07 – Present 
        Estate and Leases     
    Mellon Funding Corporation+    Vice President– Real    12/07 – Present 
        Estate and Leases     
    Mellon Holdings, LLC+    Vice President– Real    12/07 – Present 
        Estate and Leases     
    Mellon International Leasing Company+    Vice President– Real    7/07 – Present 
        Estate and Leases     
    Mellon Leasing Corporation+    Vice President– Real    7/07 – Present 
        Estate and Leases     
    Mellon Private Trust Company, National    Vice President– Real    8/07 – 1/08 
    Association+    Estate and Leases     
 
    Mellon Securities Trust Company+    Vice President– Real    8/07 – 7/08 
        Estate and Leases     
    Mellon Trust Company of Illinois+    Vice President– Real    8/07 – 07/08 
        Estate and Leases     
    Mellon Trust Company of New England, N.A.+    Vice President– Real    8/07 – 6/08 
        Estate and Leases     
</R>

C-10


 
Name and Position             
With Dreyfus    Other Businesses    Position Held    Dates 

 
 
 
  <R>
    Mellon Trust Company of New York LLC++    Vice President– Real    8/07 – 6/08 
        Estate and Leases     
    Mellon Ventures, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    Melnamor Corporation+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    MFS Leasing Corp. +    Vice President– Real    7/07 – Present 
        Estate and Leases     
    MMIP, LLC+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    Pareto New York LLC++    Vice President– Real    10/07 – Present 
        Estate and Leases     
    Pontus, Inc. +    Vice President– Real    7/07 – Present 
        Estate and Leases     
    Promenade, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    RECR, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    SKAP #7+    Vice President– Real    8/07 – 11/07 
        Estate and Leases     
    Technology Services Group, Inc.*****    Senior Vice President    6/06 – Present 
 
    Tennesee Processing Center LLC*****    Managing Director    5/08 – Present 
        Senior Vice President    4/04 – 5/08 
 
    Texas AP, Inc. +    Vice President– Real    8/07 - Present 
        Estate and Leases     
    The Bank of New York Mellon*****    Vice President – Real    7/08 – Present 
        Estate and Leases     
    The Bank of New York Mellon Corporation*****    Executive Vice President    8/07 - Present 
 
    Trilem, Inc. +    Vice President– Real    8/07 - Present 
        Estate and Leases     
Jeanne M. Login    A P Colorado, Inc. +    Vice President– Real    8/07 – Present 
Vice President        Estate and Leases     
    A P East, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    A P Management, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    A P Properties, Inc. +    Vice President – Real    8/07 – Present 
        Estate and Leases     
    A P Rural Land, Inc. +    Vice President– Real    8/07 – 9/07 
        Estate and Leases     
    Allomon Corporation+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    AP Residential Realty, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    AP Wheels, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    APT Holdings Corporation+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    BNY Investment Management Services LLC++++    Vice President– Real    1/01 – Present 
        Estate and Leases     
    BNY Mellon, National Association +    Vice President – Real    7/08 – Present 
        Estate and Leases     
    Citmelex Corporation+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    Eagle Investment Systems LLC+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    East Properties Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
</R>

C-11


 
Name and Position             
With Dreyfus    Other Businesses    Position Held    Dates 

 
 
 
  <R>
    FSFC, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    Holiday Properties, Inc. +    Vice President– Real    8/07 – Present 
        Estate and Leases     
    MBC Investments Corporation+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    MBSC Securities Corporation++    Vice President– Real    8/07 - Present 
        Estate and Leases     
    MELDEL Leasing Corporation Number 2, Inc. +    Vice President– Real    7/07 – Present 
        Estate and Leases     
    Mellon Bank Community Development    Vice President – Real    11/07 - Present 
    Corporation+    Estate and Leases     
 
    Mellon Capital Management Corporation+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    Mellon Financial Services Corporation #1+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    Mellon Financial Services Corporation #4+    Vice President – Real    7/07 – Present 
        Estate and Leases     
    Mellon Funding Corporation+    Vice President – Real    12/07 - Present 
        Estate and Leases     
    Mellon Holdings LLC+    Vice President – Real    12/07 - Present 
        Estate and Leases     
    Mellon International Leasing Company+    Vice President– Real    7/07 – Present 
        Estate and Leases     
    Mellon Leasing Corporation+    Vice President– Real    7/07 – Present 
        Estate and Leases     
    Mellon Private Trust Company, National    Vice President – Real    8/07 – 1/08 
    Association+    Estate and Leases     
 
    Mellon Securities Trust Company+    Vice President – Real    8/07 – 7/08 
        Estate and Leases     
    Mellon Trust of New England, N.A. *    Vice President – Real    8/07 – 6/08 
        Estate and Leases     
    Mellon Trust Company of Illinois+    Vice President– Real    8/07 – 7/08 
        Estate and Leases     
    MFS Leasing Corp. +    Vice President– Real    7/07 – Present 
        Estate and Leases     
    MMIP, LLC+    Vice President– Real    8/07 – Present 
        Estate and Leases     
    Pontus, Inc. +    Vice President– Real    7/07 – Present 
        Estate and Leases     
    Promenade, Inc. +    Vice President – Real    8/07 - Present 
        Estate and Leases     
    RECR, Inc. +    Vice President – Real    8/07 - Present 
        Estate and Leases     
    SKAP #7+    Vice President – Real    8/07 – 11/07 
        Estate and Leases     
    Tennesee Processing Center LLC*****    Managing Director    5/08 - Present 
        Senior Vice President    4/04 – 5/08 
 
    Texas AP, Inc. +    Vice President – Real    8/07 - Present 
        Estate and Leases     
    The Bank of New York Mellon*****    Vice President – Real    7/08 – Present 
        Estate and Leases     
    Trilem, Inc. +    Vice President – Real    8/07 - Present 
        Estate and Leases     
</R>

C-12


<R>
Name and Position             
With Dreyfus    Other Businesses    Position Held    Dates 

 
 
 
 
James Bitetto    MBSC Securities Corporation++    Assistant Secretary    6/07 - Present 
Secretary             
    Dreyfus Service Corporation++    Assistant Secretary    8/98 – 6/07 
 
    Dreyfus Service Organization, Inc.++    Secretary    8/05 - Present 
 
    The Dreyfus Consumer Credit Corporation++    Vice President    2/02 - Present 
        Director    2/02 – 7/06 
 
    Founders Asset Management LLC****    Assistant Secretary    3/01 - Present 

           
</R>
*    The address of the business so indicated is One Boston Place, Boston, Massachusetts, 02108. 
**    The address of the business so indicated is One Bush Street, Suite 450, San Francisco, California 94104. 
***    The address of the business so indicated is 595 Market Street, Suite 3000, San Francisco, California 94105. 
****    The address of the business so indicated is 210 University Blvd., Suite 800, Denver, Colorado 80206. 
*****    The address of the business so indicated is One Wall Street, New York, New York 10286. 
+    The address of the business so indicated is One Mellon Bank Center, Pittsburgh, Pennsylvania 15258. 
++    The address of the business so indicated is 200 Park Avenue, New York, New York 10166. 
+++    The address of the business so indicated is 144 Glenn Curtiss Boulevard, Uniondale, New York 11556-0144. 
++++    The address of the business so indicated is White Clay Center, Route 273, Newark, Delaware 19711. 
+++++    The address of the business so indicated is 4005 Kennett Pike, Greenville, DE 19804. 

C-13


Item 27. Principal Underwriters

     (a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:

<R>
1.      Advantage Funds, Inc.
 
2.      BNY Mellon Funds Trust
 
3.      CitizensSelect Funds
 
4.      Dreyfus Appreciation Fund, Inc.
 
5.      Dreyfus BASIC Money Market Fund, Inc.
 
6.      Dreyfus BASIC U.S. Government Money Market Fund
 
7.      Dreyfus BASIC U.S. Mortgage Securities Fund
 
8.      Dreyfus Bond Funds, Inc.
 
9.      Dreyfus Cash Management
 
10.      Dreyfus Cash Management Plus, Inc.
 
11.      Dreyfus Connecticut Municipal Money Market Fund, Inc.
 
12.      Dreyfus Funds, Inc.
 
13.      The Dreyfus Fund Incorporated
 
14.      Dreyfus Government Cash Management Funds
 
15.      Dreyfus Growth and Income Fund, Inc.
 
16.      Dreyfus Index Funds, Inc.
 
17.      Dreyfus Institutional Cash Advantage Funds
 
18.      Dreyfus Institutional Money Market Fund
 
19.      Dreyfus Institutional Preferred Money Market Funds
 
20.      Dreyfus Institutional Reserves Funds
 
21.      Dreyfus Intermediate Municipal Bond Fund, Inc.
 
22.      Dreyfus International Funds, Inc.
 
23.      Dreyfus Investment Funds
 
24.      Dreyfus Investment Grade Funds, Inc.
 
25.      Dreyfus Investment Portfolios
 
26.      The Dreyfus/Laurel Funds, Inc.
 
27.      The Dreyfus/Laurel Funds Trust
 
28.      The Dreyfus/Laurel Tax-Free Municipal Funds
 
29.      Dreyfus LifeTime Portfolios, Inc.
 
30.      Dreyfus Liquid Assets, Inc.
 
31.      Dreyfus Manager Funds I
 
32.      Dreyfus Manager Funds II
 
33.      Dreyfus Massachusetts Municipal Money Market Fund
 
34.      Dreyfus Midcap Index Fund, Inc.
 
35.      Dreyfus Money Market Instruments, Inc.
 
36.      Dreyfus Municipal Bond Opportunity Fund
 
37.      Dreyfus Municipal Cash Management Plus
 
38.      Dreyfus Municipal Funds, Inc.
 
39.      Dreyfus Municipal Money Market Fund, Inc.
 
40.      Dreyfus New Jersey Municipal Bond Fund, Inc.
 
41.      Dreyfus New Jersey Municipal Money Market Fund, Inc.
 
42.      Dreyfus New York AMT-Free Municipal Bond Fund
 
43.      Dreyfus New York AMT-Free Municipal Money Market Fund
 
44.      Dreyfus New York Municipal Cash Management
 
45.      Dreyfus New York Tax Exempt Bond Fund, Inc.
 
46.      Dreyfus Opportunity Funds
 
</R>

C-14


<R>
47.      Dreyfus Pennsylvania Municipal Money Market Fund
 
48.      Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc.
 
49.      Dreyfus Premier Equity Funds, Inc.
 
50.      Dreyfus Premier GNMA Fund, Inc.
 
51.      Dreyfus Premier Investment Funds, Inc.
 
52.      Dreyfus Premier Short-Intermediate Municipal Bond Fund
 
53.      Dreyfus Premier Worldwide Growth Fund, Inc.
 
54.      Dreyfus Research Growth Fund, Inc.
 
55.      Dreyfus State Municipal Bond Funds
 
56.      Dreyfus Stock Funds
 
57.      Dreyfus Short-Intermediate Government Fund
 
58.      The Dreyfus Socially Responsible Growth Fund, Inc.
 
59.      Dreyfus Stock Index Fund, Inc.
 
60.      Dreyfus Tax Exempt Cash Management Funds
 
61.      The Dreyfus Third Century Fund, Inc.
 
62.      Dreyfus Treasury & Agency Cash Management
 
63.      Dreyfus Treasury Prime Cash Management
 
64.      Dreyfus U.S. Treasury Intermediate Term Fund
 
65.      Dreyfus U.S. Treasury Long Term Fund
 
66.      Dreyfus 100% U.S. Treasury Money Market Fund
 
67.      Dreyfus Variable Investment Fund
 
68.      Dreyfus Worldwide Dollar Money Market Fund, Inc.
 
69.      General California Municipal Money Market Fund
 
70.      General Government Securities Money Market Funds, Inc.
 
71.      General Money Market Fund, Inc.
 
72.      General Municipal Money Market Funds, Inc.
 
73.      General New York Municipal Bond Fund, Inc.
 
74.      General New York Municipal Money Market Fund
 
75.      Strategic Funds, Inc.
 
</R>

C-15


<R>
(b)         
Name and principal        Positions and Offices 
Business address    Positions and offices with the Distributor    with Registrant 
 
Jon R. Baum*    Chief Executive Officer and Chairman of the Board    None 
J. David Officer*    President and Director    President 
Ken Bradle**    Executive Vice President and Director    None 
Robert G. Capone*****    Executive Vice President and Director    None 
J. Charles Cardona*    Executive Vice President and Director    None 
Sue Ann Cormack**    Executive Vice President    None 
Dwight D. Jacobsen*    Executive Vice President and Director    None 
Mark A. Keleher******    Executive Vice President    None 
William H. Maresca*    Executive Vice President and Director    None 
Timothy M. McCormick*    Executive Vice President    None 
David K. Mossman****    Executive Vice President    None 
James Neiland*    Executive Vice President    None 
Sean O’Neil*****    Executive Vice President    None 
Irene Papadoulis**    Executive Vice President    None 
Matthew Perrone**    Executive Vice President    None 
Noreen Ross*    Executive Vice President    None 
Bradley J. Skapyak*    Executive Vice President    None 
Gary Pierce*    Chief Financial Officer and Director    None 
Tracy Hopkins*    Senior Vice President    None 
Marc S. Isaacson**    Senior Vice President    None 
Denise B. Kneeland*****    Senior Vice President    None 
Mary T. Lomasney*****    Senior Vice President    None 
Barbara A. McCann*****    Senior Vice President    None 
Christine Carr Smith******    Senior Vice President    None 
Ronald Jamison*    Chief Legal Officer and Secretary    None 
Joseph W. Connolly*    Chief Compliance Officer (Investment Advisory Business)    Chief Compliance Officer 
Stephen Storen*    Chief Compliance Officer    None 
Maria Georgopoulos*    Vice President – Facilities Management    None 
William Germenis*    Vice President – Compliance and Anti-Money Laundering    Anti-Money Laundering 
    Officer    Compliance Officer 
Karin L. Waldmann*    Privacy Officer    None 
Timothy I. Barrett**    Vice President    None 
Gina DiChiara*    Vice President    None 
Jill Gill*    Vice President    None 
John E. Lane*******    Vice President – Real Estate and Leases    None 
Jeanne M. Login*******    Vice President – Real Estate and Leases    None 
Edward A. Markward*    Vice President – Compliance    None 
Paul Molloy*    Vice President    None 
Anthony Nunez*    Vice President – Finance    None 
William Schalda*    Vice President    None 
John Shea*    Vice President – Finance    None 
Christopher A. Stallone**    Vice President    None 
Susan Verbil*    Vice President – Finance    None 
William Verity*    Vice President – Finance    None 
James Windels*    Vice President    Treasurer 
</R>

C-16


<R>
(b)         
Name and principal        Positions and Offices 
Business address    Positions and offices with the Distributor    with Registrant 
 
James Bitetto*    Assistant Secretary    Vice President and 
        Assistant Secretary 
James D. Muir*    Assistant Secretary    None 
Ken Christoffersen***    Assistant Secretary    None 
</R>
<R>
*      Principal business address is 200 Park Avenue, New York, NY 10166.
 
**      Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144.
 
***      Principal business address is 210 University Blvd., Suite 800, Denver, CO 80206.
 
****      Principal business address is One Mellon Bank Center, Pittsburgh, PA 15258.
 
*****      Principal business address is One Boston Place, Boston, MA 02108.
 
******      Principal business address is 595 Market Street, San Francisco, CA 94105.
 
*******      Principal business address is 101 Barclay Street, New York 10286.
 
</R>

C-17


Item 28.    Location of Accounts and Records 

1.    The Bank of New York Mellon 
    One Wall Street 
    New York, New York 10286 
 
2.    DST Systems, Inc. 
    1055 Broadway 
Kansas City, MO 64105
 
3.    The Dreyfus Corporation 
    200 Park Avenue 
    New York, New York 10166 

Item 29.    Management Services 

Not Applicable

Item 30.    Undertakings 

None

C-18



SIGNATURES

<R>

     Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940 has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York on the 1st day of October 2009.

</R>
DREYFUS INDEX FUNDS, INC. 
/s/ J. David Officer* 
J. David Officer, PRESIDENT 

     Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

<R>
Signatures                 Title  Date 
 
/s/ J. David Officer*  President  10/1/09 
J. David Officer  (Principal Executive Officer)   
 
/s/ Jim Windels*  Treasurer (Principal Financial  10/1/09 
Jim Windels  and Accounting Officer)   
 
/s/ Joseph S. DiMartino*  Chairman of the Board of Directors  10/1/09 
Joseph S. DiMartino     
 
/s/ Peggy C. Davis *  Director  10/1/09 
Peggy C. Davis     
 
/s/ David P. Feldman*  Director  10/1/09 
David P. Feldman     
 
/s/ James F. Henry*  Director  10/1/09 
James F. Henry     
 
/s/ Ehud Houminer*  Director  10/1/09 
Ehud Houminer     
 
/s/ Gloria Messinger*  Director  10/1/09 
Gloria Messinger     
 
/s/ Martin Peretz*  Director  10/1/09 
Martin Peretz     
</R>
*BY:  /s/ Michael A. Rosenberg 
  Michael A. Rosenberg 
Attorney-in-Fact



INDEX OF EXHIBITS

ITEM 23

(n) Registrant s Rule 18f-3 Plan.


EX-99 2 rule18f.htm RULE 18F-3 PLAN rule18f.htm - Generated by SEC Publisher for SEC Filing

THE DREYFUS FAMILY OF FUNDS
(Dreyfus Family of Funds Funds Included on Schedule A)

Rule 18f-3 Plan

     Rule 18f-3 under the Investment Company Act of 1940, as amended (the "1940 Act"), requires that the Board of an investment company desiring to offer multiple classes pursuant to said Rule adopt a plan setting forth the separate arrangement and expense allocation of each class, and any related conversion features or exchange privileges.

     The Board, including a majority of the non-interested Board members, of each of the investment companies, or series thereof, listed on Schedule A attached hereto, as such Schedule may be revised from time to time (each, a "Fund"), which desires to offer multiple classes has determined that the following plan is in the best interests of each class individually and each Fund as a whole:

     1. Class Designation: Fund shares shall be divided, except as otherwise noted on Schedule A, into Class A, Class B, Class C and Class I and, if indicated on Schedule A hereto, Class J and Class Z.

     2. Differences in Services: The services offered to shareholders of each Class, unless otherwise noted on Schedule A, shall be substantially the same, except that Right of Accumulation, Letter of Intent and Reinvestment Privilege shall be available only to holders of Class A shares, and Dreyfus Express® services shall be available only to holders of Class Z shares. Certain automatic investment plan privileges are not available to holders of Class B shares.

     3. Differences in Distribution Arrangements: Class A shares shall be offered with a front-end sales charge, as such term is defined under the Conduct Rules of the Financial Industry Regulatory Authority (the "FINRA Conduct Rules"), and a deferred sales



charge (a "CDSC"), as such term is defined under the FINRA Conduct Rules, may be assessed on certain redemptions of Class A shares, including Class A shares purchased without an initial sales charge as part of an investment of $1 million or more. The amount of the sales charge and the amount of and provisions relating to the CDSC pertaining to the Class A shares are set forth on Schedule B hereto.

     Class B shares shall be offered only in connection with dividend reinvestment and exchanges permitted by the Exchange Privilege. Class B shares shall not be subject to a front-end sales charge, but shall be subject to a CDSC and shall be charged an annual distribution fee under a Distribution Plan adopted pursuant to Rule 12b-1 under the 1940 Act. The amount of and provisions relating to the CDSC, and the amount of the fees under the Distribution Plan pertaining to the Class B shares, are set forth on Schedule C hereto.

     Class C shares shall not be subject to a front-end sales charge, but shall be subject to a CDSC and shall be charged an annual distribution fee under a Distribution Plan adopted pursuant to Rule 12b-1 under the 1940 Act. The amount of and provisions relating to the CDSC, and the amount of the fees under the Distribution Plan pertaining to the Class C shares, are set forth on Schedule D hereto.

     Class I shares shall be offered at net asset value only to (i) bank trust departments, trust companies and insurance companies that have entered into agreements with the Fund's Distributor to offer Class I shares to their clients, (ii) institutional investors acting in a fiduciary, advisory, agency, custodial or similar capacity for qualified or non-qualified employee benefit plans, including pension, profit-sharing and other deferred compensation plans, whether established by corporations, partnerships, non-profit entities, trade or labor unions, or state and local governments ("Retirement Plans"), and IRAs set up under Simplified Employee Pension



Plans ("SEP-IRAs"), but not including IRAs or IRA "Rollover Accounts" (Class I shares may be purchased for a Retirement Plan or SEP-IRA only by a custodian, trustee, investment manager or other entity authorized to act on behalf of such Retirement Plan or SEP-IRA that has entered into an agreement with the Fund's Distributor to offer Class I shares to such Retirement Plan or SEP-IRA), (iii) law firms or attorneys acting as trustees or executors/administrators, (iv) foundations and endowments that make an initial investment in the Fund of at least $1 million, (v) sponsors of college savings plans that qualify for tax-exempt treatment under Section 529 of the Internal Revenue Code of 1986, as amended (the "Code"), that maintain an omnibus account with the Fund and do not require shareholder tax reporting or 529 account support responsibilities from the Fund's Distributor, (vi) advisory fee-based accounts offered through financial i ntermediaries who, depending on the structure of the selected advisory platform, make Class I shares available, and (vii) with respect to Class I shares of those Funds indicated on Schedule A hereto, certain funds in the Dreyfus Family of Funds.

     Class A, Class B, Class C and Investor shares shall be subject to an annual service fee at the rate of .25% of the value of the average daily net assets of such Class pursuant to a Shareholder Services Plan.

Class J shares shall be offered at net asset value only to certain shareholders as set

forth on Schedule A hereto.

     Class Z shares shall be offered at net asset value only to certain shareholders as set forth on Schedule A hereto. Class Z shares shall be subject to an annual service fee at the rate of up to .25% of the value of the average daily net assets of such Class pursuant to a Shareholder Services Plan.



     4. Expense Allocation: The following expenses shall be allocated, to the extent practicable, on a Class-by-Class basis: (a) fees under a Distribution Plan and Shareholder Services Plan; (b) printing and postage expenses related to preparing and distributing materials, such as shareholder reports, prospectuses and proxies, to current shareholders of a specific Class; (c) Securities and Exchange Commission and Blue Sky registration fees incurred by a specific Class; (d) the expense of administrative personnel and services as required to support the shareholders of a specific Class; (e) litigation or other legal expenses relating solely to a specific Class; (f) transfer agent fees identified by the Fund's transfer agent as being attributable to a specific Class; and (g) Board members' fees incurred as a result of issues relating to a specific Class.

     5. Conversion Features: Class B shares shall automatically convert to Class A shares after a specified period of time after the date of purchase, based on the relative net asset value of each such Class without the imposition of any sales charge, fee or other charge, as set forth on Schedule E hereto. No other Class shall be subject to any automatic conversion feature.

     6. Exchange Privileges: Shares of a Class shall be exchangeable only for (a) shares of the same Class of other investment companies managed or administered by The Dreyfus Corporation or its affiliates as specified from time to time and (b) shares of certain other Classes of such investment companies or shares of certain other investment companies as specified from time to time.

Amended as of: February 4, 2009



SCHEDULE A

Name of Fund    Date Plan Adopted 
 
Advantage Funds, Inc.    February 25, 1999 
    (Revised as of September 30, 2009) 
--Dreyfus International Value Fund     
--Dreyfus Strategic Value Fund     
--Dreyfus Structured Midcap Fund     
--Dreyfus Technology Growth Fund     
--Dreyfus Total Return Advantage Fund***     
--Global Alpha Fund***     
--Dreyfus Global Absolute Return Fund***     
--Dreyfus Midcap Value Fund***     
 
Dreyfus International Funds, Inc.    September 9, 2002 
    (Revised as of September 22, 2009) 
 --Dreyfus Emerging Markets Fund     
 --Dreyfus Brazil Equity Fund***     
 
Dreyfus Investment Funds    December 3, 2008 
    (Revised as of September 30, 2009) 
 --Dreyfus/Newton International Equity Fund***!     
 --Dreyfus/The Boston Company Emerging Markets Core     
Equity Fund***!     
 --Dreyfus/The Boston Company Large Cap Core Fund***  !   
 --Dreyfus/The Boston Company Small/Mid Cap     
Growth Fund*** !     
 --Dreyfus/Standish Intermediate Tax Exempt Bond Fund***!   
 
Dreyfus Investment Grade Funds, Inc.    October 18, 2007 
    (Revised as of December 1, 2008) 
 --Dreyfus Intermediate Term Income Fund     
 
Dreyfus Manager Funds I    November 17, 2003 
    (Revised as of September 30, 2009) 
 --Dreyfus S&P STARS Fund     
 --Dreyfus S&P STARS Opportunities Fund     
 --Dreyfus Alpha Growth Fund     
 
Dreyfus Manager Funds II    October 14, 2003 
    (Revised as of December 1, 2008) 
 --Dreyfus Balanced Opportunity Fund**#     



SCHEDULE A (continued)

Name of Fund  Date Plan Adopted 
 
Dreyfus Opportunity Funds  April 17, 2000 
  (Revised as of August 12, 2009) 

--Dreyfus Health Care Fund 
--Dreyfus Natural Resources Fund 
--Dreyfus Global Sustainability Fund*** 

Dreyfus Premier Equity Funds, Inc.  September 11, 1995 
  (Revised as of December 1, 2008) 
--Dreyfus Capital Growth and Income Fund   
 
Dreyfus Premier Investment Funds, Inc.  April 24, 1995 
  (Revised as of August 12, 2009) 

--Dreyfus Greater China Fund 
--Dreyfus Emerging Asia Fund*** 
--Dreyfus Diversified International Fund*** 
--Dreyfus Global Real Estate Securities Fund*** 
--Dreyfus Large Cap Equity Fund*** 
--Dreyfus Large Cap Growth Fund*** 
--Dreyfus Large Cap Value Fund*** 
--Dreyfus Diversified Global Fund*** 
--Dreyfus Satellite Alpha Fund*** 
--Dreyfus Diversified Large Cap Fund*** 

 Dreyfus Premier Worldwide Growth Fund, Inc.  April 12, 1995 
  (Revised as of July 15, 2009) 
 --Dreyfus Worldwide Growth Fund   
 
Dreyfus Stock Funds  January 27, 2003 
  (Revised as of September 23, 2009) 
 --Dreyfus International Equity Fund   
 --Dreyfus Small Cap Equity Fund   
 
Dreyfus Research Growth Fund, Inc.***##   July 15, 2008 
  (Revised as of July 15, 2009) 



SCHEDULE A (continued)

Name of Fund  Date Plan Adopted 
 
Strategic Funds, Inc.  September 17, 2002 
  (Revised as of September 23, 2009) 

--Dreyfus New Leaders Fund 
--Emerging Markets Opportunity Fund*** 
--Global Stock Fund*** 
--International Stock Fund*** 
--Dreyfus U.S. Equity Fund*** 
--Dreyfus Select Managers Small Cap Value Fund*** 

The Dreyfus/Laurel Funds Trust  December 20, 2005 
  (Revised as of July 15, 2009) 
--Dreyfus International Bond Fund***   
--Dreyfus Equity Income Fund***   
--Dreyfus Global Equity Income Fund***   
--Dreyfus Emerging Markets Debt Local   
               Currency Fund***   
 
The Dreyfus/Laurel Funds, Inc.  April 20, 2006 
  (Revised as of September 30, 2009) 
--Dreyfus Strategic Income Fund***   

_______________

*  Class A, Class B and Class C only. 
**  The Fund also offers Class J shares only to shareholders who received Class J shares in exchange for shares 
  of its predecessor fund as a result of the reorganization of such fund. 
***  Class A, Class C and Class I only. 
#  The Fund also offers Class Z shares only to shareholders who received Class Z shares in exchange for their 
  shares of Dreyfus Balanced Fund, Inc. as a result of the reorganization of such fund and who continue to 
  maintain accounts with the Fund at the time of purchase. In addition, certain broker-dealers and other 
  financial institutions maintaining accounts with Dreyfus Balanced Fund, Inc. at the time of the 
  reorganization of such fund may open new accounts in Class Z shares of the Fund on behalf of qualified 
  retirement plans and wrap accounts or similar programs. 
##  The Fund also offers Class Z shares only to shareholders of the Fund with Fund accounts that existed on 
  September 30, 2008 (the date of the implementation of the Fund's multiple class distribution structure) and 
  who continue to maintain accounts with the Fund at the time of purchase. In addition, certain broker- 
  dealers and other financial institutions maintaining accounts with the Fund at that time may open new 
  accounts in Class Z shares of the Fund on behalf of qualified retirement plans and wrap accounts or similar 
  programs. 
  The following services are not available to Fund shareholders: Dreyfus Auto-Exchange Privilege; Dreyfus- 
  Automatic Asset Builder®; Dreyfus Government Direct Deposit Privilege; Dreyfus Payroll Savings Plan; 
  Dreyfus Dividend Options; Automatic Withdrawal Plan; and Letter of Intent. 
  The Fund offers Class I shares to certain funds in the Dreyfus Family of Funds. 
!  Class I shares of the Fund are subject to an administrative services fee of up to 0.15% payable to certain 
  financial intermediaries, including affiliates, who provide sub-administration, recordkeeping and/or sub- 
  transfer agency services to beneficial owners of the Fund's Class I shares. 



SCHEDULE B

Front-End Sales Charge--Class A Shares--Effective December 1, 1996, the public offering price for Class A shares, except as set forth below, shall be the net asset value per share of Class A plus a sales load as shown below:

                             Total Sales Load 
  As a % of  As a % of 
  offering price  net asset value 
Amount of Transaction  per share  per share 
Less than $50,000  5.75  6.10 
$50,000 to less than $100,000  4.50  4.70 
$100,000 to less than $250,000  3.50  3.60 
$250,000 to less than $500,000  2.50  2.60 
$500,000 to less than $1,000,000  2.00  2.00 
$1,000,000 or more  -0-  -0- 

Front-End Sales Charge--Class A Shares--Shareholders Beneficially Owning Class A Shares on November 30, 1996 and Class A Shares of Dreyfus International Bond Fund, Dreyfus Total Return Advantage Fund, Dreyfus Intermediate Term Income Fund, Dreyfus Emerging Markets Debt Local Currency Fund and Dreyfus/Standish Intermediate Tax Exempt Bond Fund--For shareholders who beneficially owned Class A shares of a Fund on November 30, 1996 and for Class A shares of Dreyfus International Bond Fund, Dreyfus Total Return Advantage Fund, Dreyfus Intermediate Term Income Fund, Dreyfus Emerging Markets Debt Local Currency Fund and Dreyfus/Standish Intermediate Tax Exempt Bond Fund, the public offering price for Class A shares of such Funds, except as set forth below, shall be the net asset value per share of Class A plus a sales load as shown below:

                             Total Sales Load 
  As a % of  As a % of 
  offering price  net asset value 
Amount of Transaction  per share  per share 
Less than $50,000  4.50  4.70 
$50,000 to less than $100,000  4.00  4.20 
$100,000 to less than $250,000  3.00  3.10 
$250,000 to less than $500,000  2.50  2.60 
$500,000 to less than $1,000,000  2.00  2.00 
$1,000,000 or more  -0-  -0- 



SCHEDULE B (continued)

Front-End Sales Charge--Class A Shares of Dreyfus New Leaders Fund Only--For shareholders who beneficially owned Class A shares of Dreyfus Premier Aggressive Growth Fund on December 31, 1995* and who received Class A shares of Dreyfus New Leaders Fund as a result of the merger of such fund into Dreyfus New Leaders Fund on March 28, 2003, the public offering price for Class A shares of Dreyfus New Leaders Fund (for as long as the shareholder's account is open) shall be the net asset value per share of Class A plus a sales load as shown below:

                             Total Sales Load 
  As a % of  As a % of 
Amount of Transaction  offering price  net asset value 
  per share  per share 
Less than $100,000  3.00  3.10 
$100,000 to less than $250,000  2.75  2.80 
$250,000 to less than $500,000  2.25  2.30 
$500,000 to less than $1,000,000  2.00  2.00 
$1,000,000 or more  -0-  -0- 

Front-End Sales Charge--Class A Shares--Shareholders Who Received Class A Shares of a Fund in Exchange for Class T Shares of the Fund on February 4, 2009--For shareholders who received Class A shares of a Fund in exchange for Class T shares of the Fund on February 4, 2009, the public offering price for Class A shares of such Fund, except as set forth below, shall be the net asset value per share of Class A plus a sales load as shown below:

                             Total Sales Load 
  As a % of  As a % of 
  offering price  net asset value 
Amount of Transaction  per share  per share 
Less than $50,000  4.50  4.70 
$50,000 to less than $100,000  4.00  4.20 
$100,000 to less than $250,000  3.00  3.10 
$250,000 to less than $500,000  2.00  2.00 
$500,000 to less than $1,000,000  1.50  1.50 
$1,000,000 or more  -0-  -0- 

* At a meeting held on March 7, 2003, shareholders of Dreyfus Premier Aggressive Growth Fund voted to merge 
         such Fund into Dreyfus New Leaders Fund. In addition, at a meeting held on December 16, 1996, shareholders 
         of Dreyfus Premier Strategic Growth Fund voted to merge such Fund into Dreyfus Premier Aggressive Growth 
         Fund. Shareholders of Dreyfus Premier Aggressive Growth Fund who received Class A shares of Dreyfus New 
         Leaders Fund and shareholders of Dreyfus Premier Strategic Growth Fund who received Class A shares of 
         Dreyfus Premier Aggressive Growth Fund in the respective merger are deemed to have beneficially owned such 
         shares as of the date they beneficially owned Class A shares of the merging Fund for purposes of the front-end 
         sales charge applicable to purchases of Class A shares of Dreyfus New Leaders Fund by such former 
         shareholders of Dreyfus Premier Aggressive Growth Fund. 



SCHEDULE B (continued)

Contingent Deferred Sales Charge--Class A Shares--A CDSC of 1.00% shall be assessed, except as set forth below, at the time of redemption of Class A shares purchased without an initial sales charge as part of an investment of at least $1,000,000 or, with respect to Dreyfus Enterprise Fund, through a "wrap account" or similar program and redeemed within one year of purchase. The terms contained in Schedule C pertaining to the CDSC assessed on redemptions of Class B shares (other than the amount of the CDSC and its time periods), including the provisions for waiving the CDSC, shall be applicable to the Class A shares subject to a CDSC. Letter of Intent and Right of Accumulation, to the extent offered, shall apply to purchases of Class A shares subject to a CDSC.

Class A Shares of Dreyfus Technology Growth Fund, Dreyfus Strategic Value Fund, Dreyfus Emerging Markets Fund, Dreyfus Health Care Fund, Dreyfus International Value Fund, Dreyfus New Leaders Fund, Dreyfus Intermediate Term Income Fund and Dreyfus Midcap Value Fund Only--Shareholders beneficially owning Class A shares of Dreyfus Technology Growth Fund on April 15, 1999, Dreyfus Strategic Value Fund on May 31, 2001, Dreyfus Emerging Markets Fund on November 11, 2002, Dreyfus Health Care Fund on November 14, 2002, Dreyfus International Value Fund on November 14, 2002, Dreyfus New Leaders Fund, Inc. on November 25, 2002, Dreyfus Intermediate Term Income Fund on May 13, 2008 and Dreyfus Midcap Value Fund on May 29, 2008, may purchase Class A shares of such Fund at net asset value without a front-end sales charge and redeem Class A shares of such Fund without imp osition of a CDSC.

Shareholders of Dreyfus Aggressive Growth Fund who received Class A shares of Dreyfus New Leaders Fund as a result of the merger of such fund into Dreyfus New Leaders Fund on March 28, 2003 may purchase Class A shares of Dreyfus New Leaders Fund at net asset value without a front-end sales charge and redeem Class A shares of Dreyfus New Leaders Fund without imposition of a CDSC for as long as the shareholder's account is open.

Shareholders of Dreyfus Large Company Value Fund who received Class A shares of Dreyfus Strategic Value Fund as a result of the merger of such fund into Dreyfus Strategic Value Fund on April 18, 2005 may purchase Class A shares of Dreyfus Strategic Value Fund at net asset value without a front-end sales charge and redeem Class A shares of Dreyfus Strategic Value Fund without imposition of a CDSC for as long as the shareholder's account is open.

Shareholders beneficially owning Class A shares of Dreyfus Premier Core Bond Fund on February 29, 2000 who received Class A shares of Dreyfus Intermediate Term Income Fund as a result of the merger of such fund into Dreyfus Intermediate Term Income Fund on May 15, 2008 may purchase Class A shares of Dreyfus Intermediate Term Income Fund at net asset value without a front-end sales charge and redeem Class A shares of Dreyfus Intermediate Term Income Fund without imposition of a CDSC for as long as the shareholder's account is open.



SCHEDULE B (continued)

Shareholders of Dreyfus A Bonds Plus, Inc. who received Class A shares of Dreyfus Intermediate Term Income Fund as a result of the merger of such fund into Dreyfus Intermediate Term Income Fund on May 14, 2008 may purchase Class A shares of Dreyfus Intermediate Term Income Fund at net asset value without a front-end sales charge and redeem Class A shares of Dreyfus Intermediate Term Income Fund without imposition of a CDSC for as long as the shareholder's account is open.



SCHEDULE C

Contingent Deferred Sales Charge--Class B Shares--A CDSC payable to the Fund's Distributor shall be imposed on any redemption of Class B shares which reduces the current net asset value of such Class B shares to an amount which is lower than the dollar amount of all payments by the redeeming shareholder for the purchase of Class B shares of the Fund held by such shareholder at the time of redemption. No CDSC shall be imposed to the extent that the net asset value of the Class B shares redeemed does not exceed (i) the current net asset value of Class B shares of the Fund acquired through reinvestment of Fund dividends or capital gain distributions, plus (ii) increases in the net asset value of the shareholder's Class B shares above the dollar amount of all payments for the purchase of Class B shares of the Fund held by such shareholder at the time of redempt ion.

     If the aggregate value of the Class B shares redeemed has declined below their original cost as a result of the Fund's performance, a CDSC may be applied to the then-current net asset value rather than the purchase price.

     In circumstances where the CDSC is imposed, the amount of the charge shall depend on the number of years from the time the shareholder purchased the Class B shares until the time of redemption of such shares. Solely for purposes of determining the number of years from the time of any payment for the purchase of Class B shares, all payments during a month shall be aggregated and deemed to have been made on the first day of the month. The following table sets forth the rates of the CDSC, except for Class B shares issued in connection with certain transactions described below:

Year Since Purchase                                           CDSC as a % of 
Payment Was Made  Amount Invested or Redemption Proceeds 
First  4.00 
Second  4.00 
Third  3.00 
Fourth  3.00 
Fifth  2.00 
Sixth  1.00 

     For Class B shares issued in connection with (i) the exchange of shares originally issued by a series of The Bear Stearns Funds or (ii) the reorganization of any such series of The Bear Stearns Funds, where the shares of such series were purchased before December 1, 2003, the following table sets forth the rates of the CDSC for such shares:



                                                            SCHEDULE C (continued) 
 
 
Year Since Purchase  CDSC as a % of 
Payment Was Made  Amount Invested or Redemption Proceeds 
First                               5.00 
Second                             4.00 
Third                               3.00 
Fourth                             3.00 
Fifth                             2.00 
Sixth                             1.00 
Seventh                               0.00 
Eighth                             0.00 

     In determining whether a CDSC is applicable to a redemption, the calculation shall be made in a manner that results in the lowest possible rate. Therefore, it shall be assumed that the redemption is made first of amounts representing shares acquired pursuant to the reinvestment of dividends and distributions; then of amounts representing the increase in net asset value of Class B shares above the total amount of payments for the purchase of Class B shares made during the preceding six years (eight years for certain shares issued in connection with shares originally issued by a series of The Bear Stearns Funds); and finally, of amounts representing the cost of Class B shares held for the longest period of time.

Waiver of CDSC--The CDSC shall be waived in connection with (a) redemptions made within one year after the death or disability, as defined in Section 72(m)(7) of the Code, of the shareholder, (b) redemptions by employees participating in qualified or non-qualified employee benefit plans or other programs, (c) redemptions as a result of a combination of any investment company with the Fund by merger, acquisition of assets or otherwise, (d) a distribution following retirement under a tax-deferred retirement plan or upon attaining age 70-1/2 in the case of an IRA or Keogh plan or custodial account pursuant to Section 403(b) of the Code, and (e) redemptions pursuant to any systematic withdrawal plan as described in the Fund's prospectus. Any Fund shares subject to a CDSC which were purchased prior to the termination of such waiver shall have the CDSC waived as pro vided in the Fund's prospectus at the time of the purchase of such shares.

Amount of Distribution Plan Fees--Class B Shares--Except as otherwise noted, .75 of 1% of the value of the average daily net assets of Class B. For Dreyfus Intermediate Term Income Fund, .50 of 1% of the value of the average daily net assets of Class B.



SCHEDULE D

Contingent Deferred Sales Charge--Class C Shares--A CDSC of 1.00% payable to the Fund's Distributor shall be imposed on any redemption of Class C shares within one year of the date of purchase. The basis for calculating the payment of any such CDSC shall be the method used in calculating the CDSC for Class B shares. In addition, the provisions for waiving the CDSC shall be those set forth for Class B shares.

Amount of Distribution Plan Fees--Class C Shares--.75 of 1% of the value of the average daily net assets of Class C.



SCHEDULE E

Conversion of Class B Shares--Approximately six years after the date of purchase, Class B shares (other than those issued in connection with certain transactions described below) automatically shall convert to Class A shares, based on the relative net asset values for shares of each such Class, and shall no longer be subject to the distribution fee. Class B shares issued in connection with (i) the exchange of shares originally issued by a series of The Bear Stearns Funds or (ii) the reorganization of any such series of The Bear Stearns Funds, where the shares of such series were purchased before December 1, 2003, automatically shall convert to Class A shares approximately eight years after the date of original purchase of such shares from the series of The Bear Stearns Funds. At the time of conversion, Class B shares that have been acquired through the rein vestment of dividends and distributions ("Dividend Shares") shall be converted in the proportion that a shareholder's Class B shares (other than Dividend Shares) converting to Class A shares bears to the total Class B shares then held by the shareholder which were not acquired through the reinvestment of dividends and distributions.


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