0001654954-23-014550.txt : 20231117 0001654954-23-014550.hdr.sgml : 20231117 20231117161258 ACCESSION NUMBER: 0001654954-23-014550 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEPPELMANN JAMES E CENTRAL INDEX KEY: 0001186555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 231418804 MAIL ADDRESS: STREET 1: C/O PARAMETRIC TECHNOLOGY CORP STREET 2: 140 KENDRICK ST. CITY: NEEDHAM STATE: MA ZIP: 02494 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 4 1 section16.xml JHEPPELMANN FORM 4 X0508 4 2023-11-15 false 0000857005 PTC INC. PTC 0001186555 HEPPELMANN JAMES E 121 SEAPORT BOULEVARD BOSTON MA 02210 true true false false CEO false Restricted Stock Units 2023-11-15 4 A false 12121 0 A Common Stock 12121 12121 D Restricted Stock Units 2023-11-15 4 A false 12121 0 A Common Stock 12121 12121 D Restricted Stock Units 2023-11-15 4 A false 24243 0 A Common Stock 24243 24243 D Restricted Stock Units 2023-11-15 4 A false 10990 0 A Common Stock 10990 10990 D Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. Performance based RSUs granted on November 15, 2023 eligible to vest to the extent earned in three substantially equal installments on November 15, 2024, 2025 and 2026. Performance based RSUs granted on November 15, 2023 eligible to vest to the extent earned in one installment on November 15, 2026. RSUs granted on November 15, 2023 eligible to vest in three substantially equal installments on November 15, 2024, 2025 and 2026. Performance based RSUs granted under our FY24 Corporate Incentive Plan eligible to vest on November 15, 2024. This amount represents the total number of derivative securities beneficially owned of the class shown. /s/Catherine Gorecki by power of attorney filed 11/2/2007 2023-11-17