0001654954-23-014549.txt : 20231117 0001654954-23-014549.hdr.sgml : 20231117 20231117161203 ACCESSION NUMBER: 0001654954-23-014549 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barua Neil CENTRAL INDEX KEY: 0001389250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 231418788 MAIL ADDRESS: STREET 1: C/O SERVICEMAX, INC. STREET 2: 4450 ROSEWOOD DRIVE #200 CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 4 1 section16.xml NEIL BARUA FORM 4 X0508 4 2023-11-15 false 0000857005 PTC INC. PTC 0001389250 Barua Neil 121 SEAPORT BOULEVARD BOSTON MA 02210 true true false false CEO-Elect false Restricted Stock Units 2023-11-15 4 A false 17778 0 A Common Stock 17778 17778 D Restricted Stock Units 2023-11-15 4 A false 17778 0 A Common Stock 17778 17778 D Restricted Stock Units 2023-11-15 4 A false 35557 0 A Common Stock 35557 35557 D Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. Performance based RSUs granted on November 15, 2023 that vest to the extent earned in three substantially equal installments on November 15, 2024, 2025 and 2026. Performance based RSUs granted on November 15, 2023 that vest to the extent earned in one installment on November 15, 2026. RSUs granted on November 15, 2023 that vest in three substantially equal installments on November 15, 2024, 2025 and 2026. This amount represents the total number of derivative securities beneficially owned of the class shown. /s/Catherine Gorecki by power of attorney filed 07/19/2023 2023-11-17