0001654954-23-004753.txt : 20230414 0001654954-23-004753.hdr.sgml : 20230414 20230414170743 ACCESSION NUMBER: 0001654954-23-004753 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230414 FILED AS OF DATE: 20230414 DATE AS OF CHANGE: 20230414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moret Blake D. CENTRAL INDEX KEY: 0001515154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 23821964 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 4 1 section16.xml RA FORM 4 X0407 4 2023-04-14 false 0000857005 PTC INC. PTC 0001515154 Moret Blake D. C/O ROCKWELL AUTOMATION, INC. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 true false false false true Common Stock 2023-04-14 4 S false 14906 127.5519 D 6960926 I By Rockwell Automation Common Stock 2023-04-14 4 S false 3494 128.6094 D 6957432 I By Rockwell Automation Common Stock 2023-04-14 4 S false 1700 129.5671 D 6955732 I By Rockwell Automation Common Stock 14905 D Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. This transaction was executed in multiple trades at prices ranging from $127.07 to $127.96. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $128.12 to $129.11. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $129.1283 to $130.0030. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. /s/Sean McGrath by power of attorney filed 1/5/2023 2023-04-14