0001654954-22-015511.txt : 20221117 0001654954-22-015511.hdr.sgml : 20221117 20221117180755 ACCESSION NUMBER: 0001654954-22-015511 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221116 FILED AS OF DATE: 20221117 DATE AS OF CHANGE: 20221117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEPPELMANN JAMES E CENTRAL INDEX KEY: 0001186555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 221399951 MAIL ADDRESS: STREET 1: C/O PARAMETRIC TECHNOLOGY CORP STREET 2: 140 KENDRICK ST. CITY: NEEDHAM STATE: MA ZIP: 02494 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 4 1 section16.xml JHEPPELMANN FORM 4 X0306 4 2022-11-16 false 0000857005 PTC INC. PTC 0001186555 HEPPELMANN JAMES E 121 SEAPORT BOULEVARD BOSTON MA 02210 true true false false President and CEO Common Stock 2022-11-16 4 S false 31199 130.0991 D 933718 D Common Stock 2022-11-16 4 S false 3051 130.7139 D 930667 D Restricted Stock Units 2022-11-16 4 A false 19255 0 A Common Stock 19255 19255 D Restricted Stock Units 2022-11-16 4 A false 19255 0 A Common Stock 19255 19255 D Restricted Stock Units 2022-11-16 4 A false 38511 0 A Common Stock 38511 38511 D Shares sold pursuant to a pre-established 10b5-1(c) trading plan. This transaction was executed in multiple trades at prices ranging from $129.58 to $130.58. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $130.5925 to $130.815. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025. RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. This amount represents the total number of derivative securities beneficially owned of the class shown. /s/Catherine Gorecki by power of attorney filed 11/2/2007 2022-11-17