0001654954-22-015508.txt : 20221117 0001654954-22-015508.hdr.sgml : 20221117 20221117180354 ACCESSION NUMBER: 0001654954-22-015508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221115 FILED AS OF DATE: 20221117 DATE AS OF CHANGE: 20221117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEPPELMANN JAMES E CENTRAL INDEX KEY: 0001186555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 221399927 MAIL ADDRESS: STREET 1: C/O PARAMETRIC TECHNOLOGY CORP STREET 2: 140 KENDRICK ST. CITY: NEEDHAM STATE: MA ZIP: 02494 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 4 1 section16.xml JHEPPELMANN FORM 4 X0306 4 2022-11-15 false 0000857005 PTC INC. PTC 0001186555 HEPPELMANN JAMES E 121 SEAPORT BOULEVARD BOSTON MA 02210 true true false false President and CEO Common Stock 2022-11-15 4 M false 284083 0 A 1083595 D Common Stock 2022-11-15 4 A false 12469 0 A 1096064 D Common Stock 2022-11-15 4 F false 130397 132.01 D 965667 D Common Stock 2022-11-16 4 G false 750 0 D 964917 D Restricted Stock Units 2022-11-15 4 A false 30705 0 A Common Stock 30705 30705 D Restricted Stock Units 2022-11-15 4 M false 30705 0 D Common Stock 30705 0 D Restricted Stock Units 2022-11-15 4 A false 20422 0 A Common Stock 20422 20422 D Restricted Stock Units 2022-11-15 4 M false 20422 0 D Common Stock 20422 0 D Restricted Stock Units 2022-11-15 4 M false 20422 0 D Common Stock 20422 0 D Restricted Stock Units 2022-11-15 4 A false 144014 0 A Common Stock 144014 144014 D Restricted Stock Units 2022-11-15 4 M false 144014 0 D Common Stock 144014 0 D Restricted Stock Units 2022-11-15 4 M false 17603 0 D Common Stock 17603 17603 D Restricted Stock Units 2022-11-15 4 M false 13931 0 D Common Stock 13931 27861 D Restricted Stock Units 2022-11-15 4 M false 13113 0 D Common Stock 13113 8801 D Restricted Stock Units 2022-11-15 4 M false 13494 0 D Common Stock 13494 8801 D Restricted Stock Units 2022-11-15 4 M false 10379 0 D Common Stock 10379 13930 D Shares earned under FY22 Corporate Incentive Plan. Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released. Gift to the Renaissance Charitable Foundation, Inc. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022. Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022. RSUs granted on November 21, 2019 that vested on November 15, 2022. Performance-based RSUs granted on September 24, 2020 that could be earned for FY22 that earned and vested on November 15, 2022. RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023. RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022. Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022. Performance based RSUs granted on November 17, 2021 that could be earned for FY22 that were earned and vested on November 15, 2022.. This amount represents the total number of derivative securities beneficially owned of the class shown. /s/Catherine Gorecki by power of attorney filed 11/2/2007 2022-11-17