0001654954-22-001487.txt : 20220211 0001654954-22-001487.hdr.sgml : 20220211 20220211160528 ACCESSION NUMBER: 0001654954-22-001487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220209 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moret Blake D. CENTRAL INDEX KEY: 0001515154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 22620722 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 4 1 section16.xml FORM 4 X0306 4 2022-02-09 false 0000857005 PTC INC. PTC 0001515154 Moret Blake D. C/O ROCKWELL AUTOMATION, INC. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 true false false false Common Stock 2022-02-09 4 S false 8000 120.0936 D 10574010 I By Rockwell Automation Common Stock 2022-02-10 4 S false 2670 120.1709 D 10571340 I By Rockwell Automation Common Stock 12824 D Restricted Stock Units 2022-02-09 4 A false 2081 0 A Common Stock 2081 2081 D Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. This transaction was executed in multiple trades at prices ranging from $120.00 to $120.1500 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $120.00 to $120.5700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023. This amount represents the total number of derivative securities beneficially owned of the class shown. /s/Catherine Gorecki by power of attorney filed 6/19/2018 2022-02-11