0001654954-22-001487.txt : 20220211
0001654954-22-001487.hdr.sgml : 20220211
20220211160528
ACCESSION NUMBER: 0001654954-22-001487
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220209
FILED AS OF DATE: 20220211
DATE AS OF CHANGE: 20220211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moret Blake D.
CENTRAL INDEX KEY: 0001515154
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18059
FILM NUMBER: 22620722
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PTC INC.
CENTRAL INDEX KEY: 0000857005
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042866152
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 121 SEAPORT BOULEVARD
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 7813705000
MAIL ADDRESS:
STREET 1: 121 SEAPORT BOULEVARD
CITY: BOSTON
STATE: MA
ZIP: 02210
FORMER COMPANY:
FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP
DATE OF NAME CHANGE: 19920703
4
1
section16.xml
FORM 4
X0306
4
2022-02-09
false
0000857005
PTC INC.
PTC
0001515154
Moret Blake D.
C/O ROCKWELL AUTOMATION, INC.
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
true
false
false
false
Common Stock
2022-02-09
4
S
false
8000
120.0936
D
10574010
I
By Rockwell Automation
Common Stock
2022-02-10
4
S
false
2670
120.1709
D
10571340
I
By Rockwell Automation
Common Stock
12824
D
Restricted Stock Units
2022-02-09
4
A
false
2081
0
A
Common Stock
2081
2081
D
Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.
This transaction was executed in multiple trades at prices ranging from $120.00 to $120.1500 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $120.00 to $120.5700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.
Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.
This amount represents the total number of derivative securities beneficially owned of the class shown.
/s/Catherine Gorecki by power of attorney filed 6/19/2018
2022-02-11