0001654954-20-012636.txt : 20201117
0001654954-20-012636.hdr.sgml : 20201117
20201117165615
ACCESSION NUMBER: 0001654954-20-012636
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201115
FILED AS OF DATE: 20201117
DATE AS OF CHANGE: 20201117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEPPELMANN JAMES E
CENTRAL INDEX KEY: 0001186555
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18059
FILM NUMBER: 201321806
MAIL ADDRESS:
STREET 1: C/O PARAMETRIC TECHNOLOGY CORP
STREET 2: 140 KENDRICK ST.
CITY: NEEDHAM
STATE: MA
ZIP: 02494
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PTC INC.
CENTRAL INDEX KEY: 0000857005
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042866152
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 121 SEAPORT BOULEVARD
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 7813705000
MAIL ADDRESS:
STREET 1: 121 SEAPORT BOULEVARD
CITY: BOSTON
STATE: MA
ZIP: 02210
FORMER COMPANY:
FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP
DATE OF NAME CHANGE: 19920703
4
1
section16.xml
JEH FORM 4
X0306
4
2020-11-15
false
0000857005
PTC INC.
PTC
0001186555
HEPPELMANN JAMES E
121 SEAPORT BOULEVARD
BOSTON
MA
02210
true
true
false
false
President and CEO
Common Stock
2020-11-15
4
M
false
99841
0
A
772647
D
Common Stock
2020-11-15
4
F
false
43743
97.21
D
728904
D
Restricted Stock Units
2020-11-15
4
M
false
21380
0
A
Common Stock
21380
0
D
Restricted Stock Units
2020-11-15
4
M
false
9001
0
A
Common Stock
9001
0
D
Restricted Stock Units
2020-11-15
4
M
false
18003
0
A
Common Stock
18003
18003
D
Restricted Stock Units
2020-11-15
4
M
false
6381
0
A
Common Stock
6381
0
D
Restricted Stock Units
2020-11-15
4
M
false
12253
0
A
Common Stock
12253
0
D
Restricted Stock Units
2020-11-15
4
M
false
20423
0
A
Common Stock
20423
40844
D
Restricted Stock Units
2020-11-15
4
M
false
12400
0
A
Common Stock
12400
0
D
Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
RSUs granted on November 15, 2017 that vested on November 15, 2020.
Performance-based RSUs granted on November 14, 2018 that vested on November 15, 2020.
RSUs granted on November 14, 2018 that vested on November 15, 2020.
Performance based RSUs granted on November 21, 2019 that vested on November 15, 2020.
Performance-based RSUs granted on November 21, 2019 that vested on November 15, 2020.
RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
Performance-based RSUs granted on November 15, 2017 that vested on November 15, 2020.
This amount represents the total number of derivative securities beneficially owned of the class shown.
/s/Catherine Gorecki by power of attorney filed 11/2/2007
2020-11-17