0001654954-20-012636.txt : 20201117 0001654954-20-012636.hdr.sgml : 20201117 20201117165615 ACCESSION NUMBER: 0001654954-20-012636 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201115 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEPPELMANN JAMES E CENTRAL INDEX KEY: 0001186555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 201321806 MAIL ADDRESS: STREET 1: C/O PARAMETRIC TECHNOLOGY CORP STREET 2: 140 KENDRICK ST. CITY: NEEDHAM STATE: MA ZIP: 02494 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 4 1 section16.xml JEH FORM 4 X0306 4 2020-11-15 false 0000857005 PTC INC. PTC 0001186555 HEPPELMANN JAMES E 121 SEAPORT BOULEVARD BOSTON MA 02210 true true false false President and CEO Common Stock 2020-11-15 4 M false 99841 0 A 772647 D Common Stock 2020-11-15 4 F false 43743 97.21 D 728904 D Restricted Stock Units 2020-11-15 4 M false 21380 0 A Common Stock 21380 0 D Restricted Stock Units 2020-11-15 4 M false 9001 0 A Common Stock 9001 0 D Restricted Stock Units 2020-11-15 4 M false 18003 0 A Common Stock 18003 18003 D Restricted Stock Units 2020-11-15 4 M false 6381 0 A Common Stock 6381 0 D Restricted Stock Units 2020-11-15 4 M false 12253 0 A Common Stock 12253 0 D Restricted Stock Units 2020-11-15 4 M false 20423 0 A Common Stock 20423 40844 D Restricted Stock Units 2020-11-15 4 M false 12400 0 A Common Stock 12400 0 D Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. RSUs granted on November 15, 2017 that vested on November 15, 2020. Performance-based RSUs granted on November 14, 2018 that vested on November 15, 2020. RSUs granted on November 14, 2018 that vested on November 15, 2020. Performance based RSUs granted on November 21, 2019 that vested on November 15, 2020. Performance-based RSUs granted on November 21, 2019 that vested on November 15, 2020. RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022. Performance-based RSUs granted on November 15, 2017 that vested on November 15, 2020. This amount represents the total number of derivative securities beneficially owned of the class shown. /s/Catherine Gorecki by power of attorney filed 11/2/2007 2020-11-17