0001654954-20-012635.txt : 20201117 0001654954-20-012635.hdr.sgml : 20201117 20201117165510 ACCESSION NUMBER: 0001654954-20-012635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201115 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitford Kathleen CENTRAL INDEX KEY: 0001733579 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 201321794 MAIL ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 4 1 section16.xml KMITFORD FORM 4 X0306 4 2020-11-15 false 0000857005 PTC INC. PTC 0001733579 Mitford Kathleen 121 SEAPORT BOULEVARD BOSTON MA 02210 false true false false EVP, Strategy Common Stock 2020-11-15 4 M false 15754 0 A 47082 D Common Stock 2020-11-15 4 F false 6246 97.21 D 40836 D Common Stock 3330 I By Spouse Restricted Stock Units 2020-11-15 4 M false 1303 0 A Common Stock 1303 0 D Restricted Stock Units 2020-11-15 4 M false 755 0 A Common Stock 755 0 D Restricted Stock Units 2020-11-15 4 M false 1785 0 A Common Stock 1785 0 D Restricted Stock Units 2020-11-15 4 M false 3571 0 A Common Stock 3571 3571 D Restricted Stock Units 2020-11-15 4 M false 1266 0 A Common Stock 1266 0 D Restricted Stock Units 2020-11-15 4 M false 2431 0 A Common Stock 2431 0 D Restricted Stock Units 2020-11-15 4 M false 4051 0 A Common Stock 4051 8102 D Restricted Stock Units 2020-11-15 4 M false 310 0 A Common Stock 310 619 D Restricted Stock Units 2020-11-15 4 M false 96 0 A Common Stock 96 0 D Restricted Stock Units 2020-11-15 4 M false 186 0 A Common Stock 186 0 D Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. RSUs granted on November 15, 2017 that vested on November 15, 2020. Performance-based RSUs granted on November 15, 2017 that vested on November 15, 2020. Performance-based RSUs granted on November 14, 2018 for the performance period ended September 30, 2020. RSUs granted on November 14, 2018 that vested on November 15, 2020. Performance based RSUs granted on November 21, 2019 that were earned for the FY20 performance period. Performance based RSUs granted on November 21, 2019 that were earned for the FY20 performance period. RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022. RSUs granted on February 11, 2020 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022. Performance - based RSUs granted on February 11, 2020 that were earned for the FY20 performance period. Performance - based RSUs granted on February 11, 2020 that were earned for the FY20 performance period. This amount represents the total number of derivative securities beneficially owned of the class shown. /s/Catherine Gorecki by power of attorney filed 3/9/2018 2020-11-17