0001654954-20-010529.txt : 20200928 0001654954-20-010529.hdr.sgml : 20200928 20200928161225 ACCESSION NUMBER: 0001654954-20-010529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200924 FILED AS OF DATE: 20200928 DATE AS OF CHANGE: 20200928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEPPELMANN JAMES E CENTRAL INDEX KEY: 0001186555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 201204452 MAIL ADDRESS: STREET 1: C/O PARAMETRIC TECHNOLOGY CORP STREET 2: 140 KENDRICK ST. CITY: NEEDHAM STATE: MA ZIP: 02494 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 4 1 section16.xml JEH FORM 4 X0306 4 2020-09-24 false 0000857005 PTC INC. PTC 0001186555 HEPPELMANN JAMES E 121 SEAPORT BOULEVARD BOSTON MA 02210 true true false false President and CEO Restricted Stock Unit 2020-09-24 4 A false 12400 0.00 A Common Stock 12400 12400 D Restricted Stock Unit 2020-09-24 4 A false 9001 0.00 A Common Stock 9001 9001 D Restricted Stock Unit 2020-09-24 4 A false 6381 0.00 A Common Stock 6381 6381 D Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. Performance-based RSUs granted on November 15, 2017 that could be earned for the FY20 performance period. 58% of the RSUs eligible to be earned for FY20 are now eligible to vest on November 15, 2020. Performance-based RSUs granted on November 14, 2018 that could be earned for the FY20 performance period. 50% of the RSUs eligible to be earned for FY20 are now eligible to vest on November 15, 2020. This amount represents the total number of derivative securities beneficially owned of the class shown. Performance-based RSUs granted on November 21, 2019 that could be earned for the FY20 performance period. 62.5% of the RSUs eligible to be earned for FY20 are now eligible to vest on November 15, 2020. /s/Catherine Gorecki by power of attorney filed 11/2/2007 2020-09-28