0001654954-18-012896.txt : 20181116
0001654954-18-012896.hdr.sgml : 20181116
20181116162104
ACCESSION NUMBER: 0001654954-18-012896
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181114
FILED AS OF DATE: 20181116
DATE AS OF CHANGE: 20181116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEPPELMANN JAMES E
CENTRAL INDEX KEY: 0001186555
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18059
FILM NUMBER: 181190046
MAIL ADDRESS:
STREET 1: C/O PARAMETRIC TECHNOLOGY CORP
STREET 2: 140 KENDRICK ST.
CITY: NEEDHAM
STATE: MA
ZIP: 02494
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PTC INC.
CENTRAL INDEX KEY: 0000857005
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042866152
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 140 KENDRICK STREET
CITY: NEEDHAM
STATE: MA
ZIP: 02494
BUSINESS PHONE: 7813705000
MAIL ADDRESS:
STREET 1: 140 KENDRICK STREET
CITY: NEEDHAM
STATE: MA
ZIP: 02494
FORMER COMPANY:
FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP
DATE OF NAME CHANGE: 19920703
4
1
section16.xml
FORM 4
X0306
4
2018-11-14
false
0000857005
PTC INC.
PTC
0001186555
HEPPELMANN JAMES E
140 KENDRICK ST.
NEEDHAM
MA
02494
true
true
false
false
President and CEO
Common Stock
2018-11-15
4
M
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250038
0
A
837567
D
Common Stock
2018-11-15
4
F
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109469
89.40
D
728098
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Restricted Stock Units
2018-11-15
4
M
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25927
0
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Common Stock
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Restricted Stock Units
2018-11-14
4
A
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77224
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A
Common Stock
77224
77224
D
Restricted Stock Units
2018-11-15
4
M
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77224
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D
Common Stock
77224
0
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Restricted Stock Units
2018-11-14
4
A
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52698
0
A
Common Stock
52698
52698
D
Restricted Stock Units
2018-11-15
4
M
false
52698
0
D
Common Stock
52698
0
D
Restricted Stock Units
2018-11-14
4
A
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19957
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2018-11-15
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19957
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Common Stock
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Restricted Stock Units
2018-11-15
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26502
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Common Stock
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Restricted Stock Units
2018-11-15
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26349
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Restricted Stock Units
2018-11-15
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Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards on November 15, 2018
Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 77,781 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.
Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 77224 RSUs were earned and vested.
Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 52698 RSUs were earned and vested.
Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 19957 RSUs were earned and vested.
RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.
RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.
RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.
RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.
This amount represents the total number of derivative securities beneficially owned of the class shown.
/s/Catherine Gorecki by power of attorney filed 11/2/2007
2018-11-16