0001654954-18-009328.txt : 20180817 0001654954-18-009328.hdr.sgml : 20180817 20180817163142 ACCESSION NUMBER: 0001654954-18-009328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180815 FILED AS OF DATE: 20180817 DATE AS OF CHANGE: 20180817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Andrew CENTRAL INDEX KEY: 0001319606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 181026120 MAIL ADDRESS: STREET 1: 111 MCINNIS PARKWAY CITY: SAN RAFAEL STATE: CA ZIP: 94903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 4 1 section16.xml FORM 4 X0306 4 2018-08-15 0000857005 PTC INC. PTC 0001319606 Miller Andrew 140 KENDRICK STREET NEEDHAM MA 02494 false true false false EVP, Chief Financial Officer Common Stock 2018-08-15 4 S false 15635 91.5954 D 65808 D Common Stock 2018-08-15 4 S false 9000 92.4518 D 56808 D Common Stock 2018-08-15 4 S false 1800 93.3538 D 55008 D Common Stock 2018-08-15 4 S false 1800 94.1761 D 53208 D Common Stock 2018-08-16 4 S false 1157 91.6132 D 52051 D Common Stock 2018-08-16 4 S false 5061 92.4026 D 46990 D Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. This transaction was executed in multiple trades at prices ranging from $91.10 to $91.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes 202 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on July 31, 2018. This transaction was executed in multiple trades at prices ranging from $92.03 to $92.97. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $93.00 to $93.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $94.00 to $94.66. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $91.01 to $91.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $92.04 to $92.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/Catherine Gorecki by power of attorney filed 11/2/2007 2018-08-17