0001654954-17-010867.txt : 20171117 0001654954-17-010867.hdr.sgml : 20171117 20171117161633 ACCESSION NUMBER: 0001654954-17-010867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171115 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VON STAATS AARON C CENTRAL INDEX KEY: 0001252191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 171211153 MAIL ADDRESS: STREET 1: C/O PARAMETRIC TECHNOLOGY CORP STREET 2: 140 KENDRICK ST CITY: NEEDHAM STATE: MA ZIP: 02494 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 4 1 section16.xml FORM 4 X0306 4 2017-11-15 0000857005 PTC INC. PTC 0001252191 VON STAATS AARON C 140 KENDRICK STREET NEEDHAM MA 02494 false true false false CVP, GC and Secretary Common Stock 2017-11-15 4 M false 44007 0 A 57415 D Common Stock 2017-11-15 4 F false 19226 63.92 D 38189 D Common Stock 2017-11-16 4 S false 9947 64.6706 D 28242 D Restricted Stock Units 2017-11-15 4 M false 4495 0 D Common Stock 4495 0 D Restricted Stock Units 2017-11-15 4 A false 10475 0 A Common Stock 10475 10475 D Restricted Stock Units 2017-11-15 4 M false 10475 0 D Common Stock 10475 0 D Restricted Stock Units 2017-11-15 4 M false 5646 0 D Common Stock 5646 5646 D Restricted Stock Units 2017-11-15 4 A false 10406 0 A Common Stock 10406 10406 D Restricted Stock Units 2017-11-15 4 M false 10406 0 D Common Stock 10406 0 D Restricted Stock Units 2017-11-15 4 M false 4304 0 D Common Stock 4304 8607 D Restricted Stock Units 2017-11-15 4 A false 6351 0 A Common Stock 6351 6351 D Restricted Stock Units 2017-11-15 4 M false 2117 0 D Common Stock 2117 4234 D Restricted Stock Units 2017-11-15 4 A false 6564 0 A Common Stock 6564 6564 D Restricted Stock Units 2017-11-15 4 M false 6564 0 D Common Stock 6564 0 D Restricted Stock Units 2017-11-15 4 A false 10755 0 A Common Stock 10755 10755 D Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 44,007 shares of the Reporting Person's restricted stock unit awards on November 15, 2017. Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. This transaction was executed in multiple trades at prices ranging from $64.32 to $64.915. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. RSUs awarded on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017. Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 10,475 RSUs were earned and vested. RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 10,406 RSUs were earned and vested. RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 6,351 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 6564 RSUs were earned and vested. RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. This amount represents the total number of derivative securities beneficially owned of the class shown. /s/Deanna Osganian by power of attorney filed 5/2/2017 2017-11-17