0001654954-17-010856.txt : 20171117 0001654954-17-010856.hdr.sgml : 20171117 20171117160557 ACCESSION NUMBER: 0001654954-17-010856 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171115 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHEN BARRY F CENTRAL INDEX KEY: 0001185279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 171211000 MAIL ADDRESS: STREET 1: C/O PARAMETRIC TECHNOLOGY CORP STREET 2: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 4 1 section16.xml FORM 4 X0306 4 2017-11-15 0000857005 PTC INC. PTC 0001185279 COHEN BARRY F 140 KENDRICK STREET NEEDHAM MA 02494 false true false false EVP, Chief Strategy Officer Common Stock 2017-11-15 4 M false 82153 0 A 161882 D Common Stock 2017-11-15 4 F false 37668 63.92 D 124214 D Restricted Stock Units 2017-11-15 4 M false 8429 0 D Common Stock 8429 0 D Restricted Stock Units 2017-11-15 4 A false 19641 0 A Common Stock 19641 19641 D Restricted Stock Units 2017-11-15 4 M false 19641 0 D Common Stock 19641 0 D Restricted Stock Units 2017-11-15 4 M false 10532 0 D Common Stock 10532 10531 D Restricted Stock Units 2017-11-15 4 A false 19411 0 A Common Stock 19411 19411 D Restricted Stock Units 2017-11-15 4 M false 19411 0 D Common Stock 19411 0 D Restricted Stock Units 2017-11-15 4 M false 7291 0 D Common Stock 7291 16055 D Restricted Stock Units 2017-11-15 4 A false 11847 0 A Common Stock 11847 11847 D Restricted Stock Units 2017-11-15 4 M false 3949 0 D Common Stock 3949 7898 D Restricted Stock Units 2017-11-15 4 A false 12245 0 A Common Stock 12245 12245 D Restricted Stock Units 2017-11-15 4 M false 12245 0 D Common Stock 12245 0 D Restricted Stock Units 2017-11-15 4 A false 19555 0 A Common Stock 19555 19555 D Restricted Stock Units 2017-11-15 4 M false 655 0 D Common Stock 655 18900 D Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 82,153 shares of the Reporting Person's restricted stock unit awards on November 15, 2017. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. RSUs granted on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017. Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 19,641 RSUs were earned and vested. RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 19,411 RSUs were earned and vested. RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 12,245 RSUs were earned and vested. RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. RSUs granted on November 15, 2017 that vested to satisfy the tax withholding obligations of the reporting person. This amount represents the total number of derivative securities beneficially owned of the class shown. /s/Deanna Osganian by power of attorney filed 7/24/2017 2017-11-17