0001354488-16-008543.txt : 20161117
0001354488-16-008543.hdr.sgml : 20161117
20161117165543
ACCESSION NUMBER: 0001354488-16-008543
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161115
FILED AS OF DATE: 20161117
DATE AS OF CHANGE: 20161117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PTC INC.
CENTRAL INDEX KEY: 0000857005
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042866152
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 140 KENDRICK STREET
CITY: NEEDHAM
STATE: MA
ZIP: 02494
BUSINESS PHONE: 7813705000
MAIL ADDRESS:
STREET 1: 140 KENDRICK STREET
CITY: NEEDHAM
STATE: MA
ZIP: 02494
FORMER COMPANY:
FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEPPELMANN JAMES E
CENTRAL INDEX KEY: 0001186555
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18059
FILM NUMBER: 162005539
MAIL ADDRESS:
STREET 1: C/O PARAMETRIC TECHNOLOGY CORP
STREET 2: 140 KENDRICK ST.
CITY: NEEDHAM
STATE: MA
ZIP: 02494
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2016-11-15
0
0000857005
PTC INC.
PTC
0001186555
HEPPELMANN JAMES E
PTC INC.
140 KENDRICK STREET
NEEDHAM
MA
02494
1
1
President and CEO
Common Stock
2016-11-15
4
M
0
156454
0
A
709635
D
Common Stock
2016-11-15
4
F
0
73613
47.53
D
0
D
Restricted Stock Units
2016-11-15
4
M
0
49232
0
D
Common Stock
49232
0
D
Restricted Stock Units
2016-11-15
4
A
0
14308
0
A
Common Stock
14308
14308
D
Restricted Stock Units
2016-11-15
4
M
0
14308
0
D
Common Stock
14308
0
D
Restricted Stock Units
2016-11-15
4
M
0
21356
0
D
Common Stock
21356
21355
D
Restricted Stock Units
2016-11-15
4
A
0
45055
0
A
Common Stock
45055
45055
D
Restricted Stock Units
2016-11-15
4
M
0
45055
0
D
Common Stock
45055
0
D
Restricted Stock Units
2016-11-15
4
M
0
26503
0
D
Common Stock
26503
53004
D
Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 156,454 shares of the Reporting Person's restricted stock unit awards on November 15, 2016.
Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016.
Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 14,308 RSUs were earned.
Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 14,308 RSUs vested.
RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017.
Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 45,055 RSUs were earned.
Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 45,055 RSUs vested.
RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.
This amount represents the total number of derivative securities beneficially owned of the class shown.
/s/Catherine Gorecki by power of attorney filed 11/2/2007
2016-11-17