0001140361-14-042537.txt : 20141117
0001140361-14-042537.hdr.sgml : 20141117
20141117183257
ACCESSION NUMBER: 0001140361-14-042537
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141115
FILED AS OF DATE: 20141117
DATE AS OF CHANGE: 20141117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PTC INC.
CENTRAL INDEX KEY: 0000857005
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042866152
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 140 KENDRICK STREET
CITY: NEEDHAM
STATE: MA
ZIP: 02494
BUSINESS PHONE: 7813705000
MAIL ADDRESS:
STREET 1: 140 KENDRICK STREET
CITY: NEEDHAM
STATE: MA
ZIP: 02494
FORMER COMPANY:
FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COHEN BARRY F
CENTRAL INDEX KEY: 0001185279
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18059
FILM NUMBER: 141229102
MAIL ADDRESS:
STREET 1: C/O PARAMETRIC TECHNOLOGY CORP
STREET 2: 140 KENDRICK STREET
CITY: NEEDHAM
STATE: MA
ZIP: 02494
4
1
doc1.xml
FORM 4
X0306
4
2014-11-15
0
0000857005
PTC INC.
PTC
0001185279
COHEN BARRY F
140 KENDRICK STREET
NEEDHAM
MA
02494
0
1
0
0
EVP Strategy
Common Stock
2014-11-15
4
M
0
94635
0
A
172087
D
Common Stock
2014-11-15
4
F
0
40772
37.90
D
131315
D
Restricted Stock Units
2014-11-15
4
M
0
12600
0
D
Common Stock
12600
0
D
Restricted Stock Units
2014-11-15
4
M
0
18901
0
D
Common Stock
18901
0
D
Restricted Stock Units
2014-11-15
4
M
0
12314
0
D
Common Stock
12314
0
D
Restricted Stock Units
2014-11-15
4
M
0
17840
0
D
Common Stock
17840
17840
D
Restricted Stock Units
2014-11-15
4
M
0
13546
0
D
Common Stock
13546
11774
D
Restricted Stock Units
2014-11-15
4
M
0
9717
0
D
Common Stock
9717
19434
D
Restricted Stock Units
2014-11-15
4
M
0
9717
0
D
Common Stock
9717
19434
D
Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 94,635 shares of the Reporting Person's restricted stock unit awards on November 15, 2014.
Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
Service-based RSUs awarded on November 1, 2011. These RSUs vested in three substantially equal annual installments, with the last installment vested on November 15, 2014.
Performance-based RSUs awarded on November 1, 2011 that may be earned only to the extent the established performance criteria are met. The remaining half of these RSUs vested on November 15, 2014.
Performance-based RSUs awarded on November 1, 2011 subject to subsequent service-based restrictions. These RSUs vested in three substantially equal annual installments, with the last installment vested on November 15, 2014.
Service-based RSUs awarded on November 5, 2012. These RSUs vest in three substantially equal annual installments. The second installment vested on November 15, 2014 and the remaining installment will vest on November 15, 2015.
Performance-based RSUs awarded on November 5, 2012 that may be earned only to the extent the established performance criteria for each of the three performance periods are met. The units for the second period were earned in full, including those units not earned in the first period, and vested on November 15, 2014. Up to all of the remaining units awarded will vest on the later of November 15, 2015 and the date the Compensation Committee determines the performance criteria have been achieved.
Service-based RSUs awarded on November 11, 2013. These RSUs vest in three substantially equal annual installments. The first installment vested on November 15, 2014 and the remaining installments will vest on each of November 15, 2015 and November 15, 2016.
Performance-based RSUs awarded on November 11, 2013 that may be earned only to the extent the established performance criteria for each of the three performance periods are met. The RSUs earned will vest as to (i) up to 34% of the units awarded on the later of November 15, 2014 and the date the Compensation Committee determines the performance criteria have been achieved, (ii) up to 33% of the units awarded, plus any not earned in the first period, on the later of November 15, 2015 and the date the Compensation Committee determines the performance criteria have been achieved, and (iii) up to all of the units awarded on the later of November 15, 2016 and the date the Compensation Committee determines the performance criteria have been achieved.
This amount represents the total number of derivative securities beneficially owned of the class shown.
Catherine Gorecki by power of attorney filed 11/2/2007
2014-11-17