0001140361-14-042531.txt : 20141117 0001140361-14-042531.hdr.sgml : 20141117 20141117182433 ACCESSION NUMBER: 0001140361-14-042531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141115 FILED AS OF DATE: 20141117 DATE AS OF CHANGE: 20141117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen Matthew Lessner CENTRAL INDEX KEY: 0001604463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 141229076 MAIL ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 4 1 doc1.xml FORM 4 X0306 4 2014-11-15 0 0000857005 PTC INC. PTC 0001604463 Cohen Matthew Lessner 140 KENDRICK STREET NEEDHAM MA 02494 0 1 0 0 EVP Global Services Common Stock 2014-11-15 4 M 0 16651 0 A 16651 D Common Stock 2014-11-15 4 F 0 5425 37.90 D 11226 D Restricted Stock Units 2014-11-15 4 M 0 2016 0 D Common Stock 2016 0 D Restricted Stock Units 2014-11-15 4 M 0 1970 0 D Common Stock 1970 0 D Restricted Stock Units 2014-11-15 4 M 0 2127 0 D Common Stock 2127 2127 D Restricted Stock Units 2014-11-15 4 M 0 1982 0 D Common Stock 1982 1982 D Restricted Stock Units 2014-11-15 4 M 0 1268 0 D Common Stock 1268 1268 D Restricted Stock Units 2014-11-15 4 M 0 1555 0 D Common Stock 1555 3109 D Restricted Stock Units 2014-11-15 4 M 0 1555 0 D Common Stock 1555 3109 D Restricted Stock Units 2014-11-15 4 M 0 2089 0 D Common Stock 2089 4176 D Restricted Stock Units 2014-11-15 4 M 0 2089 0 D Common Stock 2089 4176 D Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 16,651 shares of the Reporting Person's restricted stock unit awards on November 15, 2014. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. Service-based RSUs awarded on November 1, 2011. These RSUs vested in three substantially equal annual installments, with the last RSUs vested on November 15, 2014. Performance-based restricted stock units awarded on November 1, 2011 subject to subsequent time-based restrictions. The restricted stock units could be earned only to the extent the established performance criteria were met. The restricted stock units vested as to 1,970 RSUs on each of November 15, 2012, 2013 and 2014. Performance-based restricted stock units awarded on November 5, 2012, subject to subsequent time-based restrictions, that will be earned only to the extent the established performance criteria are met. The restricted stock units earned vest as to (i) up to one-third of the units awarded on the later of November 15, 2013 and the date the Compensation Committee determines the performance criteria have been achieved, (ii) up to a total of two-thirds of the units awarded on the later of November 15, 2014 and the date the Compensation Committee determines the performance criteria have been achieved, and (iii) up to all of the units awarded on the later of November 15, 2015 and the date the Compensation Committee determines the performance criteria have been achieved. These RSUs vested on November 15, 2014. Service-based RSUs awarded on March 6, 2013. These RSUs vest in three substantially equal annual installments and the second installment vested on November 15, 2014. Service-based RSUs awarded on March 6, 2013. These RSUs vest in three substantially equal annual installments and the second installment vested on November 15, 2014. Service-based RSUs awarded on November 11, 2013. These RSUs vest in three substantially equal annual installments and the first installment vested on November 15, 2014. Performance-based RSUs awarded on November 11, 2013. The RSUs vest only to the extent the performance criteria are met. Up to one-third of the RSUs granted plus any not earned in a prior period, can be earned in November 15, 2014, 2015 and 2016. These RSUs vested on November 15, 2014. Service-based RSUs awarded on April 1, 2014. These RSUs vest in three substantially equal annual installments. The first installment vested on November 15, 2015 and the remaining installments vest on each of November 15, 2016 and 2017. Performance-based RSUs awarded on April 1, 2014 that may be earned only to the extent the established performance criteria for each of the three performance periods are met. The RSUs earned vest as to (i) up to 34% of the units awarded on the later of November 15, 2014 and the date the Compensation Committee determines the performance criteria have been achieved, (ii) up to 33% of the units awarded, plus any not earned in the first period, on the later of November 15, 2015 and the date the Compensation Committee determines the performance criteria have been achieved, and (iii) up to all of the units awarded on the later of November 15, 2016 and the date the Compensation Committee determines the performance criteria have been achieved. The first installment vested on November 15, 2014. This amount represents the total number of derivative securities beneficially owned of the class shown. Catherine Gorecki by power of attorney filed 4/2/2014 2014-11-17