0001140361-13-004426.txt : 20130204 0001140361-13-004426.hdr.sgml : 20130204 20130204164908 ACCESSION NUMBER: 0001140361-13-004426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130201 FILED AS OF DATE: 20130204 DATE AS OF CHANGE: 20130204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEPPELMANN JAMES E CENTRAL INDEX KEY: 0001186555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 13570646 MAIL ADDRESS: STREET 1: C/O PARAMETRIC TECHNOLOGY CORP STREET 2: 140 KENDRICK ST. CITY: NEEDHAM STATE: MA ZIP: 02494 4 1 doc1.xml FORM 4 X0306 4 2013-02-01 0 0000857005 PTC INC. PMTC 0001186555 HEPPELMANN JAMES E 140 KENDRICK STREET NEEDHAM MA 02494 1 1 0 0 President and CEO Common Stock 2013-02-01 4 M 0 30000 11.4750 A 422896 D Common Stock 2013-02-01 4 S 0 40000 23.5067 D 382896 D Employee Stock Option 11.4750 2013-02-01 4 M 0 30000 0 D 2014-03-03 Common Stock 30000 59999 D Shares sold pursuant to a pre-established Rule 10b5-1(c ) trading plan. This transaction was executed in multiple trades at prices ranging from $23.26 to $23.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Employee stock option granted March 3, 2004, exercisable as to 30,000 shares on each of March 3, 2005, 2006, and 2007, and 29,999 shares on March 3, 2008. This amount represents the total number of derivative securities beneficially owned of the class shown. Catherine Gorecki by power of attorney filed 11/2/2007 2013-02-04