0001140361-11-044864.txt : 20110907 0001140361-11-044864.hdr.sgml : 20110907 20110907090238 ACCESSION NUMBER: 0001140361-11-044864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110906 FILED AS OF DATE: 20110907 DATE AS OF CHANGE: 20110907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEPPELMANN JAMES E CENTRAL INDEX KEY: 0001186555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 111077175 MAIL ADDRESS: STREET 1: C/O PARAMETRIC TECHNOLOGY CORP STREET 2: 140 KENDRICK ST. CITY: NEEDHAM STATE: MA ZIP: 02494 4 1 doc1.xml FORM 4 X0304 4 2011-09-06 0 0000857005 PARAMETRIC TECHNOLOGY CORP PMTC 0001186555 HEPPELMANN JAMES E 140 KENDRICK STREET NEEDHAM MA 02494 1 1 0 0 President and CEO Common Stock 2011-09-06 4 M 0 80000 8.50 A 318563 D Common Stock 2011-09-06 4 S 0 90000 16.2791 D 228563 D Employee Stock Option (right to buy) 8.50 2011-09-06 4 M 0 80000 0 D 2003-05-30 2012-05-30 Common Stock 80000 79999 D Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. This transaction was executed in multiple trades at prices ranging from $16.06 to $16.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option became exercisable as to 40,000 shares on each of May 30, 2003, May 30, 2004 and May 30, 2005 and as to an additional 39,999 shares on May 30, 2006. This amount represents the total number of derivative securities beneficially owned of the class shown. Catherine Gorecki by power of attorney filed 11/2/2007 2011-09-07