-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rhb5zH2hXuNN/99wn8L+FdupteM+u73NbfxCRIOV0eiyhRs1bj4SsJrac3W1vjO7 tY+p1Z87Z6A5qcEKxSgYoA== 0000857005-06-000030.txt : 20061106 0000857005-06-000030.hdr.sgml : 20061106 20061106171657 ACCESSION NUMBER: 0000857005-06-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061102 FILED AS OF DATE: 20061106 DATE AS OF CHANGE: 20061106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIBONA ANTHONY CENTRAL INDEX KEY: 0001227524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 061191251 BUSINESS ADDRESS: BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: C/O PARAMETRIC TECHNOLOGY CORP STREET 2: 140 KENDRICK ST CITY: NEEDHAM STATE: MA ZIP: 02494 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-11-02 0 0000857005 PARAMETRIC TECHNOLOGY CORP PMTC 0001227524 DIBONA ANTHONY C/O PARAMETRIC TECHNOLOGY CORP 140 KENDRICK ST NEEDHAM MA 02494 0 1 0 0 EVP,Global Maintenance Support Common Stock 2006-11-02 4 M 0 10000 4.975 A 114131 D Common Stock 2006-11-02 4 M 0 10000 8.5 A 124131 D Common Stock 2006-11-02 4 M 0 10000 7.725 A 134131 D Common Stock 2006-11-02 4 S 0 20000 18.439 D 114131 D Common Stock 2006-11-02 4 S 0 300 18.3 D 113831 D Common Stock 2006-11-02 4 S 0 2500 18.31 D 111331 D Common Stock 2006-11-02 4 S 0 200 18.32 D 111131 D Common Stock 2006-11-02 4 S 0 6000 18.35 D 105131 D Common Stock 2006-11-02 4 S 0 2000 18.45 D 103131 D Common Stock 2006-11-02 4 S 0 2000 18.5 D 101131 D Common Stock 2006-11-02 4 S 0 912 18.54 D 100219 D Common Stock 2006-11-02 4 S 0 7800 18.55 D 92419 D Common Stock 2006-11-02 4 S 0 2800 18.56 D 89619 D Common Stock 2006-11-02 4 S 0 1138 18.57 D 88481 D Common Stock 2006-11-02 4 S 0 400 18.59 D 88081 D Common Stock 2006-11-02 4 S 0 1448 18.63 D 86633 D Common Stock 2006-11-02 4 S 0 1800 18.65 D 84833 D Common Stock 2006-11-02 4 S 0 702 18.67 D 84131 D Common Stock 2006-11-02 4 S 0 599 18.31 D 83532 D Common Stock 2006-11-02 4 S 0 1198 18.35 D 82334 D Common Stock 2006-11-02 4 S 0 599 18.45 D 81735 D Common Stock 2006-11-02 4 S 0 599 18.5 D 81136 D Common Stock 2006-11-02 4 S 0 2396 18.55 D 78740 D Common Stock 2006-11-02 4 S 0 599 18.71 D 78141 D Employee stock option (right to buy) 8.5 2006-11-02 4 M 0 10000 0 D 2012-05-30 Common Stock 10000 30000 D Employee stock option (right to buy) 4.975 2006-11-02 4 M 0 10000 0 D 2013-02-13 Common Stock 10000 0 D Employee stock option (right to buy) 7.725 2006-11-02 4 M 0 10000 0 D 2013-05-20 Common Stock 10000 10000 D Employee stock option (right to buy) 36.4063 2006-11-02 4 M 0 0 0 A 2008-07-20 Common Stock 43750 43750 D Employee stock option (right to buy) 24.8438 2006-11-02 4 M 0 0 0 A 2008-09-10 Common Stock 14000 14000 D Employee stock option (right to buy) 23.3595 2006-11-02 4 M 0 0 0 A 2010-05-18 Common Stock 14000 14000 D Employee stock option (right to buy) 32.9688 2006-11-02 4 M 0 0 0 A 2010-09-14 Common Stock 12000 12000 D Employee stock option (right to buy) 27.1875 2006-11-02 4 M 0 0 0 A 2010-10-16 Common Stock 4000 4000 D Employee stock option (rightto buy) 31.25 2006-11-02 4 M 0 0 0 A 2010-11-17 Common Stock 8000 8000 D Employee stock option (right to buy) 12.575 2006-11-02 4 M 0 0 0 A 2011-09-20 Common Stock 30000 30000 D Employee stock option (right to buy) 9.55 2006-11-02 4 M 0 0 0 A 2013-09-16 Common Stock 29999 29999 D Employee stock option (right to buy) 11.475 2006-11-02 4 M 0 0 0 A 2014-03-03 Common Stock 69999 69999 D Shares sold pursuant to a pre-established Rule 10b5-1(c) trading plan. Shares sold pursuant to a pre-established Rule 10b5-1(c) trading plan that provided for the sale at market prices of a specified percentage of the Reporting Person's July 27, 2005 restricted stock award in order to satisfy current tax withholding obligations associated with the vesting of a portion of such restricted stock award. Adjusted to reflect the 2 for 5 reverse stock split of the company's Common Stock effective February 28, 2006. Employee stock option granted 5/30/2002, exercisable in four equal annual installments of 10,000 shares each beginning on 5/20/2003, the first anniversary of the date of grant. This amount represents the total number of Derivative Securities Beneficially Owned by the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 265,748 Options to purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Employee stock option granted 2/13/2003, exercisable as to 3,334 shares on 2/13/2005 and 6,666 shares on 2/13/2006. Employee stock option granted 5/20/2003, exercisable in four equal annual installments of 5,000 shares each beginning on 5/20/2004, the first anniversary of the date of grant. This option was previously reported and is now being reported (as currently outstanding) to reflect the 2 for 5 reverse stock split of the Company's Common Stock effective February 28, 2006. Employee stock option granted 7/20/1998, exercisable as to 6,250 shares on 7/20/1999, 12,500 shares 7/20/2000, 12,500 shares on 7/20/2001 and 12,500 shares on 7/20/2002. Employee stock option granted 9/10/1998, exercisable as to 2,000 shares on 9/10/1999, 4,000 shares on 9/10/2000, 4,000 shares on 9/10/2001 and 4,000 shares on 9/10/2002. Employee stock option granted 5/18/2000, exercisable as to 7,000 shares on 5/18/2001 and 7,000 shares on 5/18/2002. Employee stock option granted 9/14/2000, exercisable in four equal annual installments of 3,000 shares beginning 9/14/2001, the first anniversary of the date of grant. Employee stock option granted 10/16/2000, exercisable in four equal annual installments of 1,000 shares each beginning on 10/16/2001, the first anniversary of the date of grant. Employee stock option granted 11/17/2000, exercisable in four equal annual installments of 2,000 shares each beginning on 11/17/2001, the first anniversary of the date of grant. Employee stock option granted 9/20/2001, exercisable in four equal annual installments of 7,500 shares each beginning on 9/20/2002, the first anniversary of the date of grant. Employee stock option granted 9/16/2003, exercisable as to 7,501 shares on 9/16/2004, 7,500 shares on 9/16/2005, 7,499 shares on 9/16/2006 and 7,499 shares on 9/16/2007. Employee stock option granted 3/3/2004, exercisable as to 17,500 shares on 3/3/2005, 17,500 shares 3/3/2006, 17,500 shares on 3/3/2007 and 17,499 shares on 3/3/2008. Christopher J. MacKrell pursuant to power of attorney filed July 6, 2005 2005-11-06 -----END PRIVACY-ENHANCED MESSAGE-----