-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H7QVkAGs/X4Bkjazton6K+7TVnwA8huPk5daq2ugEKWPxBNooNWnK5wgFtabwYnE ZZgNGk7phzAQi1/yFh2Lhw== 0000857005-06-000009.txt : 20060302 0000857005-06-000009.hdr.sgml : 20060302 20060302135100 ACCESSION NUMBER: 0000857005-06-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060301 FILED AS OF DATE: 20060302 DATE AS OF CHANGE: 20060302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARX OSCAR B III CENTRAL INDEX KEY: 0001182627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 06659079 BUSINESS ADDRESS: STREET 1: SMTEK INTERNATIONAL INC STREET 2: 200 SCIENCE DR CITY: MOORPARK STATE: CA ZIP: 93021-2003 BUSINESS PHONE: 6268157400X1014 MAIL ADDRESS: STREET 1: C/O AMERIGON INCORPORATED STREET 2: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706-2058 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-03-01 0 0000857005 PARAMETRIC TECHNOLOGY CORP PMTC 0001182627 MARX OSCAR B III C/O AMERIGON INCORPORATED 5462 IRWINDALE AVENUE IRWINDALE CA 91706-2058 1 0 0 0 Common Stock 2006-03-01 4 A 0 16000 0 A 30500 D Common Stock 40 I by reporting person's spouse as custodian for a minor relative Stock Option (right to buy) 73.672 2006-03-01 4 M 0 0 0 A 1998-02-13 2007-02-13 Common Stock 4000 4000 D Stock Option (right to buy) 73.5158 2006-03-01 4 M 0 0 0 A 1999-02-12 2008-02-12 Common Stock 4000 4000 D Stock Option (right to buy) 35.4688 2006-03-01 4 M 0 0 0 A 2000-02-11 2009-02-11 Common Stock 6000 6000 D Stock Option (right to buy) 57.3438 2006-03-01 4 M 0 0 0 A 2001-02-10 2010-02-10 Common Stock 6000 6000 D Stock Option (right to buy) 25.625 2006-03-01 4 M 0 0 0 A 2001-06-20 2010-06-20 Common Stock 12000 12000 D Stock Option (right to buy) 39.2188 2006-03-01 4 M 0 0 0 A 2002-02-15 2011-02-15 Common Stock 6000 6000 D Stock Option (right to buy) 12.575 2006-03-01 4 M 0 0 0 A 2002-09-20 2011-09-20 Common Stock 40000 40000 D Stock Option (right to buy) 8.5 2006-03-01 4 M 0 0 0 A 2003-05-30 2012-05-30 Common Stock 20000 20000 D Stock Option (right to buy) 4.975 2006-03-01 4 M 0 0 0 A 2004-02-13 2013-02-13 Common Stock 7500 7500 D Stock Option (right to buy) 11.475 2006-03-01 4 M 0 0 0 A 2005-03-03 2014-03-03 Common Stock 10000 10000 D Restricted stock award to Reporting Person with restrictions on the shares lapsing as to one-third of such shares on each of February 15, 2007, February 15, 2008 and February 15, 2009. Adjusted to reflect the 2 for 5 reverse stock split effective February 28, 2006. This option was previously reported and is now being reported to reflect the 2 for 5 reverse stock split effective February 28, 2006. Option to buy 4,000 shares of common stock, exercisable in four annual increments of 1,000 each beginning on 2/13/1998, the first anniversary of the date of grant. This amount represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 115,500 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Option to buy 4,000 shares of common stock, exercisable in four annual increments of 1,000 each beginning on 2/12/1999, the first anniversary of the date of grant. Option to buy 6,000 shares of common stock, exercisable in four annual increments of 1,500 each beginning on 2/11/2000, the first anniversary of the date of grant. Option to buy 6,000 shares of common stock, exercisable in four annual increments of 1,500 each beginning on 2/10/2001, the first anniversary of the date of grant. Option to buy 12,000 shares of common stock, exercisable in four annual increments of 3,000 each beginning on 6/20/2001, the first anniversary of the date of grant. Option to buy 6,000 shares of common stock, exercisable in four annual increments of 1,500 each beginning on 2/15/2002, the first anniversary of the date of grant. Option to buy 40,000 shares of common stock, exercisable in four annual increments of 10,000 each beginning on 9/20/2002, the first anniversary of the date of grant. Option to buy 20,000 shares of common stock, exercisable in four annual increments of 5,000 each beginning on 5/30/2003, the first anniversary of the date of grant. Option to buy 7,500 shares of common stock, exercisable as to 2,500 shares on each of 2/13/2005, 2/13/2006 and 2/13/2007. Option to buy 10,000 shares of common stock, exercisable in four annual increments of 2,500 each beginning on 3/3/2005, the first anniversary of the date of grant. Christopher J. MacKrell by power of attorney filed herewith 2006-03-02 EX-24 2 marxpoa.txt POWER OF ATTORNEY POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Aaron C. von Staats and Christopher J. MacKrell, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned capacity as an officer and/or director of Parametric Technology Corporation (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 19th day of September, 2002. /s/ O.B Marx III Signature O.B. Marx III Print Name -----END PRIVACY-ENHANCED MESSAGE-----