EX-99 3 ex99bferrand-4a021303.txt DERIVATIVES - FORM 4A BFERRAND 021303 EXHIBIT 99 - Derivative Securities - Brian Ferrand AMENDMENT TO REPORT FOR FEBRUARY 13, 2003 ----------------------------------------- FORM 4 (continued) ================================================================================ Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- Securities Date Securities Price Bene- ity: In- cise 3. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- 4. or Disposed Expiration Date Deriv- Owned (D) or Bene- 1. of action Trans- of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date action (Instr. 3, or Secur- of direct Owner Derivative ative (Month /Code 4 and 5) Date Expira- Number ity Year (I) -ship Security Secur- Day/ (Instr. 8 Exer- tion of (Instr.(Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) =================================================================================================================================== Non-qualified $3.68 N/A 09/30/99 03/31/04 Common 3,125 D stock options (7) Stock (Right to Buy) ----------------------------------------------------------------------------------------------------------------------------------- Non-qualified $3.68 N/A 02/12/02 02/12/11 Common 18,751 D stock options (2) Stock (Right to Buy) ----------------------------------------------------------------------------------------------------------------------------------- Non-qualified $13.528 N/A 12/08/02 12/08/11 Common 18,750 D stock options (3) Stock (Right to Buy) ----------------------------------------------------------------------------------------------------------------------------------- Non-qualified $16.99 N/A 05/23/03 05/23/12 Common 10,000 D stock options (4) Stock (Right to Buy) ----------------------------------------------------------------------------------------------------------------------------------- Non-qualified $17.32 02/06/03 A 20,000 02/06/04 02/06/13 Common 20,000(6) 20,000 D stock options (5) Stock (Right to Buy) ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ===================================================================================================================================
Explanation of Responses: (1) Represent plan holdings as of 12/31/02 based upon most recent plan statement timely distributed (2) Become exercisable in equal annual installments of 20% commencing 02/12/02 (3) Become exercisable in equal annual installments of 20% commencing 12/08/02 (4) Become exercisable in equal annual installments of 20% commencing 05/23/03 (5) Become exercisable in equal annual installments of 20% commencing 02/06/04 (6) This amendment is filed to correct the number of options reported as having been granted. (7) Become exercisable in equal annual installments of 20% commencing 09/30/99 /s/ KENT W. STANGER 07/03/03 ------------------------------------------- ----------- Date **Signature of Reporting Person Kent W. Stanger as Attorney-in-Fact pursuant to a Power of Attorney dated August 10, 1992, a manually signed copy of which is on file with the Commission and is incorporated herein by reference. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.