EX-99 3 jimellis-form4ex99.txt DERIVATIVES-JELLIS-FORM4 - 063003 EXHIBIT 99.1 - Derivative Securities - James Ellis 06/30/03 FORM 4 (continued) ================================================================================ Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- Securities Date Securities Price Bene- ity: In- cise 3. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- 4. or Disposed Expiration Date Deriv- Owned (D) or Bene- 1. of action Trans- of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date action (Instr. 3, or Secur- of direct Owner Derivative ative (Month /Code 4 and 5) Date Expira- Number ity Year (I) -ship Security Secur- Day/ (Instr . Exer- tion of (Instr.(Instr. (Instr. (Instr. (Instr. 3) ity Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4) ============================================================================================================================= Non-qual $3.76 06/27/03 M 10,156 05/26/99 05/26/04 Common 10,156 0 D stock Stock options Right to Buy ----------------------------------------------------------------------------------------------------------------------------- Non-qual $2.88 06/30/03 M 11,719 05/24/00 05/24/05 Common 11,719 0 D stock Stock options Right to Buy ----------------------------------------------------------------------------------------------------------------------------- Non-qual $5.0624 N/A 05/23/01 05/23/11 Common 15,625 D stock Stock options Right to Buy ----------------------------------------------------------------------------------------------------------------------------- Non-qual $16.99 N/A 05/23/02 05/23/12 Common 10,000 D stock Stock options Right to Buy ----------------------------------------------------------------------------------------------------------------------------- Non-qual $18.62 05/22/03 A 15,000 05/22/03 05/22/13 Common 15,000 15,000 D stock Stock options Right to Buy =============================================================================================================================
Explanation of Responses: /s/ JAMES J. ELLIS 07/01/03 ----------------------------------- ----------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note:File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.