-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NMtvhZdUlIP8orZY0g36lF5aYtdM+oFATcDfMK2TO3m9wcxcoUqBAnS5MR5f5pN3 kCvnn5jVbWJ3ZKp4Uq/lzQ== 0000900495-97-000022.txt : 19971126 0000900495-97-000022.hdr.sgml : 19971126 ACCESSION NUMBER: 0000900495-97-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971031 FILED AS OF DATE: 19971125 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GEHL CO CENTRAL INDEX KEY: 0000856386 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 390300430 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-18110 FILM NUMBER: 97728052 BUSINESS ADDRESS: STREET 1: 143 WATER STREET CITY: WEST BEND STATE: WI ZIP: 53095 BUSINESS PHONE: 4143349461 MAIL ADDRESS: STREET 1: 143 WATER STREET CITY: WEST BEND STATE: WI ZIP: 53095 COMPANY DATA: COMPANY CONFORMED NAME: GEHL JOHN W CENTRAL INDEX KEY: 0000900495 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 143 WATER STREET CITY: WEST BEND STATE: WI ZIP: 53095 BUSINESS PHONE: 4143346644 MAIL ADDRESS: STREET 1: 143 WATER STREET CITY: WEST BEND STATE: WI ZIP: 53095 4 1 FORM 4 - 10/31/97 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person GEHL, JOHN W C/O GEHL COMPANY 143 WATER STREET WEST BEND, WI 53095 2. Issuer Name and Ticker or Trading Symbol GEHL COMPANY GEHL 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 10/31/97 5. If Amendment, Date of Original (Month/Year) 10/31/97 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) VICE PRESIDENT 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK (EXERCISED STO|10/21/|M | |1,000 |A |$6.25 |(SEE BELOW) |D | | CK OPTIONS) |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK (SOLD STOCK OP|10/23/|S | |1,000 |D |$20.1625 |(SEE BELOW) |D | | TION SHARES) |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |10/23/|S | |35,000 |D |$20.1625 |(SEE BELOW) |D | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |10/23/|S | |15,000 |D |$20.125 |(SEE BELOW) |D | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |10/31/|S | |20,000 |D |$21.125 |234,550 |D | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK | | | | | | |62,754 |I |* | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |10/20/|S | |2,000 |D |$21.125 |2,000 |I |BY SPOUSE | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| *AS TRUSTEE FOR MARK M GEHL| | | | | | | | | | FAMILY TRUST | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| OPTIONS (RIGHTS TO BUY|$6.25 |10/21|M | |1,000 |D |(2) 1|1/22/|COMMON STOCK|1,000 |(1) |0 | | | ) (1) GRANT DATE: 1/23| |/97 | | | | |/22/9|98 | | | | | | | /91 | | | | | | |4 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| OPTIONS (RIGHTS TO BUY| | | | | | |(2) 1|1/21/|COMMON STOCK|2,000 |(1) |2,000 |D | | ) (1) GRANT DATE: 1/22| | | | | | |/21/9|00 | | | | | | | /93 | | | | | | |6 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| OPTIONS (RIGHTS TO BUY| | | | | | |(2) 1|11/18|COMMON STOCK|3,000 |(1) |3,000 |D | | ) (1) GRANT DATE: 11/1| | | | | | |1/18/|/00 | | | | | | | 9/93 | | | | | | |96 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| OPTIONS (RIGHTS TO BUY| | | | | | |(3) |12/15|COMMON STOCK|5,000 |(1) |5,000 |D | | ) (1) GRANT DATE: 12/1| | | | | | | |/01 | | | | | | | 6/94 | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| OPTIONS (RIGHTS TO BUY| | | | | | |(3) |12/14|COMMON STOCK|7,500 |(1) |7,500 |D | | ) (1) GRANT DATE: 12/1| | | | | | | |/02 | | | | | | | 5/95 | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| OPTIONS (RIGHTS TO BUY| | | | | | |(3) |12/19|COMMON STOCK|3,500 |(4) |3,500 |D | | ) (4) GRANT DATE: 12/2| | | | | | | |/06 | | | | | | | 0/96 | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) These options were granted on the transaction date indicated above to the reporting person under the Gehl Company 1987 Stock Option Plan, which is a Rule 16b-3 Plan. (2) These options were subject to a three-year period following the date of grant during which such options vested and became exercisable on a cumulative basis with respect to one-third of the shares covered by the options each year. The date above reflects the date on which the options became fully vested. (3) These options are subject to a three-year period following the date of grant during which such options vest and become exercisable on a cumulative basis with respect to one-third of the shares covered by the options each year. The options are subject to immediate vesting following the occurrence of certain events. (4) These options were granted on the transaction date indicated above to the reporting person under the Gehl Company 1995 Stock Option Plan, which is a Rule 16b-3 Plan. SIGNATURE OF REPORTING PERSON /s/ John W. Gehl -----END PRIVACY-ENHANCED MESSAGE-----