-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CdmSz0XM8BDZ7q3NX5nQ5wmzzXAZ01UkggrW/zf9mlngwSo6TczH0gemc2CtiAR2 33D2xTYov425kPAuF2Rp4A== 0000897069-02-000847.txt : 20021101 0000897069-02-000847.hdr.sgml : 20021101 20021101163408 ACCESSION NUMBER: 0000897069-02-000847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021031 FILED AS OF DATE: 20021101 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GEHL CO CENTRAL INDEX KEY: 0000856386 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 390300430 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18110 FILM NUMBER: 02806976 BUSINESS ADDRESS: STREET 1: 143 WATER STREET CITY: WEST BEND STATE: WI ZIP: 53095 BUSINESS PHONE: 2623349461 MAIL ADDRESS: STREET 1: 143 WATER STREET CITY: WEST BEND STATE: WI ZIP: 53095 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GEHL WILLIAM D CENTRAL INDEX KEY: 0001031773 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CARE OF GEHL COMPANY STREET 2: 143 WATER STREET CITY: WEST BEND STATE: WI ZIP: 53095 BUSINESS PHONE: 4143346641 MAIL ADDRESS: STREET 1: C/O GEHL COMPANY STREET 2: 143 WATER STREET CITY: WEST BEND STATE: WI ZIP: 53095 4 1 slp413.txt FORM 4 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response ....... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 [_] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* GEHL, WILLIAM D. - -------------------------------------------------------------------------------- (Last) (First) (Middle) C/O GEHL COMPANY 143 WATER STREET - -------------------------------------------------------------------------------- (Street) WEST BEND, WI 53095 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol GEHL COMPANY GEHL ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year 10/31/02 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) CHAIRMAN, PRESIDENT AND CEO ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [ ] Form filed by more than one Reporting Person ________________________________________________________________________________ ==================================================================================================================================== Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ====================================================================================================================================
5. 6. 2A. 4. Amount of Owner- Deemed Securities Acquired (A) or Securities ship 2. Execution 3. Disposed of (D) Beneficially Form: 7. Transaction Date, if Transaction (Instr. 3, 4 and 5) Owned Follow- Direct Nature of Date any Code ------------------------------- ing Reported (D) or Indirect 1. (Month/ (Month/ (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Day/ Day/ ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) Year) Year) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 10/31/02 S 900 D $9.51 See Below D - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 10/31/02 S 1,100 D $9.50 92,030 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not (Over) required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ====================================================================================================================================
10. 9. Owner- Number ship of Deriv- Form 2. ative of Conver- 5. 7. Secur- Deriv- 11. sion Number of Title and Amount ities ative Nature or 3A. Derivative 6. of Underlying 8. Benefi- Secur- of Exer- Deemed 4. Securities Date Securities Price cially ity: In- cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene- 1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- Date if any (Instr (Instr. 3, ----------------- or Secur- Trans- direct Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ OPTIONS $8.50 (3) 7/18/05 COMMON 70,000 (1) 70,000 D (RIGHTS TO 7/18/98 STOCK BUY)(1) GRANT DATE: 7/19/95 - ------------------------------------------------------------------------------------------------------------------------------------ OPTIONS $20.8125 (3) 10/16/07 COMMON 21,000 (1) 21,000 D (RIGHTS TO 10/16/00 STOCK BUY)(1) GRANT DATE: 10/17/97 - ------------------------------------------------------------------------------------------------------------------------------------ OPTIONS $14.00 (3) 12/17/08 COMMON 25,000 (1) 25,000 D (RIGHTS TO 12/17/01 STOCK BUY)(1) GRANT DATE: 12/18/98 - ------------------------------------------------------------------------------------------------------------------------------------ OPTIONS $17.75 (2) 12/16/09 COMMON 30,000 (1) 30,000 D (RIGHTS TO STOCK BUY)(1) GRANT DATE: 12/17/99 - ------------------------------------------------------------------------------------------------------------------------------------ OPTIONS $12.125 (2) 12/14/10 COMMON 60,000 (1) 60,000 D (RIGHTS TO STOCK BUY)(1) GRANT DATE: 12/15/00 - ------------------------------------------------------------------------------------------------------------------------------------ OPTIONS $14.90 (2) 12/13/11 COMMON 65,000 (1) 65,000 D (RIGHTS TO STOCK BUY)(1) GRANT DATE: 12/14/01 ==================================================================================================================================== Explanation of Responses: (1) These options were granted on the transaction date indicated above to the reporting person under the Gehl Company 1995 Stock Option Plan or the Gehl Company 2000 Equity Incentive Plan. (2) These options were subject to a three-year period following the date of grant during which such options vested and become exercisable on a cumulative basis with respect to one-third of the shares covered by the options each year. The options are subject to immediate vesting following the occurrence of certain events. (3) These options are subject to a three-year period following the date of grant during which such options vested and became exercisable on a cumulative basis with respect to one-third of the shares covered by the options each year. The date above reflects the date on which the options became fully vested. ** Intentional misstatements or omissions of facts constitute Federal /s/ William D. Gehl 10/31/02 Criminal Violations. -------------------------------- -------- ** Signature of Reporting Person Date See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). By William D. Gehl Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2
-----END PRIVACY-ENHANCED MESSAGE-----