-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UTxZ0sgwq3l6vx7SzW2iO7edPeJ2EJSfb8ForTEdBITQjrlvtqB5QjqY0glph9+2 NFjeH5BldfQNfZDXyzMOXg== 0000950152-96-003185.txt : 19960629 0000950152-96-003185.hdr.sgml : 19960629 ACCESSION NUMBER: 0000950152-96-003185 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960627 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: RUBBERMAID INC CENTRAL INDEX KEY: 0000085627 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 340628700 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-04188 FILM NUMBER: 96587148 BUSINESS ADDRESS: STREET 1: 1147 AKRON RD CITY: WOOSTER STATE: OH ZIP: 44691 BUSINESS PHONE: 2162646464 MAIL ADDRESS: STREET 1: 1147 AKRON RD CITY: WOOSTER STATE: OH ZIP: 44691 8-A12B 1 RUBBERMAID CORPORATION 8-A12B 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE THE SECURITIES EXCHANGE ACT OF 1934 RUBBERMAID INCORPORATED (Exact Name of Registrant as Specified in its Charter) OHIO 34-0628700 (State of Incorporation) (I.R.S. Employer Identification No.) 1147 AKRON ROAD WOOSTER, OHIO 44691-6000 (Address of principal executive offices) If this Form relates to the If this Form relates to the registration of a class of registration of a class of debt securities and is debt securities and is to effective upon filing pursuant become effective to General Instruction A(c)(1) simultaneously with the please check the following effectiveness of a concurrent box. [ ] registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2) please check the following box. [ ] Securities to be registered pursuant to Section 12(b) of the Act: Title of Each Class Name of Exchange on Which Each to be so Registered Class is to be Registered ------------------- ------------------------------ Rights to Purchase Common New York Stock Exchange Shares Securities to be Registered pursuant to Section 12(g) of the Act: None (Title of Class) 2 Item 1. Description of Registrant's Securities to be Registered. On June 25, 1996, the Directors of Rubbermaid Incorporated (the "Company") declared a dividend distribution of one right (a "Right") for each outstanding Common Share, $1.00 par value (the "Common Shares"), of the Company. The Rights will issue at the close of business on July 8, 1996 (the "Record Date") to the shareholders of record on that date. The terms of the Rights are set forth in a Rights Agreement, dated June 25, 1996, between the Company and The First National Bank of Boston, a national banking association (the "Rights Agent"). Each Right entitles the registered holder to purchase from the Company one Common Share at a price of $125.00 per share (the "Purchase Price"), subject to adjustment. The Rights will expire on June 25, 2006, unless earlier redeemed by the Company as described below. Until the Distribution Date (as described below), the Rights will be evidenced by the Common Share certificates. The Rights Agreement provides that, until the Distribution Date, the Rights will be transferred with and only with the Common Shares. Until the Distribution Date (or earlier redemption or expiration of the Rights), (i) new Common Share certificates issued upon transfer or new issuance of Common Shares will contain a notation incorporating the Rights Agreement by reference, and (ii) the surrender for transfer of any certificates for Common Shares will also constitute the transfer of the Rights associated with the Common Shares represented by such certificate. The Rights are not exercisable until the earliest to occur of (i) 10 days following a public announcement by the Company that a person or group of affiliated or associated persons (an "Acquiring Person") has acquired, or obtained the right to acquire, beneficial ownership of 10% or more of the outstanding Common Shares (or such later date as the Directors may specify), (ii) 10 days (or such later date as the Directors may specify) following the commencement of a tender offer or exchange offer for 10% or more of such outstanding Common Shares or (iii) 10 days following a public announcement by the Company that a Triggering Event (as described below) has occurred (the earliest of such dates being hereinafter called the "Distribution Date"), provided, however, that a person shall not be an Acquiring Person (i) if such person has reported or is required to report such ownership of less than 15% of the Common Shares then outstanding on Schedule 13G under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or (ii) if such person has reported or is required to report such ownership on Schedule 13D under the Exchange Act, which Schedule 13D does not state any intention to, or reserve the right to, control or influence the Company or engage in certain other actions, and upon the Company's request, such person certifies to the Company that such person acquired Common Shares in excess of 9.9% 3 inadvertently and such person, together with its affiliates and associates, thereafter does not acquire additional Common Shares while the beneficial owner of 10% or more of the Common Shares outstanding. As soon as practicable following the Distribution Date, separate certificates evidencing the Rights (the "Rights Certificates") will be mailed to holders of record of the Common Shares as of the close of business on the Distribution Date and such separate Rights Certificates will thereafter evidence the Rights. The Purchase Price payable upon exercise of the Rights, and the number of Common Shares or other securities or property issuable upon exercise, are subject to adjustment from time to time to prevent dilution (i) in the event of a stock dividend on, or a subdivision, combination or reclassification of, the Common Shares, (ii) upon the grant to holders of the Common Shares of certain rights, options, or warrants to subscribe for Common Shares or convertible securities at less than the current market price of the Common Shares, or (iii) upon the distribution to holders of the Common Shares of evidences of indebtedness or cash (excluding regular periodic cash dividends at a rate not in excess of 125% of the rate of the last cash dividend theretofore paid), assets, stock (other than dividends payable in Common Shares) or of subscription rights or warrants (other than those referred to above). With certain exceptions, no adjustment in the Purchase Price will be required until cumulative adjustments require an adjustment of at least 1% in such Purchase Price. In the event that (i) an Acquiring Person merges into the Company and the Company's Common Shares are not changed or exchanged, (ii) an Acquiring Person acquires, or obtains the rights to acquire, beneficial ownership of 15% or more of the outstanding Common Shares, or (iii) an Acquiring Person engages in one of a number of other self-dealing transactions specified in the Rights Agreement (collectively, a "Flip-In Event"), proper provision shall be made so that each holder of a Right will thereafter have the right to receive, upon exercise thereof at the then current exercise price of the Right, that number of Common Shares having a market value of two times the exercise price of the Right. In the event that (i) the Company engages in a merger or other business transaction in which the Company is not the surviving corporation, (ii) the Company engages in a merger or other business combination transaction in which its Common Shares are changed or exchanged, or (iii) 50% or more of the Company's assets or earning power are sold, (collectively a "Flip-Over Event"; "Flip-In Events and Flip-Over Events" are referred to collectively as "Triggering Events"), proper provision shall be made so that each holder of a Right shall thereafter have the 4 right to receive, upon the exercise thereof at the then current exercise price of the Right, that number of shares of common stock (or, under certain circumstances, an economically equivalent security or securities) of the surviving, resulting or acquiring person which at the time of such transaction would have a market value of two times the exercise price of the Right. Rights that are or were beneficially owned by an Acquiring Person shall be void after the later of the Distribution Date or the first occurrence of a Flip-In Event. The Directors may, at their option, at any time after the latter of the Distribution Date or the first occurrence of a Triggering Event and prior to the time that a person or group has acquired or obtained the right to acquire 50% or more of the outstanding Common Shares, exchange all or part of the exercisable Rights for Common Shares at an exchange ratio of one Common Share per Right, subject to adjustment. No fractional shares will be issued and in lieu thereof, payment in cash will be made based on the market price of the Common Shares on the last trading day prior to the date of exercise. Prior to June 25, 2006, at any time prior to the later of (i) the Distribution Date or (ii) the date of the first occurrence of a Triggering Event, the Directors may redeem the Rights in whole, but not in part, at a price of $.01 per Right, payable in cash, Common Shares or other consideration (the "Redemption Price"). Immediately upon the effective date of the action of the Directors of the Company electing to redeem the Rights, the right to exercise the Rights will terminate and the only right of the holders of Rights will be to receive the Redemption Price. Until a Right is exercised, the holder thereof, as such, will have no rights as a shareholder of the Company, including, without limitation, the right to vote or to receive dividends. The Rights Agreement may be amended by the Company and the Rights Agent without the approval of any holders of Rights at any time and from time to time, provided that after the Distribution Date, the amendment will not adversely affect the interests of holders of Rights, and no such amendment shall decrease the Redemption Price or the period of time remaining until the Final Expiration Date or modify a time period relating to when Rights may be redeemed at such time as the Rights are not then redeemable. A copy of the Rights Agreement has been filed with the Securities and Exchange Commission as an Exhibit to a Current Report on Form 8-K dated June 27, 1996. A copy of the Rights Agreement is available free of charge from the Company. This 5 summary description of the Rights does not purport to be complete and is qualified in its entirety by reference to the Rights Agreement, which is hereby incorporated herein by reference. Item 2. Exhibits The following exhibit required in accordance with Part I to the Instructions as to exhibits on Form 8-A have been duly filed with the New York Stock Exchange, Inc.: 1. Rights Agreement, dated June 25, 1996, between Rubbermaid Incorporated and the First National Bank of Boston, a national banking association, as Rights Agent, and exhibits thereto, incorporated by reference to Exhibit 4.1 of the Company's Current Report on Form 8-K dated June 27, 1996. 6 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized. RUBBERMAID INCORPORATED Date: June 27, 1996 By: /s/ James A. Morgan ------------------------------- James A. Morgan Senior Vice President, General Counsel and Secretary -----END PRIVACY-ENHANCED MESSAGE-----