-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QKWds5kSr7dzejZPtCztE7Sn665UoRqSY0AB6SrPJJPIkbs086nTAGtRF52GElGT cBY6EArCgxDKrBNrrAN/+w== 0001209191-09-015006.txt : 20090309 0001209191-09-015006.hdr.sgml : 20090309 20090309194459 ACCESSION NUMBER: 0001209191-09-015006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090306 FILED AS OF DATE: 20090309 DATE AS OF CHANGE: 20090309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heimann Brad Dale CENTRAL INDEX KEY: 0001303458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26667 FILM NUMBER: 09667522 BUSINESS ADDRESS: BUSINESS PHONE: 972-393-3800 MAIL ADDRESS: STREET 1: 650 SOUTH ROYAL LANE, SUITE 100 CITY: COPPELL STATE: TX ZIP: 75019-1037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRAFTMADE INTERNATIONAL INC CENTRAL INDEX KEY: 0000856250 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPLIANCES, TV & RADIO SETS [5064] IRS NUMBER: 752057054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 650 S ROYAL LANE SUITE 100 CITY: COPPELL STATE: TX ZIP: 75050 BUSINESS PHONE: 9723933800 MAIL ADDRESS: STREET 1: CRAFTMADE INTERNATIONAL INC STREET 2: 650 S ROYAL LANE SUITE 100 CITY: COPPELL STATE: TX ZIP: 75050 4 1 c82323_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2009-03-06 0000856250 CRAFTMADE INTERNATIONAL INC CRFT 0001303458 Heimann Brad Dale 650 S. ROYAL LN, STE. 100 COPPELL TX 75019 0 1 0 0 President and COO Common Stock 2008-10-23 5 G 0 E 3045 0 D 3574 I Whitney Heimann Charitable Lead Trust #1 Common Stock 2008-10-24 5 G 0 E 3045 0 D 3574 I Whitney Heimann Charitable Lead Trust #2 Common Stock 2009-03-06 4 P 0 4750 1.04 A 4750 D Employee Stock Option 6.75 1999-10-29 4 A 0 1000 6.75 A 2003-10-27 2009-10-29 Common Stock 1000 1000 D Employee Stock Option 6.75 1999-10-29 4 A 0 1000 6.75 A 2004-10-27 2009-10-29 Common Stock 1000 1000 D Employee Stock Option 17.62 2007-02-05 4 A 0 10000 17.62 A 2017-02-04 Common Stock 10000 10000 D Employee Stock Option 8.01 2008-02-05 4 A 0 10000 8.01 A 2018-02-04 Common Stock 10000 10000 D These shares are held in a trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The options vest in four equal annual installments beginning on February 5, 2008. The remaining installments vest on February 5, 2009, February 5, 2010 and February 5, 2011. The options vest in four equal annual installments beginning on February 5, 2009. The remaining installments vest on February 5, 2010, February 5, 2011 and February 5, 2012. Reflects the weighted average purchase price of the 4,750 shares purchased by the reporting person at per share prices ranging from $1.0116 to $1.04. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares purcased at each separate price /s/ Brad Dale Heimann 2009-03-09 -----END PRIVACY-ENHANCED MESSAGE-----