-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BL+8UVH7CJ+hYTETgchJZ24hBRv7ClODFec4CLWwsr+t4kzaUiRbeU1iEguJo4/K DxpctdmEm14KtxGPEHD+aw== 0001209191-03-025483.txt : 20031014 0001209191-03-025483.hdr.sgml : 20031013 20031014121516 ACCESSION NUMBER: 0001209191-03-025483 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031010 FILED AS OF DATE: 20031014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TENNENBAUM SUZANNE S CENTRAL INDEX KEY: 0001249175 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12248 FILM NUMBER: 03938711 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: STE 210 CITY: LOS ANGELES STATE: CA ZIP: 90026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAISER GROUP HOLDINGS INC CENTRAL INDEX KEY: 0000856200 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 542014870 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12303 AIRPORT WAY, SUITE 125 CITY: BROOMFIELD STATE: CO ZIP: 80021 BUSINESS PHONE: 7208892770 MAIL ADDRESS: STREET 1: 12303 AIRPORT WAY, SUITE 125 CITY: BROOMFIELD STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: KAISER GROUP INTERNATIONAL INC DATE OF NAME CHANGE: 19991220 FORMER COMPANY: FORMER CONFORMED NAME: ICF KAISER INTERNATIONAL INC DATE OF NAME CHANGE: 19930811 FORMER COMPANY: FORMER CONFORMED NAME: ICF INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TENNENBAUM & CO LLC CENTRAL INDEX KEY: 0001018962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12248 FILM NUMBER: 03938710 BUSINESS ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: 32ND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067-6100 BUSINESS PHONE: 3102017882 MAIL ADDRESS: STREET 1: 1999 AVENUE OF THE STARS CITY: LOS ANGELES STATE: CA ZIP: 90067-6100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TENNENBAUM MICHAEL E CENTRAL INDEX KEY: 0001095153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12248 FILM NUMBER: 03938709 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: STE 210 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3105661001 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: STE 210 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-10-1000000856200KAISER GROUP HOLDINGS INC KGHI0001018962TENNENBAUM & CO LLC11100 Santa Monica Boulevard, Suite 210Los AngelesCA9002500100001095153< rptOwnerName>TENNENBAUM MICHAEL E11100 Santa Monica Boulevard, Suite 210Los AngelesCA9002500100001249175TENNENBAUM SUZANNE S11100 SANTA MONICA BOULEVARD, SUITE 210LOS ANGELESCA900250< /isDirector>010Preferred Stock2003-10-104J0663955D47440ISee footnotePreferred Stock2003-10-104J0153055D45910 ISee footnoteShares redeemed by issuer in an involuntary transaction.Beneficially owned as follows: (a) 8,599 by Tennenbaum & Co., LLC; and (b) 37,311 by Michael E. Tennenbaum and Suzanne S. Tennenbaum, trustees of the Tennenbaum Living Trust.By reason of Michael E. Tennenbaum's position as managing member of Tennenbaum & Co., LLC ("TCO"), and as a trustee of the Tennenbaum Living Trust (the "Living Trust"), each of TCO and Mr. Tennenbaum may be deemed to share the powers of voting and disposition of the securities described herein. By reason of Suzanne S. Tennenbaum's position as a trustee of the Living Trust, Suzanne S. Tennenbaum may be deemed to share the powers of voting and disposition of the secu rities owned of record by the Living Trust described herein. The reporting persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.David A. Hollander, on behalf of Michael E. Tennenbaum, as Managing Member of Tennenbaum & Co., LLC2003-10-13David A. Hollander, on behalf of Michael E. Tennenbaum2003-10-09David A. Hollander, on behalf of Michael E. Tennenbaum, acting on behalf of Suzanne S. Tennenbaum2003-10-09 -----END PRIVACY-ENHANCED MESSAGE-----