0000950148-01-501856.txt : 20011008
0000950148-01-501856.hdr.sgml : 20011008
ACCESSION NUMBER: 0000950148-01-501856
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20010919
GROUP MEMBERS: MICHAEL E. TGENNENBAUM
GROUP MEMBERS: TENNENBAUM & CO., LLC
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: KAISER GROUP HOLDINGS INC
CENTRAL INDEX KEY: 0000856200
STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955]
IRS NUMBER: 542014870
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-41027
FILM NUMBER: 1740666
BUSINESS ADDRESS:
STREET 1: 9300 LEE HWY
CITY: FAIRFAX
STATE: VA
ZIP: 22031
BUSINESS PHONE: 7039343600
MAIL ADDRESS:
STREET 1: 9300 LEE HWY
CITY: FAIRFAX
STATE: VA
ZIP: 22031
FORMER COMPANY:
FORMER CONFORMED NAME: ICF INTERNATIONAL INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ICF KAISER INTERNATIONAL INC
DATE OF NAME CHANGE: 19930811
FORMER COMPANY:
FORMER CONFORMED NAME: KAISER GROUP INTERNATIONAL INC
DATE OF NAME CHANGE: 19991220
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: TENNENBAUM & CO LLC
CENTRAL INDEX KEY: 0001018962
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 954587347
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 1999 AVENUE OF THE STARS
STREET 2: 32ND FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067-6100
BUSINESS PHONE: 3102017882
MAIL ADDRESS:
STREET 1: 1999 AVENUE OF THE STARS
CITY: LOS ANGELES
STATE: CA
ZIP: 90067-6100
SC 13G
1
v75871sc13g.txt
SCHEDULE 13G
1
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. _____________)*
Kaiser Group Holdings, Inc.
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(Name of Issuer)
Common Stock, par value $0.01 per share
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(Title of Class of Securities)
483059101
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(CUSIP Number)
July 23, 2001
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.
Page 1 of 6 pages
2
CUSIP NO. 483059101 SCHEDULE 13G
---------------------
(1) NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
TENNENBAUM & CO., LLC; IRS NO. 95-4587347
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(SEE INSTRUCTIONS) (b) [X]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE
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(5) SOLE VOTING POWER
NUMBER OF
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER 277,924
OWNED BY
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER 277,924
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 277,924
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(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS)
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 17.5%
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(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO
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Page 2 of 6 pages
3
CUSIP NO. 483059101 SCHEDULE 13G
---------------------
(1) NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
MICHAEL E. TENNENBAUM; SS NO. : ###-##-####
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(SEE INSTRUCTIONS) (b) [X]
---------------------------------------------------------------------
(3) SEC USE ONLY
---------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES
---------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER 277,924
OWNED BY
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER 277,924
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 277,924
---------------------------------------------------------------------
(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS)
---------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 17.5%
---------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN
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Page 3 of 6 pages
4
ITEM 1.
(a) Name of Issuer: Kaiser Group Holdings, Inc.
(b) Address of Issuer's Principal 9300 Lee Highway
Executive Offices: Fairfax, Virginia 22031-1207
ITEM 2.
(a) Name of Person Filing Tennenbaum & Co., LLC
Michael E. Tennenbaum
(b) Address of Principal Business 11100 Santa Monica Blvd.
Office or, if none, Residence Suite 210
Los Angeles, CA 90025
(for both reporting persons)
(c) Citizenship United States
(d) Title of Class of Securities Common Stock
(e) CUSIP Number 483059101
ITEM 3. If this statement is filed pursuant to Sections 240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C 80a-8).
(e) [ ] An investment adviser in accordance with Section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance
with Section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance
with Section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
ITEM 4. Ownership.
See Items 5 through 9 and 11 of cover page(s) as to each reporting
person.
Page 4 of 6 pages
5
ITEM 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following [ ].
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person.
N/A
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
N/A
ITEM 8. Identification and Classification of Members of the Group
N/A
ITEM 9. Notice of Dissolution of Group
N/A
ITEM 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction
having that purpose or effect.
Page 5 of 6 pages
6
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: September 14, 2001
/s/ Michael E. Tennenbaum
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Michael E. Tennenbaum, individually and as
managing member of Tennenbaum & Co., LLC
Page 6 of 6 pages