-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FEiZTWovSXFVWGi4KSgSp/8YD33zHNQDBzG75M5CzNrSt3q2jeJi3AQV1B9LME0o /oHqsyRB4EN9y8aAvzEsUg== 0001089355-03-000321.txt : 20030702 0001089355-03-000321.hdr.sgml : 20030702 20030702171350 ACCESSION NUMBER: 0001089355-03-000321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030627 FILED AS OF DATE: 20030702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VALPEY FISHER CORP CENTRAL INDEX KEY: 0000085608 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 060737363 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 SOUTH ST CITY: HOPKINTON STATE: MA ZIP: 01748 BUSINESS PHONE: 5084359039 MAIL ADDRESS: STREET 1: 75 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 FORMER COMPANY: FORMER CONFORMED NAME: MATEC CORP/DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: RSC INDUSTRIES INC DATE OF NAME CHANGE: 19840515 FORMER COMPANY: FORMER CONFORMED NAME: REEVES INDUSTRIES INC DATE OF NAME CHANGE: 19710520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KROLL MICHAEL J CENTRAL INDEX KEY: 0001251448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04184 FILM NUMBER: 03772826 BUSINESS ADDRESS: STREET 1: 75 SOUTH ST CITY: HOPKINTON STATE: MA ZIP: 01746 BUSINESS PHONE: 5084356831 MAIL ADDRESS: STREET 1: 75 SOUTH ST CITY: HOKINTON STATE: MA ZIP: 01748 4 1 primary_doc.xml PRIMARY DOCUMENT 4 2003-06-27 0 0000085608 VALPEY FISHER CORP VPF 0001251448 KROLL MICHAEL J 0 1 0 0 VP, Treasurer and CFO Employee Stock Option to buy 2.62 2003-06-27 4 A 0 25000 0 A 2004-06-27 2013-06-26 Common Stock 25000 25000 D These options were granted under the Valpey Fisher Corporation 2001 Stock Option Plan. The options become exercisable as to 20% of the shares on the first anniversary of the grant and an additional 20% on each of the four subsequent anniversary dates thereafter on a cumulative basis. The reporting person also directly owns the following: (i) an employee stock option to purchase 2,204 shares of the Common Stock of Valpey-Fisher Corporation at an exercise price of $1.9462 per share. The option, granted on December 15, 1994, became exercisable as to 20% of the shares on the first five anniversary dates of the grant on a cumulative basis, and expires on December 14, 2004. (ii) an employee stock option to purchase 15,000 shares of Common Stock of Valpey-Fisher Corporation at an exercise price of $11.0417 per share. The option, which was granted on October 19, 2000, became exercisable as to 20% of the shares on the first and second anniversary dates and will become exercisable as to an additional 20% on the three subsequent anniversary dates thereafter, on a cumulative basis. (iii) 29,950 shares of Common Stock of Valpey-Fisher Corporation of which 20,050 are owned jointly with the wife of the reporting person. Michael J. Kroll 2003-07-02 -----END PRIVACY-ENHANCED MESSAGE-----