-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B0DXZW6bTtgUjMXy4H9rDpkfVzlXx8o0aBKPbp7DmXPmgq5yOIwjVjI/hJcZmcDb Cxw0nZw5fGjCA4B5LrUf2Q== 0000943374-96-000027.txt : 19960805 0000943374-96-000027.hdr.sgml : 19960805 ACCESSION NUMBER: 0000943374-96-000027 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960802 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL BANCORP INC CENTRAL INDEX KEY: 0000855932 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 061391814 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46465 FILM NUMBER: 96603034 BUSINESS ADDRESS: STREET 1: 45-25 QUEENS BLVD CITY: LONG ISLAND CITY STATE: NY ZIP: 11104 BUSINESS PHONE: 7187295002 MAIL ADDRESS: STREET 1: 45-25 QUEENS BLVD CITY: LONG ISLAND CITY STATE: NY ZIP: 11104 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BFS BANKORP INC CENTRAL INDEX KEY: 0000820900 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 133475050 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 110 WILLIAM FULTIN STREET CITY: NEW YORK STATE: NY ZIP: 10038-3902 BUSINESS PHONE: 2122274040 MAIL ADDRESS: STREET 1: 110 WILLIAM FULTON STREET CITY: NEW YORK STATE: NY ZIP: 10038-3902 SC 13D/A 1 THIS IS A SCHEDULE 13D/A FOR BFS BANKORP, INC. - ------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) FINANCIAL BANCORP, INC. (Name of Issuer) ------------- Common Stock, $.01 Par Value Per Share (Title of Class of Securities) ------------- 31738T 10 (CUSIP Number) ------------- John J. Gorman, Esq. Luse Lehman Gorman Pomerenk & Schick A Professional Corporation 5335 Wisconsin Avenue, N.W. Washington, D.C. 20015 (202) 274-2000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) ------------- August 1, 1996 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement: [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) - ------------------------------------------------------------------------ SCHEDULE 13D CUSIP No. 31738T 10 - ------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BFS Bankorp, Inc. - ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (b)[ ] Not applicable - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------ 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] Not applicable - ------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware - ------------------------------------------------------------------------ 7 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER 90,000 - ------------------------------------------------------------------------ 8 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SHARED VOTING POWER 1,500 - ------------------------------------------------------------------------ 9 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE DISPOSITIVE POWER 90,000 - ------------------------------------------------------------------------ 10 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SHARED DISPOSITIVE POWER 1,500 - ------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 91,500 - ------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.98 - ------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------ Item 1. Security and Issuer. The securities as to which this Amendment No. 1 to Schedule 13D relates are shares of common stock, $.01 par value per share ("Common Stock"), of Financial Bancorp, Inc. (the "Issuer"). The address of the Issuer's principal executive office is 42-25 Queens Boulevard, Long Island City, N.Y. 11104. Based upon the Issuer's Form 10-Q for the quarter ended March 31, 1996, the Issuer has outstanding 1,838,365 shares of Common Stock. Item 2. Identity and Background. Please see Item 2 to the Company's Schedule 13D filed on July 22, 1996, which is incorporated herein by reference thereto. Item 3. Source and Amount of Funds or Other Consideration Not applicable. Item 4. Purpose of Transaction The purpose of this Amendment No. 1 to Schedule 13D is to report that the Company's holdings in Issuer's Common Stock have dropped below five percent (5%). Item 5. Interest in Securities of the Issuer This Amendment No. 1 amends and supplements the Company's Schedule 13D filed on July 22, 1996. Item 5 of the Schedule 13D is hereby amended to include the following: On July 31, 1996 the Company sold 7,000 shares of Issuer's Common Stock at a per share price of $14.625. On August 1, 1996, the Company sold 4,000 shares of Issuer's Common Stock at a per share price of $14.50 and sold 14,000 shares of Issuer's Common Stock at a per share price of $14.25. As a result of these sales of the Issuer's Common Stock, the Company now has sole voting and dispositive power with respect to 90,000 shares of Issuer's Common Stock. The Company has shared voting and dispositive power with respect to 91,500 shares. The following sales of Issuer's Common Stock were effected by the Company since July 22, 1996, the date of the filing of the Schedule 13D: Sale Date Number of Shares Price Per Share 07/31/96 7,000 $14.625 08/01/96 4,000 14.50 08/01/96 14,000 14.25 The foregoing transactions were effected through open-market sales. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Please see Item 6 to the Company's Schedule 13D filed on July 22, 1996, which is incorporated herein by reference thereto. Item 7. Material to be Filed as Exhibits None. SIGNATURE After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement on Schedule 13D is true, complete and correct. BFS BANKORP, INC. By:/s/ Gerard A. Perri -------------------------- Gerard A. Perri Senior Vice President and Chief Financial Officer Date: August 2, 1996 -----END PRIVACY-ENHANCED MESSAGE-----