0001140361-16-064847.txt : 20160512 0001140361-16-064847.hdr.sgml : 20160512 20160512164853 ACCESSION NUMBER: 0001140361-16-064847 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20160502 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY FINANCIAL CORP /MD/ CENTRAL INDEX KEY: 0000855874 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521652138 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3035 LEONARDTOWN RD STREET 2: P O BOX 38 CITY: WALDORF STATE: MD ZIP: 20601 BUSINESS PHONE: 3016455601 MAIL ADDRESS: STREET 1: 3035 LEONARDTOWN ROAD CITY: WALDORF STATE: MD ZIP: 20601 FORMER COMPANY: FORMER CONFORMED NAME: TRI COUNTY FINANCIAL CORP /MD/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDENBAUM BENNETT D CENTRAL INDEX KEY: 0000927942 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36094 FILM NUMBER: 161644623 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDENBAUM MATTHEW A CENTRAL INDEX KEY: 0000927943 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36094 FILM NUMBER: 161644624 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001085393 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36094 FILM NUMBER: 161644625 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-521-9500 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Basswood Capital Management LLC DATE OF NAME CHANGE: 20130814 FORMER NAME: FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19990428 3 1 doc1.xml FORM 3 X0206 3 2016-05-02 0 0000855874 COMMUNITY FINANCIAL CORP /MD/ TCFC 0001085393 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 645 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10022 1 0 0 1 See Remarks 0000927943 LINDENBAUM MATTHEW A C/O BASSWOOD CAPITAL MANAGEMENT L.L.C. 645 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022 0 0 0 1 See Remarks 0000927942 LINDENBAUM BENNETT D C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C. 645 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10022 0 0 0 1 See Remarks Common Stock, par value $0.01 per share ("Common Stock") 17626 I See footnotes Common Stock 12469 I See footnotes Common Stock 133998 I See footnotes Common Stock 73487 I See footnotes Common Stock 26435 I See footnotes Common Stock 18988 I See footnotes Common Stock 50008 I See footnotes Common Stock 122388 I See footnotes Common Stock 810 I See footnotes See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 Matthew Lindenbaum, Bennett Lindenbaum and Basswood Capital Management, L.L.C. may be deemed to be directors-by-deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934 by virtue of Basswood Capital Management, L.L.C.'s representation on the board of directors of the Issuer. Eric Goldberg, a Senior Analyst of Basswood Capital Management, L.L.C., is a director of the Issuer. List of Exhibits: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Signatures Basswood Capital Management, L.L.C., By: /s/ Matthew Lindenbaum, Managing Member 2016-05-12 EX-99.1 2 b17215771a.htm EXPLANATION OF RESPONSES
Explanation of Responses:
1. This Form 3 is filed on behalf of Matthew Lindenbaum, Bennett Lindenbaum and Basswood Capital Management, L.L.C. (collectively, the “Reporting Persons”). Basswood Capital Management, L.L.C. is the investment manager or adviser to the Funds (as defined below) and Managed Accounts (as defined below) and may be deemed to have a pecuniary interest in the Common Stock directly held by them. Matthew Lindenbaum and Bennett Lindenbaum are the managing members of Basswood Capital Management, L.L.C. and may be deemed to have a pecuniary interest in the Common Stock directly held by the Funds and in the Managed Accounts.
2. Common Stock held directly by Basswood Opportunity Partners, LP (“BOP”).
3. Common Stock held directly by Basswood Opportunity Fund, Inc. (“BOF”).
4. Common Stock held directly by Basswood Enhanced Long Short Fund, LP (“BELS”).
5. Common Stock held directly by Basswood Financial Fund, LP (“BFF”).
6. Common Stock held directly by Basswood Financial Fund, Inc. (“BFF, Inc.”).
7. Common Stock held directly by Basswood Financial Long Only Fund, LP (“BLOF”).
8. Common Stock held directly by BCM Select Equity I Master, Ltd. (“BCM,” and together with BOP, BOF, BELS, BFF, BFF, Inc. and BLOF, the “Funds”).
9. Common Stock held directly by Managed Account 1.
10. Common Stock held directly by Managed Account 2 (together, with Managed Account 1 the “Managed Accounts”).
EX-99.2 3 b17215771b.htm JOINT FILERS' SIGNATURES
 
Joint Filers’ Signatures
 
   
   
 
/s/ Matthew Lindenbaum                                       
 
Matthew Lindenbaum
   
   
 
/s/ Bennett Lindenbaum                                         
 
Bennett Lindenbaum
   
   
   
 
Basswood Capital Management, L.L.C.
   
   
   
   
 
By:
/s/ Matthew Lindenbaum                              
   
Name: Matthew Lindenbaum
Title: Managing Member