0000855713-20-000010.txt : 20200604
0000855713-20-000010.hdr.sgml : 20200604
20200604094836
ACCESSION NUMBER: 0000855713-20-000010
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
STILLPASS,H,ALEXANDER,
FILED AS OF DATE: 20200603
DATE AS OF CHANGE: 20200604
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000855713
IRS NUMBER: 202461737
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02640
FILM NUMBER: 20942073
BUSINESS ADDRESS:
STREET 1: 700 WALNUT ST
STREET 2: SUITE 600
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-381-3939
MAIL ADDRESS:
STREET 1: 700 WALNUT ST
STREET 2: SUITE 600
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC.
DATE OF NAME CHANGE: 20051010
FORMER COMPANY:
FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC
DATE OF NAME CHANGE: 20051004
FORMER COMPANY:
FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC.
DATE OF NAME CHANGE: 20020722
MA-I/A
1
primary_doc.xml
MA-I/A
0000855713
XXXXXXXX
Andy Warning
513-762-3693
awarning@rsanet.com
N
Y
H
Alexander
Stillpass
1874838
N
1
0000855713
ROSS, SINCLAIRE & ASSOCIATES, LLC
08-03-1992
N
867-00447
LOCATED
SUPERVISED
08-03-1992
700 WALNUT ST
SUITE 600
CINCINNATI
OH
45202
08-1992
Ross, Sinclaire and Associates
Cincinnati
OH
45202
Y
Y
Investment Banker
Y
09-2012
ACTIVITIES BEYOND THE CLASSROOM
2330 Victory Parkway
Ste 307
Cincinnati
OH
45206
N
N
Support of the goal of the Cincinnati Public School student extracurricular activities
Board Member
6
as a member of the board my duties include attending meetings and providing insight.
06-2011
DUDLEY VENTURES COMMUNITY INVESTMENTS
22 East Jackson St
Phoenix
AZ
85004
N
N
Recipient of New Markets Tax Credits and a Community Development Entitiy
Advisory Board member
2
as a member of the board my duties include attending meetings and providing insight.
06-2010
RSA NMTC LLC
700 Walnut St
Ste 600
Cincinnati
OH
45202
N
N
COMMUNITY DEVELOPMENT ENTITIY AS DEFINED BY THE U.S. TREASURY
MEMBER MANAGER
10
MANAGE THE APPLICATION FOR NEW MARKETS TAX CREDITS
12-2019
RSA NMTC FUND LLC
700 WALNUT ST
STE 600
CINCINNATI
OH
45202
N
Y
NMTC TRANSACTION VEHICLE, LENDING AS A CDE
MEMBER, VP AND AUTHORIZED REP
1
TRANSACTION MONITORING, OPPORTUNITIES AND RELATED COMPLIANCE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-03-2020
Andrew Warning
CCO