0000855713-20-000009.txt : 20200604
0000855713-20-000009.hdr.sgml : 20200604
20200604094758
ACCESSION NUMBER: 0000855713-20-000009
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
STAARMANN,MATTHEW,ALLEN,
FILED AS OF DATE: 20200603
DATE AS OF CHANGE: 20200604
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000855713
IRS NUMBER: 202461737
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02640
FILM NUMBER: 20942072
BUSINESS ADDRESS:
STREET 1: 700 WALNUT ST
STREET 2: SUITE 600
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-381-3939
MAIL ADDRESS:
STREET 1: 700 WALNUT ST
STREET 2: SUITE 600
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC.
DATE OF NAME CHANGE: 20051010
FORMER COMPANY:
FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC
DATE OF NAME CHANGE: 20051004
FORMER COMPANY:
FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC.
DATE OF NAME CHANGE: 20020722
MA-I/A
1
primary_doc.xml
MA-I/A
0000855713
XXXXXXXX
Andy Warning
513-762-3693
awarning@rsanet.com
N
Y
Matthew
Allen
Staarmann
4967679
N
1
0000855713
ROSS, SINCLAIRE & ASSOCIATES, LLC
04-25-2005
N
867-00447
LOCATED
SUPERVISED
04-25-2005
700 WALNUT ST
SUITE 600
CINCINNATI
OH
45202
04-2005
ROSS, SINCLAIRE & ASSOCIATES, LLC
Cincinnati
OH
45202
Y
Y
Managing Director
11-2003
04-2005
Straightline Buisness Solutions
Cincinnati
OH
45247
N
N
Partner
Y
12-2019
RSA NMTC FUND LLC
700 WALNUT ST
STE 600
CINCINNATI
OH
45202
N
Y
NMTC TRANSACTION VEHICLE, LENDING AS A CDE
MEMBER, CFO, SECRETARY
1
MONITORING TRANSACTIONS, OPPORTUNITIES, AND COMPLIANCE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-03-2020
Adnrew Warning
CCO