0000855713-20-000009.txt : 20200604 0000855713-20-000009.hdr.sgml : 20200604 20200604094758 ACCESSION NUMBER: 0000855713-20-000009 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 STAARMANN,MATTHEW,ALLEN, FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC CENTRAL INDEX KEY: 0000855713 IRS NUMBER: 202461737 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02640 FILM NUMBER: 20942072 BUSINESS ADDRESS: STREET 1: 700 WALNUT ST STREET 2: SUITE 600 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-381-3939 MAIL ADDRESS: STREET 1: 700 WALNUT ST STREET 2: SUITE 600 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC. DATE OF NAME CHANGE: 20051010 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC DATE OF NAME CHANGE: 20051004 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC. DATE OF NAME CHANGE: 20020722 MA-I/A 1 primary_doc.xml MA-I/A 0000855713 XXXXXXXX Andy Warning 513-762-3693 awarning@rsanet.com N Y Matthew Allen Staarmann 4967679 N 1 0000855713 ROSS, SINCLAIRE & ASSOCIATES, LLC 04-25-2005 N 867-00447 LOCATED SUPERVISED 04-25-2005 700 WALNUT ST SUITE 600 CINCINNATI OH 45202 04-2005 ROSS, SINCLAIRE & ASSOCIATES, LLC Cincinnati OH 45202 Y Y Managing Director 11-2003 04-2005 Straightline Buisness Solutions Cincinnati OH 45247 N N Partner Y 12-2019 RSA NMTC FUND LLC 700 WALNUT ST STE 600 CINCINNATI OH 45202 N Y NMTC TRANSACTION VEHICLE, LENDING AS A CDE MEMBER, CFO, SECRETARY 1 MONITORING TRANSACTIONS, OPPORTUNITIES, AND COMPLIANCE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-03-2020 Adnrew Warning CCO