0000855713-18-000005.txt : 20180111 0000855713-18-000005.hdr.sgml : 20180111 20180111091619 ACCESSION NUMBER: 0000855713-18-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC CENTRAL INDEX KEY: 0000855713 IRS NUMBER: 202461737 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02640 FILM NUMBER: 18522821 BUSINESS ADDRESS: STREET 1: 700 WALNUT ST STREET 2: SUITE 600 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-381-3939 MAIL ADDRESS: STREET 1: 700 WALNUT ST STREET 2: SUITE 600 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC. DATE OF NAME CHANGE: 20051010 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC DATE OF NAME CHANGE: 20051004 FORMER COMPANY: FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC. DATE OF NAME CHANGE: 20020722 MA-I/A 1 primary_doc.xml MA-I/A 0000855713 XXXXXXXX Andy Warning 513-762-3693 awarning@rsanet.com sgames@rsanet.com N N H Alexander Stillpass 001874838 N 1 0000855713 ROSS, SINCLAIRE & ASSOCIATES, LLC 08-03-1992 N 867-00447 LOCATED SUPERVISED 08-03-1992 700 WALNUT ST SUITE 600 CINCINNATI OH 45202 08-1992 Ross, Sinclaire and Associates Cincinnati OH 45202 Y Y Investment Banker Y 09-2012 ACTIVITIES BEYOND THE CLASSROOM 2330 Victory Parkway Ste 307 Cincinnati OH 45206 N N Support of the goal of the Cincinnati Public School student extracurricular activities Board Member 6 as a member of the board my duties include attending meetings and providing insight. 06-2011 DUDLEY VENTURES COMMUNITY INVESTMENTS 22 East Jackson St Phoenix AZ 85004 N N Recipient of New Markets Tax Credits and a Community Development Entitiy Advisory Board member 2 as a member of the board my duties include attending meetings and providing insight. 06-2010 RSA NMTC LLC 700 Walnut St Ste 600 Cincinnati OH 45202 N N COMMUNITY DEVELOPMENT ENTITIY AS DEFINED BY THE U.S. TREASURY MEMBER MANAGER 10 MANAGE THE APPLICATION FOR NEW MARKETS TAX CREDITS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-10-2018 M Scott Games Compliance Officer