0000855713-17-000012.txt : 20171205
0000855713-17-000012.hdr.sgml : 20171205
20171205090931
ACCESSION NUMBER: 0000855713-17-000012
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20171204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000855713
IRS NUMBER: 202461737
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02640
FILM NUMBER: 171238756
BUSINESS ADDRESS:
STREET 1: 700 WALNUT ST
STREET 2: SUITE 600
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-381-3939
MAIL ADDRESS:
STREET 1: 700 WALNUT ST
STREET 2: SUITE 600
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC.
DATE OF NAME CHANGE: 20051010
FORMER COMPANY:
FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, LLC
DATE OF NAME CHANGE: 20051004
FORMER COMPANY:
FORMER CONFORMED NAME: ROSS, SINCLAIRE & ASSOCIATES, INC.
DATE OF NAME CHANGE: 20020722
MA-I/A
1
primary_doc.xml
MA-I/A
0000855713
XXXXXXXX
Andy Warning
513-762-3693
awarning@rsanet.com
sgames@rsanet.com
N
N
Bryan
S
Skinner
005258106
N
1
0000855713
ROSS, SINCLAIRE & ASSOCIATES, LLC
04-02-2007
N
07-30-2014
0000855713
SUPERVISED
04-02-2007
700 WALNUT ST
SUITE 600
CINCINNATI
OH
45202
LOCATED
11-30-2009
325 W MAIN STREET
SUITE 300
LEXINGTON
KY
40507
04-2007
ROSS, SINCLAIRE & ASSOCIATES, LLC
LEXINGTON
KY
40507
Y
Y
Investment Banker
09-2006
04-2007
FIDELITY BROKERAGE SERVICES LLC
BLUE ASH
OH
45242
N
Y
Financial Representative
05-2006
09-2006
Unemployed
Lexington
KY
40517
N
N
n/a
05-2002
05-2006
University of Kentucky
Lexington
KY
40506
N
N
Student
Y
12-2017
Bonnie Skinner (wife) Williamstown City Council
116 Lynwood Dr, (home) 400 N Main St (ci
Williamstown
KY
41097
N
N
political
running for city councilwoman
0
bonnie running for city council. bryan - no duties
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-04-2017
M Scott Games
Compliance Officer